Sorrento Distributes Dividend Confirmation Statements to 146 Brokerage Firms and Provides Specific Instruction to Continental Stock Transfer & Trust Company Regarding the Dividend of Scilex Holdin
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E-mailSAN DIEGO, Feb. 03, 2023 (GLOBE NEWSWIRE) -- Sorrento Therapeutics, Inc. (Nasdaq: SRNE, “Sorrento”) today distributed dividend confirmation statements to 146 brokerage firms regarding its recent dividend to Sorrento stockholders of shares of common stock of Scilex Holding Company (Nasdaq: SCLX, “Scilex”) held by Sorrento. These statements, which contain the account numbers and amount of Scilex dividend shares, were previously mailed out by Continental Stock Transfer & Trust Company.
The dividend confirmation statements are being distributed on behalf of Sorrento and Scilex to notify each brokerage firm of Sorrento’s previously announced stock dividend (the “Dividend”) consisting of an aggregate of 76,000,000 shares (the “Dividend Stock”) of common stock of Scilex held by Sorrento to record holders of (i) Sorrento’s common stock (the “Record Common Holders”) as of the close of business on January 9, 2023 (the “Record Date”), and (ii) certain warrants to purchase Sorrento common stock (which have or may have the right to participate in the Dividend pursuant to the terms of their respective warrants).
According to Sorrento’s estimates, approximately 60 million or more shares of Sorrento common stock were sold “short” as of the Record Date. In the event the shares of Sorrento common stock were held through a brokerage firm, bank, dealer or other similar organization and were sold “short” as of the Record Date, holders should consult with their financial advisor, broker or other agent immediately to determine whether they may also be deemed “short” Scilex common stock as a result of the Dividend, as well as any obligations required for you to cover your “short” position(s). Please note that “naked short” sales or “naked short” positions in any Sorrento common stock may constitute a violation of the U.S. Securities and Exchange Commission Regulation SHO.
Each Record Common Holder is entitled to receive 0.1410127 of a share of Scilex common stock for each one share of Sorrento common stock held by such Record Common Holder as of the close of business on the Record Date. The payment date for the Dividend was January 19, 2023. The resulting fewer number of shares of Scilex common stock that will be available to trade could cause the trading market of the common stock of Scilex to become less liquid. As noted above, Scilex’s transfer agent, Continental Stock Transfer & Trust Company (“CST”), has already distributed to brokerage firms, as the Record Common Holder (for the benefit of their customers that held Sorrento common stock on the Record Date), a book-entry/DRS transaction confirmation (the “Dividend Confirmation Statement”) reflecting the portion of the Dividend Stock allocated to such firm (for the benefit of their customers that held Sorrento common stock on the Record Date), which Dividend Confirmation Statements were mailed to the addresses on record with The Depository Trust & Clearing Corporation.
In the event that brokerage firms did not receive copies of the Dividend Confirmation Statements, please contact CST immediately. Sorrento and Scilex are requesting that each brokerage firm distribute the Dividend Stock to the actual beneficial owners thereof and to reflect Scilex’s CUSIP number 80880W106 and value of Scilex common stock on each beneficial owner’s brokerage statement.
Sorrento and Scilex have given specific instructions to Scilex’s transfer agent, CST, on how to answer certain inquiries from Record Holders and brokerage firms:
- When beneficial holders call CST:
- CST will direct the beneficial holders to contact their brokers.
- When brokers call CST:
- CST needs to confirm with the broker that such broker has received their Dividend Confirmation Statement.
- If brokers did not get the Dividend Confirmation Statement, CST will distribute the Dividend Confirmation Statement again to the applicable broker.
- CST will communicate to the brokers that Sorrento and Scilex demand that brokers distribute the Scilex common stock to the individual accounts of the beneficial holders.
- If brokers refuse to distribute the Scilex common stock, Sorrento and Scilex will work with CST and the beneficial holder in exiting their brokerage accounts out of “street” name and into book entry format with CST so that the beneficial holder becomes the direct holder of record with CST. The beneficial holders will be charged $15 for the exit of such positions from their brokerage accounts.
