Ratings by Ladenburg Thalmann (Mickey Schleien)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 8/12/2026 | Crescent BDC | CCAP | Maintain | Buy (N/A) |
|
Details | ||
| 5/15/2026 | Crescent BDC | CCAP | Maintain | Buy (N/A) |
|
Details | ||
| 3/2/2026 | Eagle Point Credit Company | ECC | Downgrade | Neutral (Buy) |
3.95 (3.88) |
-1.77% | Details | |
| 11/14/2025 | Crescent BDC | CCAP | Maintain | Buy (N/A) |
|
Details | ||
| 11/14/2025 | Eagle Point Credit Company | ECC | Maintain | Buy (N/A) |
|
Details | ||
| 5/14/2025 | Gladstone Investment Corporation | GAIN | Downgrade | Neutral (Buy) |
14.05 (16.37) |
16.51% | Details | |
| 5/12/2025 | Solar Capital | SLRC | Upgrade | Buy (Neutral) |
15.80 (12.65) |
-19.94% | Details | |
| 5/9/2025 | Fidus Investment Corp | FDUS | Maintain | Buy (Neutral) |
|
Details | ||
| 3/7/2025 | Fidus Investment Corp | FDUS | Downgrade | Neutral (Buy) |
21.81 (19.64) |
-9.95% | Details | |
| 2/14/2025 | TPG Specialty Lending | TSLX | Downgrade | Neutral (Buy) |
22.47 (18.45) |
-17.89% | Details | |
| 11/6/2024 | TPG Specialty Lending | TSLX | Upgrade | Buy (Neutral) |
20.19 (18.45) |
-8.62% | Details | |
| 10/10/2024 | Saratoga Investment | SAR | Downgrade | Neutral (Buy) |
24.84 (23.35) |
-6% | Details | |
| 9/30/2024 | Crescent BDC | CCAP | New Coverage | Buy (N/A) |
18.84 (10.48) |
-44.37% | Details | |
| 5/9/2024 | Gladstone Investment Corporation | GAIN | Downgrade | Neutral (Buy) |
14.16 (16.37) |
15.61% | Details | |
| 3/8/2024 | Runway Grouwth Finance Corp. | RWAY | Downgrade | Neutral (Buy) |
13.50 (6.61) |
-51.04% | Details | |
| 3/6/2024 | OFS Capital | OFS | Downgrade | Neutral (Buy) |
10.50 (3.86) |
-63.24% | Details | |
| 8/11/2023 | Solar Capital | SLRC | Downgrade | Neutral (Buy) |
15.45 (12.65) |
-18.12% | Details | |
| 8/9/2023 | WhiteHorse Finance | WHF | Downgrade | Neutral (Buy) |
13.10 (7.02) |
-46.41% | Details | |
| 5/4/2023 | Saratoga Investment | SAR | Maintain | Buy (N/A) |
|
Details | ||
| 11/2/2022 | Gladstone Investment Corporation | GAIN | Upgrade | Buy (Neutral) |
12.99 (16.37) |
26.02% | Details | |
| 5/9/2022 | OFS Capital | OFS | Maintain | Buy (N/A) |
|
Details | ||
| 4/22/2022 | Runway Grouwth Finance Corp. | RWAY | New Coverage | Buy (N/A) |
14.42 (6.61) |
-54.16% | Details | |
| 8/9/2021 | OFS Capital | OFS | Upgrade | Buy (Neutral) |
9.90 (3.86) |
-61.01% | Details | |
| 5/12/2021 | WhiteHorse Finance | WHF | Maintain | Buy (N/A) |
|
Details | ||
| 5/10/2021 | Fidus Investment Corp | FDUS | Maintain | Buy (N/A) |
|
Details | ||
| 5/10/2021 | Saratoga Investment | SAR | Maintain | Buy (N/A) |
|
Details | ||
| 5/6/2021 | TPG Specialty Lending | TSLX | Downgrade | Neutral (Buy) |
22.12 (18.45) |
-16.59% | Details | |
