Notable Holders of ACCELERATED RETURN BEAR NOTES LINKED TO THE S&P 500 INDEX (ABY)
|
Expand Research on ABY
|
* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| Appaloosa Management | ORD SHS | 6,303,713 | N/A | 13F |
| KAYNE ANDERSON CAPITAL ADVISORS LP | SHS | 4,785,781 | N/A | 13F |
| Amundi | COM | 2,594,043 | N/A | 13F |
| TOMS Capital Investment Management LP (CALL) | SHS | 2,152,000 | N/A | 13F |
| TORTOISE CAPITAL ADVISORS, L.L.C. | cs | 2,061,724 | N/A | 13F |
| BlackRock Fund Advisors | SHS | 1,791,710 | N/A | 13F |
| MILLENNIUM MANAGEMENT LLC | SHS | 1,762,295 | N/A | 13F |
| DIMENSIONAL FUND ADVISORS LP | SHS | 1,327,436 | N/A | 13F |
| NEUMEIER POMA INVESTMENT COUNSEL LLC | SHS | 1,299,976 | N/A | 13F |
| MANAGED ACCOUNT ADVISORS LLC | ORD SHS | 1,258,652 | N/A | 13F |
| HAP Trading, LLC (CALL) | SHS | 1,222,100 | N/A | 13F |
| Advisors Capital Management, LLC | SHS | 990,341 | N/A | 13F |
| RENAISSANCE TECHNOLOGIES LLC | SHS | 968,855 | N/A | 13F |
| DEUTSCHE BANK AG\ | SHS | 714,236 | N/A | 13F |
| FIRST TRUST ADVISORS LP | SHS | 651,906 | N/A | 13F |
| Melqart Asset Management (UK) Ltd | SHS | 605,154 | N/A | 13F |
| GROUP ONE TRADING, L.P. (PUT) | SHS | 559,300 | N/A | 13F |
| BlackRock Institutional Trust Company, N.A. | SHS | 535,851 | N/A | 13F |
| Numeric Investors LLC | SHS | 524,690 | N/A | 13F |
| Ceredex Value Advisors LLC | SHS | 460,800 | N/A | 13F |
| Arosa Capital Management LP | SHS | 436,200 | N/A | 13F |
| McGowan Group Asset Management, Inc. | SHS | 414,786 | N/A | 13F |
| Beck Bode, LLC | SHS | 389,521 | N/A | 13F |
| COHEN & STEERS CAPITAL MANAGEMENT INC | COM | 367,353 | N/A | 13F |
| Premier Fund Managers Ltd | SHS | 340,000 | N/A | 13F |
| CUSHING MLP ASSET MANAGEMENT, LP | SHS | 337,266 | N/A | 13F |
| VANGUARD GROUP INC | SHS | 336,906 | N/A | 13F |
| Mitsubishi UFJ Trust & Banking Corp | SHS | 317,605 | N/A | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | SHS | 313,453 | N/A | 13F |
| AHL Partners LLP | SHS | 308,925 | N/A | 13F |
| RAYMOND JAMES & ASSOCIATES | SHS | 241,971 | N/A | 13F |
| BlackRock Investment Management, LLC | SHS | 241,731 | N/A | 13F |
| PIONEER INVESTMENT MANAGEMENT INC | COM | 238,819 | N/A | 13F |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | COMMON STOCK | 224,852 | N/A | 13F |
| Washington Trust Advisors, Inc. | SHS | 212,126 | N/A | 13F |
| TPH Asset Management, LLC | SHS | 202,614 | N/A | 13F |
| LEGAL & GENERAL GROUP PLC | SHS | 179,656 | N/A | 13F |
| Baird Financial Group, Inc. | FOREIGN | 177,718 | N/A | 13F |
| ECOFIN LTD | ORD | 171,133 | N/A | 13F |
| HRT FINANCIAL LLC | SHS | 170,657 | N/A | 13F |
| Raymond James Financial Services Advisors, Inc. | SHS | 162,659 | N/A | 13F |
| Neuberger Berman Group LLC | Common | 147,171 | N/A | 13F |
| Rockefeller Capital Management L.P. | SHS | 146,922 | N/A | 13F |
| Aptus Capital Advisors, LLC | SHS | 146,696 | N/A | 13F |
| Qube Research & Technologies Ltd | SHS | 145,865 | N/A | 13F |
| Susquehanna International Group, LLP (CALL) | SHS | 140,800 | N/A | 13F |