To obtain a copy of the Dividend Confirmation Statement and to have the Dividend Stock reflected on such Dividend Confirmation Statement further distributed to the actual beneficial owners thereof, please contact Scilex’s transfer agent, CST, by phone or email at:
Continental Stock Transfer & Trust Company Telephone Number: 800-509-5586 Email Address: [email protected]
Broker List
| Broker Name | Broker Address | Broker Name | Broker Address | |
| ABN AMRO CLEARING CHICAGO LLChttps://www.abnamro.com/clearing/en/contact-form | 175 WEST JACKSON BLVD. CHICAGOIL ILLINOIS 60604 US | Albert Fried & Company LLC[email protected] | 45 BROADWAY, 24TH FLOOR24TH FLOOR NEW YORK NY NEW YORK10006 US | |
| AMALGAMATED BANKhttps://www.amalgamatedbank.com/contact | 275 7TH AVENUE NEW YORKNY NEW YORK 10003 US | AMERICAN ENTERPRISE INVESTMENT SERVICES INC.[email protected] | 682 AMERIPRISE FINANCIAL CENTER MINNEAPOLISMN MINNESOTA 55474 US |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| APEX CLEARING CORPORATION[email protected] | 2 GATEWAYCENTER 283-299 MARKET ST 16TH FLOOR NEWARKNJ NEW JERSEY 07102-5005 US | BANK OF AMERICA, NA/GWIM TRUST OPERATIONS1.800.878.7878https://www.privatebank.bankofamerica.com/find-an-advisor.html | 901 MAIN STREET12TH FLOOR DALLASTX TEXAS 23113 US | |
| BANK OF NEW YORK MELLON[email protected] | 111 SANDERS CREEK PARKWAY 2ND FLOOR2ND FLOOR EAST SYRACUSE NY NEW YORK 13057 US. | BARCLAYS CAPITAL INC.[email protected] | DTC CUSTODY PARTICIPANT- NY WINDOW -570 WASHINGTON BLVD (ATTN: ROSA HICKS- MILLER OR ROBERT MENDEZJERSEY CITY NJ NEW JERSEY07310 US | |
| BARCLAYS CAPITAL INC.[email protected] | DTC CUSTODY PARTICIPANT- NY WINDOW -570 WASHINGTON BLVD (ATTN: ROSA HICKS-MILLER OR ROBERT MENDEZ JERSEY CITYNJ NEW JERSEY 07310 US | BMO CAPITAL MARKETS CORP.https://capitalmarkets.bmo.com/en/contact-us/ | 3 2ND STREET12TH FLOOR JERSEY CITY NJ NEW JERSEY 07302 US | |
| BMO HARRIS BANK NA/TRUSThttps://www.bmoharris.com/main/contact-us/ | 11270 W PARK PL MILWAUKEEWI WISCONSIN 53224 US | BMO Nesbitt Burns Inc., Toronto[email protected] | 250 YONGE STREET,7TH FLOOR7TH FLOOR TORONTO ON ONTARIO M5B 2M8 CACANADA | |
| BNP PARIBAS, NEW YORK BRANCH/BNP PARIBAS PRIMEBROKERAGE CUSTODIAN[email protected] | 100 WEST 33RD STREET3RD FLOOR NEW YORK NY NEW YORK10001 | BNP PARIBAS, NEW YORK BRANCH/BNP PARIBAS PRIMEBROKERAGE CUSTODIAN[email protected] | 100 WEST 33RD STREET3RD FLOOR NEW YORK NY NEW YORK10001 | |
| BNY MELLON[email protected] | PO BOX 392002500 ROSS STREET PITTSBURGHPAPENNSYLVANIA 15262 US | BNY MELLON/WEALTH MANAGEMENT[email protected] | 1 FREEDOM VALLEY DRIVEOAKSPA PENNSYLVANIA 19456 US | |
| BNYMELLON[email protected] | 111 SANDERS CREEK PARKWAY 2ND FLOOR2ND FLOOR EAST SYRACUSE | BNYMELLON/RE BARCLAYS CAPITAL SECURITIES LTD.[email protected] | ONE WALL STREET NEW YORKNY NEW YORK 10286 |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| NY NEW YORK 13057 US | ||||
| BNYMELLON/RE CACEIS BANK LUXEMBOURG[email protected] | 500 Grant St.BNY Mellon Center PITTSBURGHPA PENNSYLVANIA15258 | BNYMELLON/RE CACEIS BANK, NETHERLANDS[email protected] | 111 SANDERS CREEK PARKWAYEAST SYRACUSE NY NEW YORK 13057 | |
