Notable Holders of THE GDL FUND (GDL)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| GABELLI SECURITIES INC | EXCHANGE TRADED | 1,846,943 | 8.68% | 13F |
| Relative Value Partners Group, LLC | COM SH BEN IT | 923,599 | 4.34% | 13F |
| GAMCO Investors | EXCHANGE TRADED | 441,433 | 2.07% | 13F |
| ZAZOVE ASSOCIATES LLC | COM SH BEN IT | 355,151 | 1.67% | 13F |
| Gramercy Investment Advisors LLC | COMMON STOCK | 320,925 | 1.51% | 13F |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | COM SH BEN IT | 314,726 | 1.48% | 13F |
| Cornerstone Advisors, LLC | COM SH BEN IT | 190,074 | 0.89% | 13F |
| Ancora Advisors, LLC | CLSD FD | 174,626 | 0.82% | 13F |
| Eudaimonia Partners, LLC | COM SH BEN IT | 125,937 | 0.59% | 13F |
| CSS LLC/IL | COM SH BEN IT | 111,491 | 0.52% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM SH BEN IT | 99,500 | 0.47% | 13F |
| PARK AVENUE SECURITIES LLC | COM SH BEN IT | 91,660 | 0.43% | 13F |
| Atlas Wealth LLC | Closed End Funds - Taxable | 89,272 | 0.42% | 13F |
| National Asset Management, Inc. | COM SH BEN IT | 61,796 | 0.29% | 13F |
| Horizon Kinetics LLC | COM SH BEN IT | 59,485 | 0.28% | 13F |
| Wunderlich Securities, Inc. | COM SH BEN IT | 46,718 | 0.22% | 13F |
| ROCKWOOD ASSET MANAGEMENT, LLC | COM SH BEN IT | 40,669 | 0.19% | 13F |
| Cardan Capital Partners, LLC | COM SH BEN IT | 35,480 | 0.17% | 13F |
| WELLS FARGO & CO/MN | COM SH BEN IT | 34,692 | 0.16% | 13F |
| MetLife Securities, Inc | COM SH BEN IT | 31,756 | 0.15% | 13F |
| CNH PARTNERS LLC | COM SH BEN IT | 30,341 | 0.14% | 13F |
| Glacier Peak Capital LLC | Miscellaneous Equities | 27,390 | 0.13% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM SH BEN IT | 27,148 | 0.13% | 13F |
| Relative Value Partners, LLC | COM SH BEN IT | 24,765 | 0.12% | 13F |
| Susquehanna International Group, LLP | COM SH BEN IT | 24,442 | 0.11% | 13F |
| Private Advisor Group, LLC | COM SH BEN IT | 19,403 | 0.09% | 13F |
| STIFEL NICOLAUS & CO INC \MO\ | Com | 17,515 | 0.08% | 13F |
| INTEGRATED CAPITAL MANAGEMENT, INC. | COM SH BEN IT | 17,462 | 0.08% | 13F |
| Integrated Wealth Concepts LLC | MF Closed and MF Open | 13,114 | 0.06% | 13F |
| 9258 Wealth Management, LLC | CEF | 11,886 | 0.06% | 13F |
| UBS AG | COM SH BEN IT | 11,870 | 0.06% | 13F |
| MRP Capital Investments, LLC | COM SH BEN IT | 6,000 | 0.03% | 13F |
| Thomas J. Herzfeld Advisors, Inc. | COM SH BEN IT | 5,372 | 0.03% | 13F |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | CEF | 5,082 | 0.02% | 13F |
| ROYAL BANK OF CANADA \ | COM SH BEN IT | 4,442 | 0.02% | 13F |
| UBS Group AG | COM SH BEN IT | 4,004 | 0.02% | 13F |
