Notable Holders of HARMONY GOLD MINING COMPANY LIMITED (HMY)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| Van Eck | SPONSORED ADR | 53,252,997 | 12.22% | 13F |
| Exor Investments (UK) LLP | SPONSORED ADR | 24,792,004 | 5.69% | 13F |
| Kopernik Global Investors, LLC | SPONSORED ADR | 15,591,439 | 3.58% | 13F |
| Polunin Capital Partners Ltd | SPONSORED ADR | 10,533,184 | 2.42% | 13F |
| DIMENSIONAL FUND ADVISORS LP | SPONSORED ADR | 7,790,651 | 1.79% | 13F |
| ETF MANAGERS GROUP, LLC | Depositary Receipt | 5,936,326 | 1.36% | 13F |
| Condire Management, LP | SPONSORED ADR | 5,300,000 | 1.22% | 13F |
| Russell Investments Group, Ltd. | Common Stock | 3,960,725 | 0.91% | 13F |
| JEFFERIES GROUP INC /DE/ (CALL) | SPONSORED ADR | 3,300,400 | 0.76% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 2,998,768 | 0.69% | 13F |
| Man Group plc | SPONSORED ADR | 2,829,554 | 0.65% | 13F |
| Amundi | SPONSORED ADR | 2,480,870 | 0.57% | 13F |
| Invesco Ltd. | SPONSORED ADR | 2,392,031 | 0.55% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 1,985,082 | 0.46% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | SPONSORED ADR | 1,967,420 | 0.45% | 13F |
| Connor, Clark & Lunn Investment Management Ltd. | SPONSORED ADR | 1,390,934 | 0.32% | 13F |
| Numeric Investors LLC | SPONSORED ADR | 1,263,786 | 0.29% | 13F |
| Ronit Capital LLP | SPONSORED ADR | 1,245,300 | 0.29% | 13F |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | ADR-EMG MKT | 1,197,295 | 0.27% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | ADR | 1,058,029 | 0.24% | 13F |
| Mirae Asset Global Investments Co., Ltd. | SPONSORED ADR | 1,048,176 | 0.24% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 1,012,766 | 0.23% | 13F |
| JANE STREET GROUP, LLC | SPONSORED ADR | 991,858 | 0.23% | 13F |
| BlackRock Group LTD | SPONSORED ADR | 954,185 | 0.22% | 13F |
| SEI INVESTMENTS CO | SPONSORED ADR | 906,906 | 0.21% | 13F |
| UBS AG | SPONSORED ADR | 872,120 | 0.20% | 13F |
| D. E. Shaw & Co., INC. | SPONSORED ADR | 787,173 | 0.18% | 13F |
| US GLOBAL INVESTORS FUNDS | SPONSORED ADR | 780,000 | 0.18% | 13F |
| BESSEMER GROUP INC | SA | 694,265 | 0.16% | 13F |
| ALPS ADVISORS INC | SPONSORED ADR | 671,515 | 0.15% | 13F |
| MILLENNIUM MANAGEMENT LLC | SPONSORED ADR | 635,799 | 0.15% | 13F |
| Airain ltd | Com | 603,430 | 0.14% | 13F |
| GUGGENHEIM CAPITAL LLC | SPONSORED ADR | 551,793 | 0.13% | 13F |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | SPONSORED ADR | 482,270 | 0.11% | 13F |
| Plancorp, LLC | SPONSORED ADR | 468,156 | 0.11% | 13F |
| Vontobel Holding Ltd. | SPONSORED ADR | 402,880 | 0.09% | 13F |
| U S GLOBAL INVESTORS INC | SPONSORED ADR | 397,947 | 0.09% | 13F |
| BARCLAYS PLC | ADR | 391,177 | 0.09% | 13F |
| UBS Group AG | SPONSORED ADR | 380,994 | 0.09% | 13F |
| SCHRODER INVESTMENT MANAGEMENT GROUP | SPONSORED ADR | 359,566 | 0.08% | 13F |
| AQR CAPITAL MANAGEMENT LLC | SPONSORED ADR | 307,196 | 0.07% | 13F |
| PIONEER INVESTMENT MANAGEMENT INC | SPONSORED ADR | 300,000 | 0.07% | 13F |
| BANK OF MONTREAL /CAN/ | SPONSORED ADR | 298,137 | 0.07% | 13F |
| Sowell Financial Services LLC | SPONSORED ADR | 293,900 | 0.07% | 13F |
| TWO SIGMA INVESTMENTS LLC | SPONSORED ADR | 224,300 | 0.05% | 13F |
| BALYASNY ASSET MANAGEMENT LLC | SPONSORED ADR | 209,512 | 0.05% | 13F |
| Arlington Capital Management, Inc. | SPONSORED ADR | 208,302 | 0.05% | 13F |
| Cubist Systematic Strategies, LLC | SPONSORED ADR | 198,430 | 0.05% | 13F |
| GROUP ONE TRADING, L.P. | SPONSORED ADR | 194,882 | 0.04% | 13F |
| MACKENZIE FINANCIAL CORP | SPONSORED ADR | 191,374 | 0.04% | 13F |
| FNY Investment Advisers, LLC | SPONSORED ADR | 166,218 | 0.04% | 13F |
| ACADIAN ASSET MANAGEMENT LLC | SPONSORED ADR | 132,981 | 0.03% | 13F |
| BANK OF AMERICA CORP /DE/ | SPONSORED ADR | 128,682 | 0.03% | 13F |
| Squarepoint Ops LLC | SPONSORED ADR | 126,404 | 0.03% | 13F |
| BlackRock Institutional Trust Company, N.A. | SPONSORED ADR | 126,372 | 0.03% | 13F |
| OLD MISSION CAPITAL LLC | ADR | 106,553 | 0.02% | 13F |
| Vident Investment Advisory, LLC | SPONSORED ADR | 101,690 | 0.02% | 13F |
| SG Americas Securities, LLC | COM | 100,419 | 0.02% | 13F |
| NORTHERN TRUST CORP | SPONSORED ADR | 94,185 | 0.02% | 13F |
| Aperio Group, LLC | SPONSORED ADR | 93,682 | 0.02% | 13F |
| CITIGROUP INC (CALL) | SPONSORED ADR | 90,000 | 0.02% | 13F |
| Coastal Investment Advisors, Inc. | SPONSORED ADR | 75,000 | 0.02% | 13F |
| Campbell & CO Investment Adviser LLC | ADR | 74,196 | 0.02% | 13F |
| BNP PARIBAS ARBITRAGE, SA | Equity | 68,837 | 0.02% | 13F |
| EAGLE ASSET MANAGEMENT INC | ADR | 63,177 | 0.01% | 13F |
| STIFEL FINANCIAL CORP | SPONSORED ADR | 60,809 | 0.01% | 13F |
| Legacy Advisors, LLC | SPONSORED ADR | 50,000 | 0.01% | 13F |
| HRT FINANCIAL LLC | SPONSORED ADR | 49,352 | 0.01% | 13F |
| AIGEN INVESTMENT MANAGEMENT, LP | SPONSORED ADR | 44,609 | 0.01% | 13F |
| WOLVERINE TRADING, LLC (CALL) | SPONSORED ADR | 44,400 | 0.01% | 13F |
| SPOT TRADING L.L.C. (PUT) | SPONSORED ADR | 44,300 | 0.01% | 13F |
| PROFUND ADVISORS LLC | SPONSORED ADR | 43,789 | 0.01% | 13F |
| Intesa Sanpaolo S.p.A. | SPONSORED ADR | 43,600 | 0.01% | 13F |
