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Nov 14, 2025 03:46PM Form 13F-HR Sphera Management Techno For: Sep 30

Nov 14, 2025 03:46PM Form 10-Q Pacific Oak Strategic For: Sep 30

Nov 14, 2025 03:45PM Form 13F-HR Fairmount Funds Manageme For: Sep 30

Nov 14, 2025 03:45PM Form SCHEDULE 13G/A Apellis Pharmaceuticals, Filed by: EcoR1 Capital, LLC

Nov 14, 2025 03:45PM Form NT 10-Q KonaTel, Inc. For: Sep 30

Nov 14, 2025 03:45PM Form 424B2 JPMORGAN CHASE & CO

Nov 14, 2025 03:45PM Form 4 TOMPKINS FINANCIAL CORP For: Nov 12 Filed by: Torcello Diane D

Nov 14, 2025 03:45PM Form 4 Eaton Vance Tax-Advantag For: Oct 16 Filed by: Dunn Aaron

Nov 14, 2025 03:44PM Form 497J ETF Opportunities Trust

Nov 14, 2025 03:44PM Form 13F-HR Lion Point Capital, LP For: Sep 30

Nov 14, 2025 03:44PM Form 13F-HR Adams Wealth Management For: Sep 30

Nov 14, 2025 03:44PM Form 424B2 ROYAL BANK OF CANADA

Nov 14, 2025 03:43PM Form SCHEDULE 13G Boxlight Corp Filed by: Anson Funds Management LP

Nov 14, 2025 03:43PM Form 13F-NT Coatue Cardinal Main For: Sep 30

Nov 14, 2025 03:43PM Form 13F-HR NATIONAL BANK OF CANADA For: Sep 30

Nov 14, 2025 03:43PM Form 13F-NT Hound Partners Variable For: Sep 30

Nov 14, 2025 03:43PM Form SCHEDULE 13G/A Core Laboratories Inc. Filed by: DISCIPLINED GROWTH INVESTORS INC /MN

Nov 14, 2025 03:43PM Form 10-Q 21Shares Ethereum ETF For: Sep 30

Nov 14, 2025 03:43PM Form SCHEDULE 13G/A CNFinance Holdings Ltd. Filed by: GAGNON SECURITIES LLC

Nov 14, 2025 03:42PM Form 13F-HR IHT Wealth Management, For: Sep 30

Nov 14, 2025 03:42PM Form SCHEDULE 13G/A Oak Woods Acquisition Filed by: METEORA CAPITAL, LLC

Nov 14, 2025 03:42PM Form 4 Johnson Controls Interna For: Nov 13 Filed by: Blackwell Jean

Nov 14, 2025 03:42PM Form 10-K Salamander Innisbrook, For: Dec 31

Nov 14, 2025 03:42PM Form 10-Q Apollo Infrastructure For: Sep 30

Nov 14, 2025 03:42PM Form F-3 Snow Lake Resources Ltd.

Nov 14, 2025 03:42PM Form SCHEDULE 13G/A NABORS INDUSTRIES LTD Filed by: Varde Investment Partners (Offshore) Master, L.P.

Nov 14, 2025 03:42PM Form SCHEDULE 13D/A Xunlei Ltd Filed by: Xiaomi Corp

Nov 14, 2025 03:42PM Form 13F-NT Coatue Opportunity Fund For: Sep 30

Nov 14, 2025 03:42PM Form SCHEDULE 13G/A Carlyle Credit Income Filed by: Eagle Point Credit Management LLC

Nov 14, 2025 03:42PM Form 13F-HR Kinloch Capital, LLC For: Sep 30

Nov 14, 2025 03:41PM Form D BROOKSIDE 1031 LLC

Nov 14, 2025 03:41PM Form 10-Q Ark 21Shares Bitcoin For: Sep 30

Nov 14, 2025 03:41PM Form 13F-NT BGL BNP PARIBAS S.A. For: Sep 30

Nov 14, 2025 03:41PM Form 4 BITMINE IMMERSION TECHNO For: Nov 12 Filed by: Bates Jonathan Robert

Nov 14, 2025 03:40PM Form 13F-HR STAR Financial Bank For: Sep 30

Nov 14, 2025 03:40PM Form SCHEDULE 13G/A Zura Bio Ltd Filed by: GREAT POINT PARTNERS LLC

Nov 14, 2025 03:40PM Form 13F-NT Coatue Climate Tech Fund For: Sep 30

Nov 14, 2025 03:40PM Form 13F-HR Tandem Wealth Advisors For: Sep 30

Nov 14, 2025 03:40PM Form 13F-HR Power Corp of Canada For: Sep 30

Nov 14, 2025 03:40PM Form 13F-NT Hound Partners Offshore For: Sep 30

Nov 14, 2025 03:40PM Form 10-Q SOTHERLY HOTELS LP For: Sep 30 Filed by: Sotherly Hotels Inc.

Nov 14, 2025 03:40PM Form 13F-HR Novak & Powell Financial For: Sep 30

Nov 14, 2025 03:40PM Form 13F-HR Militia Capital Partners For: Sep 30

Nov 14, 2025 03:39PM Form 10-Q BIOTRICITY INC. For: Sep 30

Nov 14, 2025 03:39PM Form 13F-HR Aquatic Capital Manageme For: Sep 30

Nov 14, 2025 03:39PM Form 13F-NT Coatue Strategic Maple For: Sep 30

Nov 14, 2025 03:39PM Form SCHEDULE 13G Orielle Acquisition Corp Filed by: Jacobs Ian Seth

Nov 14, 2025 03:39PM Form 13F-NT Sphera Global Healthcare For: Sep 30

Nov 14, 2025 03:38PM Form SCHEDULE 13G FutureCrest Acquisition Filed by: Anson Funds Management LP

Nov 14, 2025 03:38PM Form 4 TOMPKINS FINANCIAL CORP For: Nov 12 Filed by: Tomazin Matthew D

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