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Aug 20, 2026 11:01AM Form D J Ross Asy 2026 08 a

Aug 20, 2026 11:01AM Form D/A Harvest Ridge Phase 2,

Aug 20, 2026 11:01AM Form FWP MORGAN STANLEY Filed by: MORGAN STANLEY

Aug 20, 2026 11:01AM Form N-PX Everest Private Wealth For: Jun 30

Aug 20, 2026 11:01AM Form 424B2 BARCLAYS BANK PLC

Aug 20, 2026 11:00AM Form 424B2 UBS AG

Aug 20, 2026 11:00AM Form 497J Harbor ETF Trust

Aug 20, 2026 11:00AM Form FWP GOLDMAN SACHS GROUP INC Filed by: GOLDMAN SACHS GROUP INC

Aug 20, 2026 11:00AM Form D Union Grove Farms, LLC

Aug 20, 2026 11:00AM Form FWP GS Finance Corp. Filed by: GS Finance Corp.

Aug 20, 2026 10:59AM Form N-PX Clarendon Private LLC For: Jun 30

Aug 20, 2026 10:59AM Form FWP BANK OF NOVA SCOTIA Filed by: BANK OF NOVA SCOTIA

Aug 20, 2026 10:58AM Form 8-K Audax Private Credit For: Aug 13

Aug 20, 2026 10:57AM Form D/A Pretium Single-Family

Aug 20, 2026 10:57AM Form N-PX Essex Financial Services For: Jun 30

Aug 20, 2026 10:56AM Form S-6 FT 13280

Aug 20, 2026 10:56AM Form N-PX Erickson Financial Group For: Jun 30

Aug 20, 2026 10:56AM Form 424B2 JPMORGAN CHASE & CO

Aug 20, 2026 10:56AM Form 144 FEDERATED HERMES, INC. Filed by: Germain Peter J

Aug 20, 2026 10:56AM Form N-PX River Road Asset Managem For: Jun 30

Aug 20, 2026 10:56AM Form 4 RIVERVIEW BANCORP INC For: Aug 18 Filed by: Carlson Bradley

Aug 20, 2026 10:56AM Form N-PX Ergawealth Advisors, For: Jun 30

Aug 20, 2026 10:55AM Form N-PX Elk River Wealth Managem For: Jun 30

Aug 20, 2026 10:55AM Form D Long River Capital SPV

Aug 20, 2026 10:54AM Form 497J CoinShares ETF Trust

Aug 20, 2026 10:54AM Form 424B2 CITIGROUP INC

Aug 20, 2026 10:54AM Form POS EX ADAMS STREET PRIVATE

Aug 20, 2026 10:54AM Form 424B2 CITIGROUP INC

Aug 20, 2026 10:54AM Form N-PX EHRLICH FINANCIAL GROUP For: Jun 30

Aug 20, 2026 10:54AM Form 424B2 MORGAN STANLEY

Aug 20, 2026 10:53AM Form N-PX EAGLE WEALTH STRATEGIES For: Jun 30

Aug 20, 2026 10:52AM Form 24F-2NT Putnam ETF Trust For: May 31

Aug 20, 2026 10:52AM Form 8-K AB Private Lending Fund For: Aug 20

Aug 20, 2026 10:52AM Form 485BXT ETF Opportunities Trust

Aug 20, 2026 10:52AM Form D/A Omni Point Capital, LLC

Aug 20, 2026 10:51AM Form 424B2 MORGAN STANLEY

Aug 20, 2026 10:51AM Form D GGTC - Nucleus Ventures

Aug 20, 2026 10:50AM Form D MVP Ventures III AI LP

Aug 20, 2026 10:50AM Form 424B2 CITIGROUP INC

Aug 20, 2026 10:50AM Form D Brookside Village North,

Aug 20, 2026 10:48AM Form 424B2 BANK OF NOVA SCOTIA

Aug 20, 2026 10:47AM Form D Cedar Forest TL Capital

Aug 20, 2026 10:47AM Form 424B2 CITIGROUP INC

Aug 20, 2026 10:47AM Form 144 SharkNinja, Inc. Filed by: Feld Peter

Aug 20, 2026 10:46AM Form N-PX EAGLE ROCK INVESTMENT For: Jun 30

Aug 20, 2026 10:45AM Form N-23C3A Diamond Hill Securitized For: Aug 26

Aug 20, 2026 10:45AM Form D THI0626 a Series of CGF2

Aug 20, 2026 10:45AM Form N-PX DENVER WEALTH MANAGEMENT For: Jun 30

Aug 20, 2026 10:44AM Form N-PX LGT CAPITAL PARTNERS For: Jun 30

Aug 20, 2026 10:44AM Form 4 INDEPENDENT BANK CORP For: Aug 19 Filed by: Kreter Kristopher

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