| CAM Group Holding A/S | SHS | 130,657 | N/A | 13F |
| GEODE CAPITAL MANAGEMENT LLC | SHS | 127,295 | N/A | 13F |
| BIP GP LLC | ORD SHS | 109,836 | N/A | 13F |
| GLOBEFLEX CAPITAL L P | COM | 106,744 | N/A | 13F |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | SHS | 105,810 | N/A | 13F |
| Bramshill Investments, LLC | COMMON STOCK | 104,610 | N/A | 13F |
| Jump Financial, LLC | Common Stock | 103,158 | N/A | 13F |
| CoreCommodity Management, LLC | SHS | 100,626 | N/A | 13F |
| Cantab Capital Partners LLP | COM | 98,762 | N/A | 13F |
| Spot Trading L.L.C (CALL) | SHS | 96,400 | N/A | 13F |
| BROOKFIELD INVESTMENT MANAGEMENT INC. | SHS | 88,800 | N/A | 13F |
| Schonfeld Strategic Advisors LLC | SHS | 87,300 | N/A | 13F |
| Marshall Wace LLP | COMMON STOCK | 81,340 | N/A | 13F |
| BNP Paribas Investment Partners S.A. | SHS | 81,046 | N/A | 13F |
| K2 PRINCIPAL FUND, L.P. (CALL) | SHS | 79,100 | N/A | 13F |
| A. D. Beadell Investment Counsel, Inc. | COM | 78,730 | N/A | 13F |
| Man Group plc | SHS | 77,677 | N/A | 13F |
| KENNEDY CAPITAL MANAGEMENT INC | COM | 71,860 | N/A | 13F |
| Cubist Systematic Strategies, LLC | SHS | 70,403 | N/A | 13F |
| BNP PARIBAS ARBITRAGE, SA | Equity | 69,103 | N/A | 13F |
| Yaupon Capital Management LP | SHS | 67,019 | N/A | 13F |
| Trexquant Investment LP | SHS | 66,722 | N/A | 13F |
| OCCUDO QUANTITATIVE STRATEGIES LP | SHS | 65,731 | N/A | 13F |
| Citadel (CALL) | SHS | 57,600 | N/A | 13F |
| PDT Partners, LLC | SHS | 54,755 | N/A | 13F |
| SIMPLEX TRADING, LLC | COM | 54,646 | N/A | 13F |
| JEFFERIES GROUP INC /DE/ | SHS | 52,627 | N/A | 13F |
| TWO SIGMA ADVISERS, LLC | SHS | 50,600 | N/A | 13F |
| Mirae Asset Global Investments Co., Ltd. | SHS | 48,423 | N/A | 13F |
| Global X Management CO LLC | SHS | 48,230 | N/A | 13F |
| JANE STREET GROUP, LLC | SHS | 45,582 | N/A | 13F |
| Quantbot Technologies LLC | COM | 39,462 | N/A | 13F |
| Sargent Investment Group, LLC | SHS | 39,210 | N/A | 13F |
| PUTNAM FL INVESTMENT MANAGEMENT CO | SHS | 38,196 | N/A | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 36,186 | N/A | 13F |
| EATON VANCE MANAGEMENT | COMMON STOCK | 34,950 | N/A | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | SHS | 33,294 | N/A | 13F |
| Ergoteles LLC | SHS | 31,938 | N/A | 13F |
| Toroso Investments, LLC | SHS | 31,740 | N/A | 13F |
| LPL Financial LLC | SHS | 31,474 | N/A | 13F |
| TWO SIGMA INVESTMENTS LLC | SHS | 30,339 | N/A | 13F |
| Harvest Portfolios Group Inc. | SHS | 28,998 | N/A | 13F |
| SPOT TRADING L.L.C. (PUT) | SHS | 28,800 | N/A | 13F |
| Nuveen Asset Management, LLC | SHS | 28,127 | N/A | 13F |
| Engineers Gate Manager LP | SHS | 26,763 | N/A | 13F |
| Aquatic Capital Management LLC | SHS | 26,600 | N/A | 13F |
| Van Eck | SHS | 26,588 | N/A | 13F |
| M&G INVESTMENT MANAGEMENT LTD | SHS | 26,092 | N/A | 13F |
| Oceanic Investment Management LTD | SHS | 24,850 | N/A | 13F |
| Vontobel Holding Ltd. | SHS | 24,443 | N/A | 13F |
| D. E. Shaw & Co., INC. | SHS | 24,337 | N/A | 13F |
| MISSION WEALTH MANAGEMENT, LLC | SHS | 23,366 | N/A | 13F |
