| Cash and cash equivalents |
4.48M |
| Deposit with clearing organization, restricted |
175K |
| Accounts receivable |
6.56M |
| Note receivable - (current) |
| Loans receivable from registered representatives (current), net of allowance |
785.91K |
| Prepaid income taxes |
49.63K |
| Securities owned at fair value |
307.11K |
| Investments |
| Prepaid expenses |
698.26K |
| Total current assets |
13.05M |
| Property and equipment, net |
45.93K |
| Loans receivable from registered representatives |
1.21M |
| Note receivable |
| Investments |
| Non-qualified deferred compensation investment |
2.12M |
| Cash surrender value life insurance policies |
228.68K |
| Total long term investments |
3.55M |
| Deferred tax asset, net |
1.6M |
| Capitalized software, net |
56.27K |
| Other assets |
56.7K |
| Total other assets |
1.72M |
| TOTAL ASSETS |
18.37M |
| Accounts payable |
1.26M |
| Accrued expenses |
1.47M |
| Income taxes payable |
| Commissions payable |
3.64M |
| Notes payable |
1.35M |
| Unearned revenues |
324.35K |
| Securities sold, not yet purchased, at fair value |
| Total current liabilities |
8.06M |
| Non-qualified deferred compensation plan |
2.53M |
| Total long-term liabilities |
4.53M |
| Total liabilities |
12.59M |
| Common stock, $.01 par value, 10,000,000 shares authorized; 6,617,614 issued and 6,613,729 outstanding at June 30, 2011; 6,618,259 issued and 6,614,374 outstanding at March 31, 2011 |
70.92K |
| Additional paid-in capital |
12.96M |
| Accumulated deficit |
-7.22M |
| Less: Treasury stock, 3,885 shares at cost |
-30.14K |
| Accumulated other comprehensive income |
| Total stockholders' equity |
5.78M |
| TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY |
18.37M |
