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Nov 10, 2025 10:46AM Form 4 ELLSWORTH GROWTH & INCOM For: Nov 07 Filed by: Saba Capital Management, L.P.

Nov 10, 2025 10:46AM Form 13F-HR DEARBORN PARTNERS LLC For: Sep 30

Nov 10, 2025 10:45AM Form 13F-HR Disciplina Capital Manag For: Sep 30

Nov 10, 2025 10:45AM Form 13F-HR Journey Advisory Group, For: Sep 30

Nov 10, 2025 10:45AM Form 13F-HR Advyzon Investment Manag For: Sep 30

Nov 10, 2025 10:44AM Form 424B2 CITIGROUP INC

Nov 10, 2025 10:44AM Form X-17A-5 MCDONNAUGH SECURITIES For: Jun 30

Nov 10, 2025 10:44AM Form 13F-HR OPUS INVESTMENT MANAGEME For: Sep 30

Nov 10, 2025 10:43AM Form 13F-HR HFR Wealth Management, For: Sep 30

Nov 10, 2025 10:43AM Form 6-K CHEMICAL & MINING CO OF For: Nov 10

Nov 10, 2025 10:42AM Form 4 NYLI CBRE Global Infrast For: Nov 06 Filed by: Saba Capital Management, L.P.

Nov 10, 2025 10:42AM Form 13F-HR Mitsubishi UFJ Asset For: Sep 30

Nov 10, 2025 10:41AM Form 485BXT Listed Funds Trust

Nov 10, 2025 10:41AM Form 13F-HR WHITE PINE CAPITAL LLC For: Sep 30

Nov 10, 2025 10:40AM Form DEL AM XCF Global, Inc.

Nov 10, 2025 10:39AM Form 13F-NT JPMorgan Asset Managemen For: Sep 30

Nov 10, 2025 10:38AM Form 485BXT LEGG MASON PARTNERS INST

Nov 10, 2025 10:38AM Form 4 NUVEEN PENNSYLVANIA QUAL For: Nov 06 Filed by: Saba Capital Management, L.P.

Nov 10, 2025 10:37AM Form D/A RGP Income Fund II, LP

Nov 10, 2025 10:37AM Form 13F-HR Rochester Wealth Strateg For: Sep 30

Nov 10, 2025 10:36AM Form 424B2 UBS AG

Nov 10, 2025 10:36AM Form 13F-HR Heartland Bank & Trust For: Sep 30

Nov 10, 2025 10:35AM Form 10-Q STEVEN MADDEN, LTD. For: Sep 30

Nov 10, 2025 10:35AM Form DEF 14A Aimei Health Technology For: Nov 10

Nov 10, 2025 10:35AM Form 4 BlackRock ESG Capital For: Nov 06 Filed by: Saba Capital Management, L.P.

Nov 10, 2025 10:35AM Form S-1/A AI Continuum, Inc.

Nov 10, 2025 10:35AM Form 424B2 CANADIAN IMPERIAL BANK

Nov 10, 2025 10:34AM Form D IronLeaf Equity Partners

Nov 10, 2025 10:34AM Form 424B2 JPMORGAN CHASE & CO

Nov 10, 2025 10:34AM Form N-CSR James Alpha Funds Trust For: Aug 31

Nov 10, 2025 10:32AM Form 13F-NT J.P. Morgan Trust Co of For: Sep 30

Nov 10, 2025 10:31AM Form D/A World Carbon Fund, a

Nov 10, 2025 10:30AM Form 144 THERMO FISHER SCIENTIFIC Filed by: Pettiti Gianluca

Nov 10, 2025 10:30AM Form 13F-NT BMO Capital Markets Ltd For: Sep 30

Nov 10, 2025 10:29AM Form 144 UNILEVER PLC Filed by: GARCIA FABIAN T

Nov 10, 2025 10:28AM Form 13F-HR BRUNI J V & CO /CO For: Sep 30

Nov 10, 2025 10:28AM Form S-6 FT 12676

Nov 10, 2025 10:27AM Form 424B2 JPMORGAN CHASE & CO

Nov 10, 2025 10:26AM Form D BECP Feeder, L.P.

Nov 10, 2025 10:26AM Form S-6 FT 12665

Nov 10, 2025 10:26AM Form SCHEDULE 13G/A MidCap Apollo Institutio Filed by: Mubadala Investment Co PJSC

Nov 10, 2025 10:26AM Form S-6 FT 12664

Nov 10, 2025 10:26AM Form 13F-HR MKA Charitable Fund For: Sep 30

Nov 10, 2025 10:24AM Form S-6 FT 12663

Nov 10, 2025 10:24AM Form 8-K Federal Home Loan Bank For: Nov 10

Nov 10, 2025 10:23AM Form 4 OPENLANE, Inc. For: Nov 08 Filed by: Coyle James P

Nov 10, 2025 10:23AM Form 15F-12B TELUS International (Cda

Nov 10, 2025 10:23AM Form C/A GOLDEN HOUR COFFEE BAR

Nov 10, 2025 10:23AM Form 144 MARA Holdings, Inc. Filed by: MELLINGER DOUGLAS K

Nov 10, 2025 10:22AM Form 13F-NT BMO Bank N.A. For: Sep 30

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