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Nov 13, 2025 12:45PM Form MA-I/A LRB PUBLIC FINANCE ADVIS

Nov 13, 2025 12:45PM Form 144 Vesta Real Estate Corpor Filed by: Williams Stephen B

Nov 13, 2025 12:45PM Form 13F-HR SwitchPoint Financial For: Sep 30

Nov 13, 2025 12:44PM Form MA-I/A Busey Bank

Nov 13, 2025 12:44PM Form ABS-15G LL ABS Depositor, LLC For: Sep 30

Nov 13, 2025 12:44PM Form MA-I/A HILLTOP SECURITIES INC.

Nov 13, 2025 12:44PM Form MA-I/A HILLTOP SECURITIES INC.

Nov 13, 2025 12:44PM Form MA-I/A MOMENTUS SECURITIES LLC

Nov 13, 2025 12:44PM Form MA-I/A Yuba Group LLC

Nov 13, 2025 12:44PM Form MA-I/A PIPER SANDLER & CO.

Nov 13, 2025 12:44PM Form SCHEDULE 13G/A Inventiva S.A. Filed by: Yiheng Capital Management, L.P.

Nov 13, 2025 12:44PM Form MA-I/A Fieldman, Rolapp & Assoc

Nov 13, 2025 12:44PM Form FWP Inventiva S.A. Filed by: Inventiva S.A.

Nov 13, 2025 12:44PM Form 4 FIRST COMMUNITY CORP For: Nov 11 Filed by: BROWN THOMAS CARLTON

Nov 13, 2025 12:44PM Form MA-I/A KEYBANC CAPITAL MARKETS

Nov 13, 2025 12:43PM Form 10-Q Nabors Energy Transition For: Sep 30

Nov 13, 2025 12:43PM Form D Riviera Land ID Oct 2025

Nov 13, 2025 12:43PM Form 13F-NT FIL Investment Advisors For: Sep 30

Nov 13, 2025 12:42PM Form D/A BaySierra Capital Fund,

Nov 13, 2025 12:42PM Form 8-K AMERICAN SHARED HOSPITAL For: Nov 13

Nov 13, 2025 12:42PM Form 13F-HR Fore Capital, LLC For: Sep 30

Nov 13, 2025 12:42PM Form D/A Light Street Photon,

Nov 13, 2025 12:42PM Form 13F-HR MARK SHEPTOFF FINANCIAL For: Sep 30

Nov 13, 2025 12:42PM Form 424B2 MORGAN STANLEY

Nov 13, 2025 12:41PM Form FWP JPMorgan Chase Financial Filed by: JPMorgan Chase Financial Co. LLC

Nov 13, 2025 12:41PM Form D/A 1798 Credit Convexity

Nov 13, 2025 12:41PM Form 13F-HR Baird Financial Group, For: Sep 30

Nov 13, 2025 12:41PM Form FWP JPMORGAN CHASE & CO Filed by: JPMORGAN CHASE & CO

Nov 13, 2025 12:41PM Form ABS-15G Angel Oak Mortgage Trust For: Nov 13

Nov 13, 2025 12:41PM Form D Liminal AI, Inc.

Nov 13, 2025 12:40PM Form 10-Q QUAINT OAK BANCORP, INC. For: Sep 30

Nov 13, 2025 12:40PM Form 13F-HR FIL Ltd For: Sep 30

Nov 13, 2025 12:40PM Form 13F-NT Kepos Partners LLC For: Sep 30

Nov 13, 2025 12:40PM Form D AI HealthTech SPV I a

Nov 13, 2025 12:40PM Form 13F-HR Kepos Capital LP For: Sep 30

Nov 13, 2025 12:39PM Form D/A 1798 Volantis Catalyst

Nov 13, 2025 12:39PM Form 13F-HR ESG Planning DBA Harper For: Sep 30

Nov 13, 2025 12:39PM Form 424B2 UBS AG

Nov 13, 2025 12:39PM Form N-CEN HIGH INCOME SECURITIES For: Aug 31

Nov 13, 2025 12:39PM Form 424B2 MORGAN STANLEY

Nov 13, 2025 12:39PM Form 13F-HR Carmignac Gestion For: Sep 30

Nov 13, 2025 12:38PM Form D/A Proteus Private Credit

Nov 13, 2025 12:38PM Form D/A 1798 Volantis Fund Ltd

Nov 13, 2025 12:38PM Form 13F-HR PETTYJOHN, WOOD & WHITE, For: Sep 30

Nov 13, 2025 12:37PM Form D Blue Diamond Capital

Nov 13, 2025 12:37PM Form 13F-HR Alta Fundamental Adviser For: Sep 30

Nov 13, 2025 12:36PM Form 424B2 JPMORGAN CHASE & CO

Nov 13, 2025 12:36PM Form 13F-NT ClearBridge Investments For: Sep 30

Nov 13, 2025 12:36PM Form D/A 1798 UK Small Cap Best

Nov 13, 2025 12:36PM Form 13F-HR Curi Capital, LLC For: Sep 30

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