Notable Holders of PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND (HYS)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| GENWORTH FINANCIAL WEALTH MANAGEMENT, INC | 0-5 HIGH YIELD | 738,448 | 1.57% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | 0-5 HIGH YIELD | 548,870 | 1.17% | 13F |
| Gradient Investments LLC | 0-5 HIGH YIELD | 334,304 | 0.71% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | 0-5 HIGH YIELD | 327,204 | 0.70% | 13F |
| Cetera Investment Advisers | 0-5 HIGH YIELD | 240,136 | 0.51% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | 0-5 HIGH YIELD | 214,805 | 0.46% | 13F |
| CWM, LLC | 0-5 HIGH YIELD | 207,149 | 0.44% | 13F |
| ROYAL BANK OF CANADA \ | 0-5 HIGH YIELD | 205,077 | 0.44% | 13F |
| Wright Fund Managment, LLC | 0-5 HIGH YIELD | 204,100 | 0.44% | 13F |
| BANK OF AMERICA CORP /DE/ | 0-5 HIGH YIELD | 201,881 | 0.43% | 13F |
| Allianz Asset Management AG | 0-5 HIGH YIELD | 186,871 | 0.40% | 13F |
| JANE STREET GROUP, LLC | 0-5 HIGH YIELD | 160,461 | 0.34% | 13F |
| Braver Wealth Management, LLC | COM | 153,623 | 0.33% | 13F |
| WELLS FARGO & CO/MN | 0-5 HIGH YIELD | 149,061 | 0.32% | 13F |
| Financial Management Professionals, Inc. | ETF | 145,877 | 0.31% | 13F |
| RAYMOND JAMES FINANCIAL INC | 0-5 HIGH YIELD | 142,353 | 0.30% | 13F |
| UBS Group AG | 0-5 HIGH YIELD | 141,617 | 0.30% | 13F |
| Commonwealth Equity Services, Inc | 0-5 HIGH YIELD | 128,422 | 0.27% | 13F |
| CONDOR CAPITAL MANAGEMENT | 0-5 HIGH YIELD | 121,943 | 0.26% | 13F |
| Resources Investment Advisors, Inc. | 0-5 HIGH YIELD | 120,788 | 0.26% | 13F |
| Advisor Group, Inc. | 0-5 HIGH YIELD | 112,138 | 0.24% | 13F |
| LPL Financial LLC | 0-5 HIGH YIELD | 102,137 | 0.22% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | 0-5 HIGH YIELD | 102,040 | 0.22% | 13F |
| KCG Holdings, Inc. | 0-5 HIGH YIELD | 97,374 | 0.21% | 13F |
| AHL Partners LLP | 0-5 HIGH YIELD | 93,706 | 0.20% | 13F |
| JONES FINANCIAL COMPANIES LLLP | ETF | 90,619 | 0.19% | 13F |
| FLOW TRADERS U.S. LLC | ETP | 87,960 | 0.19% | 13F |
| Man Group plc | 0-5 HIGH YIELD | 83,399 | 0.18% | 13F |
| RMR Wealth Builders | 0-5 HIGH YIELD | 82,997 | 0.18% | 13F |
| Graves-Light Private Wealth Management, Inc. | ETF | 77,624 | 0.17% | 13F |
| Financial Network | 0-5 HIGH YIELD | 74,609 | 0.16% | 13F |
| Burns Wealth Management, Inc. | 0-5 HIGH YIELD | 74,220 | 0.16% | 13F |
| CAPE ANN SAVINGS BANK | Fixed Income ETF | 64,795 | 0.14% | 13F |
| STIFEL FINANCIAL CORP | 0-5 HIGH YIELD | 62,728 | 0.13% | 13F |
