Ratings by Keefe, Bruyette & Woods (Ryan Lynch)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 11/7/2024 | TriplePoint Venture Growth | TPVG | Upgrade | Market Perform (Underperform) |
6.52 (5.07) |
-22.24% | Details | |
| 5/3/2024 | Hercules Capital Inc | HTGC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/18/2024 | Portman Ridge Finance Corp. | PTMN | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/20/2024 | Morgan Stanley Direct Lending | MSDL | New Coverage | Market Perform (N/A) |
20.55 (15.25) |
-25.79% | Details | |
| 2/20/2024 | Nuveen Churchill Direct Lending Corp | NCDL | New Coverage | Market Perform (N/A) |
17.89 (12.68) |
-29.12% | Details | |
| 2/2/2024 | Oaktree Specialty Lending Corp | OCSL | Downgrade | Market Perform (Outperform) |
21.18 (12.15) |
-42.63% | Details | |
| 11/22/2023 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 8/7/2023 | Trinity Capital Inc. | TRIN | Maintain | Market Perform (Underperform) |
|
Details | ||
| 8/4/2023 | Hercules Technology Growth Capital | HTGC | Upgrade | Market Perform (Underperform) |
17.08 (15.92) |
-6.79% | Details | |
| 4/11/2023 | Crescent BDC | CCAP | New Coverage | Outperform (N/A) |
13.53 (11.10) |
-17.96% | Details | |
| 3/13/2023 | Hercules Technology Growth Capital | HTGC | Downgrade | Underperform (Market Perform) |
13.83 (15.92) |
15.11% | Details | |
| 3/13/2023 | Trinity Capital Inc. | TRIN | Downgrade | Underperform (Market Perform) |
13.53 (17.90) |
32.3% | Details | |
| 2/27/2023 | Blackstone Secured Lending Fund | BXSL | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/9/2023 | PennantPark Investment | PNNT | Downgrade | Market Perform (Outperform) |
7.85 (3.50) |
-55.41% | Details | |
| 12/20/2022 | Horizon Technology Finance | HRZN | Downgrade | Underperform (Market Perform) |
12.50 (4.68) |
-62.56% | Details | |
| 12/20/2022 | TriplePoint Venture Growth | TPVG | Downgrade | Underperform (Market Perform) |
11.17 (5.07) |
-54.61% | Details | |
| 11/14/2022 | Barings BDC Inc. | BBDC | Downgrade | Market Perform (Outperform) |
9.10 (8.63) |
-5.16% | Details | |
| 11/4/2022 | Trinity Capital Inc. | TRIN | Downgrade | Market Perform (Outperform) |
11.31 (17.90) |
58.27% | Details | |
| 7/11/2022 | Solar Capital | SLRC | Downgrade | Market Perform (Outperform) |
15.24 (12.45) |
-18.31% | Details | |
| 7/11/2022 | Fidus Investment Corp | FDUS | Downgrade | Market Perform (Outperform) |
18.39 (19.34) |
5.17% | Details | |
| 5/10/2022 | First Eagle Alternative Capital | FCRD | Maintain | Market Perform (N/A) |
|
Details | ||
| 5/4/2022 | TCP Capital | TCPC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/22/2022 | Hercules Technology Growth Capital | HTGC | Downgrade | Market Perform (Outperform) |
18.78 (15.92) |
-15.23% | Details | |
| 3/4/2022 | Fidus Investment Corp | FDUS | Maintain | Outperform (N/A) |
|
Details | ||
| 3/2/2022 | Horizon Technology Finance | HRZN | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/2/2022 | Solar Capital | SLRC | Maintain | Outperform (N/A) |
|
Details | ||
| 5/7/2021 | Fidus Investment Corp | FDUS | Upgrade | Outperform (Market Perform) |
16.85 (19.34) |
14.78% | Details | |
| 12/30/2020 | Portman Ridge Finance | PTMN | Maintain | Market Perform (N/A) |
|
Details | ||
| 12/30/2020 | Harvest Capital Credit | HCAP | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/23/2020 | PennantPark Investment | PNNT | Upgrade | Outperform (Market Perform) |
4.26 (3.50) |
-17.84% | Details | |
| 10/26/2020 | Owl Rock | ORCC | Upgrade | Outperform (Market Perform) |
11.72 (13.48) |
15.02% | Details | |
| 8/18/2020 | Barings BDC Inc. | BBDC | Upgrade | Outperform (Market Perform) |
8.26 (8.63) |
4.48% | Details | |
| 3/30/2020 | TCP Capital | TCPC | Downgrade | Market Perform (Outperform) |
7.67 (3.45) |
-55.02% | Details | |
| 3/30/2020 | Hercules Technology Growth Capital | HTGC | Upgrade | Outperform (Market Perform) |
8.44 (15.92) |
88.63% | Details | |
| 3/30/2020 | Horizon Technology Finance | HRZN | Upgrade | Market Perform (Underperform) |
9.43 (4.73) |
-49.84% | Details | |
| 10/21/2019 | Capitala Finance | CPTA | Downgrade | Underperform (Market Perform) |
9.00 (25.40) |
182.22% | Details | |
| 9/6/2019 | TCG BDC, Inc. | CGBD | Downgrade | Market Perform (Outperform) |
14.28 (10.94) |
-23.39% | Details | |
| 8/12/2019 | Owl Rock | ORCC | New Coverage | Market Perform (N/A) |
15.91 (13.48) |
-15.27% | Details | |
| 5/9/2019 | PennantPark Floating Rate Capital | PFLT | Downgrade | Market Perform (Outperform) |
13.22 (7.51) |
-43.19% | Details | |
| 3/13/2019 | Hercules Technology Growth Capital | HTGC | Downgrade | Market Perform (Outperform) |
13.34 (15.92) |
19.34% | Details | |
| 10/22/2018 | Horizon Technology Finance | HRZN | Downgrade | Underperform (Market Perform) |
11.39 (4.73) |
-58.47% | Details | |
| 8/21/2018 | Oaktree Specialty Lending Corp | OCSL | Upgrade | Outperform (Market Perform) |
5.02 (12.15) |
142.03% | Details |

