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Jul 9, 2026 12:05PM Form 4 Serina Therapeutics, For: Jul 07 Filed by: Brannan Stephen K.

Jul 9, 2026 12:05PM Form D/A EQUIAM Private Tech 30

Jul 9, 2026 12:04PM Form 424B2 BofA Finance LLC

Jul 9, 2026 12:03PM Form N-CSRS Investment Managers Seri For: Apr 30

Jul 9, 2026 12:03PM Form 13F-HR LVZ, Inc. For: Jun 30

Jul 9, 2026 12:02PM Form 424B2 UBS AG

Jul 9, 2026 12:02PM Form D/A Driftwood Credit Fund

Jul 9, 2026 12:01PM Form D Argos Identity Inc.

Jul 9, 2026 12:00PM Form FWP BANK OF NOVA SCOTIA Filed by: BANK OF NOVA SCOTIA

Jul 9, 2026 12:00PM Form SCHEDULE 13G/A Western Midstream Partne Filed by: ALPS ADVISORS INC

Jul 9, 2026 11:59AM Form 497J GUGGENHEIM DEFINED PORTF

Jul 9, 2026 11:59AM Form N-CSRS Investment Managers Seri For: Apr 30

Jul 9, 2026 11:59AM Form 4 83 Investment Group Inco For: Jul 01 Filed by: Sarti Jeffrey

Jul 9, 2026 11:59AM Form FWP Citigroup Global Markets Filed by: Citigroup Global Markets Holdings Inc.

Jul 9, 2026 11:58AM Form 13F-HR Piscataqua Savings Bank For: Jun 30

Jul 9, 2026 11:58AM Form FWP CITIGROUP INC Filed by: CITIGROUP INC

Jul 9, 2026 11:58AM Form 497K Six Circles Trust

Jul 9, 2026 11:57AM Form N-CSRS Investment Managers Seri For: Apr 30

Jul 9, 2026 11:57AM Form 13F-HR Safir Wealth Advisors, For: Jun 30

Jul 9, 2026 11:55AM Form D South Mountain Partners

Jul 9, 2026 11:55AM Form 497 Six Circles Trust

Jul 9, 2026 11:55AM Form N-PX LVZ, Inc. For: Jun 30

Jul 9, 2026 11:55AM Form D/A Oscar Wilde Spirits,

Jul 9, 2026 11:55AM Form N-PX LVZ, Inc. For: Jun 30

Jul 9, 2026 11:54AM Form 424B2 TORONTO DOMINION BANK

Jul 9, 2026 11:54AM Form 424B2 BARCLAYS BANK PLC

Jul 9, 2026 11:54AM Form 8-K Federal Home Loan Bank For: Jul 06

Jul 9, 2026 11:53AM Form 424B2 CANADIAN IMPERIAL BANK

Jul 9, 2026 11:53AM Form 485BPOS ETFis Series Trust I

Jul 9, 2026 11:52AM Form SCHEDULE 13G WaterBridge Infrastructu Filed by: ALPS ADVISORS INC

Jul 9, 2026 11:52AM Form 424B2 UBS AG

Jul 9, 2026 11:52AM Form 13F-HR LifeGuide Financial Advi For: Jun 30

Jul 9, 2026 11:52AM Form D Light in Motion Inc.

Jul 9, 2026 11:51AM Form 424B2 CITIGROUP INC

Jul 9, 2026 11:51AM Form N-PX MYCIO WEALTH PARTNERS, For: Jun 30

Jul 9, 2026 11:50AM Form 485BXT Amplify ETF Trust

Jul 9, 2026 11:50AM Form D MCG Wall Income & Opport

Jul 9, 2026 11:50AM Form FWP CANADIAN IMPERIAL BANK Filed by: CANADIAN IMPERIAL BANK OF COMMERCE /CAN/

Jul 9, 2026 11:48AM Form NPORT-P Strategic Trust For: May 31

Jul 9, 2026 11:48AM Form 424B2 UBS AG

Jul 9, 2026 11:47AM Form D/A Roots Capital Fund LP

Jul 9, 2026 11:47AM Form 13F-HR Lantz Financial LLC For: Jun 30

Jul 9, 2026 11:47AM Form 424B2 UBS AG

Jul 9, 2026 11:47AM Form 424B2 GOLDMAN SACHS GROUP INC

Jul 9, 2026 11:46AM Form 424B2 BofA Finance LLC

Jul 9, 2026 11:46AM Form D Resolute Fund VII, L.P.

Jul 9, 2026 11:46AM Form N-23C3A Victory Pioneer ILS Inte For: Jul 09

Jul 9, 2026 11:46AM Form 424B2 GOLDMAN SACHS GROUP INC

Jul 9, 2026 11:46AM Form 424B2 UBS AG

Jul 9, 2026 11:45AM Form NPORT-P NORTH COUNTRY FUNDS For: May 31

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