Notable Holders of PENNYMAC MORTGAGE TRUST (PMT)

  |   Expand Research on PMT   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
VANGUARD GROUP INC COM 10,005,999 13.52% 13F
T. Rowe Price Investment Management, Inc. COMM STK 5,999,393 8.11% 13F
Omega Advisors 3,869,604 5.23% 13G
BlackRock Fund Advisors COM 3,572,699 4.83% 13F
STATE STREET CORP COM 3,382,272 4.57% 13F
Invesco Ltd. COM 2,194,497 2.97% 13F
GEODE CAPITAL MANAGEMENT LLC COM 1,737,343 2.35% 13F
BlackRock Institutional Trust Company, N.A. COM 1,675,311 2.26% 13F
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. COMMON 1,223,711 1.65% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,221,271 1.65% 13F
Global X Management CO LLC COM 1,021,366 1.38% 13F
NORTHERN TRUST CORP COM 924,203 1.25% 13F
UBS AG COM 749,295 1.01% 13F
PIONEER INVESTMENT MANAGEMENT INC COM 741,740 1.00% 13F
Bank of New York Mellon CORP COM 707,460 0.96% 13F
ROYAL BANK OF CANADA \ COM 642,149 0.87% 13F
Mirae Asset Global Investments Co., Ltd. COM 617,866 0.84% 13F
Allianz Asset Management AG COM 559,877 0.76% 13F
HBK INVESTMENTS L P (PUT) COM 460,000 0.62% 13F
Van Eck COM 436,574 0.59% 13F
PRINCIPAL FINANCIAL GROUP INC COM 422,973 0.57% 13F
BANK OF AMERICA CORP /DE/ COM 412,512 0.56% 13F
BlackRock Japan Co. Ltd COM 399,707 0.54% 13F
Smith, Graham & Co., Investment Advisors, LP COM 338,452 0.46% 13F
CITIGROUP INC COM 310,038 0.42% 13F
PARAMETRIC PORTFOLIO ASSOCIATES REIT 296,556 0.40% 13F
RHUMBLINE ADVISERS COM 285,896 0.39% 13F
BlackRock Investment Management, LLC COM 275,383 0.37% 13F
LEGAL & GENERAL GROUP PLC COM 258,507 0.35% 13F
Nuveen Asset Management, LLC COM 252,518 0.34% 13F
Goldman Sachs Asset Management, L.P. CMN 242,972 0.33% 13F
UBS Group AG COM 230,816 0.31% 13F
HABER TRILIX ADVISORS, LP COM 226,550 0.31% 13F
NORTHERN TRUST CO OF CONNECTICUT COM 223,036 0.30% 13F
WOLVERINE ASSET MANAGEMENT LLC COM 220,273 0.30% 13F
K2 PRINCIPAL FUND, L.P. COM 219,215 0.30% 13F
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. COM 217,598 0.29% 13F
BATTERYMARCH FINANCIAL MANAGEMENT INC COM 208,954 0.28% 13F
State of New Jersey Common Pension Fund D COM 205,827 0.28% 13F
RUSSELL FRANK CO/ Common Stocks 201,731 0.27% 13F
Swiss National Bank COM 193,500 0.26% 13F
CENTAURUS FINANCIAL, INC. COM 188,617 0.25% 13F
National Asset Management, Inc. COM 180,378 0.24% 13F
LPL Financial LLC COM 178,208 0.24% 13F
AMERIPRISE FINANCIAL INC COM 176,349 0.24% 13F
RAYMOND JAMES FINANCIAL INC COM 166,577 0.23% 13F
PERMAL ASSET MANAGEMENT INC. COM 160,000 0.22% 13F
BARCLAYS PLC TRUS 159,794 0.22% 13F
Marshall Wace LLP REIT 159,405 0.22% 13F
OMERS ADMINISTRATION CORP COM 134,000 0.18% 13F
NEW YORK STATE TEACHERS RETIREMENT SYSTEM COM 129,146 0.17% 13F
TEACHERS ADVISORS INC RTCS 126,376 0.17% 13F
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC REST INV TS 122,125 0.17% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC RTCS 116,987 0.16% 13F
PRICE T ROWE ASSOCIATES INC /MD/ COMM STK 112,938 0.15% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM REIT 107,634 0.15% 13F