| Bellecapital International Ltd. | 0-5 HIGH YIELD | 59,951 | 0.13% | 13F |
| Atria Wealth Solutions, Inc. | 0-5 HIGH YIELD | 58,738 | 0.13% | 13F |
| RAYMOND JAMES & ASSOCIATES | 0-5 HIGH YIELD | 54,689 | 0.12% | 13F |
| BB&T SECURITIES, LLC | 0-5 HIGH YIEL | 53,367 | 0.11% | 13F |
| Merit Financial Group, LLC | 0-5 HIGH YIELD | 52,484 | 0.11% | 13F |
| ATRIA INVESTMENTS LLC | 0-5 HIGH YIELD | 48,943 | 0.10% | 13F |
| SAGE RHINO CAPITAL LLC | 0-5 HIGH YIELD | 47,459 | 0.10% | 13F |
| CAPSTONE INVESTMENT ADVISORS, LLC | 0-5 HIGH YIELD | 46,200 | 0.10% | 13F |
| BHK Investment Advisors, LLC | 0-5 HIGH YIELD | 44,481 | 0.09% | 13F |
| Mariner Wealth Advisors, LLC | 0-5 HIGH YIELD | 40,047 | 0.09% | 13F |
| Robertson Stephens Wealth Management, LLC | 0-5 HIGH YIELD | 39,462 | 0.08% | 13F |
| MinichMacGregor Wealth Management, LLC | 0-5 HIGH YIELD | 35,655 | 0.08% | 13F |
| Financial Futures Ltd Liability Co. | 0-5 HIGH YIELD | 34,587 | 0.07% | 13F |
| Argent Trust Co | ETF-FIXED INCOM | 31,128 | 0.07% | 13F |
| Coastline Trust CO | OTHER | 30,815 | 0.07% | 13F |
| Compass Financial Group, Inc. | COM | 27,761 | 0.06% | 13F |
| Roundview Capital LLC | 0-5 HIGH YIELD | 27,709 | 0.06% | 13F |
| Mechanics Financial Corp | 0-5 HIGH YIELD | 27,365 | 0.06% | 13F |
| Aspen Investment Management Inc | 0-5 HIGH YIELD | 26,837 | 0.06% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | 0-5 HIGH YIELD | 26,500 | 0.06% | 13F |
| LifePro Asset Management | 0-5 HIGH YIELD | 26,282 | 0.06% | 13F |
| Glass Jacobson Investment Advisors llc | 0-5 HIGH YIELD | 25,727 | 0.05% | 13F |
| PFS INVESTMENTS INC. | ETF | 25,640 | 0.05% | 13F |
| RAND & ASSOCIATES,LLC | 0-5 HIGH YIELD | 25,418 | 0.05% | 13F |
| Financial & Tax Architects, LLC | 0-5 HIGH YIELD | 24,791 | 0.05% | 13F |
| Efficient Market Advisors, LLC | 0-5 HIGH YIELD | 24,492 | 0.05% | 13F |
| Visionary Wealth Advisors | 0-5 HIGH YIELD | 23,427 | 0.05% | 13F |
| Crestone Asset Management LLC | 0-5 HIGH YIELD | 21,779 | 0.05% | 13F |
| Valmark Advisers, Inc. | 0-5 HIGH YIELD | 20,831 | 0.04% | 13F |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0-5 HIGH YIELD | 20,741 | 0.04% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 20,505 | 0.04% | 13F |
| JMG Financial Group, Ltd. | COM | 19,479 | 0.04% | 13F |
| Precision Wealth Strategies, LLC | 0-5 HIGH YIELD | 18,640 | 0.04% | 13F |
| GeoWealth Management, LLC | 0-5 HIGH YIELD | 18,282 | 0.04% | 13F |
| Global Financial Private Capital, LLC | ETF | 18,057 | 0.04% | 13F |
| Friedenthal Financial | 0 to 5 HIGH YIELD | 17,695 | 0.04% | 13F |
