| Commissions and fees | 1.94M |
| Investment banking | 11K |
| Trading profits | 131K |
| Interest and dividends | |
| Total Revenues | 2.22M |
| Employee compensation and benefits | 1.24M |
| Clearing fees, including floor brokerage | 203K |
| Professional fees | 1.18M |
| Advertising and promotion | 38K |
| Communications | 120K |
| Occupancy | 179K |
| Other general and administrative | 409K |
| Total Expenses | 3.36M |
| (Loss) income from equity investees | |
| Loss before income taxes | |
| Income tax expense (benefit) | 0 |
| Net loss | -1.14M |
| Net loss per share of common stock - Basic and Diluted | -0.05 |
| Weighted average shares outstanding - Diluted | |
| Weighted average shares outstanding - Basic | |