PUBLIC SECTOR PENSION INVESTMENT BOARD COM 107,234 0.14% 13F
BAIRD ROBERT W & CO INC /WI/ COMMON 104,707 0.14% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 102,546 0.14% 13F
WELLS FARGO & CO/MN COM 100,004 0.14% 13F
Centiva Capital, LP (PUT) COM 100,000 0.14% 13F
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS COM 98,971 0.13% 13F
Marshall Wace North America, L.P. REIT 91,854 0.12% 13F
ALLIANCEBERNSTEIN L.P. COM 91,148 0.12% 13F
PRUDENTIAL FINANCIAL INC COM 90,426 0.12% 13F
PEAK6 Investments, L.P. (CALL) COM 89,500 0.12% 13F
CREDIT SUISSE AG/ COM 89,422 0.12% 13F
THRIVENT FINANCIAL FOR LUTHERANS COM 83,759 0.11% 13F
JACOBS LEVY EQUITY MANAGEMENT INC COM 82,512 0.11% 13F
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. COM 79,500 0.11% 13F
Jenkins Wealth COM 79,393 0.11% 13F
McAdams Wright Ragen, Inc. COM 77,051 0.10% 13F
TEXAS PERMANENT SCHOOL FUND COM 76,677 0.10% 13F
GROUP ONE TRADING, L.P. (CALL) COM 76,500 0.10% 13F
VICTORY CAPITAL MANAGEMENT INC COM 75,086 0.10% 13F
ING INVESTMENT MANAGEMENT LLC COM 71,403 0.10% 13F
Ensign Peak Advisors, Inc COM 70,330 0.10% 13F
COMMONWEALTH EQUITY SERVICES, LLC. COM 69,203 0.09% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 68,408 0.09% 13F
Sterling Capital Management LLC ETF 68,316 0.09% 13F
Wunderlich Securities, Inc. COM 64,984 0.09% 13F
Aperio Group, LLC COM 64,281 0.09% 13F
Merit Investment Management, LLC COM 62,976 0.09% 13F
MANAGED ACCOUNT ADVISORS LLC COM 60,077 0.08% 13F
MILLENNIUM MANAGEMENT LLC COM 59,315 0.08% 13F
Penserra Capital Management LLC COM 59,301 0.08% 13F
Alaska Retirement Management Board COM 57,610 0.08% 13F
NISA INVESTMENT ADVISORS L L C COM 52,580 0.07% 13F
State of Tennessee, Treasury Department REIT 52,536 0.07% 13F
LADENBURG THALMANN FINANCIAL SERVICES INC COM 50,397 0.07% 13F
RAYMOND JAMES & ASSOCIATES COM 48,914 0.07% 13F
Capula Management Ltd COM 48,200 0.07% 13F
MetLife Investment Advisors, LLC COM 46,511 0.06% 13F
YOUSIF CAPITAL MANAGEMENT, LLC RT 46,465 0.06% 13F
Louisiana State Employees Retirement System COM 46,000 0.06% 13F
DEUTSCHE BANK AG\ COM 44,166 0.06% 13F
Amalgamated Financial Corp. COM 42,978 0.06% 13F
MANUFACTURERES LIFE INSURANCE CO COM 42,806 0.06% 13F
Placemark Investments, Inc. COM 41,862 0.06% 13F
HENDERSON GROUP PLC COM 40,883 0.06% 13F
SOCIETE GENERALE COM 40,684 0.05% 13F
DUALITY ADVISERS, LP COM 40,285 0.05% 13F
BlackRock Group LTD COM 38,618 0.05% 13F
Cubist Systematic Strategies, LLC COM 37,794 0.05% 13F
NEW YORK STATE COMMON RETIREMENT FUND Common Stock 37,536 0.05% 13F
ING INVESTMENT MANAGEMENT CO COM 36,897 0.05% 13F
Campbell & CO Investment Adviser LLC REIT 36,606 0.05% 13F
AE Wealth Management LLC COM 35,413 0.05% 13F
BLACKROCK ADVISORS LLC COM 35,330 0.05% 13F
AMALGAMATED BANK COM 35,282 0.05% 13F
Maryland State Retirement & Pension System COM 34,112 0.05% 13F
Financial Network COM 33,825 0.05% 13F
BNP PARIBAS ARBITRAGE, SA Equity 32,990 0.04% 13F
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY COM 31,026 0.04% 13F
