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Dec 18, 2025 12:57PM Form CERT GUINNESS ATKINSON FUNDS

Dec 18, 2025 12:57PM Form 13F-HR/A Westwood Global Investme For: Sep 30

Dec 18, 2025 12:57PM Form D Neuropho II a Series of

Dec 18, 2025 12:56PM Form 424B2 HSBC USA INC /MD/

Dec 18, 2025 12:56PM Form 4 LAM RESEARCH CORP For: Dec 17 Filed by: ARCHER TIMOTHY

Dec 18, 2025 12:56PM Form 424B2 BofA Finance LLC

Dec 18, 2025 12:56PM Form SCHEDULE 13G/A PGIM ETF TRUST Filed by: Intrua Financial, LLC

Dec 18, 2025 12:55PM Form 4 SYNAPTICS Inc For: Dec 17 Filed by: Gupta Vikram

Dec 18, 2025 12:54PM Form CERT GUINNESS ATKINSON FUNDS

Dec 18, 2025 12:54PM Form D Entire 1125 a Series of

Dec 18, 2025 12:53PM Form S-1/A K2 Capital Acquisition

Dec 18, 2025 12:53PM Form 424B2 BofA Finance LLC

Dec 18, 2025 12:52PM Form 424B2 CANADIAN IMPERIAL BANK

Dec 18, 2025 12:52PM Form 424B2 TORONTO DOMINION BANK

Dec 18, 2025 12:52PM Form D SM Fund Capital LP

Dec 18, 2025 12:52PM Form 424B2 BANK OF NOVA SCOTIA

Dec 18, 2025 12:51PM Form D/A Cosmoserve Space Inc.

Dec 18, 2025 12:51PM Form APP ORDR MONROE CAPITAL Corp

Dec 18, 2025 12:50PM Form D/A Franklin Templeton Emerg

Dec 18, 2025 12:50PM Form CERT GUINNESS ATKINSON FUNDS

Dec 18, 2025 12:50PM Form 424B2 JPMORGAN CHASE & CO

Dec 18, 2025 12:49PM Form 424B2 BARCLAYS BANK PLC

Dec 18, 2025 12:49PM Form 424B2 BARCLAYS BANK PLC

Dec 18, 2025 12:49PM Form D Boom AI Nov 2025 a Serie

Dec 18, 2025 12:48PM Form 4 Quanex Building Products For: Dec 16 Filed by: Teleios Global Opportunities Master Fund, Ltd.

Dec 18, 2025 12:48PM Form 424B2 CITIGROUP INC

Dec 18, 2025 12:47PM Form 424B2 BARCLAYS BANK PLC

Dec 18, 2025 12:47PM Form 13F-HR/A Westwood Global Investme For: Jun 30

Dec 18, 2025 12:46PM Form 424B2 TORONTO DOMINION BANK

Dec 18, 2025 12:46PM Form D Brief AI Nov 2025 a Seri

Dec 18, 2025 12:46PM Form 424B2 BARCLAYS BANK PLC

Dec 18, 2025 12:46PM Form 424B2 BofA Finance LLC

Dec 18, 2025 12:46PM Form 485BXT Investment Managers Seri

Dec 18, 2025 12:46PM Form APP ORDR 1WS Credit Income Fund

Dec 18, 2025 12:45PM Form 485BXT Investment Managers Seri

Dec 18, 2025 12:44PM Form 424B2 BARCLAYS BANK PLC

Dec 18, 2025 12:43PM Form D Hyperion SPV III a Serie

Dec 18, 2025 12:43PM Form 424B2 BARCLAYS BANK PLC

Dec 18, 2025 12:43PM Form D/A Britannica Capital LLC

Dec 18, 2025 12:43PM Form 424B3 Principal Private Credit

Dec 18, 2025 12:43PM Form 424B3 Principal Real Asset

Dec 18, 2025 12:42PM Form 424B2 BARCLAYS BANK PLC

Dec 18, 2025 12:40PM Form D/A Ross Creek Partners,

Dec 18, 2025 12:40PM Form D RealGrader Oct 2025 a

Dec 18, 2025 12:40PM Form 4 CIENA CORP For: Dec 16 Filed by: Kosaraju Sheela

Dec 18, 2025 12:40PM Form 4 SunOpta Inc. For: Dec 16 Filed by: Clark Bryan P

Dec 18, 2025 12:38PM Form D CSF IV G, LP

Dec 18, 2025 12:38PM Form D/A Hera Co-Investment, L.P.

Dec 18, 2025 12:38PM Form 424B2 ROYAL BANK OF CANADA

Dec 18, 2025 12:37PM Form 424B2 MORGAN STANLEY

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