| Bartlett & Co. LLC | COM | 23,110 | N/A | 13F |
| Abundance Wealth Counselors | SHS | 23,016 | N/A | 13F |
| BLACKROCK ADVISORS LLC | SHS | 22,523 | N/A | 13F |
| Insight Folios Inc | SHS | 22,268 | N/A | 13F |
| PFG Investments, LLC | SHS | 21,154 | N/A | 13F |
| WOLVERINE TRADING, LLC (CALL) | SHS | 20,900 | N/A | 13F |
| Graham Capital Management, L.P. | SHS | 20,885 | N/A | 13F |
| Steel Peak Wealth Management LLC | SHS | 19,813 | N/A | 13F |
| Squarepoint Ops LLC | SHS | 19,691 | N/A | 13F |
| UBS AG | ORD SHS | 19,583 | N/A | 13F |
| Paragon Private Wealth Management, LLC | SHS | 18,439 | N/A | 13F |
| ENVESTNET ASSET MANAGEMENT INC | SHS | 18,236 | N/A | 13F |
| BAILARD, INC. | SHS | 18,100 | N/A | 13F |
| Walleye Trading LLC (PUT) | SHS | 17,900 | N/A | 13F |
| OLD MISSION CAPITAL, LLC | Common Stock | 17,644 | N/A | 13F |
| Mariner Wealth Advisors, LLC | SHS | 17,179 | N/A | 13F |
| Walleye Trading Advisors, LLC (PUT) | SHS | 16,900 | N/A | 13F |
| Consolidated Portfolio Review Corp | SHS | 16,505 | N/A | 13F |
| Sigma Planning Corp | SHS | 16,122 | N/A | 13F |
| Handelsbanken Fonder AB | COM | 15,900 | N/A | 13F |
| BlackRock Group LTD | SHS | 15,274 | N/A | 13F |
| Advisors Asset Management, Inc. | SHS | 14,445 | N/A | 13F |
| XTX Topco Ltd | SHS | 13,082 | N/A | 13F |
| Lindbrook Capital, LLC | Stock | 13,080 | N/A | 13F |
| Banque Cantonale Vaudoise | SHS | 13,080 | N/A | 13F |
| Fort Sheridan Advisors LLC | SHS | 12,158 | N/A | 13F |
| INCEPTIONR LLC | SHS | 12,064 | N/A | 13F |
| MERCER GLOBAL ADVISORS INC /ADV | SHS | 11,660 | N/A | 13F |
| Red Alder LLC | SHS | 11,472 | N/A | 13F |
| HighTower Advisors, LLC | SHS | 11,225 | N/A | 13F |
| RAYMOND JAMES TRUST CO | FOREIGN STOCK/A | 10,759 | N/A | 13F |
| AE Wealth Management LLC | SHS | 10,743 | N/A | 13F |
| Centiva Capital, LP | SHS | 10,598 | N/A | 13F |
| Multi-Financial Securities Corp | SHS | 10,490 | N/A | 13F |
| State of Tennessee, Treasury Department | COMMON STOCK | 10,477 | N/A | 13F |
| FOX RUN MANAGEMENT, L.L.C. | SHS | 10,459 | N/A | 13F |
| MQS Management LLC | SHS | 10,140 | N/A | 13F |
| Cresset Asset Management, LLC | SHS | 9,648 | N/A | 13F |
| Redwood Wealth Management Group, LLC | SHS | 9,534 | N/A | 13F |
| Vident Investment Advisory, LLC | SHS | 9,372 | N/A | 13F |
| Independent Advisor Alliance | SHS | 9,356 | N/A | 13F |
| BOOTHBAY FUND MANAGEMENT, LLC | SHS | 9,104 | N/A | 13F |
| Kepos Capital LP | ATLANTICA SUSTAINABLE INFRAS | 9,042 | N/A | 13F |
| AIGEN INVESTMENT MANAGEMENT, LP | SHS | 8,986 | N/A | 13F |
| Front Row Advisors LLC | Stock | 6,900 | N/A | 13F |
| USCA RIA LLC | SHS | 6,750 | N/A | 13F |
| Nordwand Advisors, LLC | SHS | 6,000 | N/A | 13F |
| Clean Yield Group | Stock | 4,600 | N/A | 13F |
| State of Wyoming | SHS | 4,486 | N/A | 13F |
| Tower Research Capital LLC | SHS | 4,209 | N/A | 13F |
| Steward Partners Investment Advisory, LLC | SHS | 3,781 | N/A | 13F |
| WASHINGTON TRUST CO | SHS | 3,500 | N/A | 13F |
| Quarry LP | SHS | 3,337 | N/A | 13F |
| SEI TRUST CO | COM | 3,328 | N/A | 13F |
