Ratings by Keefe, Bruyette & Woods (Ryan Lynch)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 11/7/2024 | TriplePoint Venture Growth | TPVG | Upgrade | Market Perform (Underperform) |
6.52 (4.27) |
-34.51% | Details | |
| 5/3/2024 | Hercules Capital Inc | HTGC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/18/2024 | Portman Ridge Finance Corp. | PTMN | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/20/2024 | Morgan Stanley Direct Lending | MSDL | New Coverage | Market Perform (N/A) |
20.55 (13.17) |
-35.91% | Details | |
| 2/20/2024 | Nuveen Churchill Direct Lending Corp | NCDL | New Coverage | Market Perform (N/A) |
17.89 (10.51) |
-41.25% | Details | |
| 2/2/2024 | Oaktree Specialty Lending Corp | OCSL | Downgrade | Market Perform (Outperform) |
21.18 (11.37) |
-46.32% | Details | |
| 11/22/2023 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 8/7/2023 | Trinity Capital Inc. | TRIN | Maintain | Market Perform (Underperform) |
|
Details | ||
| 8/4/2023 | Hercules Technology Growth Capital | HTGC | Upgrade | Market Perform (Underperform) |
17.08 (16.38) |
-4.1% | Details | |
| 4/11/2023 | Crescent BDC | CCAP | New Coverage | Outperform (N/A) |
13.53 (8.63) |
-36.22% | Details | |
| 3/13/2023 | Hercules Technology Growth Capital | HTGC | Downgrade | Underperform (Market Perform) |
13.83 (16.38) |
18.44% | Details | |
| 3/13/2023 | Trinity Capital Inc. | TRIN | Downgrade | Underperform (Market Perform) |
13.53 (17.26) |
27.57% | Details | |
| 2/27/2023 | Blackstone Secured Lending Fund | BXSL | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/9/2023 | PennantPark Investment | PNNT | Downgrade | Market Perform (Outperform) |
7.85 (2.82) |
-64.08% | Details | |
| 12/20/2022 | Horizon Technology Finance | HRZN | Downgrade | Underperform (Market Perform) |
12.50 (4.68) |
-62.56% | Details | |
| 12/20/2022 | TriplePoint Venture Growth | TPVG | Downgrade | Underperform (Market Perform) |
11.17 (4.27) |
-61.77% | Details | |
| 11/14/2022 | Barings BDC Inc. | BBDC | Downgrade | Market Perform (Outperform) |
9.10 (8.32) |
-8.57% | Details | |
| 11/4/2022 | Trinity Capital Inc. | TRIN | Downgrade | Market Perform (Outperform) |
11.31 (17.26) |
52.61% | Details | |
| 7/11/2022 | Solar Capital | SLRC | Downgrade | Market Perform (Outperform) |
15.24 (11.11) |
-27.1% | Details | |
| 7/11/2022 | Fidus Investment Corp | FDUS | Downgrade | Market Perform (Outperform) |
18.39 (18.41) |
0.11% | Details | |
| 5/10/2022 | First Eagle Alternative Capital | FCRD | Maintain | Market Perform (N/A) |
|
Details | ||
| 5/4/2022 | TCP Capital | TCPC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/22/2022 | Hercules Technology Growth Capital | HTGC | Downgrade | Market Perform (Outperform) |
18.78 (16.38) |
-12.78% | Details | |
| 3/4/2022 | Fidus Investment Corp | FDUS | Maintain | Outperform (N/A) |
|
Details | ||
| 3/2/2022 | Horizon Technology Finance | HRZN | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/2/2022 | Solar Capital | SLRC | Maintain | Outperform (N/A) |
|
Details | ||
| 5/7/2021 | Fidus Investment Corp | FDUS | Upgrade | Outperform (Market Perform) |
16.85 (18.41) |
9.26% | Details | |
| 12/30/2020 | Portman Ridge Finance | PTMN | Maintain | Market Perform (N/A) |
|
Details | ||
| 12/30/2020 | Harvest Capital Credit | HCAP | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/23/2020 | PennantPark Investment | PNNT | Upgrade | Outperform (Market Perform) |
4.26 (2.82) |
-33.8% | Details | |
| 10/26/2020 | Owl Rock | ORCC | Upgrade | Outperform (Market Perform) |
11.72 (13.48) |
15.02% | Details | |
| 8/18/2020 | Barings BDC Inc. | BBDC | Upgrade | Outperform (Market Perform) |
8.26 (8.32) |
0.73% | Details | |
| 3/30/2020 | TCP Capital | TCPC | Downgrade | Market Perform (Outperform) |
7.67 (3.95) |
-48.5% | Details | |
| 3/30/2020 | Hercules Technology Growth Capital | HTGC | Upgrade | Outperform (Market Perform) |
8.44 (16.38) |
94.08% | Details | |
| 3/30/2020 | Horizon Technology Finance | HRZN | Upgrade | Market Perform (Underperform) |
9.43 (3.92) |
-58.43% | Details | |
| 10/21/2019 | Capitala Finance | CPTA | Downgrade | Underperform (Market Perform) |
9.00 (25.40) |
182.22% | Details | |
| 9/6/2019 | TCG BDC, Inc. | CGBD | Downgrade | Market Perform (Outperform) |
14.28 (10.18) |
-28.71% | Details | |
| 8/12/2019 | Owl Rock | ORCC | New Coverage | Market Perform (N/A) |
15.91 (13.48) |
-15.27% | Details | |
| 5/9/2019 | PennantPark Floating Rate Capital | PFLT | Downgrade | Market Perform (Outperform) |
13.22 (6.30) |
-52.34% | Details | |
| 3/13/2019 | Hercules Technology Growth Capital | HTGC | Downgrade | Market Perform (Outperform) |
13.34 (16.38) |
22.79% | Details | |
| 10/22/2018 | Horizon Technology Finance | HRZN | Downgrade | Underperform (Market Perform) |
11.39 (3.92) |
-65.58% | Details | |
| 8/21/2018 | Oaktree Specialty Lending Corp | OCSL | Upgrade | Outperform (Market Perform) |
5.02 (11.37) |
126.49% | Details |


