Notable Holders of EMPIRE STATE REALTY TRUST, Inc. (ESRT)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| VANGUARD GROUP INC | CL A | 19,471,265 | 20.61% | 13F |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | CL A | 11,513,466 | 12.18% | 13F |
| CREDIT SUISSE AG/ | CL A | 10,222,888 | 10.82% | 13F |
| STATE STREET CORP | CL A | 5,999,953 | 6.35% | 13F |
| Equity Investment Corp Acquisition Inc | CL A | 5,350,957 | 5.66% | 13F |
| BlackRock Institutional Trust Company, N.A. | CL A | 4,240,501 | 4.49% | 13F |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | CL A | 4,129,704 | 4.37% | 13F |
| LEGAL & GENERAL GROUP PLC | CL A | 3,091,458 | 3.27% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | CL A | 2,863,035 | 3.03% | 13F |
| PRINCIPAL FINANCIAL GROUP INC | CL A | 2,696,708 | 2.85% | 13F |
| NORTHERN TRUST CORP | CL A | 2,481,686 | 2.63% | 13F |
| DIMENSIONAL FUND ADVISORS LP | CL A | 1,977,312 | 2.09% | 13F |
| Nuveen Asset Management, LLC | CL A | 1,961,519 | 2.08% | 13F |
| Numeric Investors LLC | CL A | 1,670,163 | 1.77% | 13F |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | CL A | 1,586,290 | 1.68% | 13F |
| BlackRock Fund Advisors | CL A | 1,272,247 | 1.35% | 13F |
| HSBC HOLDINGS PLC | CL A | 662,548 | 0.70% | 13F |
| Aperio Group, LLC | CL A | 620,303 | 0.66% | 13F |
| NORDEA INVESTMENT MANAGEMENT AB | CL A | 524,347 | 0.55% | 13F |
| ALLIANCEBERNSTEIN L.P. | CL A | 514,388 | 0.54% | 13F |
| BlackRock Group LTD | CL A | 479,189 | 0.51% | 13F |
| Invesco Ltd. | CL A | 451,524 | 0.48% | 13F |
| FIRST TRUST ADVISORS LP | CL A | 431,295 | 0.46% | 13F |
| Grantham, Mayo, Van Otterloo & Co. LLC | CL A | 415,049 | 0.44% | 13F |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | CL A | 382,506 | 0.40% | 13F |
| Man Group plc | CL A | 373,581 | 0.40% | 13F |
| UBS Group AG | CL A | 368,746 | 0.39% | 13F |
| Vident Investment Advisory, LLC | CL A | 354,244 | 0.37% | 13F |
| Greenland Capital Management LP | CL A | 340,000 | 0.36% | 13F |
| ING INVESTMENT MANAGEMENT LLC | CL A | 327,937 | 0.35% | 13F |
| RAYMOND JAMES & ASSOCIATES | CL A | 307,952 | 0.33% | 13F |
| Swiss National Bank | CL A | 296,900 | 0.31% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | CL A | 256,602 | 0.27% | 13F |
| Lighthouse Investment Partners, LLC | CL A | 239,649 | 0.25% | 13F |
| BANK OF AMERICA CORP /DE/ | CL A | 239,604 | 0.25% | 13F |
| CITIGROUP INC | CL A | 225,065 | 0.24% | 13F |
| DIAM Co., Ltd. | CL A | 210,780 | 0.22% | 13F |
| AQR CAPITAL MANAGEMENT LLC | CL A | 206,366 | 0.22% | 13F |
| HRT FINANCIAL LLC | CL A | 203,804 | 0.22% | 13F |
| Susquehanna International Group, LLP | CL A | 190,553 | 0.20% | 13F |
| HGI Capital Management, LLC | CL A | 185,310 | 0.20% | 13F |
| Hill Winds Capital LP | CL A | 180,000 | 0.19% | 13F |
| HEITMAN REAL ESTATE SECURITIES LLC | CL A | 169,340 | 0.18% | 13F |