| Multi-Financial Securities Corp | 0-5 HIGH YIELD | 16,743 | 0.04% | 13F |
| First Allied Advisory Services, Inc. | 0-5 HIGH YIELD | 16,525 | 0.04% | 13F |
| Barden Capital Management, Inc. | 0-5 HIGH YIELD | 15,922 | 0.03% | 13F |
| MML INVESTORS SERVICES, LLC | 0-5 HIGH YIELD | 15,290 | 0.03% | 13F |
| THRIVENT FINANCIAL FOR LUTHERANS | 0-5 HIGH YIELD | 15,285 | 0.03% | 13F |
| Empirical Financial Services, LLC | 0-5 HIGH YIELD | 15,171 | 0.03% | 13F |
| Atlantic Trust Group, LLC | COM | 14,605 | 0.03% | 13F |
| IFG Advisory, LLC | MF Closed and MF Open | 14,443 | 0.03% | 13F |
| CFG Asset Management LLC | ETF | 14,056 | 0.03% | 13F |
| Integrated Wealth Concepts LLC | MF Closed and MF Open | 13,561 | 0.03% | 13F |
| Sargent Bickham Lagudis LLC | 0-5 HIGH YIELD | 13,287 | 0.03% | 13F |
| STEPHENS INC /AR/ | 0-5 HIGH YIELD | 13,183 | 0.03% | 13F |
| OLD MISSION CAPITAL LLC | ETP | 12,923 | 0.03% | 13F |
| Change Path, LLC | 0-5 HIGH YIELD | 12,608 | 0.03% | 13F |
| Laurel Wealth Advisors, Inc. | ETF | 12,476 | 0.03% | 13F |
| Kingsview Wealth Management, LLC | 0-5 HIGH YIELD | 11,905 | 0.03% | 13F |
| Lido Advisors, LLC | 0-5 HIGH YIELD | 11,640 | 0.02% | 13F |
| Beacon Bridge Wealth Partners, LLC | 0-5 HIGH YIELD | 11,329 | 0.02% | 13F |
| Rockefeller Capital Management L.P. | 0-5 HIGH YIELD | 11,293 | 0.02% | 13F |
| Pinnacle Advisory Group, Inc. | 0-5 HIGH YIELD | 10,491 | 0.02% | 13F |
| Pinnacle Bank | 0-5 HIGH YIELD | 10,345 | 0.02% | 13F |
| COMERICA SECURITIES,INC. | 0-5 HIGH YIELD | 10,342 | 0.02% | 13F |
| Goss Wealth Management LLC | MF Closed and MF Open | 10,098 | 0.02% | 13F |
| ALLIANZ INVESTMENT MANAGEMENT LLC | 0-5 HIGH YIELD | 9,977 | 0.02% | 13F |
| Allianz Investment Management U.S. LLC | 0-5 HIGH YIELD | 9,977 | 0.02% | 13F |
| ALLIANZ SE | 0-5 HIGH YIELD | 9,977 | 0.02% | 13F |
| CKW FINANCIAL GROUP | 0-5 HIGH YIELD | 9,321 | 0.02% | 13F |
| BB&T CORP | 0-5 HIGH YIELD | 9,207 | 0.02% | 13F |
| Wunderlich Securities, Inc. | 0-5 HIGH YIELD | 8,909 | 0.02% | 13F |
| Ceros Financial Services Inc. | ETF | 8,505 | 0.02% | 13F |
| NEXT Financial Group, Inc | 0-5 HIGH YIELD | 8,292 | 0.02% | 13F |
| QCI ASSET MANAGEMENT INC/NY | 0-5 HIGH YIELD | 8,247 | 0.02% | 13F |
| PEAPACK GLADSTONE FINANCIAL CORP | 0-5 HIGH YIELD | 8,226 | 0.02% | 13F |
| Curtis Advisory Group, LLC | 0-5 HIGH YIELD | 8,134 | 0.02% | 13F |
| COLUMBIA ADVISORY PARTNERS LLC | 0-5 HIGH YIELD | 8,132 | 0.02% | 13F |
| NEXT Financial Holdings | 0-5 HIGH YIELD | 8,074 | 0.02% | 13F |
