Notable Holders of HERCULES TECHNOLOGY GROWTH CAPITAL, Inc. (HTGC )
|
Expand Research on HTGC
|
* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| UBS Group AG | COM | 2,493,992 | 3.98% | 13F |
| Sound Income Strategies, LLC | COM | 2,479,869 | 3.96% | 13F |
| Van Eck | COM | 1,916,745 | 3.06% | 13F |
| EDGE ASSET MANAGEMENT, INC | COM | 1,698,771 | 2.71% | 13F |
| FRANKLIN RESOURCES INC | COM | 1,135,489 | 1.81% | 13F |
| Sumitomo Mitsui Trust Holdings, Inc. | COM | 1,025,337 | 1.64% | 13F |
| LEGAL & GENERAL GROUP PLC | COM | 1,014,908 | 1.62% | 13F |
| Advisors Capital Management, LLC | COM | 1,006,309 | 1.61% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM | 893,841 | 1.43% | 13F |
| WELLS FARGO & CO/MN | COM | 749,207 | 1.20% | 13F |
| TWO SIGMA ADVISERS, LLC | COM | 703,100 | 1.12% | 13F |
| Gilman Hill Asset Management, LLC | COM | 637,690 | 1.02% | 13F |
| S&T BANK/PA | COM | 617,304 | 0.99% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 580,483 | 0.93% | 13F |
| Border to Coast Pensions Partnership Ltd | Common Stock | 524,837 | 0.84% | 13F |
| BlackRock Group LTD | COM | 509,336 | 0.81% | 13F |
| STIFEL FINANCIAL CORP | COM | 501,728 | 0.80% | 13F |
| Empyrean Capital Partners, LP (PUT) | COM | 500,000 | 0.80% | 13F |
| ROYAL BANK OF CANADA \ | COM | 496,406 | 0.79% | 13F |
| LPL Financial LLC | COM | 484,673 | 0.77% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 476,568 | 0.76% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 438,077 | 0.70% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | COM | 417,200 | 0.67% | 13F |
| Advisors Asset Management, Inc. | COM | 406,583 | 0.65% | 13F |
| Farmer Steven Patrick | COM | 404,170 | 0.65% | 13F |
| MILLER HOWARD INVESTMENTS INC /NY | COM | 400,000 | 0.64% | 13F |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | COM | 387,041 | 0.62% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 384,372 | 0.61% | 13F |
| Muzinich & Co., Inc. | COM | 375,749 | 0.60% | 13F |
| Connor, Clark & Lunn Investment Management Ltd. | COM | 374,324 | 0.60% | 13F |
| CENTAURUS FINANCIAL, INC. | COM | 342,862 | 0.55% | 13F |
| Cubist Systematic Strategies, LLC | COM | 332,524 | 0.53% | 13F |
| Janney Montgomery Scott LLC | Common Stock | 317,888 | 0.51% | 13F |
| Atria Wealth Solutions, Inc. | COM | 305,526 | 0.49% | 13F |
| Capital Advisory Group Advisory Services, LLC | COM | 303,032 | 0.48% | 13F |
| Leucadia National (PUT) | COM | 296,300 | 0.47% | 13F |
| TECTONIC ADVISORS LLC | COM | 291,728 | 0.47% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 260,812 | 0.42% | 13F |
| CITIGROUP INC (PUT) | COM | 250,000 | 0.40% | 13F |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | COM | 249,449 | 0.40% | 13F |
| BARCLAYS PLC | COM | 240,270 | 0.38% | 13F |
| Benchmark Capital Advisors | COM | 238,133 | 0.38% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | COM | 234,092 | 0.37% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 227,010 | 0.36% | 13F |
| STATE STREET CORP | COM | 223,172 | 0.36% | 13F |
| Financial Advisory Service, Inc. | COM | 221,224 | 0.35% | 13F |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | COM | 217,068 | 0.35% | 13F |
| Marshall Wace LLP | COMMON STOCK | 196,144 | 0.31% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 186,529 | 0.30% | 13F |
| Left Brain Wealth Management, LLC | COM | 173,376 | 0.28% | 13F |
| Sigma Planning Corp | COM | 171,604 | 0.27% | 13F |
| D. E. Shaw & Co., INC. | COM | 171,557 | 0.27% | 13F |
