Notable Holders of CONNECTONE BANC (CNOB)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| Fidelity Investments | COM | 2,757,298 | 53.83% | 13F |
| DIMENSIONAL FUND ADVISORS LP | COM | 2,249,391 | 43.92% | 13F |
| VANGUARD GROUP INC | COM | 2,031,014 | 39.65% | 13F |
| STATE STREET CORP | COM | 1,547,229 | 30.21% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 922,378 | 18.01% | 13F |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | COM | 830,067 | 16.21% | 13F |
| Nuveen Asset Management, LLC | COM | 781,810 | 15.26% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | COM | 737,766 | 14.40% | 13F |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | COM | 591,690 | 11.55% | 13F |
| UBS Group AG | COM | 426,298 | 8.32% | 13F |
| NORTHERN TRUST CORP | COM | 415,448 | 8.11% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | COM | 377,678 | 7.37% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | COM | 341,506 | 6.67% | 13F |
| Brandywine Global Investment Management, LLC | COM | 301,271 | 5.88% | 13F |
| ALLIANCEBERNSTEIN L.P. | COM | 262,840 | 5.13% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | COM | 257,787 | 5.03% | 13F |
| Bank of New York Mellon CORP | COM | 250,818 | 4.90% | 13F |
| ING INVESTMENT MANAGEMENT LLC | COM | 241,351 | 4.71% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 210,680 | 4.11% | 13F |
| STIFEL FINANCIAL CORP | COM | 206,803 | 4.04% | 13F |
| Monarch Partners Asset Management LLC | COM | 174,058 | 3.40% | 13F |
| ENDEAVOUR CAPITAL ADVISORS INC | COM | 171,688 | 3.35% | 13F |
| State of New Jersey Common Pension Fund D | COM | 168,938 | 3.30% | 13F |
| AQR CAPITAL MANAGEMENT LLC | COM | 168,928 | 3.30% | 13F |
| SEI INVESTMENTS CO | COM | 156,932 | 3.06% | 13F |
| WELLS FARGO & CO/MN | COM | 156,059 | 3.05% | 13F |
| HENNESSY ADVISORS INC | COM | 145,000 | 2.83% | 13F |
| TWO SIGMA ADVISERS, LLC | COM | 139,880 | 2.73% | 13F |
| WEDGE CAPITAL MANAGEMENT L L P/NC | COM | 108,287 | 2.11% | 13F |
| BRIDGEWAY CAPITAL MANAGEMENT INC | COM | 105,846 | 2.07% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 104,707 | 2.04% | 13F |
| FRANKLIN RESOURCES INC | COM | 104,323 | 2.04% | 13F |
| LSV ASSET MANAGEMENT | COM | 97,300 | 1.90% | 13F |
| SECOND CURVE CAPITAL LLC | COM | 90,000 | 1.76% | 13F |
| THRIVENT FINANCIAL FOR LUTHERANS | COM | 89,578 | 1.75% | 13F |
| BOOTHBAY FUND MANAGEMENT, LLC | COM | 85,140 | 1.66% | 13F |
| Swiss National Bank | COM | 80,900 | 1.58% | 13F |
| Invesco Ltd. | COM | 79,267 | 1.55% | 13F |
| RMB Capital Management, LLC | COM | 75,000 | 1.46% | 13F |
| Weiss Multi-Strategy Advisers LLC | COM | 72,356 | 1.41% | 13F |
| D. E. Shaw & Co., INC. | COM | 72,134 | 1.41% | 13F |
| Gator Capital Management, LLC | COM | 71,094 | 1.39% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM | 67,416 | 1.32% | 13F |
| BARCLAYS PLC | COM | 62,777 | 1.23% | 13F |
| National Asset Management, Inc. | COM | 60,903 | 1.19% | 13F |
| Cubist Systematic Strategies, LLC | COM | 60,814 | 1.19% | 13F |
| Trexquant Investment LP | COM | 57,765 | 1.13% | 13F |
| SALZHAUER MICHAEL | COM | 52,522 | 1.03% | 13F |
| ALGERT COLDIRON INVESTORS LLC | COM | 50,194 | 0.98% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 49,402 | 0.96% | 13F |
| VICTORY CAPITAL MANAGEMENT INC | COM | 46,268 | 0.90% | 13F |
| Rafferty Asset Management, LLC | COM | 44,537 | 0.87% | 13F |
| OCCUDO QUANTITATIVE STRATEGIES LP | COM | 42,169 | 0.82% | 13F |