| BNYMELLON/RE CHARLES STANLEY AND COMPANY, LIMITED[email protected] | 111 SANDERS CREEK PARKWAY 2ND FLOOR2ND FLOOR EAST SYRACUSE NY NEW YORK13057 US | BNYMELLON/RE ETF - ISHARES DTC/NSCC[email protected] | 111 SANDERS CREEK PARKWAYEAST SYRACUSE NY NEW YORK 13057 | |
| BNYMELLON/RE WINTERFLOOD SECURITIES LTD[email protected] | 500 Grant St.BNY Mellon Center PITTSBURGHPA PENNSYLVANIA 15258 | BOFA[email protected] | 4804 Deer Lake Drive EastFL9-803-04-04- 4thfloor JACKSONVILLE FL FLORIDA32246 US | |
| BOFA[email protected] | 4804 Deer Lake Drive EastFL9-803-04-04- 4thfloor JACKSONVILLE FL FLORIDA32246 US | BOFASECURITIES INC[email protected] | 4804 Deer Lake Drive EastFL9-803-04-04- 4thfloor JACKSONVILLE FL FLORIDA32246 US | |
| BROWN BROTHERS HARRIMAN & CO.[email protected] | 140 BROADWAY ATTN: CORPORATE ACTIONS VAULT NEW YORKNY NEW YORK 10005 US | BROWN BROTHERS HARRIMAN & CO./ETF[email protected] | 140 BROADWAY NEW YORKNY NEW YORK 10005 | |
| CALDWELL SECURITIES LTD./CDS**[email protected] | 55 UNIVERSITY AVENUESUITE 340 TORONTO ON ONTARIOM5J 2H7 CANADA | CANACCORD GENUITY CORP.[email protected] | 609 GRANVILLE ST VANCOUVERBC BRITISH COLUMBIAV7Y 1H2 CA CANADA | |
| CANTOR, FITZGERALD & CO.https://www.cantor.com/investor-center/ | 135 E 57TH ST 5TH FLNEW YORKNY NEW YORK 10041 US | CDS CLEARING AND DEPOSITORY SERVICES INC.[email protected] | 100 ADELAIDE STREET WEST TORONTOON ONTARIOM5H 1S3 CA CANADA | |
| CETERA INVESTMENT SERVICES LLC[email protected] | 400 FIRST STREETSOUTH, SUITE 300SUITE 300 ST. CLOUD | CHARLES SCHWAB & CO., INC.800-435-4000https://www.schwab.com/contact-us | 211 MAIN STREET SAN FRANCISCO CA CALIFORNIA94105 US |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| MN MINNESOTA 56302-0283 US | ||||
| CI INVESTMENT SERVICES INC.[email protected] | 199 BAY STREETSUITE 2600 TORONTO ON ONTARIO M5L 1E2 CACANADA | CIBC WORLD MARKETS INC./CDS**[email protected]. | 161 BAY STREET 10 FLTORONTO ON ONTARIOM5J 2S8 CA CANADA | |
| CITIBANK, N.A./ETF1-800-950-5114 | 3800 CITIGROUP CENTERB2/2 TAMPAFL FLORIDA 33610 | CITIBANK, NATIONAL ASSOCIATION1-800-950-5114 | 3800 CITIBANK CENTER TAMPA BLDG.B FIRST FLOOR ZONE 8 TAMPAFL FLORIDA 33610-9122 US | |
| CITIGROUP GLOBAL MARKETS, INC.1-800-950-5114 | 580 CROSSPOINT PARKWAY GETZVILLENY NEW YORK 14068 US | CLEAR STREET LLChttps://clearstreet.io/contact | 4 World Trade Center, 45th Floor150 Greenwich Street NEW YORKNY NEW YORK 10007 | |
| CLEARSTREET IO[email protected] | 55 BROADWAY(SUITE 2102) CORPORATE ACTIONS NEW YORKNEW YORK 10006 US | COMMERCE BANK[email protected] | 922 WALNUT STREET MAIL STOP TBTS-2 KANSAS CITYMO MISSOURI 64106 US | |
| COR CLEARING LLC[email protected] | 9300 UNDERWOOD AVESUITE 400 OMAHANE NEBRASKA 68114 US | Credential Securities Inc.[email protected] | 800-1111 WEST GEORGIA STREET VANCOUVERBC BRITISH COLUMBIAV6E 4T6 CA CANADA | |
| CREST INTERNATIONAL NOMINEES LIMITED[email protected] | 33 CANNON STREET LONDON EC4M 5SB GBUNITED KINGDOM | CURVATURE SECURITIES, LLC[email protected] | 39 MAIN STREET CHATHAMNJ NEW JERSEY 07928 US | |