| Mount Yale Investment Advisors, LLC | COM | 164,206 | 0.26% | 13F |
| Baker Avenue Asset Management, LP | CEF | 155,686 | 0.25% | 13F |
| Schonfeld Strategic Advisors LLC | COM | 142,000 | 0.23% | 13F |
| Rockefeller Capital Management L.P. | COM | 138,445 | 0.22% | 13F |
| BLAIR WILLIAM & CO/IL | COM | 137,379 | 0.22% | 13F |
| Jump Financial, LLC | Common Stock | 137,361 | 0.22% | 13F |
| Golden Green, Inc. | COM | 137,220 | 0.22% | 13F |
| BALYASNY ASSET MANAGEMENT LLC | COM | 133,985 | 0.21% | 13F |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | COM | 129,592 | 0.21% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | COM | 124,282 | 0.20% | 13F |
| PUTNAM INVESTMENTS LLC | COMMON STOCK | 123,294 | 0.20% | 13F |
| LSV ASSET MANAGEMENT | COM | 120,895 | 0.19% | 13F |
| Polaris Capital Management, Inc. | CommonStock | 118,398 | 0.19% | 13F |
| Hennion & Walsh Asset Management, Inc. | COM | 114,941 | 0.18% | 13F |
| Taylor Frigon Capital Management LLC | COM | 111,478 | 0.18% | 13F |
| JANE STREET GROUP, LLC (CALL) | COM | 111,300 | 0.18% | 13F |
| DnB NOR Asset Management AS | common | 105,285 | 0.17% | 13F |
| Triad Investment Management | COM | 104,958 | 0.17% | 13F |
| MILLENNIUM MANAGEMENT LLC (PUT) | COM | 104,500 | 0.17% | 13F |
| Cambridge Investment Research Advisors, Inc. | CAPITAL INC COM | 102,289 | 0.16% | 13F |
| Atlantic Trust Group, LLC | COM | 98,010 | 0.16% | 13F |
| Private Advisor Group, LLC | COM | 94,279 | 0.15% | 13F |
| WAYNE HUMMER INVESTMENTS L.L.C. | COM | 90,427 | 0.14% | 13F |
| DELPHI MANAGEMENT INC /MA/ | COM | 86,245 | 0.14% | 13F |
| NORTHERN TRUST CORP | COM | 86,233 | 0.14% | 13F |
| Sapphire Star Partners LP | COM | 85,720 | 0.14% | 13F |
| Creegan & Nassoura Financial Group, LLC | COM | 83,820 | 0.13% | 13F |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | CEF | 83,004 | 0.13% | 13F |
| Bank of New York Mellon CORP | COM | 82,380 | 0.13% | 13F |
| Trexquant Investment LP | COM | 81,946 | 0.13% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 81,129 | 0.13% | 13F |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | COM | 80,728 | 0.13% | 13F |
| Jenkins Wealth | COM | 79,227 | 0.13% | 13F |
| Invesco Ltd. | COM | 78,563 | 0.13% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 74,485 | 0.12% | 13F |
| ADVISORY RESEARCH INC | COM | 74,375 | 0.12% | 13F |
| BP WEALTH MANAGEMENT, LLC | COM | 74,237 | 0.12% | 13F |
| Advisor Group, Inc. | COM | 70,504 | 0.11% | 13F |
| Aperio Group, LLC | COM | 62,369 | 0.10% | 13F |
| NAPLES GLOBAL ADVISORS, LLC | COM | 58,729 | 0.09% | 13F |
| Toroso Investments, LLC | COM | 56,694 | 0.09% | 13F |
| Cetera Investment Advisers | COM | 55,646 | 0.09% | 13F |
| Sand Hill Global Advisors, LLC | COM | 54,348 | 0.09% | 13F |
| HighTower Advisors, LLC | COM | 53,527 | 0.09% | 13F |
| Golden State Wealth Management, LLC | MF Closed and MF Open | 53,282 | 0.09% | 13F |
| NATIXIS | COM | 52,857 | 0.08% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM | 52,247 | 0.08% | 13F |
| WOLVERINE TRADING, LLC (CALL) | COM | 50,600 | 0.08% | 13F |
| Quantbot Technologies LLC | COM | 50,511 | 0.08% | 13F |
| Arkadios Wealth Advisors | CEF | 50,016 | 0.08% | 13F |
| Global Endowment Management, LP | COM | 50,000 | 0.08% | 13F |
| DARK FOREST CAPITAL MANAGEMENT LP | Stock | 46,656 | 0.07% | 13F |
| Mirador Capital Partners LP | COM | 46,656 | 0.07% | 13F |
| Advisory Services Network, LLC | CEF | 46,378 | 0.07% | 13F |
