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Nov 14, 2025 10:49AM Form 1-U Masterworks 239, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 246, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 232, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 240, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 236, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 237, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 241, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 235, LLC For: Nov 14

Nov 14, 2025 10:49AM Form 1-U Masterworks 243, LLC For: Nov 14

Nov 14, 2025 10:49AM Form SCHEDULE 13G/A ASPAC III Acquisition Filed by: BOOTHBAY FUND MANAGEMENT, LLC

Nov 14, 2025 10:49AM Form 6-K VODAFONE GROUP PUBLIC For: Nov 14

Nov 14, 2025 10:48AM Form 13F-NT Manulife Investment Mana For: Sep 30

Nov 14, 2025 10:48AM Form 497 Total Fund Solution

Nov 14, 2025 10:48AM Form 497K Simplify Exchange Traded

Nov 14, 2025 10:48AM Form 13F-HR FCA CORP /TX For: Sep 30

Nov 14, 2025 10:48AM Form 13F-NT Invesco Trust Co For: Sep 30

Nov 14, 2025 10:48AM Form 13F-NT Insight Venture Associat For: Sep 30

Nov 14, 2025 10:48AM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Nov 14, 2025 10:48AM Form NT 10-Q/A ARVANA INC For: Sep 30

Nov 14, 2025 10:48AM Form 497 ALLIANZ LIFE INSURANCE

Nov 14, 2025 10:48AM Form 13F-HR Mubadala Investment Co For: Sep 30

Nov 14, 2025 10:47AM Form 13F-HR Tower Research Capital For: Sep 30

Nov 14, 2025 10:47AM Form 13F-HR Advocacy Wealth Manageme For: Sep 30

Nov 14, 2025 10:47AM Form SCHEDULE 13D/A SCIENTIFIC INDUSTRIES Filed by: Bleichroeder LP

Nov 14, 2025 10:47AM Form 497K Simplify Exchange Traded

Nov 14, 2025 10:47AM Form 13F-HR Oakcliff Capital Partner For: Sep 30

Nov 14, 2025 10:47AM Form 13F-NT PGIM INVESTMENTS LLC For: Sep 30

Nov 14, 2025 10:47AM Form SCHEDULE 13G Fluent, Inc. Filed by: Bleichroeder LP

Nov 14, 2025 10:47AM Form SCHEDULE 13G/A CF BANKSHARES INC. Filed by: Fourthstone LLC

Nov 14, 2025 10:47AM Form SCHEDULE 13G Cellectar Biosciences, Filed by: Bleichroeder LP

Nov 14, 2025 10:47AM Form SCHEDULE 13G/A SmartKem, Inc. Filed by: Bleichroeder LP

Nov 14, 2025 10:47AM Form 497K Simplify Exchange Traded

Nov 14, 2025 10:47AM Form 13F-NT Desjardins Financial For: Sep 30

Nov 14, 2025 10:47AM Form 13F-HR DENDUR CAPITAL LP For: Sep 30

Nov 14, 2025 10:46AM Form 13F-HR Apollo Management Holdin For: Sep 30

Nov 14, 2025 10:46AM Form 13F-NT BNP PARIBAS CARDIF VITA For: Sep 30

Nov 14, 2025 10:46AM Form 13F-HR BRANDES INVESTMENT PARTN For: Sep 30

Nov 14, 2025 10:46AM Form 10-Q Marvion Inc. For: Sep 30

Nov 14, 2025 10:46AM Form 497K Tidal Trust II

Nov 14, 2025 10:46AM Form 497K PRINCIPAL FUNDS, INC.

Nov 14, 2025 10:46AM Form 4 PERRIGO Co plc For: Nov 12 Filed by: Parker Geoffrey M.

Nov 14, 2025 10:45AM Form 13F-HR JOHO CAPITAL LLC For: Sep 30

Nov 14, 2025 10:45AM Form 13F-HR/A HBK INVESTMENTS L P For: Sep 30

Nov 14, 2025 10:45AM Form SCHEDULE 13G/A Matinas BioPharma Holdin Filed by: HIGHBRIDGE CAPITAL MANAGEMENT LLC

Nov 14, 2025 10:45AM Form SCHEDULE 13G/A Karyopharm Therapeutics Filed by: HIGHBRIDGE CAPITAL MANAGEMENT LLC

Nov 14, 2025 10:45AM Form 13F-HR AVISO WEALTH MANAGEMENT For: Sep 30

Nov 14, 2025 10:45AM Form SCHEDULE 13G/A Bakkt Holdings, Inc. Filed by: HIGHBRIDGE CAPITAL MANAGEMENT LLC

Nov 14, 2025 10:45AM Form 13F-HR Millstreet Capital Manag For: Sep 30

Nov 14, 2025 10:45AM Form 13F-HR Broad Bay Capital Manage For: Sep 30

Nov 14, 2025 10:45AM Form 6-K Canagold Resources Ltd. For: Sep 30

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