| MRP Capital Investments, LLC | SHS | 3,250 | N/A | 13F |
| Global Retirement Partners, LLC | SHS | 2,844 | N/A | 13F |
| Neo Ivy Capital Management | stock | 2,224 | N/A | 13F |
| CREATIVE FINANCIAL DESIGNS INC /ADV | Stock | 2,027 | N/A | 13F |
| CWM, LLC | SHS | 1,945 | N/A | 13F |
| IFP Advisors, Inc | cs | 1,880 | N/A | 13F |
| Advisor Group, Inc. | SHS | 1,672 | N/A | 13F |
| VisionPoint Advisory Group, LLC | SHS | 1,584 | N/A | 13F |
| Creative Planning | SHS | 1,400 | N/A | 13F |
| WealthTrust-Arizona, LLC | SHS | 1,106 | N/A | 13F |
| Endurance Wealth Management, Inc. | Stock | 1,078 | N/A | 13F |
| Quent Capital, LLC | Stock | 1,000 | N/A | 13F |
| Orion Capital Management LLC | SHS | 1,000 | N/A | 13F |
| Horan Securities, Inc. | Stock | 855 | N/A | 13F |
| EverSource Wealth Advisors, LLC | Stock | 839 | N/A | 13F |
| Point72 Middle East FZE | SHS | 673 | N/A | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | SHS | 652 | N/A | 13F |
| NOMURA ASSET MANAGEMENT CO LTD | SHS | 600 | N/A | 13F |
| Fidelity Investments | SHS | 572 | N/A | 13F |
| PRIVATE TRUST CO NA | Com | 514 | N/A | 13F |
| JNBA Financial Advisors | SHS | 500 | N/A | 13F |
| BESSEMER GROUP INC | SNC | 495 | N/A | 13F |
| HEADINVEST, LLC | Stock | 415 | N/A | 13F |
| American Portfolios Advisors | SHS | 411 | N/A | 13F |
| HBC Financial Services, PLLC | Stock | 400 | N/A | 13F |
| Beacon Capital Management, LLC | SHS | 380 | N/A | 13F |
| Focused Wealth Management, Inc | SHS | 371 | N/A | 13F |
| HUNTINGTON NATIONAL BANK | COMMON STOCK-FO | 353 | N/A | 13F |
| Ahrens Investment Partners LLC | SHS | 300 | N/A | 13F |
| RHUMBLINE ADVISERS | COM | 289 | N/A | 13F |
| HUNTINGTON ASSET ADVISORS, INC. | SHS | 260 | N/A | 13F |
| HARBOR INVESTMENT ADVISORY, LLC | Stock | 250 | N/A | 13F |
| ABSOLUTE INVESTMENT MANAGEMENT LLC | SHS | 246 | N/A | 13F |
| Rise Advisors, LLC | 0 | 234 | N/A | 13F |
| Berman Capital Advisors, LLC | Stock | 225 | N/A | 13F |
| AllSquare Wealth Management LLC | Stock | 200 | N/A | 13F |
| Hanson McClain, Inc. | SHS | 163 | N/A | 13F |
| WIPFLI FINANCIAL ADVISORS LLC, | SHS | 150 | N/A | 13F |
| OLD SECOND NATIONAL BANK OF AURORA | Com | 141 | N/A | 13F |
| Venturi Wealth Management, LLC | SHS | 131 | N/A | 13F |
| DeepCurrents Investment Group LLC (PUT) | SHS | 109 | N/A | 13F |
| West Financial Advisors, LLC | SHS | 100 | N/A | 13F |
| FTB Advisors, Inc. | COMMON STOCK | 93 | N/A | 13F |
| Delphi Private Advisors LLC | SHS | 73 | N/A | 13F |
| Carmel Capital Partners, LLC | Stock | 71 | N/A | 13F |
| Global Wealth Strategies & Associates | Stock | 63 | N/A | 13F |
| Hartland & Co., LLC | SHS | 59 | N/A | 13F |
| Larson Financial Group LLC | SHS | 55 | N/A | 13F |
| BARRETT & COMPANY, INC. | SHS | 53 | N/A | 13F |
| Gradient Investments LLC | SHS | 35 | N/A | 13F |
| JFS WEALTH ADVISORS, LLC | SHS | 33 | N/A | 13F |
| AdvisorNet Financial, Inc | Stock | 21 | N/A | 13F |
| Disciplined Investments, LLC | Stock | 14 | N/A | 13F |
| SJS Investment Consulting Inc. | SHS | 8 | N/A | 13F |
| TFO-TDC, LLC | SHS | 1 | N/A | 13F |
