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Nov 12, 2025 01:10PM Form 13F-HR Oakwell Private Wealth For: Sep 30

Nov 12, 2025 01:10PM Form SCHEDULE 13G Axalta Coating Systems Filed by: BARROW HANLEY MEWHINNEY & STRAUSS LLC

Nov 12, 2025 01:10PM Form 13F-HR CAZ INVESTMENTS LP For: Sep 30

Nov 12, 2025 01:10PM Form 424B2 UBS AG

Nov 12, 2025 01:10PM Form SCHEDULE 13G/A SCYNEXIS INC Filed by: KINGDON CAPITAL MANAGEMENT, L.L.C.

Nov 12, 2025 01:10PM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Nov 12, 2025 01:09PM Form 10-Q Andalusian Credit Compan For: Sep 30

Nov 12, 2025 01:09PM Form N-CEN Listed Funds Trust For: Aug 31

Nov 12, 2025 01:09PM Form SCHEDULE 13D Hong Kong Pharma Digital Filed by: Wang Liying

Nov 12, 2025 01:09PM Form 424B2 Jefferies Financial Grou

Nov 12, 2025 01:08PM Form 13F-HR/A AustralianSuper Pty Ltd For: Sep 30

Nov 12, 2025 01:08PM Form 13F-HR Intrinsic Edge Capital For: Sep 30

Nov 12, 2025 01:08PM Form 6-K Defi Technologies, Inc. For: Nov 12

Nov 12, 2025 01:08PM Form 424B2 BARCLAYS BANK PLC

Nov 12, 2025 01:08PM Form 13F-HR CANERECTOR INC For: Sep 30

Nov 12, 2025 01:08PM Form 424B2 HSBC USA INC /MD/

Nov 12, 2025 01:07PM Form 144 Granite Point Mortgage Filed by: KASNET STEPHEN G

Nov 12, 2025 01:07PM Form D/A CRCM Fintech Fund, LP

Nov 12, 2025 01:06PM Form 497 EXCHANGE TRADED CONCEPTS

Nov 12, 2025 01:06PM Form 8-K Bluerock Homes Trust, For: Nov 11

Nov 12, 2025 01:06PM Form 4 Bankwell Financial Group For: Nov 12 Filed by: Chivily Christine

Nov 12, 2025 01:05PM Form 13F-NT CIBC WORLD MARKETS CORP For: Sep 30

Nov 12, 2025 01:05PM Form D/A Varde Credit Partners,

Nov 12, 2025 01:05PM Form 4 ARROW FINANCIAL CORP For: Nov 10 Filed by: White Daniel James

Nov 12, 2025 01:05PM Form SCHEDULE 13G/A Jasper Therapeutics, Filed by: KINGDON CAPITAL MANAGEMENT, L.L.C.

Nov 12, 2025 01:05PM Form 424B2 GOLDMAN SACHS GROUP INC

Nov 12, 2025 01:05PM Form 424B2 UBS AG

Nov 12, 2025 01:04PM Form 424B2 BARCLAYS BANK PLC

Nov 12, 2025 01:04PM Form 144 BRINKER INTERNATIONAL, Filed by: Katzman James C

Nov 12, 2025 01:04PM Form C-AR/A Solstar Space Co For: Dec 31

Nov 12, 2025 01:04PM Form 4 STANDARD MOTOR PRODUCTS, For: Nov 10 Filed by: Broccole Carmine Joseph

Nov 12, 2025 01:03PM Form ABS-15G SAXON ASSET SECURITIES For: Sep 30

Nov 12, 2025 01:03PM Form 424B2 BARCLAYS BANK PLC

Nov 12, 2025 01:03PM Form 13F-HR Richard C. Young & CO., For: Sep 30

Nov 12, 2025 01:03PM Form 4 ARROW FINANCIAL CORP For: Nov 11 Filed by: Morris Philip C

Nov 12, 2025 01:03PM Form ABS-15G Morgan Stanley Mortgage For: Sep 30

Nov 12, 2025 01:03PM Form 4 CIENA CORP For: Nov 10 Filed by: SMITH GARY B

Nov 12, 2025 01:03PM Form D 2026 So Cal Fund LLC

Nov 12, 2025 01:02PM Form 424B2 GOLDMAN SACHS GROUP INC

Nov 12, 2025 01:02PM Form 6-K GOLD FIELDS LTD For: Nov 12

Nov 12, 2025 01:02PM Form 424B2 CITIGROUP INC

Nov 12, 2025 01:02PM Form D/A ZETAGEN THERAPEUTICS,

Nov 12, 2025 01:02PM Form D MCM - Financial IX, LLC

Nov 12, 2025 01:02PM Form 13F-NT Contrarius Investment For: Sep 30

Nov 12, 2025 01:02PM Form 487 FT 12537

Nov 12, 2025 01:02PM Form 13F-HR WISCONSIN CAPITAL MANAGE For: Sep 30

Nov 12, 2025 01:01PM Form 4 REGENCY CENTERS CORP For: Nov 10 Filed by: STEIN MARTIN E JR

Nov 12, 2025 01:01PM Form 6-K Bioceres Crop Solutions For: Nov 12

Nov 12, 2025 01:01PM Form 144 PEGASYSTEMS INC Filed by: JONES RICHARD H

Nov 12, 2025 01:01PM Form 13F-HR Chancellor Financial For: Sep 30

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