| D.A. DAVIDSON & CO.https://dadavidson.com/Contact-Us | 8 3RD STREET NORTH GREAT FALLS MT MONTANA59401 US | DEPOSITO CENTRAL DE VALORES S.A., DEPOSITO DEVALOREShttps://www.dcv.cl/en/contact.html | AVENIDA APOQUINDO # 4001FLOOR 12, C.P.7550162, SANTIAGO CL CHILE |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| DESJARDINS SECURITIES INC.[email protected] | 1253 McGill College 10TH FLOOR MONTREAL QUEBECH3B 2Y5 CA CANADA | DEUTSCHE BANK AG NY/US CUSTODY[email protected] | 1251 Avenue Of The AmericasNEW YORK NY NEW YORK 10020 | |
| DEUTSCHE BANK SECURITIES INC.[email protected] | 60 WALL STREET9TH FLOOR NEW YORK NY NEW YORK 10005 US | DRIVEWEALTH, LLChttps://www.drivewealth.com/lets-build-together/ | 15 EXCHANGE PLACE10TH FLOOR JERSEY CITYNEW JERSEY 07302 | |
| E*TRADE CLEARING LLChttps://us.etrade.com/contact-us | HARBORSIDE FINANCIAL CENTER501 PLAZA 11 JERSEY CITYNJ NEW JERSEY 07311 US | EDWARD D. JONES & CO., L.P.1 (800) 441-2357 | 12555 MANCHESTER ROADST. LOUISMO MISSOURI 63131-3729 US | |
| EDWARD D. JONES & CO., L.P.1 (800) 441-2357 | 201 PROGRESS PARKWAY MARYLAND HEIGHTSMO MISSOURI 63043 US | FIDELITY CLEARING CANADAULC/CDS**[email protected] | 483 BAY ST. SOUTH TOWER TORONTOON ONTARIO M5G2N7 CA CANADA | |
| FIFTH THIRD BANK1-866-671-5353 | 5001 KINGSLEY DRIVEMAIL DROP 1MOB28 CINCINNATIOH OHIO 45227 US | FOLIO INVESTMENTS, INC.https://folioinvesting.com/folioinvesting/contact-us/ | 8180 GREENSBORO DRIVE8TH FLOOR MCLEANVA VIRGINIA 22102 US | |
| FUTU CLEARING INC.[email protected] | 12750 Merit DriveSUITE 475 DALLAS TX TEXAS 75251 | GMP SECURITIES L.P.416 943 6696 | 145 KING STREETWEST, SUITE 300 11TH FLOOR TORONTOON ONTARIOMJ5 1J8 CA CANADA | |
| GOLDMAN, SACHS & CO. LLC[email protected]. | 222 SOUTH MAIN STREETAttn: Mandatory Corporate Actions SALT LAKE CITY UT UTAH84101 US | HAYWOOD SECURITIES INC./CDS**https://www.haywood.com/who-we-are/locations | 200 BURRARD ST WATERFRONT CENTRE SUITE 700 VANCOUVERBC BRITISH COLUMBIAV6C 3L6 CANADA | |
| HILLTOP SECURITIES INC.https://www.hilltopsecurities.com/contact/ | 1201 ELM ST.35TH FLOOR DALLASTX TEXAS75270 US | HRT FINANCIAL LLC[email protected] | 150 GREENWICH STREET (ATTN: SETTLEMENT) FOUR WORLD TRADECENTER |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| 57TH FLOOR NEW YORK NY NEW YORK10007 US | ||||
| HSBC BANK USA, NA/HSBC CUSTODY & CLEARING SERVICES FORSTOCK LOANhttps://www.us.hsbc.com/customer-service/contact-us/ | 452 FIFTH AVENUE ATTN: HBUS CCS SETTSNEW YORK NY NEW YORK10018 US | HSBC BANK USA, NATIONAL ASSOCIATION[email protected] | 452 FIFTH AVENUE ATTN: HBUS CCS SETTSNEW YORK NEW YORK10018 US | |
| INTERACTIVE BROKERS LLC877-442-2757 | 2 PICKWICK PLAZA2ND FLOOR GREENWICHCT CONNECTICUT06830 US | J.P. MORGAN CHASE BANK NA/FBO BLACKROCK CTFhttps://am.jpmorgan.com/us/en/asset-management/adv/contact-us/ | 1111 POLARIS PARKWAY COLUMBUS OH OHIO43240 | |
