Notable Holders of PUMA BIOTECHNOLOGY, Inc. (PBYI)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| Camber Capital Management LLC | COM | 4,235,000 | 14.06% | 13F |
| VANGUARD GROUP INC | COM | 3,764,131 | 12.50% | 13F |
| MILLENNIUM MANAGEMENT LLC | COM | 2,806,254 | 9.32% | 13F |
| JANUS CAPITAL MANAGEMENT LLC | COM | 2,209,599 | 7.34% | 13F |
| ACADIAN ASSET MANAGEMENT LLC | COM | 1,874,123 | 6.22% | 13F |
| Athyrium Capital Management, LP | COM | 1,792,114 | 5.95% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | COM | 1,758,013 | 5.84% | 13F |
| Eversept Partners, LLC | COM | 1,658,195 | 5.51% | 13F |
| STATE STREET CORP | COM | 917,590 | 3.05% | 13F |
| BlackRock Fund Advisors | COM | 842,478 | 2.80% | 13F |
| Hillsdale Investment Management Inc. | COM | 802,903 | 2.67% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM | 776,456 | 2.58% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 669,719 | 2.22% | 13F |
| NORTHERN TRUST CORP | COM | 641,753 | 2.13% | 13F |
| GLOBEFLEX CAPITAL L P | COM | 561,530 | 1.86% | 13F |
| UBS Group AG | COM | 534,227 | 1.77% | 13F |
| SEI INVESTMENTS CO | COM | 508,182 | 1.69% | 13F |
| Kynam Capital Management, LP | COM | 473,070 | 1.57% | 13F |
| DIMENSIONAL FUND ADVISORS LP | COM | 430,308 | 1.43% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | COM | 396,396 | 1.32% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 392,321 | 1.30% | 13F |
| RICE HALL JAMES & ASSOCIATES, LLC | COM | 371,034 | 1.23% | 13F |
| TWO SIGMA ADVISERS, LLC | COM | 344,600 | 1.14% | 13F |
| Bank of New York Mellon CORP | COM | 331,853 | 1.10% | 13F |
| GSA CAPITAL PARTNERS LLP | COM | 279,629 | 0.93% | 13F |
| WEATHERBIE M A & CO INC/MA | COM | 253,802 | 0.84% | 13F |
| PRUDENTIAL FINANCIAL INC | COM | 253,039 | 0.84% | 13F |
| FEDERATED INVESTORS INC /PA/ | COM | 237,715 | 0.79% | 13F |
| Marshall Wace LLP | COMMON STOCK | 224,793 | 0.75% | 13F |
| Assenagon Asset Management S.A. | COM | 223,321 | 0.74% | 13F |
| FRANKLIN RESOURCES INC | COM | 215,391 | 0.72% | 13F |
| TEACHERS ADVISORS INC | CS | 212,277 | 0.70% | 13F |
| Affinity Asset Advisors, LLC | COM | 202,349 | 0.67% | 13F |
| Connor, Clark & Lunn Investment Management Ltd. | COM | 199,767 | 0.66% | 13F |
| LSV ASSET MANAGEMENT | COM | 194,551 | 0.65% | 13F |
| OLD MUTUAL ASSET MANAGERS UK LTD | COM | 179,999 | 0.60% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 176,202 | 0.59% | 13F |
| BRIDGEWAY CAPITAL MANAGEMENT INC | COM | 148,400 | 0.49% | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | CS | 141,641 | 0.47% | 13F |
| Cubist Systematic Strategies, LLC | COM | 138,178 | 0.46% | 13F |
| CORNERCAP INVESTMENT COUNSEL INC | COM | 126,963 | 0.42% | 13F |
| Prospera Financial Services | COM | 108,448 | 0.36% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 106,073 | 0.35% | 13F |
| BlackRock Investment Management, LLC | COM | 103,996 | 0.35% | 13F |
| Invesco Ltd. | COM | 95,044 | 0.32% | 13F |
| PUTNAM INVESTMENT MANAGEMENT LLC | 93,745 | 0.31% | 13F | |
| XTX Topco Ltd | COM | 78,450 | 0.26% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 70,178 | 0.23% | 13F |
| BLACKROCK ADVISORS LLC | COM | 67,799 | 0.23% | 13F |
| Patriot Financial Group Insurance Agency, LLC | COM | 65,000 | 0.22% | 13F |
| Fidelity Investments | COM | 63,918 | 0.21% | 13F |
| MACQUARIE GROUP LTD | COM | 61,255 | 0.20% | 13F |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | COM | 61,255 | 0.20% | 13F |
| ORBIS HOLDINGS LTD | COM | 43,854 | 0.15% | 13F |
| Timberline Asset Management LLC | Com | 43,269 | 0.14% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 40,364 | 0.13% | 13F |
| Crestline Management, LP | COM | 32,639 | 0.11% | 13F |
| BlackRock Group LTD | COM | 31,892 | 0.11% | 13F |
| PRICE T ROWE ASSOCIATES INC /MD/ | COMM STK | 31,306 | 0.10% | 13F |
| UBS AG | COM | 27,877 | 0.09% | 13F |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | COM | 26,700 | 0.09% | 13F |
| CORNERSTONE CAPITAL MANAGEMENT INC //MN | COM | 25,724 | 0.09% | 13F |
| Zebra Capital Management, LLC | COM | 25,058 | 0.08% | 13F |
| PDT Partners, LLC | COM | 21,946 | 0.07% | 13F |
| Jump Financial, LLC | Common Stock | 19,500 | 0.06% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | COM | 19,453 | 0.06% | 13F |
| Buckingham Strategic Partners | COM | 19,220 | 0.06% | 13F |
| CADENCE CAPITAL MANAGEMENT LLC | COM | 16,927 | 0.06% | 13F |
| Squarepoint Ops LLC | COM | 16,850 | 0.06% | 13F |
| BB&T SECURITIES, LLC | COM | 16,354 | 0.05% | 13F |
| WELLS FARGO & CO/MN | COM | 16,273 | 0.05% | 13F |
| CAXTON ASSOCIATES LP | COM | 16,247 | 0.05% | 13F |
| Virtu Financial LLC | COM | 14,262 | 0.05% | 13F |
| BARCLAYS PLC | COM | 13,988 | 0.05% | 13F |
| ALLIANCEBERNSTEIN L.P. | COM | 13,800 | 0.05% | 13F |
| FT Options LLC (CALL) | COM | 13,700 | 0.05% | 13F |
| MADISON SQUARE INVESTORS LLC. | COM | 11,207 | 0.04% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 10,749 | 0.04% | 13F |
| WOLVERINE TRADING, LLC (PUT) | COM | 10,200 | 0.03% | 13F |
| Aperio Group, LLC | COM | 10,068 | 0.03% | 13F |
| EverPoint Asset Management, LLC | COM | 6,188 | 0.02% | 13F |
| SEI TRUST CO | COM | 5,445 | 0.02% | 13F |
| SIMPLEX TRADING, LLC | COM | 5,350 | 0.02% | 13F |
| Amalgamated Financial Corp. | COM | 5,256 | 0.02% | 13F |
| MANAGED ACCOUNT ADVISORS LLC | COM | 4,477 | 0.01% | 13F |
| Advisor Group, Inc. | COM | 4,400 | 0.01% | 13F |
| ROYAL BANK OF CANADA \ | COM | 4,320 | 0.01% | 13F |
| RODNEY SQUARE MANAGEMENT CORP | COMMON | 4,050 | 0.01% | 13F |
| CITIGROUP INC | COM | 3,422 | 0.01% | 13F |
