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Nov 10, 2025 12:47PM Form 13F-HR Westerkirk Capital Inc. For: Sep 30

Nov 10, 2025 12:47PM Form 424B2 ROYAL BANK OF CANADA

Nov 10, 2025 12:47PM Form 13F-HR Oppenheimer & Close, For: Sep 30

Nov 10, 2025 12:46PM Form 424B2 BofA Finance LLC

Nov 10, 2025 12:46PM Form 497K Advisors Preferred Trust

Nov 10, 2025 12:46PM Form D TearSolutions, Inc.

Nov 10, 2025 12:46PM Form SCHEDULE 13G/A Greenfire Resources Ltd. Filed by: GOLDMAN SACHS GROUP INC

Nov 10, 2025 12:45PM Form 13F-HR Channing Capital Managem For: Sep 30

Nov 10, 2025 12:45PM Form 1-U Masterworks Vault 4, For: Nov 10

Nov 10, 2025 12:44PM Form 13F-HR DOVER ADVISORS, LLC For: Sep 30

Nov 10, 2025 12:44PM Form 144 PBF Energy Inc. Filed by: Davis Paul T

Nov 10, 2025 12:43PM Form 13F-HR Michels Family Financial For: Sep 30

Nov 10, 2025 12:42PM Form N-CEN TEMPLETON GLOBAL SMALLER For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN TEMPLETON GLOBAL INVESTM For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN FRANKLIN UNIVERSAL TRUST For: Aug 31

Nov 10, 2025 12:42PM Form 1-U Masterworks Vault 3, For: Nov 10

Nov 10, 2025 12:42PM Form N-CEN Putnam Target Date Funds For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN PUTNAM FUNDS TRUST For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN TEMPLETON FUNDS For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN TEMPLETON EMERGING MARKE For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN FRANKLIN STRATEGIC SERIE For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN PUTNAM ASSET ALLOCATION For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN PUTNAM INVESTMENT FUNDS For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN PUTNAM GLOBAL HEALTH For: Aug 31

Nov 10, 2025 12:42PM Form N-CEN TEMPLETON GROWTH FUND For: Aug 31

Nov 10, 2025 12:41PM Form 4 FS Bancorp, Inc. For: Nov 06 Filed by: Mullet Matthew D.

Nov 10, 2025 12:41PM Form 424B2 GOLDMAN SACHS GROUP INC

Nov 10, 2025 12:41PM Form D Alkeon Innovation Series

Nov 10, 2025 12:40PM Form D/A Pointer (QP) II, L.P.

Nov 10, 2025 12:40PM Form 4 RENN Fund, Inc. For: Nov 07 Filed by: STAHL MURRAY

Nov 10, 2025 12:40PM Form 424B2 JPMORGAN CHASE & CO

Nov 10, 2025 12:39PM Form 1-U Masterworks Vault 1, For: Nov 10

Nov 10, 2025 12:39PM Form D Fulcrum Funds II SPC -

Nov 10, 2025 12:39PM Form 424B2 UBS AG

Nov 10, 2025 12:38PM Form D BPEA EQT Mid-Market Grow

Nov 10, 2025 12:38PM Form 13F-HR Aurora Investment Counse For: Sep 30

Nov 10, 2025 12:37PM Form 13F-HR Bleakley Financial Group For: Sep 30

Nov 10, 2025 12:37PM Form D Functional Brands Inc.

Nov 10, 2025 12:37PM Form 13F-HR Clayton Partners LLC For: Sep 30

Nov 10, 2025 12:35PM Form 13F-HR ADAPT WEALTH ADVISORS, For: Sep 30

Nov 10, 2025 12:34PM Form D/A POINTER (QP), L. P.

Nov 10, 2025 12:33PM Form 424B2 UBS AG

Nov 10, 2025 12:33PM Form 13F-HR Explore Capital Manageme For: Sep 30

Nov 10, 2025 12:33PM Form 424B2 JPMORGAN CHASE & CO

Nov 10, 2025 12:33PM Form 144 HASBRO, INC. Filed by: Cochran Hope F

Nov 10, 2025 12:32PM Form SCHEDULE 13D/A Adverum Biotechnologies, Filed by: BML Investment Partners, L.P.

Nov 10, 2025 12:32PM Form 13F-HR Zeno Equity Partners For: Sep 30

Nov 10, 2025 12:32PM Form 8-K Fidelity Private Credit For: Nov 10

Nov 10, 2025 12:32PM Form 424B2 JPMORGAN CHASE & CO

Nov 10, 2025 12:31PM Form 497 FRANKLIN FUND ALLOCATOR

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