| Commonwealth Equity Services, Inc | COM | 45,709 | 0.07% | 13F |
| North Star Investment Management Corp. | CEF | 45,306 | 0.07% | 13F |
| MCDONALD PARTNERS LLC | COM | 43,500 | 0.07% | 13F |
| ALPS ADVISORS INC | COM | 42,500 | 0.07% | 13F |
| Bristlecone Advisors, LLC | COM | 42,118 | 0.07% | 13F |
| BB&T SECURITIES, LLC | COM | 41,563 | 0.07% | 13F |
| Essex Financial Services, Inc. | CEF | 41,430 | 0.07% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM | 39,907 | 0.06% | 13F |
| OCCUDO QUANTITATIVE STRATEGIES LP | COM | 38,304 | 0.06% | 13F |
| Steward Partners Investment Advisory, LLC | COM | 38,278 | 0.06% | 13F |
| C2C Wealth Management, LLC | COM | 37,975 | 0.06% | 13F |
| US BANCORP \DE\ | COM | 37,182 | 0.06% | 13F |
| CAPTRUST FINANCIAL ADVISORS | CEF | 36,634 | 0.06% | 13F |
| Neuberger Berman Group LLC | Common | 36,550 | 0.06% | 13F |
| AE Wealth Management LLC | COM | 36,348 | 0.06% | 13F |
| 1620 INVESTMENT ADVISORS, INC. | COM | 35,784 | 0.06% | 13F |
| Multi-Financial Securities Corp | COM | 35,653 | 0.06% | 13F |
| Aquatic Capital Management LLC | COM | 35,600 | 0.06% | 13F |
| Diligent Investors, LLC | COM | 34,284 | 0.05% | 13F |
| Claybrook Capital, LLC | COM | 32,620 | 0.05% | 13F |
| Archer Investment Corp | COM | 32,507 | 0.05% | 13F |
| FJ Capital Management LLC | COM | 32,469 | 0.05% | 13F |
| Future Financial Wealth Managment LLC | CEF | 31,300 | 0.05% | 13F |
| Greenwich Investment Management, Inc. | COM | 30,201 | 0.05% | 13F |
| FourThought Financial, LLC | CEF | 30,112 | 0.05% | 13F |
| First National Bank of Mount Dora, Trust Investment Services | COM | 29,246 | 0.05% | 13F |
| BB&T CORP | COM | 29,224 | 0.05% | 13F |
| GUGGENHEIM CAPITAL LLC | COM | 28,560 | 0.05% | 13F |
| EMERALD MUTUAL FUND ADVISERS TRUST | COM | 28,020 | 0.04% | 13F |
| Mirae Asset Global Investments Co., Ltd. | COM | 27,906 | 0.04% | 13F |
| Change Path, LLC | COM | 27,389 | 0.04% | 13F |
| Sowell Financial Services LLC | COM | 27,034 | 0.04% | 13F |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | COM | 26,877 | 0.04% | 13F |
| Kovack Advisors, Inc. | COM | 26,268 | 0.04% | 13F |
| IHT Wealth Management, LLC | COM | 25,082 | 0.04% | 13F |
| Verition Fund Management LLC | COM | 24,743 | 0.04% | 13F |
| CWM Advisors, LLC | COM | 24,655 | 0.04% | 13F |
| MML INVESTORS SERVICES, LLC | COM | 24,463 | 0.04% | 13F |
| PRICE T ROWE ASSOCIATES INC /MD/ | COMM STK | 24,308 | 0.04% | 13F |
| Accredited Investors Inc. | COM | 24,000 | 0.04% | 13F |
| EAGLE GLOBAL ADVISORS LLC | COM | 23,830 | 0.04% | 13F |
| Founders Financial Alliance, LLC | COM | 23,769 | 0.04% | 13F |
| Virtus ETF Advisers LLC | COM | 23,603 | 0.04% | 13F |
| ProShare Advisors LLC | COM | 23,284 | 0.04% | 13F |
| Geneos Wealth Management Inc. | COM | 22,588 | 0.04% | 13F |
| Global X Management CO LLC | COM | 22,233 | 0.04% | 13F |
| Core Wealth Partners LLC | COM | 21,003 | 0.03% | 13F |
| Parallel Advisors, LLC | CEF | 20,886 | 0.03% | 13F |
| Sunbelt Securities, Inc. | CEF | 20,648 | 0.03% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | COM | 20,628 | 0.03% | 13F |
| SUNTRUST BANKS INC | COM | 20,594 | 0.03% | 13F |
| MACKENZIE FINANCIAL CORP | COM | 19,920 | 0.03% | 13F |
| Financial Network | COM | 19,652 | 0.03% | 13F |
| FIRST NATIONAL TRUST CO | COM | 19,634 | 0.03% | 13F |
| Spot Trading L.L.C (CALL) | COM | 19,600 | 0.03% | 13F |
| American Portfolios Advisors | COM | 19,219 | 0.03% | 13F |
| Principle Wealth Partners LLC | COM | 19,190 | 0.03% | 13F |
