Notable Holders of DB X-TRACKERS HARVEST CSI 300 CHINA A - SHARES FUND (ASHR)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| JANE STREET GROUP, LLC | XTRACK HRVST CSI | 4,747,584 | 69.31% | 13F |
| CI INVESTMENTS INC. | XTRACK HRVST CSI | 2,097,905 | 30.63% | 13F |
| BOLTON LLC (PUT) | DBXTR HAR CS 300 | 1,568,600 | 22.90% | 13F |
| PICTET ASSET MANAGEMENT LTD | XTRACK HRVST CSI | 1,240,422 | 18.11% | 13F |
| Rafferty Asset Management, LLC | XTRACK HRVST CSI | 1,148,995 | 16.77% | 13F |
| UBS Group AG | XTRACK HRVST CSI | 1,033,499 | 15.09% | 13F |
| Fullerton Fund Management Co Ltd | XTRACK HRVST CSI | 928,976 | 13.56% | 13F |
| Citadel (PUT) | XTRACK HRVST CSI | 883,100 | 12.89% | 13F |
| Alaska Permanent Fund Corp | XTRACK HRVST C | 840,321 | 12.27% | 13F |
| Susquehanna International Group, LLP | XTRACK HRVST CSI | 779,964 | 11.39% | 13F |
| DRIEHAUS CAPITAL MANAGEMENT LLC | COM | 754,528 | 11.02% | 13F |
| FRANKLIN RESOURCES INC | XTRACK HRVST CSI | 704,956 | 10.29% | 13F |
| FIL Ltd | XTRACK HRVST CSI | 630,002 | 9.20% | 13F |
| BTG Pactual Global Asset Management Ltd (CALL) | XTRACK HRVST CSI | 630,000 | 9.20% | 13F |
| OLD MISSION CAPITAL, LLC | ETP | 613,934 | 8.96% | 13F |
| Summit Trail Advisors, LLC | XTRACK HRVST CSI | 609,800 | 8.90% | 13F |
| DELPHI FINANCIAL GROUP INC/DE | XTRACK HRVST CSI | 590,280 | 8.62% | 13F |
| SUN LIFE FINANCIAL INC | * DBX ETF TR XTRACK HRVST CSI | 514,607 | 7.51% | 13F |
| TWO SIGMA INVESTMENTS LLC | XTRACK HRVST CSI | 500,000 | 7.30% | 13F |
| CAUSEWAY CAPITAL MANAGEMENT LLC | XTRACK HRVST CSI | 471,303 | 6.88% | 13F |
| Schonfeld Strategic Advisors LLC (CALL) | XTRACK HRVST CSI | 450,000 | 6.57% | 13F |
| