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Form 4 APA Corp For: Nov 22 Filed by: Joung Chansoo
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Form NPORT-P Investment Managers Seri For: Sep 30
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Form C/A Sokah LLC
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Form 3 Oaktree Diversified Inco For: Nov 20 Filed by: Schauffert-Tam Susan
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Form 424B2 JPMORGAN CHASE & CO
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Form 144 Newegg Commerce, Inc. Filed by: Yang Yingmei
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Form 4 APA Corp For: Nov 22 Filed by: Hooper Charles W
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Form 40-17F2 Stock Dividend Fund, Filed by: Stock Dividend Fund, Inc.
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Form 4 Horizon Kinetics Holding For: Nov 22 Filed by: Kesslen Jay H
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Form C/A East Denver Food Hub
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Form 6-K NOVO NORDISK A S For: Nov 25
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Form 3 Brookfield Infrastructur For: Nov 20 Filed by: Schauffert-Tam Susan
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Form 4 APA Corp For: Nov 22 Filed by: Ellis Juliet S
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Form 144 MGP INGREDIENTS INC Filed by: Seaberg Karen
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Form 424B2 ROYAL BANK OF CANADA
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Form 3 Brookfield Real Assets For: Nov 20 Filed by: Schauffert-Tam Susan
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Form 424B2 JPMORGAN CHASE & CO
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Form 8-K Federal Home Loan Bank For: Nov 21
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Form 6-K CENOVUS ENERGY INC. For: Nov 25
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Form C/A NaturallyNeat Cleaning
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Form 4 APA Corp For: Nov 22 Filed by: Bob Matthew Regis
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Form 144 INDEPENDENT BANK CORP Filed by: Daniel Larry R Jr
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Form C/A Lokal Spot Events LLC
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Form 4 APA Corp For: Nov 22 Filed by: Bay Annell R
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Form 4 RESMED INC For: Nov 22 Filed by: Leong Justin
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Form 144 STATE STREET CORP Filed by: Fogarty Ann
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Form 253G2 Energous Corp
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Form 424B2 ROYAL BANK OF CANADA
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Form D Carlyle Tactical Private
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Form D LU-1028 Fund I, a series
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Form 497K COLUMBIA FUNDS SERIES
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Form 497K Columbia Funds Series
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Form 485BPOS Federated Hermes Equity
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Form 424B2 UBS AG
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Form D Viper Syndication L.P.
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Form 424B2 UBS AG
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Form 485BPOS FIDELITY SALEM STREET
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Form 485BPOS FIDELITY CHARLES STREET
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Form 144 ServiceNow, Inc. Filed by: Sands Anita M
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Form 497K Columbia Funds Series
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Form 485BPOS COLUMBIA FUNDS SERIES
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Form X-17A-5 LORD ABBETT DISTRIBUTOR For: Sep 30
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Form 3 Aclaris Therapeutics, For: Nov 18 Filed by: Biosion, Inc.
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Form 424B2 UBS AG
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Form SC 13G Aclaris Therapeutics, Filed by: Biosion, Inc.
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Form 8-K Schneider National, Inc. For: Nov 22
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Form 424B2 UBS AG
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Form NPORT-P DoubleLine ETF Trust For: Sep 30
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Form NPORT-P Investment Managers Seri For: Sep 30
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Form 4 Marygold Companies, Inc. For: Nov 21 Filed by: Nicholas & Melinda Gerber Living Trust


