Notable Holders of SORRENTO THERAPEUT (SRNE)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| B. Riley Securities, Inc. | COM NEW | 5,216,250 | 22.63% | 13F |
| BlackRock Fund Advisors | COM NEW | 804,563 | 3.49% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM NEW | 651,615 | 2.83% | 13F |
| TEACHERS ADVISORS INC | CS | 234,471 | 1.02% | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | CS | 187,423 | 0.81% | 13F |
| IndexIQ Advisors LLC | COM NEW | 165,463 | 0.72% | 13F |
| KCG Holdings, Inc. | COM NEW | 163,931 | 0.71% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 131,423 | 0.57% | 13F |
| swisspartners Ltd. | COM NEW | 110,000 | 0.48% | 13F |
| BlackRock Investment Management, LLC | COM NEW | 104,124 | 0.45% | 13F |
| Amalgamated Financial Corp. | COM | 47,420 | 0.21% | 13F |
| Aperio Group, LLC | COM NEW | 36,362 | 0.16% | 13F |
| CADENCE CAPITAL MANAGEMENT LLC | COM NEW | 30,190 | 0.13% | 13F |
| HighPoint Advisor Group LLC | Common Stock | 24,835 | 0.11% | 13F |
| PICTET ASSET MANAGEMENT LTD | COM NEW | 22,000 | 0.10% | 13F |
| QS Investors, LLC | COM NEW | 20,200 | 0.09% | 13F |
| KITZINGER LAUTMANN CAPITAL MANAGEMENT INC | COM | 20,000 | 0.09% | 13F |
| HUNTINGTON NATIONAL BANK | COMMON STOCK | 16,001 | 0.07% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM NEW | 15,725 | 0.07% | 13F |
| BLACKROCK ADVISORS LLC | COM NEW | 15,097 | 0.07% | 13F |
| Corient Capital Partners, LLC | COM NEW | 14,913 | 0.06% | 13F |
| Wunderlich Securities, Inc. | COM NEW | 13,745 | 0.06% | 13F |
| R&F Capital Advisors LP | COM NEW | 12,878 | 0.06% | 13F |
| ARGI Investment Services, LLC | COM NEW | 12,000 | 0.05% | 13F |
| People's United Financial, Inc. | COM NEW | 10,870 | 0.05% | 13F |
| Frontier Wealth Management LLC | COM NEW | 10,500 | 0.05% | 13F |
| Golden State Wealth Management, LLC | Common Stock | 10,000 | 0.04% | 13F |
| InterOcean Capital, LLC | Stock | 10,000 | 0.04% | 13F |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | COM NEW | 10,000 | 0.04% | 13F |
| BlackRock Group LTD | COM NEW | 7,477 | 0.03% | 13F |
| American Portfolios Advisors | COM NEW | 4,350 | 0.02% | 13F |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | Sorrento Therapeutics Inc | 3,600 | 0.02% | 13F |
| AlphaMark Advisors, LLC | COM | 3,135 | 0.01% | 13F |
| CoreCap Advisors, LLC | Stock | 2,801 | 0.01% | 13F |
| Lenox Wealth Advisors, Inc. | COM | 2,500 | 0.01% | 13F |