| J.P. MORGAN CLEARING CORP.(347) 643-1000 | FOUR CHASE METROTECH CENTER3RD FLOOR BROOKLYN NY NEW YORK11201 US | JANNEY MONTGOMERY SCOTT LLC[email protected] | 1717 ARCH STREET17TH FLOOR PHILADELPHIAPA PENNSYLVANIA 19103 US | |
| JEFFERIES LLChttps://www.jefferies.com/FooterPages/Contact-Us/94 | 101 HUDSONSTREET, 11th Floor NEW JERSEYNJ NEW JERSEY 07302 US | JPMORGAN CHASE BANK, NATIONAL ASSOCIATION[email protected] | FOUR CHASE METROTECH CENTER3RD FLOOR BROOKLYN NY NEW YORK11201 US | |
| JPMORGAN CHASE BANK/EUROCLEAR BANK[email protected] | FOUR CHASE METROTECH CENTER3RD FLOOR BROOKLYN NY NEW YORK11245 US | JPMORGAN CHASE BANK/IA[email protected] | FOUR CHASE METROTECH CENTER3RD FLOOR BROOKLYN NY NEW YORK11201 US | |
| KEYBANK NATIONAL ASSOCIATIONhttps://www.key.com/personal/customer-support/contact-us.html | 4900 TIEDEMAN RD BROOKLYNOH OHIO 44144 US | LAURENTIAN BANK SECURITIES INC.https://www.vmbl.ca/portal/web/site_public/contactez-nous | 1981 MCGILL COLLEGE AVE. SUITE 100 MONTREAL QUEBECH3A 3K3 CA CANADA | |
| LPL FINANCIAL LLC[email protected] | 4707 EXECUTIVE DRIVESAN DIEGOCA CALIFORNIA 92121 US | MANUFACTURERS AND TRADERS TRUST COMPANYhttps://www3.mtb.com/homepage/explore-the-m-and-t-bank-help-center/mandt-bank-phone-numbers-by-department/telephone-directory | ONE M&T PLAZA TRUST OPS 8TH FLOOR BUFFALONY NEW YORK 14203 US |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| MANULIFE SECURITIES INCORPORATED[email protected] | 1235 NORTH SERVICE ROAD WEST OAKVILLEON ONTARIOL6M 2W2 CA CANADA | MARSCO INVESTMENT CORPORATION[email protected] | 101 EISENHOWER PARKWAY ROSELANDNJ NEW JERSEY 07068 US | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDhttps://www.ml.com/contactus/contact-us.html | 4804 Deer Lake Drive EastFL9-803-04-04- 4thfloor JACKSONVILLE FL FLORIDA32246 US | MIRAE ASSET SECURITIES (USA) INC./STOCK LOAN CONDUIT ACCOUNT212-407-1000 | 810 SEVENTH AVE37TH FLOOR NEW YORKNY NEW YORK 10019 | |
| MIRAE ASSET SECURITIES (USA), INC.212-407-1000 | 810 SEVENTH AVE37TH FLOOR NEW YORK NY NEW YORK 10019 | MITSUBISHI UFJ TRUST & BANKING CORPORATION, NEW YORKBRANCHhttps://safe.tr.mufg.jp/cgi-bin/english/index_contact/index_contact_01.cgi?r=7 | 280 PARK AVE39TH FL-WEST BLDG NEW YORKNY NEW YORK 10017 | |
| Morgan Stanley[email protected] | 1300 THAMES STREETTHAMES STREET WHARF BALTIMOREMD MARYLAND 21231 US | MORGAN STANLEY & CO. LLC[email protected] | 1300 THAMES ST. BALTIMOREMD MARYLAND | |
| MORGAN STANLEY SMITH BARNEY LLC[email protected] | 1 NEW YORK PLAZA39TH FLOOR NEW YORKNY NEW YORK 10004 US | MURIEL SIEBERT & CO., INC.[email protected] | 77 SUMMER STREET3RD FLOOR BOSTON MAMASSACHUSETTS 02210 US | |
| NATIONAL FINANCIAL SERVICES LLChttp://www.national-financial-services.com/contact_us/ | 499 WASHINGTON BOULEVARD5TH FLOOR JERSEY CITY NJ NEW JERSEY07310 US | NBCN INC.[email protected] | 1010 rue De La Gauchetière Mezzanine 100 MONTREAL QUEBECH3B 5J2 CA CANADA | |
| NOMURA INTERNATIONAL TRUST COMPANYhttps://www.nomuraholdings.com/news/contact/ | 309 WEST 49TH STREET10TH FLOOR NEW YORK NY NEW YORK10019 US | ODLUM BROWN LIMITED[email protected] | 250 HOWE STREETSUITE 1100 VANCOUVER BC BRITISH COLUMBIAV6C 3R8 CA CANADA | |
