Ratings by Keefe, Bruyette & Woods (Paul Johnson)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 8/27/2026 | SLR Investment | SLRC | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/17/2026 | PennantPark Floating Rate Capital | PFLT | Maintain | Outperform (N/A) |
|
Details | ||
| 8/17/2026 | Kayne Anderson BDC | KBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 8/17/2026 | Crescent BDC | CCAP | Downgrade | Market Perform (Outperform) |
11.33 (8.70) |
-23.21% | Details | |
| 8/17/2026 | Bain Capital Specialty Finance | BCSF | Downgrade | Market Perform (Outperform) |
12.66 (10.06) |
-20.54% | Details | |
| 8/10/2026 | Sixth Street Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 8/10/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/10/2026 | MidCap Financial Investment Corp | MFIC | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/10/2026 | BCP Investment Corp. | BCIC | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/7/2026 | TCP Capital | TCPC | Upgrade | Market Perform (Underperform) |
3.90 (4.11) |
5.38% | Details | |
| 8/6/2026 | Trinity Capital Inc. | TRIN | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/6/2026 | TriplePoint Venture Growth | TPVG | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/5/2026 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 7/30/2026 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 7/20/2026 | New Mountain Finance | NMFC | Maintain | Market Perform (N/A) |
|
Details | ||
| 7/20/2026 | Fidus Investment Corp | FDUS | Downgrade | Market Perform (Outperform) |
20.68 (18.56) |
-10.25% | Details | |
| 6/16/2026 | Crescent BDC | CCAP | Maintain | Outperform (N/A) |
|
Details | ||
| 6/8/2026 | Blackstone Secured Lending Fund | BXSL | Downgrade | Market Perform (Outperform) |
23.80 (23.50) |
-1.26% | Details | |
| 5/14/2026 | Bain Capital Specialty Finance | BCSF | Maintain | Outperform (N/A) |
|
Details | ||
| 5/12/2026 | Blue Owl Technology Finance Corp. | OTF | Maintain | Market Perform (N/A) |
|
Details | ||
| 5/11/2026 | SLR Investment | SLRC | Maintain | Market Perform (N/A) |
|
Details | ||
| 5/11/2026 | PennantPark Investment | PNNT | Maintain | Underperform (N/A) |
|
Details | ||
| 5/11/2026 | Blackstone Secured Lending Fund | BXSL | Maintain | Outperform (N/A) |
|
Details | ||
| 5/7/2026 | Sixth Street Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 5/7/2026 | Trinity Capital Inc. | TRIN | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/16/2026 | Sixth Street Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 4/16/2026 | TriplePoint Venture Growth | TPVG | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/16/2026 | Blue Owl Capital Corp. | OBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/16/2026 | Morgan Stanley Direct Lending | MSDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/16/2026 | Hercules Capital Inc | HTGC | Maintain | Outperform (N/A) |
|
Details | ||
| 4/16/2026 | FS KKR Group | FSK | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/16/2026 | Fidus Investment Corp | FDUS | Maintain | Outperform (N/A) |
|
Details | ||
| 4/16/2026 | Crescent BDC | CCAP | Maintain | Outperform (N/A) |
|
Details | ||
| 4/16/2026 | Blackstone Secured Lending Fund | BXSL | Maintain | Outperform (N/A) |
|
Details | ||
| 4/16/2026 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 3/27/2026 | SLR Investment | SLRC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/16/2026 | Stellus Capital | SCM | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/11/2026 | Fidus Investment Corp | FDUS | Maintain | Outperform (N/A) |
|
Details | ||
| 3/10/2026 | MidCap Financial Investment Corp | MFIC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/10/2026 | BCP Investment Corp. | BCIC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/5/2026 | Horizon Technology Finance | HRZN | Upgrade | Market Perform (Underperform) |
4.68 (4.11) |
-12.18% | Details | |
| 3/4/2026 | New Mountain Finance | NMFC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/4/2026 | Kayne Anderson BDC | KBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 3/3/2026 | Bain Capital Specialty Finance | BCSF | Maintain | (N/A) |
|
Details | ||
| 3/3/2026 | TCP Capital | TCPC | Downgrade | Underperform (Market Perform) |
4.09 (3.90) |
-4.65% | Details | |