| Fidelity Investments | CL A | 155,923 | 0.17% | 13F |
| BLACKROCK ADVISORS LLC | CL A | 149,640 | 0.16% | 13F |
| D. E. Shaw & Co., INC. | CL A | 146,669 | 0.16% | 13F |
| NOMURA ASSET MANAGEMENT CO LTD | CL A | 143,200 | 0.15% | 13F |
| STATE OF WISCONSIN INVESTMENT BOARD | CL A | 126,885 | 0.13% | 13F |
| BBJS FINANCIAL ADVISORS, LLC | CL A | 113,592 | 0.12% | 13F |
| FRANKLIN RESOURCES INC | CL A | 103,713 | 0.11% | 13F |
| SEI INVESTMENTS CO | CL A | 96,247 | 0.10% | 13F |
| PIONEER INVESTMENT MANAGEMENT INC | CL A | 91,796 | 0.10% | 13F |
| Wescott Financial Advisory Group, LLC | CL A | 91,365 | 0.10% | 13F |
| TEACHER RETIREMENT SYSTEM OF TEXAS | CL A | 90,663 | 0.10% | 13F |
| WESTPAC BANKING CORP | CL A | 88,198 | 0.09% | 13F |
| DEUTSCHE BANK AG\ | CL A | 82,772 | 0.09% | 13F |
| Mitsubishi UFJ Asset Management Co., Ltd. | CL A | 81,784 | 0.09% | 13F |
| Graham Capital Management, L.P. | CL A | 80,705 | 0.09% | 13F |
| WELLS FARGO & CO/MN | CL A | 72,198 | 0.08% | 13F |
| BOOTHBAY FUND MANAGEMENT, LLC | CL A | 70,292 | 0.07% | 13F |
| MetLife Investment Advisors, LLC | CL A | 70,044 | 0.07% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | CL A | 69,318 | 0.07% | 13F |
| DUALITY ADVISERS, LP | CL A | 65,355 | 0.07% | 13F |
| Mirae Asset Global Investments Co., Ltd. | CL A | 63,851 | 0.07% | 13F |
| BlackRock Investment Management, LLC | CL A | 62,676 | 0.07% | 13F |
| HENDERSON GROUP PLC | CL A | 62,179 | 0.07% | 13F |
| Alaska Retirement Management Board | CL A | 61,863 | 0.07% | 13F |
| Y.D. More Investments Ltd | CL A | 60,100 | 0.06% | 13F |
| Zurcher Kantonalbank (Zurich Cantonalbank) | CL A | 56,576 | 0.06% | 13F |
| Sowell Financial Services LLC | CL A | 56,465 | 0.06% | 13F |
| GUGGENHEIM CAPITAL LLC | CL A | 55,969 | 0.06% | 13F |
| VIRGINIA RETIREMENT SYSTEMS ET AL | CL A | 55,300 | 0.06% | 13F |
| Daiwa Securities Group Inc. | CL A | 54,686 | 0.06% | 13F |
| Breton Hill Capital Ltd. | CL A | 54,628 | 0.06% | 13F |
| Kissinger Financial Services LLC | CL A | 54,385 | 0.06% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | CL A | 53,268 | 0.06% | 13F |
| IndexIQ Advisors LLC | CL A | 51,866 | 0.05% | 13F |
| Oxbow Advisors, LLC | CL A | 50,760 | 0.05% | 13F |
| Leucadia National | CL A | 47,914 | 0.05% | 13F |
| Cambria Investment Management, L.P. | CL A | 45,809 | 0.05% | 13F |
| Squarepoint Ops LLC | CL A | 45,561 | 0.05% | 13F |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | CL A | 43,479 | 0.05% | 13F |
| Benin Management CORP | CL A | 41,800 | 0.04% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | CL A | 40,130 | 0.04% | 13F |
| Arizona State Retirement System | CL A | 38,313 | 0.04% | 13F |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | CL A | 37,523 | 0.04% | 13F |
| Meiji Yasuda Asset Management Co Ltd. | CL A | 37,443 | 0.04% | 13F |