| Man Group plc | COM | 42,125 | 0.82% | 13F |
| EMERALD MUTUAL FUND ADVISERS TRUST | COM | 41,368 | 0.81% | 13F |
| Clover Partners, L.P. | COM | 38,968 | 0.76% | 13F |
| STRS OHIO | COM | 37,100 | 0.72% | 13F |
| CITIGROUP INC | COM | 35,634 | 0.70% | 13F |
| EJF Capital LLC | COM | 35,224 | 0.69% | 13F |
| CREDIT SUISSE AG/ | COM | 33,701 | 0.66% | 13F |
| STATE OF WISCONSIN INVESTMENT BOARD | COM | 33,436 | 0.65% | 13F |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | COM | 31,752 | 0.62% | 13F |
| LEGAL & GENERAL GROUP PLC | COM | 30,248 | 0.59% | 13F |
| Tilson Financial Group, Inc. | COM | 27,218 | 0.53% | 13F |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | COM | 23,311 | 0.46% | 13F |
| Susquehanna International Group, LLP | COM | 22,520 | 0.44% | 13F |
| ROYAL BANK OF CANADA \ | COM | 20,430 | 0.40% | 13F |
| Capital Investment Advisors, LLC | COM | 20,407 | 0.40% | 13F |
| HENDERSON GROUP PLC | COM | 20,357 | 0.40% | 13F |
| FIRST TRUST ADVISORS LP | COM | 19,615 | 0.38% | 13F |
| MetLife Investment Advisors, LLC | COM | 19,568 | 0.38% | 13F |
| Berson & Corrado Investment Advisors, LLC | COM | 18,025 | 0.35% | 13F |
| TEACHER RETIREMENT SYSTEM OF TEXAS | COM | 17,532 | 0.34% | 13F |
| Citadel | COM | 17,280 | 0.34% | 13F |
| Mirae Asset Global Investments Co., Ltd. | COM | 15,994 | 0.31% | 13F |
| Wealth Alliance Advisory Group, LLC | COM | 15,500 | 0.30% | 13F |
| DEUTSCHE BANK AG\ | COM | 15,411 | 0.30% | 13F |
| Creative Planning | COM | 15,359 | 0.30% | 13F |
| HSBC HOLDINGS PLC | COM | 15,289 | 0.30% | 13F |
| ALPS ADVISORS INC | COM | 14,896 | 0.29% | 13F |
| Mesirow Financial Investment Management International Equity | COM | 14,645 | 0.29% | 13F |
| Squarepoint Ops LLC | COM | 14,390 | 0.28% | 13F |
| JANE STREET GROUP, LLC | COM | 13,816 | 0.27% | 13F |
| VIRGINIA RETIREMENT SYSTEMS ET AL | COM | 13,700 | 0.27% | 13F |
| Numerai GP LLC | COM | 13,419 | 0.26% | 13F |
| SHELL ASSET MANAGEMENT CO | COM | 12,557 | 0.25% | 13F |
| IndexIQ Advisors LLC | COM | 12,553 | 0.25% | 13F |
| KEN ROBERTS INVESTMENT MANAGEMENT INC | COM | 12,234 | 0.24% | 13F |
| Fort Sheridan Advisors LLC | COM | 11,828 | 0.23% | 13F |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | COM | 11,289 | 0.22% | 13F |
| BANK OF MONTREAL /CAN/ | COM | 10,990 | 0.21% | 13F |
| Atria Wealth Solutions, Inc. | COM | 10,636 | 0.21% | 13F |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | COM | 10,532 | 0.21% | 13F |
| Arizona State Retirement System | COM | 10,432 | 0.20% | 13F |
| Bell Rock Capital LLC | COM | 8,955 | 0.17% | 13F |
| QUADRANT CAPITAL GROUP LLC | COM | 8,540 | 0.17% | 13F |
| SIGNATUREFD, LLC | COM | 7,935 | 0.15% | 13F |
| PRUDENTIAL FINANCIAL INC | COM | 7,721 | 0.15% | 13F |
| Zurcher Kantonalbank (Zurich Cantonalbank) | COM | 6,777 | 0.13% | 13F |
| Amalgamated Financial Corp. | COM | 4,501 | 0.09% | 13F |
| AMALGAMATED BANK | COM | 3,661 | 0.07% | 13F |
| Summit Investment Advisors, Inc. | COM | 2,830 | 0.06% | 13F |
| WIPFLI FINANCIAL ADVISORS LLC, | COM | 1,945 | 0.04% | 13F |
| Copeland Capital Management, LLC | COM | 1,801 | 0.04% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | COM | 1,731 | 0.03% | 13F |
| US BANCORP \DE\ | COM | 1,222 | 0.02% | 13F |
| Hanson McClain, Inc. | COM | 1,072 | 0.02% | 13F |
| Tower Research Capital LLC | COM | 1,034 | 0.02% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | COM | 689 | 0.01% | 13F |
