Ratings by Oppenheimer (Mitchel Penn)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 7/9/2026 | Saratoga Investment | SAR | Maintain | Perform (N/A) |
|
Details | ||
| 5/12/2026 | PennantPark Investment | PNNT | Maintain | Perform (N/A) |
|
Details | ||
| 5/11/2026 | Runway Growth Finance Corp. | RWAY | Maintain | Perform (N/A) |
|
Details | ||
| 5/6/2026 | Oaktree Specialty Lending Corp | OCSL | Maintain | Perform (N/A) |
|
Details | ||
| 5/6/2026 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 4/28/2026 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 3/24/2026 | Horizon Technology Finance | HRZN | Maintain | Perform (N/A) |
|
Details | ||
| 3/16/2026 | Chicago Atlantic Real Estate Finance Inc | REFI | Downgrade | Perform (Outperform) |
12.09 (10.62) |
-12.16% | Details | |
| 2/11/2026 | PennantPark Investment | PNNT | Maintain | Perform (N/A) |
|
Details | ||
| 2/4/2026 | Gladstone Investment Corporation | GAIN | Maintain | Outperform (N/A) |
|
Details | ||
| 11/19/2025 | Gladstone Capital | GLAD | Upgrade | Outperform (Perform) |
18.77 (19.91) |
6.07% | Details | |
| 11/6/2025 | Chicago Atlantic Real Estate Finance Inc | REFI | Maintain | Outperform (N/A) |
|
Details | ||
| 8/6/2025 | Gladstone Capital | GLAD | Maintain | Perform (N/A) |
|
Details | ||
| 5/13/2025 | Main Street Capital | MAIN | Maintain | Perform (N/A) |
|
Details | ||
| 5/9/2025 | Palmer Square Capital BDC | PSBD | Downgrade | Perform (Outperform) |
12.20 (9.83) |
-19.43% | Details | |
| 4/22/2025 | Chicago Atlantic BDC | LIEN | New Coverage | Perform (N/A) |
10.10 (9.73) |
-3.66% | Details | |
| 3/4/2025 | Main Street Capital | MAIN | Maintain | Perform (N/A) |
|
Details | ||
| 12/9/2024 | Carlyle Credit Income Fund | CCIF | New Coverage | Perform (N/A) |
8.08 (2.80) |
-65.35% | Details | |
| 11/11/2024 | Main Street Capital | MAIN | Maintain | Perform (N/A) |
|
Details | ||
| 10/10/2024 | Saratoga Investment | SAR | Maintain | Perform (N/A) |
|
Details | ||
| 8/13/2024 | Main Street Capital | MAIN | Maintain | Perform (N/A) |
|
Details | ||
| 8/2/2024 | Oaktree Specialty Lending Corp | OCSL | Downgrade | Perform (Outperform) |
18.03 (12.15) |
-32.61% | Details | |
| 7/31/2024 | Horizon Technology Finance | HRZN | Maintain | Perform (N/A) |
|
Details | ||
| 5/8/2024 | Saratoga Investment | SAR | Downgrade | Perform (Outperform) |
23.71 (19.61) |
-17.29% | Details | |
| 5/2/2024 | TCP Capital | TCPC | Maintain | Perform (N/A) |
|
Details | ||
| 5/2/2024 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 4/17/2024 | Blue Owl Capital Corp III | OBDE | New Coverage | Outperform (N/A) |
15.10 (14.14) |
-6.36% | Details | |
| 3/8/2024 | Runway Grouwth Finance Corp. | RWAY | Downgrade | Perform (Outperform) |
13.50 (5.63) |
-58.3% | Details | |
| 3/6/2024 | TCP Capital | TCPC | Downgrade | Perform (Outperform) |
10.51 (3.31) |
-68.51% | Details | |
| 3/4/2024 | Compass Diversified | CODI | Maintain | Perform (N/A) |
|
Details | ||
| 3/1/2024 | Horizon Technology Finance | HRZN | Maintain | Perform (N/A) |
|
Details | ||
| 2/26/2024 | Main Street Capital | MAIN | Maintain | Perform (N/A) |
|
Details | ||
| 2/12/2024 | Palmer Square Capital BDC | PSBD | New Coverage | Outperform (N/A) |
16.28 (9.83) |
-39.62% | Details | |
| 2/8/2024 | Gladstone Investment Corporation | GAIN | Maintain | Outperform (N/A) |
|
Details | ||
| 2/7/2024 | Gladstone Capital | GLAD | Maintain | Perform (N/A) |
|
Details | ||
| 1/11/2024 | Saratoga Investment | SAR | Maintain | Outperform (N/A) |
|
Details | ||
| 11/2/2023 | Gladstone Investment Corporation | GAIN | Upgrade | Outperform (Perform) |
13.74 (16.54) |
20.38% | Details | |
| 8/9/2023 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 8/4/2023 | Hercules Technology Growth Capital | HTGC | Maintain | Perform (N/A) |
|
Details | ||
| 5/4/2023 | Saratoga Investment | SAR | Maintain | Outperform (N/A) |
|
Details | ||
| 2/27/2023 | Main Street Capital | MAIN | Maintain | Perform (N/A) |
|
Details | ||
| 2/24/2023 | Barings BDC Inc. | BBDC | Downgrade | Perform (Outperform) |
8.66 (8.50) |
-1.85% | Details | |
| 2/10/2023 | PennantPark Floating Rate Capital | PFLT | Maintain | Perform (N/A) |
|
Details | ||
| 2/9/2023 | PennantPark Investment | PNNT | Maintain | Perform (N/A) |
|
Details | ||