| 3/23/2021 | Oxford Square Capital Corp | OXSQ | Upgrade | Buy (Neutral) |
4.15 (1.34) |
-67.71% | Details | |
| 2/26/2021 | Solar Senior Capital | SUNS | Downgrade | Neutral (Buy) |
15.23 (7.47) |
-50.95% | Details | |
| 2/25/2021 | Owl Rock | ORCC | Maintain | Buy (N/A) |
|
Details | ||
| 2/24/2021 | Eagle Point Credit Company | ECC | Maintain | Buy (N/A) |
|
Details | ||
| 11/6/2020 | Owl Rock | ORCC | Upgrade | Buy (Neutral) |
12.48 (13.48) |
8.01% | Details | |
| 8/11/2020 | Newtek Business Services | NEWT | Downgrade | Neutral (Buy) |
19.87 (11.66) |
-41.32% | Details | |
| 8/10/2020 | Fidus Investment Corp | FDUS | Upgrade | Buy (Neutral) |
10.25 (19.64) |
91.61% | Details | |
| 8/7/2020 | Solar Capital | SLRC | Upgrade | Buy (Neutral) |
16.67 (12.65) |
-24.12% | Details | |
| 8/6/2020 | TPG Specialty Lending | TSLX | Upgrade | Buy (Neutral) |
17.65 (18.45) |
4.53% | Details | |
| 5/15/2020 | Newtek Business Services | NEWT | Maintain | Buy (N/A) |
|
Details | ||
| 3/19/2020 | Newtek Business Services | NEWT | Upgrade | Buy (Neutral) |
10.19 (11.66) |
14.43% | Details | |
| 1/13/2020 | Saratoga Investment | SAR | Upgrade | Buy (Neutral) |
26.74 (18.34) |
-31.41% | Details | |
| 12/9/2019 | Eagle Point Credit Company | ECC | Upgrade | Buy (Neutral) |
15.04 (3.95) |
-73.74% | Details | |
| 11/11/2019 | OFS Capital | OFS | Downgrade | Neutral (Buy) |
12.01 (3.86) |
-67.86% | Details | |
| 8/12/2019 | WhiteHorse Finance | WHF | Maintain | Buy (N/A) |
|
Details | ||
| 8/5/2019 | OFS Capital | OFS | Upgrade | Buy (Neutral) |
10.98 (12.01) |
9.38% | Details | |
| 8/5/2019 | Fidus Investment Corp | FDUS | Downgrade | Neutral (Buy) |
16.14 (19.64) |
21.69% | Details | |
| 8/2/2019 | Oxford Square Capital Corp | OXSQ | Downgrade | Neutral (Buy) |
6.70 (1.34) |
-80% | Details | |
| 5/15/2019 | Gladstone Investment Corporation | GAIN | Downgrade | Neutral (Buy) |
12.04 (16.37) |
35.96% | Details | |
| 5/13/2019 | PennantPark Floating Rate Capital | PFLT | Downgrade | Neutral (Buy) |
12.17 (9.31) |
-23.5% | Details | |
| 5/10/2019 | Saratoga Investment | SAR | Downgrade | Neutral (Buy) |
25.13 (26.74) |
6.41% | Details | |
| 5/6/2019 | OFS Capital | OFS | Downgrade | Neutral (Buy) |
12.64 (10.98) |
-13.13% | Details | |
| 3/21/2019 | Newtek Business Services | NEWT | Downgrade | Neutral (Buy) |
19.93 (10.19) |
-48.87% | Details | |
| 12/28/2018 | Newtek Business Services | NEWT | Upgrade | Buy (Neutral) |
17.37 (19.93) |
14.74% | Details | |
| 12/21/2018 | OFS Credit Company Inc. | OCCI | Maintain | Buy (N/A) |
|
Details | ||
| 11/16/2018 | PennantPark Floating Rate Capital | PFLT | Upgrade | Buy (Neutral) |
13.14 (12.17) |
-7.38% | Details | |
| 10/30/2018 | Saratoga Investment | SAR | Upgrade | Buy (Neutral) |
20.83 (25.13) |
20.64% | Details |