| OPPENHEIMER & CO. INC.[email protected] | 85 BROAD STREET NEW YORKNY NEW YORK 10004 US | PERSHING LLChttps://www.pershing.com/contact/ | 1 PERSHING PLAZA JERSEY CITYNJ NEW JERSEY 07399 US |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| PHILLIP CAPITAL INC.[email protected] | 141 W. JACKSONBLVD. SUITE 3050 CHICAGOIL ILLINOIS 60604 US | PI FINANCIAL CORP.[email protected] | 666 BURRARD STSUITE 1900 VANCOUVER BC BRITISH COLUMBIAV6C 3N1 CA CANADA | |
| PNC BANK, NATIONAL ASSOCIATION[email protected] | 4100 W 150TH STREETASSET MOVEMENT TEAM 3RD FL, LOCATOR B7- YB17-03-03 CLEVELANDOH OHIO 44135 US | PRINCIPAL BANKhttps://www.principal.com/contact-us | 711 HIGH STREET DES MOINESIA IOWA 50392 | |
| QUESTRADE INC./CDS**[email protected] | 5650 YONGE ST.,Suite 1700 TORONTO ON ONTARIO M2M 4G3 CACANADA | Raymond James & Associates, Inc.[email protected] | 880 CARILLON PKWY ST. PETERSBURGFL FLORIDA 33733-2749 US | |
| RAYMOND JAMES LTD.[email protected] | 925 WEST GEORGIA STREET SUITE 2200 VANCOUVERBC BRITISH COLUMBIA V6C 3L2 CACANADA | RBC CAPITAL MARKETS, LLC [email protected] | 60 SOUTH 6TH ST. MINNEAPOLIS MN MINNESOTA 55402 US | |
| RBC DOMINION SECURITIES INC[email protected] | 21 COMMERCE COURT SOUTH 2ND FLOOR TORONTOON ONTARIOM5L 1A7 CANADA | RELIANCE TRUST COMPANYhttps://www.reliancetrustgroup.com/contact | 1100 ABERNATHY RD.500 NORTHPARKSUITE 400 ATLANTA GA GEORGIA30113 US | |
| RELIANCE TRUST COMPANY[email protected] | 4900 W. BROWN DEER RD MILWAUKEE WI WISCONSIN 53223 US | ROBERT W. BAIRD & CO. INCORPORATED[email protected] | 777 E WISCONSIN AVE9TH FLOOR MILWAUKEE WI WISCONSIN53202 US | |
| ROBINHOOD SECURITIES, LLC[email protected] | 500 COLONIAL CENTER PARKWAY SUITE 100 LAKE MARY FL FLORIDA32746 US | SAFRA SECURITIES LLChttps://www.safrasecurities.com/Contact.aspx | 546 5TH AVENUE NEW YORKNY NEW YORK 10036 US |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| SCOTIA CAPITAL (USA) INC.[email protected] | 150 KING STREET W5TH FLOOR TORONTO ON ONTARIO M5H 1J9 CACANADA | SEI PRIVATE TRUST COMPANYhttps://www.seic.com/contact-us | 1 FREEDOM VALLEY DRIVEOAKSPA PENNSYLVANIA 19456 US | |
| SEI PRIVATE TRUST COMPANYhttps://www.seic.com/contact-us | 1 FREEDOM VALLEY DRIVE OAKSPA PENNSYLVANIA19456 US | SG AMERICAS SECURITIES, LLChttps://americas.societegenerale.com/en/contact/ | 480 WASHINGTON BLVD.20TH FLOOR JERSEY CITY NJ NEW JERSEY07310 US | |
| SSB - BLACKROCK INSTITUTIONAL TRUST[email protected] | 50 California Street San FranciscoCA CALIFORNIA 94163 | SSB - TRUST CUSTODY [email protected] | 30 ADELAIDE ST EASTSUITE 800 TORONTO ON ONTARIO M5C 3G6 CACANADA | |
| SSB&T CO/CLIENT CUSTODY SERVICEShttps://www.ssbtexas.com/contact | 1776 HERITAGE DRIVENORTH QUINCY MAMASSACHUSETTS 02171 | STATE STREET BANK & TRUST CO[email protected] | 16 WALL STREET5TH FLOOR NEW YORKNY NEW YORK 10005 US | |
| STATE STREET BANK & TRUST COMPANY / ISHARES EUROPE[email protected] | 1776 HERITAGE DRIVENORTH QUINCY MA MASSACHUSETTS02171 | STATE STREET BANK & TRUST/STATE STREET TOTALETF[email protected] | 1776 Heritage Drive NORTH QUINCY MA MASSACHUSETTS 02717 | |