| 3/2/2026 | Morgan Stanley Direct Lending | MSDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/2/2026 | FS KKR Group | FSK | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/27/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/26/2026 | Blackstone Secured Lending Fund | BXSL | Maintain | Outperform (N/A) |
|
Details | ||
| 2/23/2026 | Blue Owl Technology Finance Corp. | OTF | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/23/2026 | Blue Owl Capital Corp. | OBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/17/2026 | Sixth Street Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 2/13/2026 | Hercules Capital Inc | HTGC | Maintain | Outperform (N/A) |
|
Details | ||
| 2/12/2026 | PennantPark Floating Rate Capital | PFLT | Maintain | Outperform (N/A) |
|
Details | ||
| 2/6/2026 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 12/19/2025 | Bain Capital Specialty Finance | BCSF | Upgrade | Outperform (Market Perform) |
13.74 (10.06) |
-26.78% | Details | |
| 11/21/2025 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 11/18/2025 | Solar Capital | SLRC | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/18/2025 | MSC Income Fund Inc | MSIF | Maintain | Outperform (N/A) |
|
Details | ||
| 11/14/2025 | Crescent BDC | CCAP | Maintain | Outperform (N/A) |
|
Details | ||
| 11/13/2025 | Kayne Anderson BDC | KBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 11/13/2025 | Bain Capital Specialty Finance | BCSF | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/11/2025 | FS KKR Group | FSK | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/11/2025 | Blackstone Secured Lending Fund | BXSL | Maintain | Outperform (N/A) |
|
Details | ||
| 11/10/2025 | Blue Owl Capital Corp. | OBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/10/2025 | Morgan Stanley Direct Lending | MSDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/10/2025 | MidCap Financial Investment Corp | MFIC | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/10/2025 | Fidus Investment Corp | FDUS | Maintain | Outperform (N/A) |
|
Details | ||
| 11/10/2025 | Barings BDC Inc. | BBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/7/2025 | TCP Capital | TCPC | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/6/2025 | Sixth Street Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 11/5/2025 | New Mountain Finance | NMFC | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/5/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 10/31/2025 | Hercules Capital Inc | HTGC | Maintain | Outperform (N/A) |
|
Details | ||
| 10/29/2025 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 10/6/2025 | Fidus Investment Corp | FDUS | Upgrade | Outperform (Market Perform) |
20.55 (18.56) |
-9.68% | Details | |
| 10/6/2025 | MSC Income Fund Inc | MSIF | Upgrade | Outperform (Market Perform) |
13.19 (11.48) |
-12.96% | Details | |
| 10/6/2025 | PennantPark Floating Rate Capital | PFLT | Upgrade | Outperform (Market Perform) |
8.87 (6.30) |
-28.97% | Details | |
| 10/6/2025 | Kayne Anderson BDC | KBDC | Upgrade | Outperform (Market Perform) |
13.44 (12.28) |
-8.63% | Details | |
| 10/6/2025 | Blackstone Secured Lending Fund | BXSL | Upgrade | Outperform (Market Perform) |
26.58 (23.50) |
-11.59% | Details | |
| 8/13/2025 | PennantPark Investment | PNNT | Downgrade | Underperform (Market Perform) |
7.34 (2.91) |
-60.35% | Details | |
| 8/13/2025 | PennantPark Floating Rate Capital | PFLT | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/12/2025 | FS KKR Group | FSK | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/11/2025 | Fidus Investment Corp | FDUS | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/11/2025 | Barings BDC Inc. | BBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/8/2025 | Fidus Investment Corp | FDUS | Maintain | Market Perform (N/A) |
|
Details | ||
| 8/8/2025 | Horizon Technology Finance | HRZN | Maintain | Underperform (N/A) |
|
Details | ||
| 7/30/2025 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 7/14/2025 | Blue Owl Technology Finance Corp. | OTF | Maintain | Market Perform (N/A) |
|
Details | ||
| 5/29/2025 | Eagle Point Credit Company | ECC | Maintain | Market Perform (N/A) |
|
Details | ||
| 5/16/2025 | Crescent BDC | CCAP | Downgrade | Market Perform (Outperform) |
16.66 (8.70) |
-47.78% | Details | |
| 5/8/2025 | Trinity Capital Inc. | TRIN | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Sixth Street Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 4/8/2025 | Hercules Capital Inc | HTGC | Maintain | Outperform (N/A) |