| Crabel Capital Management, LLC | 0-5 High Yield | 8,070 | 0.02% | 13F |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0-5 HIGH YIELD | 7,682 | 0.02% | 13F |
| Rockbridge Investment Management, LCC | 0-5 HIGH YIELD | 7,606 | 0.02% | 13F |
| Raymond James Financial Services Advisors, Inc. | 0-5 HIGH YIELD | 7,561 | 0.02% | 13F |
| MainStreet Investment Advisors LLC | 0-5 HIGH YIELD | 7,525 | 0.02% | 13F |
| ADAMSBROWN WEALTH CONSULTANTS LLC | 0-5 HIGH YIELD | 7,412 | 0.02% | 13F |
| Per Stirling Capital Management, LLC. | 0-5 HIGH YIELD | 7,288 | 0.02% | 13F |
| Congress Wealth Management LLC / DE / | 0-5 HIGH YIELD | 7,272 | 0.02% | 13F |
| Charter Oak Capital Management, LLC | 0-5 HIGH YIELD | 7,248 | 0.02% | 13F |
| AE Wealth Management LLC | 0-5 HIGH YIELD | 6,988 | 0.01% | 13F |
| Asset Planning Services, Ltd. | 0-5 HIGH YIELD | 6,771 | 0.01% | 13F |
| Private Advisor Group, LLC | 0-5 HIGH YIELD | 6,564 | 0.01% | 13F |
| Partnervest Advisory Services LLC | 0-5 HIGH YIELD | 6,420 | 0.01% | 13F |
| Cambridge Investment Research Advisors, Inc. | HIGH YIELD | 6,336 | 0.01% | 13F |
| PAX Financial Group, LLC | 0-5 HIGH YIELD | 6,326 | 0.01% | 13F |
| Beta Wealth Group, Inc. | 0-5 HIGH YIELD | 6,044 | 0.01% | 13F |
| MERCER GLOBAL ADVISORS INC /ADV | 0-5 HIGH YIELD | 5,901 | 0.01% | 13F |
| Foundations Investment Advisors, LLC | 0-5 HIGH YIELD | 5,885 | 0.01% | 13F |
| SVA Plumb Wealth Management, LLC | 0-5 HIGH YIELD | 5,800 | 0.01% | 13F |
| HOWARD WEALTH MANAGEMENT, LLC | 0-5 HIGH YIELD | 5,795 | 0.01% | 13F |
| Whitnell & Co. | 0-5 HIGH YIELD | 5,780 | 0.01% | 13F |
| Beacon Pointe Advisors, LLC | 0-5 HIGH YIELD | 5,724 | 0.01% | 13F |
| RAINEY & RANDALL INVESTMENT MANAGEMENT INC. | 0-5 HIGH YIELD | 5,471 | 0.01% | 13F |
| Stonebridge Financial Planning Group, LLC | 0-5 HIGH YIELD | 5,433 | 0.01% | 13F |
| US BANCORP \DE\ | 0-5 HIGH YIELD | 5,411 | 0.01% | 13F |
| Signify Wealth | 0-5 HIGH YIELD | 5,401 | 0.01% | 13F |
| McAdam, LLC | 0-5 HIGH YIELD | 5,356 | 0.01% | 13F |
| Covington Capital Management | 0-5 HIGH YIELD | 5,315 | 0.01% | 13F |
| Valeo Financial Advisors, LLC | ETF | 5,275 | 0.01% | 13F |
| Stratos Wealth Partners, LTD. | 0-5 HIGH YIELD | 5,162 | 0.01% | 13F |
| SUNTRUST BANKS INC | 0-5 HIGH YIELD | 5,081 | 0.01% | 13F |
| OSTERWEIS CAPITAL MANAGEMENT INC | 0-5 HIGH YIELD | 5,055 | 0.01% | 13F |
| HPM Partners LLC | 0-5 HIGH YIELD | 5,014 | 0.01% | 13F |
| Legacy Capital Group California, Inc. | 0-5 HIGH YIELD | 4,937 | 0.01% | 13F |
| FIRST INTERSTATE BANK | 0-5 HIGH YIELD | 4,868 | 0.01% | 13F |
