Notable Holders of Spectrum Pharmaceuticals, Inc. (SPPI)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC | COM | 20,000,000 | 30.50% | 13F |
| VANGUARD GROUP INC | COM | 8,580,357 | 13.08% | 13F |
| BlackRock Fund Advisors | COM | 8,524,295 | 13.00% | 13F |
| KENNEDY CAPITAL MANAGEMENT INC | COM | 4,881,037 | 7.44% | 13F |
| ACADIAN ASSET MANAGEMENT LLC | COM | 2,906,092 | 4.43% | 13F |
| Ergoteles LLC | COM | 2,329,817 | 3.55% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM | 2,139,488 | 3.26% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | COM | 1,783,701 | 2.72% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | COM | 1,417,567 | 2.16% | 13F |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | COM | 1,378,422 | 2.10% | 13F |
| F&C Asset Management plc | COMMON STOCK | 1,304,080 | 1.99% | 13F |
| Crystalline Management Inc. | COM | 1,063,056 | 1.62% | 13F |
| HGC Investment Management Inc. | COM | 1,045,155 | 1.59% | 13F |
| Sargent Investment Group, LLC | COM | 975,600 | 1.49% | 13F |
| CM Management, LLC | COM | 800,000 | 1.22% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 666,384 | 1.02% | 13F |
| TEACHERS ADVISORS INC | CS | 591,056 | 0.90% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 522,416 | 0.80% | 13F |
| THOMPSON SIEGEL & WALMSLEY LLC | COM | 505,024 | 0.77% | 13F |
| BlackRock Investment Management, LLC | COM | 425,527 | 0.65% | 13F |
| MILLENNIUM MANAGEMENT LLC | COM | 389,020 | 0.59% | 13F |
| DIMENSIONAL FUND ADVISORS LP | COM | 371,752 | 0.57% | 13F |
| Numeric Investors LLC | COM | 344,168 | 0.52% | 13F |
| PenderFund Capital Management Ltd. | COM | 333,220 | 0.51% | 13F |
| PUTNAM INVESTMENT MANAGEMENT LLC | 325,401 | 0.50% | 13F | |
| TIAA CREF INVESTMENT MANAGEMENT LLC | CS | 194,982 | 0.30% | 13F |
| BlackRock Group LTD | COM | 192,939 | 0.29% | 13F |
| BLACKROCK ADVISORS LLC | COM | 185,952 | 0.28% | 13F |
| Diametric Capital, LP | COM | 146,061 | 0.22% | 13F |
| Aperio Group, LLC | COM | 144,688 | 0.22% | 13F |
| XTX Topco Ltd | COM | 144,593 | 0.22% | 13F |
| Janney Montgomery Scott LLC | Common Stock | 143,186 | 0.22% | 13F |
| SEI TRUST CO | COM | 126,506 | 0.19% | 13F |
| Hambrecht & Quist Capital Management LLC | Common | 114,670 | 0.17% | 13F |
| Sonora Investment Management Group, LLC | COM | 103,000 | 0.16% | 13F |
| ING INVESTMENT MANAGEMENT CO | COM | 90,591 | 0.14% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | COM | 82,687 | 0.13% | 13F |
| GROUP ONE TRADING, L.P. | COM | 68,632 | 0.10% | 13F |
| Qube Research & Technologies Ltd | COM | 64,122 | 0.10% | 13F |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L P | COM | 55,200 | 0.08% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 52,004 | 0.08% | 13F |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | COM | 46,889 | 0.07% | 13F |
| ARROWSTREET CAPITAL LIMITED PARTNERSHIP | COM | 42,193 | 0.06% | 13F |
| MADISON SQUARE INVESTORS LLC. | COM | 40,197 | 0.06% | 13F |
| Sheaff Brock Investment Advisors, LLC | COM | 38,200 | 0.06% | 13F |
| UBS AG | COM | 32,243 | 0.05% | 13F |
| MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | COM | 28,407 | 0.04% | 13F |
| Engineers Gate Manager LP | COM | 28,324 | 0.04% | 13F |
| Amalgamated Financial Corp. | COM | 26,544 | 0.04% | 13F |
| Elkfork Partners LLC | COM | 26,146 | 0.04% | 13F |
| SPARK LP /DE | COM | 25,300 | 0.04% | 13F |
| Sonora Investment Management, LLC | Equities | 25,000 | 0.04% | 13F |
| Glen Harbor Capital Management LLC | COM | 21,532 | 0.03% | 13F |
| Manulife Asset Management (North America) Ltd | COM | 21,435 | 0.03% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM | 20,812 | 0.03% | 13F |
| MCDONALD PARTNERS LLC | COM | 20,199 | 0.03% | 13F |
| VICTORY CAPITAL MANAGEMENT INC | COM | 20,024 | 0.03% | 13F |
| MANAGED ACCOUNT ADVISORS LLC | COM | 18,717 | 0.03% | 13F |
| PICTET ASSET MANAGEMENT LTD | COM | 18,300 | 0.03% | 13F |
| Xact Kapitalforvaltning AB | COM | 18,067 | 0.03% | 13F |
| QS Investors, LLC | COM | 18,000 | 0.03% | 13F |
| Meadow Creek Investment Management LLC | COM | 16,918 | 0.03% | 13F |
| WEISS GEORGE A | COM | 16,300 | 0.02% | 13F |
| Lido Advisors, LLC | COM | 15,000 | 0.02% | 13F |
| VTL Associates, LLC | COM | 14,987 | 0.02% | 13F |
| CAPSTONE ASSET MANAGEMENT CO | COM | 14,630 | 0.02% | 13F |
| Parallel Advisors, LLC | Stock | 14,000 | 0.02% | 13F |
| RIVERHEAD CAPITAL MANAGEMENT LLC | COM | 13,600 | 0.02% | 13F |
| Fidelity Investments | COM | 12,941 | 0.02% | 13F |
| SIMPLEX TRADING, LLC | COM | 12,547 | 0.02% | 13F |
| Flinton Capital Management LLC | COM | 12,304 | 0.02% | 13F |
| Jump Trading, LLC | Common Stock | 12,000 | 0.02% | 13F |
| Kazazian Asset Management, LLC | COM | 11,554 | 0.02% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 10,388 | 0.02% | 13F |
| Teza Capital Management LLC | COM | 10,352 | 0.02% | 13F |
| Foundations Investment Advisors, LLC | COM | 10,003 | 0.02% | 13F |
| Arista Wealth Management, LLC | COM | 10,000 | 0.02% | 13F |
| Vontobel Holding Ltd. | COM | 10,000 | 0.02% | 13F |
| MISSION WEALTH MANAGEMENT, LLC | COM | 10,000 | 0.02% | 13F |
| Northeast Financial Consultants Inc | COM | 10,000 | 0.02% | 13F |