| PICTET ASSET MANAGEMENT SA | CL A | 36,922 | 0.04% | 13F |
| BANK OF MONTREAL /CAN/ | CL A | 35,719 | 0.04% | 13F |
| Rockefeller Capital Management L.P. | CL A | 35,175 | 0.04% | 13F |
| GSA CAPITAL PARTNERS LLP | CL A | 34,939 | 0.04% | 13F |
| M&T BANK CORP | CL A | 31,619 | 0.03% | 13F |
| Verdence Capital Advisors LLC | CL A | 31,324 | 0.03% | 13F |
| PICTET ASSET MANAGEMENT LTD | CL A | 31,000 | 0.03% | 13F |
| DekaBank Deutsche Girozentrale | CL A | 30,990 | 0.03% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | CL A | 30,669 | 0.03% | 13F |
| Zuckerman Investment Group, LLC | CL A | 30,000 | 0.03% | 13F |
| MACQUARIE GROUP LTD | CL A | 28,151 | 0.03% | 13F |
| Standard Life Aberdeen plc | CL A | 26,733 | 0.03% | 13F |
| State of Wyoming | CL A | 26,645 | 0.03% | 13F |
| XTX MARKETS LLC | CL A | 22,754 | 0.02% | 13F |
| Toroso Investments, LLC | CL A | 22,340 | 0.02% | 13F |
| PRUDENTIAL FINANCIAL INC | CL A | 22,055 | 0.02% | 13F |
| JANE STREET GROUP, LLC | CL A | 21,406 | 0.02% | 13F |
| Sumitomo Mitsui Asset Management Company, LTD | CL A | 21,276 | 0.02% | 13F |
| STEPHENS INC /AR/ | CL A | 21,135 | 0.02% | 13F |
| Pictet & Cie (Europe) SA | CL A | 20,801 | 0.02% | 13F |
| LPL Financial LLC | CL A | 20,540 | 0.02% | 13F |
| Mariner Wealth Advisors, LLC | CL A | 20,313 | 0.02% | 13F |
| Comprehensive Portfolio Management, LLC | CL A | 19,355 | 0.02% | 13F |
| ProShare Advisors LLC | CL A | 17,191 | 0.02% | 13F |
| BNP Paribas Investment Partners S.A. | CL A | 17,039 | 0.02% | 13F |
| Capital Investment Counsel, Inc | CL A | 16,200 | 0.02% | 13F |
| QUEST CAPITAL MANAGEMENT INC /ADV | CL A | 16,085 | 0.02% | 13F |
| NISSAY ASSET MANAGEMENT CORP /JAPAN/ /ADV | CL A | 15,958 | 0.02% | 13F |
| FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC | CL A | 15,000 | 0.02% | 13F |
| TOBIAS FINANCIAL ADVISORS, INC. | CL A | 14,188 | 0.02% | 13F |
| Equitable Holdings, Inc. | CL A | 14,000 | 0.01% | 13F |
| Stokes Family Office, LLC | CL A | 13,462 | 0.01% | 13F |
| Core Wealth Management, Inc. | CL A | 13,332 | 0.01% | 13F |
| US BANCORP \DE\ | CL A | 13,037 | 0.01% | 13F |
| Advisor Group, Inc. | CL A | 13,004 | 0.01% | 13F |
| Allspring Global Investments Holdings, LLC | CL A | 12,525 | 0.01% | 13F |
| Cassaday & Co Wealth Management LLC | CL A | 12,000 | 0.01% | 13F |
| RAYMOND JAMES FINANCIAL INC | CL A | 11,487 | 0.01% | 13F |
| CWM, LLC | CL A | 11,089 | 0.01% | 13F |
| ROYAL BANK OF CANADA \ | CL A | 11,078 | 0.01% | 13F |
| Gotham Asset Management, LLC | CL A | 11,068 | 0.01% | 13F |
| PEAK6 Investments LLC | CL A | 10,703 | 0.01% | 13F |
| Carson Advisory Inc. | CL A | 10,500 | 0.01% | 13F |
| Perigon Wealth Management, LLC | CL A | 10,299 | 0.01% | 13F |
| Banque Cantonale Vaudoise | CL A | 10,000 | 0.01% | 13F |
| Bayesian Capital Management, LP | CL A | 10,000 | 0.01% | 13F |