| STATE STREET BANK AND TRUST COMPANY[email protected] | 30 ADELAIDE ST EASTSUITE 800 TORONTO ON ONTARIOM5C 3G6 CA CANADA | STIFEL, NICOLAUS & COMPANY, INCORPORATED[email protected] | 501 N BROADWAY ST. LOUISMO MISSOURI 63102 US | |
| STONEX FINANCIAL INC.[email protected] | 2 PERIMETER PARK SOUTH SUITE 100 W BIRMINGHAM AL ALABAMA35243 US | TD AMERITRADE CLEARING, INC.https://www.tdameritrade.com/why-td-ameritrade/contact-us.html | 200 S 108TH AVE OMAHANE NEBRASKA 68154 US | |
| TD WATERHOUSE CANADA INC ATTN: MANDATORYhttps://www.tdameritrade.com/why-td-ameritrade/contact-us.html | 77 BLOOR STREET WEST3RD FLOOR TORONTOON ONTARIOM5S 1M2 CA CANADA | TEXAS TREASURY SAFEKEEPING TRUST COMPANY[email protected] | 208 E 10TH ST AUSTINTX TEXAS 78701 US |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| THE BANK OF NEW YORK MELLON[email protected] | 500 GRANT STREET27TH FLOOR PITTSBURGH PAPENNSYLVANIA 15258 US | THE HUNTINGTON NATIONAL BANKhttps://www.huntington.com/customer-service/contact-us | 7 EASTON OVAL EA4E62 COLUMBUSOH OHIO 43209 US | |
| THE NORTHERN TRUST COMPANYhttps://www.northerntrust.com/united-states/contact-us-corporate-overview | 333 South Wabash Ave, 32nd Floor Attn: Trade Securities Processing CHICAGOIL ILLINOIS 60603 US | TRADESTATION SECURITIES, INC[email protected] | 120 RIVERSIDE PLAZASUITE 1650 CHICAGO IL ILLINOIS 60606 US | |
| U.S. BANCORP INVESTMENTS, INC.[email protected] | 60 LIVINGSTON AVEEP-MN-WN1B ST. PAULMN MINNESOTA 55107-1419 US | U.S. BANK N.A./ETFhttps://www.usbank.com/investment-services/contact-us.html | 1555 N RIVER CENTER DRIVE MILWAUKEE WI WISCONSIN 53212 | |
| U.S. BANK NATIONAL ASSOCIATIONhttps://www.usbank.com/investment-services/contact-us.html | 1555 NORTH RIVERCENTER DRIVE, SUITE 302SUITE 302 MILWAUKEEWI WISCONSIN 53212 US | UBS AGhttps://www.ubs.com/global/en/our-firm/locations.html | 480 WASHINGTON BLVD.12TH FLOOR JERSEY CITY NJ NEW JERSEY 07310 US | |
| UBS FINANCIAL SERVICES INC.[email protected] | 1000 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY07086 US | UBS SECURITIES LLChttps://www.ubs.com/us/en/wealth-management/contact-us.html | 677 WASHINGTON BLVDSTAMFORDCT CONNECTICUT 06901 US |
| Broker Name | Broker Address | Broker Name | Broker Address | |
| UMB BANK, NATIONAL ASSOCIATION[email protected] | 928 GRAND BLVD KANSAS CITY MO MISSOURI 64106 US | VANGUARD MARKETING CORPORATIONhttps://corporate.vanguard.com/content/corporatesite/us/en/corp/contact-us.html | 100 VANGUARD BLVD MALVERNPA PENNSYLVANIA 19355 US | |
| VELOCITY CLEARING, LLC[email protected] | 1301 Route 36Suite 109 (Attn: Chris Felicetti)HAZLETNEW JERSEY 7730 US | VELOX CLEARING LLC[email protected] | 2400 E. KATELLA AVENUESUITE 725A ANAHEIMCA CALIFORNIA 92806 US | |
| VIRTU AMERICAS LLC[email protected] | ONE LIBERTY PLAZA, 165 BROADWAY 5TH FLOOR NEW YORK NY NEW YORK10006 US | VISION FINANCIAL MARKETS LLC[email protected] | 4 HIGH RIDGE PARK SUITE 100 STAMFORDCT CONNECTICUT 06905 US | |