|
Details | ||
| 4/8/2025 | TriplePoint Venture Growth | TPVG | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | TCP Capital | TCPC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Stellus Capital | SCM | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | PennantPark Investment | PNNT | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | PennantPark Floating Rate Capital | PFLT | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Oaktree Specialty Lending Corp | OCSL | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Blue Owl Capital Corp. | OBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | New Mountain Finance | NMFC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | MSC Income Fund Inc | MSIF | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Morgan Stanley Direct Lending | MSDL | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | MidCap Financial Investment Corp | MFIC | Maintain | Outperform (N/A) |
|
Details | ||
| 4/8/2025 | Kayne Anderson BDC | KBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Horizon Technology Finance | HRZN | Maintain | Underperform (N/A) |
|
Details | ||
| 4/8/2025 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 4/8/2025 | FS KKR Group | FSK | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Fidus Investment Corp | FDUS | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Crescent BDC | CCAP | Maintain | Outperform (N/A) |
|
Details | ||
| 4/8/2025 | Blackstone Secured Lending Fund | BXSL | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Bain Capital Specialty Finance | BCSF | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Barings BDC Inc. | BBDC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/8/2025 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 3/19/2025 | Portman Ridge Finance Corp. | PTMN | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/13/2025 | Stellus Capital | SCM | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/10/2025 | Fidus Investment Corp | FDUS | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/7/2025 | Horizon Technology Finance | HRZN | Maintain | Underperform (N/A) |
|
Details | ||
| 3/4/2025 | Solar Capital | SLRC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/4/2025 | Bain Capital Specialty Finance | BCSF | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/3/2025 | FS KKR Group | FSK | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/28/2025 | TCP Capital | TCPC | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/27/2025 | Trinity Capital Inc. | TRIN | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/27/2025 | Blackstone Secured Lending Fund | BXSL | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/25/2025 | MSC Income Fund Inc | MSIF | New Coverage | Market Perform (N/A) |
17.37 (11.48) |
-33.91% | Details | |
| 2/24/2025 | Eagle Point Credit Company | ECC | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/18/2025 | Sixth Street Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 2/7/2025 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 2/5/2025 | Oaktree Specialty Lending Corp | OCSL | Maintain | Market Perform (N/A) |
|
Details | ||
| 12/12/2024 | MidCap Financial Investment Corp | MFIC | Maintain | Outperform (N/A) |
|
Details | ||
| 12/12/2024 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 12/12/2024 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 12/12/2024 | Blue Owl Capital | OWL | Downgrade | Underperform (Market Perform) |
24.75 (8.96) |
-63.8% | Details | |
| 12/12/2024 | Hercules Capital Inc | HTGC | Upgrade | Outperform (Market Perform) |
19.40 (16.07) |
-17.16% | Details | |
| 8/5/2024 | MidCap Financial Investment Corp | MFIC | Upgrade | Outperform (Market Perform) |
13.39 (8.22) |
-38.61% | Details | |
| 6/17/2024 | Kayne Anderson BDC | KBDC | New Coverage | Market Perform (N/A) |
16.13 (12.28) |
-23.87% | Details | |
| 5/13/2024 | Blue Owl Capital Corp. | OBDC | Downgrade | Market Perform (Outperform) |
16.55 (9.89) |
-40.24% | Details | |
| 3/22/2024 | TCP Capital | TCPC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/20/2024 | Newtek Business Services | NEWT | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/7/2024 | Newtek Business Services | NEWT | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/9/2021 | Newtek Business Services | NEWT | New Coverage | Market Perform (N/A) |
21.79 (10.93) |
-49.84% | Details |
