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Nov 13, 2025 11:45AM Form 13F-HR Basepoint Wealth LLC For: Sep 30

Nov 13, 2025 11:45AM Form 4 SIERRA BANCORP For: Nov 10 Filed by: Scearcy Lynda

Nov 13, 2025 11:45AM Form 13F-NT TEMPLETON ASSET MANAGEME For: Sep 30

Nov 13, 2025 11:45AM Form N-CEN Goldman Sachs ETF Trust For: Aug 31

Nov 13, 2025 11:44AM Form 13F-NT Marathon Trading Group For: Sep 30

Nov 13, 2025 11:44AM Form SCHEDULE 13G/A FOSTER L B CO Filed by: BRANDES INVESTMENT PARTNERS, LP

Nov 13, 2025 11:44AM Form ATS-N/UA MORGAN STANLEY & CO.

Nov 13, 2025 11:44AM Form 13F-NT TEMPLETON GLOBAL ADVISOR For: Sep 30

Nov 13, 2025 11:44AM Form 13F-HR Tennessee Valley Asset For: Sep 30

Nov 13, 2025 11:44AM Form 13F-NT 40|86 Advisors, Inc. For: Sep 30

Nov 13, 2025 11:43AM Form 13F-HR BAROMETER CAPITAL MANAGE For: Sep 30

Nov 13, 2025 11:43AM Form 13F-NT Franklin Managed Options For: Sep 30

Nov 13, 2025 11:43AM Form 13F-NT Fiduciary Trust Internat For: Sep 30

Nov 13, 2025 11:42AM Form 13F-HR Pertento Partners LLP For: Sep 30

Nov 13, 2025 11:42AM Form 424B2 BofA Finance LLC

Nov 13, 2025 11:42AM Form 485BXT Krane Shares Trust

Nov 13, 2025 11:42AM Form 13F-NT Fiduciary Trust Internat For: Sep 30

Nov 13, 2025 11:42AM Form 4 OLD SECOND BANCORP INC For: Nov 10 Filed by: Lyons Billy J Jr.

Nov 13, 2025 11:42AM Form SCHEDULE 13G/A NOVAGOLD RESOURCES INC Filed by: Kopernik Global Investors, LLC

Nov 13, 2025 11:42AM Form 13F-HR GENEVA CAPITAL MANAGEMEN For: Sep 30

Nov 13, 2025 11:41AM Form 13F-NT FIDUCIARY TRUST CO INTER For: Sep 30

Nov 13, 2025 11:41AM Form D MET PARTNERS II LLC

Nov 13, 2025 11:41AM Form 13F-NT Fiduciary Trust Co Inter For: Sep 30

Nov 13, 2025 11:41AM Form 424B2 GOLDMAN SACHS GROUP INC

Nov 13, 2025 11:40AM Form SCHEDULE 13G/A TALPHERA, INC. Filed by: Rosalind Advisors, Inc.

Nov 13, 2025 11:40AM Form 13F-HR Multicoin Capital Manage For: Sep 30

Nov 13, 2025 11:40AM Form D/A Norrio Capital Partners

Nov 13, 2025 11:40AM Form FWP BANK OF NOVA SCOTIA Filed by: BANK OF NOVA SCOTIA

Nov 13, 2025 11:40AM Form 13F-HR Marathon Trading Investm For: Sep 30

Nov 13, 2025 11:40AM Form 13F-NT FRANKLIN TEMPLETON INVES For: Sep 30

Nov 13, 2025 11:40AM Form 6-K NOKIA CORP For: Nov 13

Nov 13, 2025 11:40AM Form DEFR14C Venerable Variable Insur

Nov 13, 2025 11:40AM Form D/A MBODI A SERIES OF VUVP

Nov 13, 2025 11:40AM Form 13F-NT Franklin Templeton Austr For: Sep 30

Nov 13, 2025 11:39AM Form 13F-NT FRANKLIN TEMPLETON INVES For: Sep 30

Nov 13, 2025 11:39AM Form 424B2 GOLDMAN SACHS GROUP INC

Nov 13, 2025 11:39AM Form 13F-HR CAPITAL FUND MANAGEMENT For: Sep 30

Nov 13, 2025 11:38AM Form 13F-HR Wakefield Asset Manageme For: Sep 30

Nov 13, 2025 11:38AM Form 13F-HR Mount Capital Ltd For: Sep 30

Nov 13, 2025 11:38AM Form 13F-NT FIDUCIARY TRUST Co OF For: Sep 30

Nov 13, 2025 11:37AM Form 13F-NT PUTNAM ADVISORY CO LLC For: Sep 30

Nov 13, 2025 11:37AM Form 13F-NT PUTNAM INVESTMENT MANAGE For: Sep 30

Nov 13, 2025 11:37AM Form 424B2 GOLDMAN SACHS GROUP INC

Nov 13, 2025 11:36AM Form 15-15D XCF Global Capital, Inc.

Nov 13, 2025 11:36AM Form 424B2 BofA Finance LLC

Nov 13, 2025 11:36AM Form D Paulson Capital Holding

Nov 13, 2025 11:36AM Form 10-Q SAN JUAN BASIN ROYALTY For: Sep 30

Nov 13, 2025 11:36AM Form 13F-NT TEMPLETON INVESTMENT For: Sep 30

Nov 13, 2025 11:35AM Form 13F-NT Franklin Templeton Insti For: Sep 30

Nov 13, 2025 11:35AM Form 10-D/A COMM 2015-CCRE23 Mortgag For: Oct 10

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