SEC Short Sale Rule 201
Adopted on Feb. 24, 2010, under the rule, the execution of short sale orders at or below the current National Best Bid is prohibited. Short selling is only permitted if the price of the security is above the current national best bid. The rule is triggered with a 10 percent decline in one day.
Once triggered, the Short Sale Price Test shall remain in effect until the close of trading on the next trading day.
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Scilex (SCLX) Sends Letters to the SEC and Financial Industry Regulatory Authority Regarding Illegal Market Manipulation
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Scilex Holding Company Sends Letters to the U.S. Securities and Exchange Commission and Financial Industry Regulatory Authority Regarding Illegal Market Manipulation of the Common Stock of Scilex Hold
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Scilex Holding (SCLX) Sends Letter to U.S. House on Illegal Market Manipulation of its Stock
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Scilex Holding Company Sends Letter to U.S. House of Representatives on Illegal Market Manipulation of the Common Stock of Scilex Holding Company
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Scilex Holding Company Provides Information to Scilex Stockholders Regarding Manipulative and Naked Short Selling of Scilex Common Stock
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1847 Re-Engages ShareIntel to Investigate Potentially Improper and Illegal Trading Activity in the Company’s Common Stock
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Genco Shipping & Trading Limited Outlines Economou’s Track Record in Letter to Shareholders
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Genco Shipping & Trading Limited (GNK) Issues Letter to Shareholders, Outlines Economou’s Record
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Genco Shipping & Trading Limited Outlines Economou’s Track Record in Letter to Shareholders
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Trump Media & Technology Group (DJT) send letter to Nasdaq over “naked” short selling
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Genco Shipping & Trading Limited Files Definitive Proxy Materials and Mails Letter to Shareholders
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Genco Shipping & Trading Limited Files Definitive Proxy Materials and Mails Letter to Shareholders
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SEC Announces Enforcement Results for Fiscal Year 2023
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Solar Integrated Roofing Corp. Provides Corporate and Operational Update
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SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection
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SEC Adopts Rule to Increase Transparency Into Short Selling
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Scilex Holding (SCLX) Issues Notice to All Lenders of Short Positions in the Restricted Dividend Shares of Scilex Holding Company
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Scilex Holding Company Provides Notice to All Lenders of Short Positions in the Restricted Dividend Shares of Scilex Holding Company
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Scilex Holding Company Provides Notice to All Record Holders and Beneficial Owners of Restricted Shares of Scilex Holding Company
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SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations
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SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations
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Trust Stamp (IDAI) Announces Action to Address Naked Short-Selling
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Trust Stamp announces proposed action to address suspected naked short-selling
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1847 Reports on Ongoing Investigation into Potentially Improper and Illegal Trading Activity in the Company’s Common Stock
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Report From FINRA Board of Governors Meeting – July 2023
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Although Short Selling Is Legal, Why Naked Short Selling is Illegal with Consequences
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ShiftPixy Initiates Investigation of Suspicious Trading Activity in Its Stock Leveraging New Data and Legal Framework
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ShiftPixy Initiates Investigation of Suspicious Trading Activity in Its Stock Leveraging New Data and Legal Framework
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Sorrento's (SRNEQ) Bankruptcy Court Orders Brokerage Firms to Credit Dividended Scilex Stock to Customers' Accounts and Sorrento Advises Holders of Dividended Scilex Stock to Contact Brokerage Firms t
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Sorrento Therapeutics, Inc.'s Bankruptcy Court Orders Brokerage Firms to Credit Dividended Scilex Stock to Customers' Accounts and Sorrento Advises Holders of Dividended Scilex Stock to Contact Broker
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Scilex Holding Company Reports Substantial Underreporting of More Than 44 Million Shares of its Common Stock by Brokerage Firms for the Upcoming Annual Meeting of Stockholders Scheduled for April 6, 2
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Genius Brands Int'l (GNUS) announces 1-for-10 reverse stock split
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Genius Brands International Announces 1-for-10 Reverse Stock Split to Maintain Compliance with Nasdaq Continued Listing Requirements
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VERSES Retains ShareIntel Shareholder Intelligence Services, LLC as a Matter of Fiduciary Best Practices
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VERSES Retains ShareIntel Shareholder Intelligence Services, LLC as a Matter of Fiduciary Best Practices
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Sorrento Distributes Dividend Confirmation Statements to 146 Brokerage Firms and Provides Specific Instruction to Continental Stock Transfer & Trust Company Regarding the Dividend of Scilex Holdin
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Sorrento Issues “FAQ” Regarding the Dividend of Scilex Holding Company Common Stock
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Scilex Holding Company Announces that its Majority Stockholder, Sorrento Therapeutics, Inc., has Issued an “FAQ” Regarding the Dividend of Scilex Holding Company Common Stock
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AgriFORCE (AGRI) Reports on Ongoing Investigation into Potentially Improper and Illegal Trading Activity in the Company's Common Stock
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AgriFORCE Reports on Ongoing Investigation into Potentially Improper and Illegal Trading Activity in the Company’s Common Stock
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AgriFORCE Reports on Ongoing Investigation into Potentially Improper and Illegal Trading Activity in the Company’s Common Stock
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RYVYL (RVYL) Joins Fight Against Naked Short Selling
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RYVYL Joins Fight Against Naked Short Selling
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FINRA Publishes 2023 Report on Exam and Risk Monitoring Program
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Creatd Provides Update on Dual Listing Plans and Shareholder Meeting
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1847 Holdings Engages ShareIntel, A Leader in Shareholder Intelligence Services, To Monitor Company's Shares
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FINRA Fines UBS Securities $2.5 Million for Regulation SHO Violations and Supervisory Failures
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Creatd (CRTD) Extends Record Date for $40M Rights Offering to August 4th, 2022
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Creatd Extends Record Date for its $40MM Rights Offering at a Premium to Market, Further Pursuing Enforcement of Regulation SHO
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Creatd (CRTD) Delivers Regulation SHO Notification

