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Nov 14, 2025 03:32PM Form 497 Northern Lights Fund

Nov 14, 2025 03:32PM Form 13F-NT Coatue Smart Transportat For: Sep 30

Nov 14, 2025 03:32PM Form SCHEDULE 13G/A Oxford Lane Capital Corp Filed by: Eagle Point Credit Management LLC

Nov 14, 2025 03:32PM Form FWP JPMORGAN CHASE & CO Filed by: JPMORGAN CHASE & CO

Nov 14, 2025 03:32PM Form 13F-NT BNP Paribas (Suisse) For: Sep 30

Nov 14, 2025 03:32PM Form 10-Q BrooQLy Inc. For: Sep 30

Nov 14, 2025 03:32PM Form 10-Q GOOD GAMING, INC. For: Sep 30

Nov 14, 2025 03:31PM Form 13F-HR Ceeto Capital Group, For: Sep 30

Nov 14, 2025 03:31PM Form 10-Q Lightstone Value Plus For: Sep 30

Nov 14, 2025 03:31PM Form FWP BANK OF MONTREAL /CAN/ Filed by: BANK OF MONTREAL /CAN/

Nov 14, 2025 03:31PM Form 424B2 MORGAN STANLEY

Nov 14, 2025 03:31PM Form 424B2 DEUTSCHE BANK AKTIENGESE

Nov 14, 2025 03:30PM Form 4 OCEANFIRST FINANCIAL For: Oct 29 Filed by: Murphy Joseph M. Jr.

Nov 14, 2025 03:30PM Form 13F-HR Starwood Capital Group For: Sep 30

Nov 14, 2025 03:30PM Form 13F-HR SPHERA FUNDS MANAGEMENT For: Sep 30

Nov 14, 2025 03:30PM Form 13F-HR Indaba Capital Managemen For: Sep 30

Nov 14, 2025 03:30PM Form 13F-HR Pantera Capital Partners For: Sep 30

Nov 14, 2025 03:30PM Form 13F-NT Coatue Asia Fund LP For: Sep 30

Nov 14, 2025 03:30PM Form 10-Q READING INTERNATIONAL For: Sep 30

Nov 14, 2025 03:30PM Form 424B2 MORGAN STANLEY

Nov 14, 2025 03:30PM Form 424B2 DEUTSCHE BANK AKTIENGESE

Nov 14, 2025 03:30PM Form 424B3 NATIONAL RURAL UTILITIES

Nov 14, 2025 03:30PM Form SCHEDULE 13D NewcelX Ltd. Filed by: Revel Michel

Nov 14, 2025 03:30PM Form SCHEDULE 13G/A Powerfleet, Inc. Filed by: DISCIPLINED GROWTH INVESTORS INC /MN

Nov 14, 2025 03:30PM Form 424B2 JPMORGAN CHASE & CO

Nov 14, 2025 03:30PM Form 13F-HR Wiser Advisor Group LLC For: Sep 30

Nov 14, 2025 03:30PM Form 13F-NT Brookfield Public Securi For: Sep 30

Nov 14, 2025 03:29PM Form 13F-NT Brookfield Asset Managem For: Sep 30

Nov 14, 2025 03:29PM Form 13F-NT Brookfield Asset Managem For: Sep 30

Nov 14, 2025 03:29PM Form 10-Q BANK OF THE JAMES FINANC For: Sep 30

Nov 14, 2025 03:29PM Form 424B2 MORGAN STANLEY

Nov 14, 2025 03:29PM Form 144 LIVEPERSON INC Filed by: Collins John DeNeen

Nov 14, 2025 03:29PM Form 13F-NT Brookfield Asset Managem For: Sep 30

Nov 14, 2025 03:29PM Form 10-Q ZHEN DING RESOURCES INC. For: Sep 30

Nov 14, 2025 03:29PM Form SCHEDULE 13G/A TPG RE Finance Trust, Filed by: TPG GP A, LLC

Nov 14, 2025 03:28PM Form 13F-NT BAM Credit & Insurance For: Sep 30

Nov 14, 2025 03:28PM Form 13F-NT COATUE OFFSHORE MASTER For: Sep 30

Nov 14, 2025 03:28PM Form 424B2 MORGAN STANLEY

Nov 14, 2025 03:28PM Form 424B2 CITIGROUP INC

Nov 14, 2025 03:28PM Form 13F-HR Prosperity Consulting For: Sep 30

Nov 14, 2025 03:28PM Form 13F-NT Hauser Phillip Johannes For: Sep 30

Nov 14, 2025 03:27PM Form 13F-HR Laraway Financial Adviso For: Sep 30

Nov 14, 2025 03:27PM Form 4 Sound Financial Bancorp, For: Nov 13 Filed by: Sexton Heidi

Nov 14, 2025 03:27PM Form 10-Q StratCap Digital Infrast For: Sep 30

Nov 14, 2025 03:27PM Form 13F-HR TPG GP A, LLC For: Sep 30

Nov 14, 2025 03:27PM Form 13F-HR Capula Management Ltd For: Sep 30

Nov 14, 2025 03:26PM Form 13F-HR Cook & Bynum Capital For: Sep 30

Nov 14, 2025 03:26PM Form 13F-HR Snowden Capital Advisors For: Sep 30

Nov 14, 2025 03:26PM Form SCHEDULE 13G LM FUNDING AMERICA, INC. Filed by: Anson Funds Management LP

Nov 14, 2025 03:26PM Form 424B2 MORGAN STANLEY

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