| IFP Advisors, Inc | mf | 19,066 | 0.03% | 13F |
| Inspire Advisors, LLC | COM | 18,806 | 0.03% | 13F |
| Virtu Financial LLC | COM | 18,804 | 0.03% | 13F |
| FourThought Financial Partners, LLC | CEF | 18,747 | 0.03% | 13F |
| Penbrook Management LLC | CEF | 18,548 | 0.03% | 13F |
| Continuum Advisory, LLC | COM | 18,221 | 0.03% | 13F |
| SIT INVESTMENT ASSOCIATES INC | COMMON | 18,050 | 0.03% | 13F |
| Good Life Advisors, LLC | COM | 17,927 | 0.03% | 13F |
| Pathstone Family Office, LLC | COM | 17,644 | 0.03% | 13F |
| CAPROCK Group, Inc. | COM | 17,000 | 0.03% | 13F |
| MERCER GLOBAL ADVISORS INC /ADV | COM | 16,643 | 0.03% | 13F |
| Strategic Financial Concepts, LLC | COM | 16,300 | 0.03% | 13F |
| Ergoteles LLC | COM | 16,299 | 0.03% | 13F |
| Kestra Advisory Services, LLC | COM | 16,286 | 0.03% | 13F |
| SPOT TRADING L.L.C. (CALL) | COM | 16,200 | 0.03% | 13F |
| Vestmark Advisory Solutions, Inc. | COM | 15,916 | 0.03% | 13F |
| PEAK6 Investments LLC (CALL) | COM | 15,200 | 0.02% | 13F |
| National Asset Management, Inc. | COM | 15,154 | 0.02% | 13F |
| Register Financial Advisors LLC | COM | 15,110 | 0.02% | 13F |
| Allie Family Office LLC | COM | 15,000 | 0.02% | 13F |
| RMR Wealth Builders | COM | 14,711 | 0.02% | 13F |
| PFG Investments, LLC | COM | 14,669 | 0.02% | 13F |
| WEDBUSH MORGAN SECURITIES INC | COM | 14,384 | 0.02% | 13F |
| WETHERBY ASSET MANAGEMENT INC | COM | 14,368 | 0.02% | 13F |
| Creative Planning | COM | 14,275 | 0.02% | 13F |
| QUEST INVESTMENT MANAGEMENT INC/OR | COM | 14,115 | 0.02% | 13F |
| Goss Wealth Management LLC | MF Closed and MF Open | 13,620 | 0.02% | 13F |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | COM | 13,512 | 0.02% | 13F |
| 1st Global Advisors, Inc. | COM | 13,447 | 0.02% | 13F |
| Beacon Pointe Advisors, LLC | COM | 13,436 | 0.02% | 13F |
| Beaumont Financial Advisors, LLC | COM | 13,328 | 0.02% | 13F |
| Prossimo Advisors, LLC | COM | 13,194 | 0.02% | 13F |
| Allspring Global Investments Holdings, LLC | COM | 13,100 | 0.02% | 13F |
| CHANNEL WEALTH LLC | COM | 13,015 | 0.02% | 13F |
| Lineweaver Wealth Advisors, LLC | COM | 12,570 | 0.02% | 13F |
| WILEY BROS.-AINTREE CAPITAL, LLC | COM | 12,275 | 0.02% | 13F |
| Virtus Investment Advisers, Inc. | COM | 12,197 | 0.02% | 13F |
| Strategic Blueprint, LLC | CEF | 12,177 | 0.02% | 13F |
| Mariner Wealth Advisors, LLC | COM | 12,112 | 0.02% | 13F |
| Old Port Advisors | COM | 12,080 | 0.02% | 13F |
| ExodusPoint Capital Management, LP | COM | 12,052 | 0.02% | 13F |
| WealthBridge Capital Management, LLC | COM | 12,000 | 0.02% | 13F |
| Squarepoint Ops LLC | COM | 11,961 | 0.02% | 13F |
| Heritage Trust Co | COMMON STOCK | 11,855 | 0.02% | 13F |
| Independent Portfolio Consultants, Inc. | COMMON | 11,050 | 0.02% | 13F |
| BROWN ADVISORY HOLDINGS INC | COM | 10,945 | 0.02% | 13F |
| Johnson Midwest Financial, LLC | COM | 10,500 | 0.02% | 13F |
| MAS Advisors LLC | COM | 10,252 | 0.02% | 13F |
| TELEMUS CAPITAL, LLC | COM | 10,000 | 0.02% | 13F |
| Kovitz Investment Group Partners, LLC | COM | 10,000 | 0.02% | 13F |
| Cedar Wealth Management, LLC | COM | 9,759 | 0.02% | 13F |
| MetLife Securities, Inc | COM | 9,381 | 0.01% | 13F |
| WFG Advisors, LP | COM | 9,182 | 0.01% | 13F |
| JONES FINANCIAL COMPANIES LLLP | COMMON STOCK | 8,063 | 0.01% | 13F |
| Private Ocean, LLC | COM | 7,505 | 0.01% | 13F |
| Lindbrook Capital, LLC | CEF | 7,272 | 0.01% | 13F |
| BNP PARIBAS ARBITRAGE, SA | Equity | 6,873 | 0.01% | 13F |