Advisor Group, Inc. COM 29,433 0.04% 13F
IndexIQ Advisors LLC COM 29,189 0.04% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 27,425 0.04% 13F
OREGON PUBLIC EMPLOYEES RETIREMENT FUND COM 27,313 0.04% 13F
WOLVERINE TRADING, LLC (PUT) COM 26,100 0.04% 13F
Impact Partnership Wealth, LLC COM 25,982 0.04% 13F
Raymond James Financial Services Advisors, Inc. COM 25,940 0.04% 13F
CAXTON ASSOCIATES LP COM 25,415 0.03% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 25,106 0.03% 13F
BOSTON PROVIDENT, L.P. COM 25,000 0.03% 13F
Arizona State Retirement System COM 24,968 0.03% 13F
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC COM 24,650 0.03% 13F
D. E. Shaw & Co., INC. COM 23,842 0.03% 13F
RDA Financial Network COM 23,825 0.03% 13F
Claybrook Capital, LLC COM 23,400 0.03% 13F
JANE STREET GROUP, LLC (CALL) COM 22,400 0.03% 13F
DARK FOREST CAPITAL MANAGEMENT LP Stock 22,045 0.03% 13F
SEI INVESTMENTS CO COM 20,644 0.03% 13F
Janney Montgomery Scott LLC REIT 19,719 0.03% 13F
Handelsbanken Fonder AB COM 19,511 0.03% 13F
TUDOR INVESTMENT CORP ET AL Equity 19,019 0.03% 13F
STRS OHIO REIT 18,900 0.03% 13F
STIFEL NICOLAUS & CO INC \MO\ Com 18,809 0.03% 13F
Xact Kapitalforvaltning AB COM 18,411 0.02% 13F
Zurcher Kantonalbank (Zurich Cantonalbank) COM 17,859 0.02% 13F
STIFEL FINANCIAL CORP COM 17,434 0.02% 13F
Perennial Investment Advisors, LLC COM 17,126 0.02% 13F
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP COM 17,101 0.02% 13F
Manulife Asset Management (North America) Ltd COM 16,576 0.02% 13F
OPPENHEIMER FUNDS INC COM 16,475 0.02% 13F
Samalin Investment Counsel, LLC COM 15,477 0.02% 13F
Nair Vinay COM 15,397 0.02% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 15,265 0.02% 13F
Cetera Investment Advisers COM 14,888 0.02% 13F
Squarepoint Ops LLC COM 14,552 0.02% 13F
EVERENCE CAPITAL MANAGEMENT INC EQTY 14,450 0.02% 13F
NTB Financial Corp COM 14,154 0.02% 13F
ProShare Advisors LLC COM 13,786 0.02% 13F
Multi-Financial Securities Corp COM 13,696 0.02% 13F
WEDBUSH MORGAN SECURITIES INC COM 13,321 0.02% 13F
BLAIR WILLIAM & CO/IL COM 12,949 0.02% 13F
AIGEN INVESTMENT MANAGEMENT, LP COM 12,918 0.02% 13F
CHICAGO EQUITY PARTNERS LLC COM 12,700 0.02% 13F
Cambridge Investment Research Advisors, Inc. MTG INVT TR COM 12,397 0.02% 13F
ENVESTNET ASSET MANAGEMENT INC COM 11,612 0.02% 13F
CI Private Wealth, LLC COM 11,291 0.02% 13F
Amundi COM 11,272 0.02% 13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC COM 11,214 0.02% 13F
CAPROCK Group, Inc. COM 11,184 0.02% 13F
Glen Harbor Capital Management LLC REIT 10,948 0.01% 13F
Jump Financial, LLC REIT 10,768 0.01% 13F
CAPTRUST FINANCIAL ADVISORS REIT 10,445 0.01% 13F
Walleye Trading Advisors, LLC COM 10,257 0.01% 13F
PEAK6 Investments LLC (PUT) COM 9,900 0.01% 13F
BMO FINANCIAL CORP COM 9,630 0.01% 13F
Meadow Creek Investment Management LLC REIT 9,016 0.01% 13F
PNC FINANCIAL SERVICES GROUP INC COM 9,014 0.01% 13F
Catalyst Capital Advisors LLC COM 8,810 0.01% 13F
Sonora Investment Management, LLC PFDs, REITs, 8,000 0.01% 13F