Form 8-K SCHWAB CHARLES CORP For: Jul 01

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Go back to Form 8-K SCHWAB CHARLES CORP For: Jul 01

Charles Schwab (SCHW) has been responding to an investigation by the U.S. SEC arising from compliance examination

July 2, 2021 6:14 AM EDT

Charles Schwab (NYSE: SCHW) disclosed:


The company has been responding to an investigation by the U.S. Securities and Exchange Commission (SEC) arising from a compliance examination. The investigation largely concerns historic disclosures related to the Schwab Intelligent Portfolios® (SIP) digital... More