| WEDBUSH SECURITIES INC[email protected] | 1000 WILSHIRE BLVD8TH FLOOR LOS ANGELESCA CALIFORNIA90017 US | WEDBUSH SECURITIES INC.[email protected] | 1000 WILSHIRE BLVD.LOS ANGELES CA CALIFORNIA 90017 US | |
| WELLS FARGO BANK, N.A./SIGhttps://www.wellsfargo.com/help/contact-us/ | 733 MARQUETTE AVE 4TH FLOOR MAC N9306-04D MINNEAPOLISMN MINNESOTA 55402 US | WELLS FARGO CLEARING SERVICES LLChttps://www.wellsfargo.com/help/contact-us/ | 1 NORTH JEFFERSON MAIL CODE: H0006- 094ST. LOUISMO MISSOURI 63103 US | |
| WELLS FARGO SECURITIES, LLChttps://www.wellsfargo.com/help/contact-us/ | 1525 WEST W T HARRIS BLVD CHARLOTTE NC NORTH CAROLINA28262 US | WILSON-DAVIS & CO., INC.[email protected] | 236 SOUTH MAIN STREETSALT LAKE CITY UT UTAH84101 US |
About Sorrento Therapeutics, Inc.
Sorrento is a clinical and commercial stage biopharmaceutical company developing new therapies to treat cancer, pain (non-opioid treatments), autoimmune disease and COVID-19. Sorrento's multimodal, multipronged approach to fighting cancer is made possible by its extensive immuno-oncology platforms, including key assets such as Abivertinib, next-generation tyrosine kinase inhibitors (“TKIs”), fully human antibodies (“G-MAB™ library”), immuno-cellular therapies (“DAR-T™”), antibody-drug conjugates (“ADCs”), and oncolytic virus (“Seprehvec™”). Sorrento is also developing potential antiviral therapies and vaccines against coronaviruses, including STI-1558, COVI-MSC™; and diagnostic test solutions, including COVIMARK™.
Sorrento's commitment to life-enhancing therapies for patients is also demonstrated by our effort to advance a TRPV1 agonist, non-opioid pain management small molecule, resiniferatoxin (“RTX”), and SP-102 (10 mg, dexamethasone sodium phosphate viscous gel) (SEMDEXA™), a novel, viscous gel formulation of a widely used corticosteroid for epidural injections to treat lumbosacral radicular pain, or sciatica, and to commercialize ZTlido® (lidocaine topical system) 1.8% for the treatment of postherpetic neuralgia (PHN). RTX has been cleared for a Phase II trial for intractable pain associated with cancer and a Phase II trial in osteoarthritis patients. Positive final results from the Phase III Pivotal Trial C.L.E.A.R. Program for SEMDEXA™, its novel, non-opioid product for the treatment of lumbosacral radicular pain (sciatica), were announced in March 2022. ZTlido® was approved by the FDA on February 28, 2018.
For more information visit www.sorrentotherapeutics.com
Media and Investor RelationsContact: Brian CooleyEmail: [email protected]
Sorrento® and the Sorrento logo are registered trademarks of Sorrento Therapeutics, Inc.G-MAB™, DAR-T™, Seprehvec™, SOFUSA™, COVI-MSC™, COVIMARK™, Ovydso™ and Fujovee™ are trademarks of Sorrento Therapeutics, Inc.SEMDEXA™ (SP-102) is a trademark of Semnur Pharmaceuticals, Inc. A proprietary name review by the FDA is planned.ZTlido® is a registered trademark owned by Scilex Pharmaceuticals Inc. All other trademarks are the property of their respective owners.©2023 Sorrento Therapeutics, Inc. All Rights Reserved.
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