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Feb 4, 2026 02:13PM Form TA-2 New Horizon Transfer For: Dec 31

Feb 4, 2026 02:13PM Form 485BPOS Northern Lights Fund

Feb 4, 2026 02:13PM Form 4 CIENA CORP For: Feb 02 Filed by: SMITH GARY B

Feb 4, 2026 02:12PM Form 13F-HR PERKINS CAPITAL MANAGEME For: Dec 31

Feb 4, 2026 02:12PM Form D/A MULTI-ADVISOR FUNDS INTE

Feb 4, 2026 02:12PM Form 144 ILLINOIS TOOL WORKS INC Filed by: SANTI ERNEST SCOTT

Feb 4, 2026 02:11PM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Feb 4, 2026 02:11PM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Feb 4, 2026 02:11PM Form 424B2 GOLDMAN SACHS GROUP INC

Feb 4, 2026 02:11PM Form 144 EAST WEST BANCORP INC Filed by: LIU JACK C

Feb 4, 2026 02:11PM Form 8-K Stellus Private Credit For: Feb 02

Feb 4, 2026 02:11PM Form 424B2 UBS AG

Feb 4, 2026 02:10PM Form 424B2 GOLDMAN SACHS GROUP INC

Feb 4, 2026 02:10PM Form 13F-HR Western Pacific Wealth For: Dec 31

Feb 4, 2026 02:09PM Form 8-K LANDMARK BANCORP INC For: Feb 04

Feb 4, 2026 02:09PM Form 424B2 UBS AG

Feb 4, 2026 02:09PM Form 497 NORTHERN LIGHTS FUND

Feb 4, 2026 02:09PM Form 3 GREIF, INC For: Dec 08 Filed by: Benner Gaylord

Feb 4, 2026 02:08PM Form SCHEDULE 13G/A WESTERN ASSET GLOBAL Filed by: SIT INVESTMENT ASSOCIATES INC

Feb 4, 2026 02:07PM Form 13F-HR Argos Wealth Advisors, For: Dec 31

Feb 4, 2026 02:05PM Form 13F-HR CONTINUUM WEALTH ADVISOR For: Dec 31

Feb 4, 2026 02:05PM Form 5 CIVISTA BANCSHARES, INC. For: Dec 31 Filed by: Oliver Mary Patricia

Feb 4, 2026 02:05PM Form SCHEDULE 13G/A FLAHERTY & CRUMRINE TOTA Filed by: SIT INVESTMENT ASSOCIATES INC

Feb 4, 2026 02:05PM Form 13F-HR SCHWARTZ INVESTMENT COUN For: Dec 31

Feb 4, 2026 02:04PM Form ABS-15G NOVA Chemicals Inc. For: Feb 04

Feb 4, 2026 02:04PM Form ABS-15G FEDERAL AGRICULTURAL For: Feb 04

Feb 4, 2026 02:04PM Form 144 WINTRUST FINANCIAL CORP Filed by: Boege Kathleen M

Feb 4, 2026 02:03PM Form 424B2 GOLDMAN SACHS GROUP INC

Feb 4, 2026 02:03PM Form 13F-HR MASON STREET ADVISORS, For: Dec 31

Feb 4, 2026 02:01PM Form 13F-HR FIRST FOUNDATION ADVISOR For: Dec 31

Feb 4, 2026 02:01PM Form 5 Invesco Commercial Real For: Dec 31 Filed by: Rose Charlie

Feb 4, 2026 02:01PM Form 144 CHURCH & DWIGHT CO INC Filed by: Vergis Janet S.

Feb 4, 2026 02:00PM Form 3 CS DIAGNOSTICS CORP. For: Dec 31 Filed by: CS Interpharm General Trading Co. LLC

Feb 4, 2026 02:00PM Form 3 CS DIAGNOSTICS CORP. For: Dec 31 Filed by: CS Interpharm LLC

Feb 4, 2026 02:00PM Form 3 CS DIAGNOSTICS CORP. For: Dec 31 Filed by: CS Diagnostics Pharma GmbH

Feb 4, 2026 01:59PM Form 13F-HR INVESTORS ASSET MANAGEME For: Dec 31

Feb 4, 2026 01:59PM Form 497 Northern Lights Fund

Feb 4, 2026 01:58PM Form 497K Simplify Exchange Traded

Feb 4, 2026 01:58PM Form 424B2 MORGAN STANLEY

Feb 4, 2026 01:58PM Form 424B2 Marex Group plc

Feb 4, 2026 01:58PM Form 144 HUNT J B TRANSPORT SERVI Filed by: Woodruff Ronald Greer

Feb 4, 2026 01:58PM Form REVOKED HERZOG INTERNATIONAL

Feb 4, 2026 01:57PM Form 424B2 GOLDMAN SACHS GROUP INC

Feb 4, 2026 01:57PM Form 13F-HR Investment Advisory Serv For: Dec 31

Feb 4, 2026 01:56PM Form 424B2 BofA Finance LLC

Feb 4, 2026 01:55PM Form N-CSRS BLACKROCK FUNDS For: Nov 30

Feb 4, 2026 01:55PM Form D One to One Health, Inc.

Feb 4, 2026 01:55PM Form 5 Invesco Commercial Real For: Dec 31 Filed by: Dennis Richard Scott

Feb 4, 2026 01:54PM Form 13F-HR Pacific Ridge Capital For: Dec 31

Feb 4, 2026 01:54PM Form N-CSRS BLACKROCK MULTI STATE For: Nov 30

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