| 8/16/2022 | Compass Diversified | CODI | Maintain | Perform (N/A) |
|
Details | ||
| 8/8/2022 | Main Street Capital | MAIN | Maintain | Outperform (N/A) |
|
Details | ||
| 8/3/2022 | TPG Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 8/3/2022 | Solar Capital | SLRC | Downgrade | Perform (Outperform) |
14.29 (13.12) |
-8.19% | Details | |
| 8/3/2022 | Capital Southwest Corp | CSWC | Maintain | Perform (N/A) |
|
Details | ||
| 7/29/2022 | Hercules Technology Growth Capital | HTGC | Downgrade | Perform (Outperform) |
15.56 (16.17) |
3.92% | Details | |
| 7/6/2022 | Portman Ridge Finance Corp | PTMN | New Coverage | Perform (N/A) |
24.04 (12.27) |
-48.96% | Details | |
| 5/4/2022 | Horizon Technology Finance | HRZN | Maintain | Perform (N/A) |
|
Details | ||
| 3/23/2022 | Chicago Atlantic Real Estate Finance Inc | REFI | Maintain | Outperform (N/A) |
|
Details | ||
| 3/7/2022 | Fidus Investment Corp | FDUS | Maintain | Outperform (N/A) |
|
Details | ||
| 3/2/2022 | Compass Diversified | CODI | Maintain | Perform (N/A) |
|
Details | ||
| 2/28/2022 | Main Street Capital | MAIN | Maintain | Perform (N/A) |
|
Details | ||
| 2/24/2022 | Owl Rock | ORCC | Maintain | Outperform (N/A) |
|
Details | ||
| 2/10/2022 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 2/4/2022 | Oaktree Specialty Lending Corp | OCSL | Maintain | Outperform (N/A) |
|
Details | ||
| 1/3/2022 | Chicago Atlantic Real Estate Finance Inc | REFI | New Coverage | Outperform (N/A) |
16.06 (12.09) |
-24.72% | Details | |
| 11/16/2021 | Gladstone Capital | GLAD | Maintain | Perform (N/A) |
|
Details | ||
| 11/15/2021 | Runway Grouwth Finance Corp. | RWAY | New Coverage | Outperform (N/A) |
12.04 (5.63) |
-53.24% | Details | |
| 11/5/2021 | Solar Capital | SLRC | Maintain | Outperform (N/A) |
|
Details | ||
| 11/3/2021 | TPG Specialty Lending | TSLX | Maintain | Outperform (N/A) |
|
Details | ||
| 10/8/2021 | Barings BDC Inc. | BBDC | New Coverage | Outperform (N/A) |
11.01 (8.50) |
-22.8% | Details | |
| 10/5/2021 | Main Street Capital | MAIN | New Coverage | Perform (N/A) |
41.52 (55.37) |
33.36% | Details | |
| 9/24/2021 | Capital Southwest Corp | CSWC | New Coverage | Perform (N/A) |
25.97 (24.30) |
-6.43% | Details | |
| 9/22/2021 | Golub Capital BDC | GBDC | New Coverage | Outperform (N/A) |
15.17 (13.06) |
-13.91% | Details | |
| 9/20/2021 | First Eagle Alternative Capital | FCRD | New Coverage | Perform (N/A) |
4.50 (4.54) |
0.89% | Details | |
| 9/14/2021 | Compass Diversified | CODI | New Coverage | Perform (N/A) |
30.44 (10.33) |
-66.06% | Details | |
| 8/6/2021 | Bain Capital Specialty Finance | BCSF | Maintain | Outperform (N/A) |
|
Details | ||
| 7/30/2021 | Hercules Technology Growth Capital | HTGC | Maintain | Outperform (N/A) |
|
Details | ||
| 7/28/2021 | Ares Capital | ARCC | Maintain | Outperform (N/A) |
|
Details | ||
| 7/20/2021 | Bain Capital Specialty Finance | BCSF | New Coverage | (N/A) |
14.99 (12.69) |
-15.34% | Details | |
| 7/9/2021 | PennantPark Floating Rate Capital | PFLT | Maintain | Perform (N/A) |
|
Details | ||
| 7/9/2021 | PennantPark Investment | PNNT | New Coverage | Perform (N/A) |
6.73 (3.35) |
-50.22% | Details | |
| 7/1/2021 | OFS Capital | OFS | New Coverage | Perform (N/A) |
9.78 (3.50) |
-64.21% | Details | |
| 6/29/2021 | Gladstone Capital | GLAD | New Coverage | Perform (N/A) |
11.35 (18.77) |
65.37% | Details | |
| 6/24/2021 | Oaktree Specialty Lending Corp | OCSL | New Coverage | Outperform (N/A) |
6.71 (12.15) |
81.07% | Details | |
| 6/16/2021 | Saratoga Investment | SAR | New Coverage | Outperform (N/A) |
26.04 (23.71) |
-8.95% | Details | |
| 6/16/2021 | Solar Capital | SLRC | New Coverage | Outperform (N/A) |
19.58 (13.12) |
-32.99% | Details | |
| 5/10/2021 | Great Elm Capital Corp. | GECC | New Coverage | Perform (N/A) |
3.26 (5.34) |
63.8% | Details | |
| 4/28/2021 | Hercules Technology Growth Capital | HTGC | New Coverage | Outperform (N/A) |
17.10 (16.17) |
-5.44% | Details | |
| 4/16/2021 | TPG Specialty Lending | TSLX | New Coverage | Outperform (N/A) |
22.05 (17.44) |
-20.91% | Details | |
| 4/1/2021 | Owl Rock | ORCC | New Coverage | Outperform (N/A) |
13.86 (13.48) |
-2.74% | Details | |
| 3/25/2021 | Horizon Technology Finance | HRZN | New Coverage | Perform (N/A) |
14.00 (4.66) |
-66.71% | Details |
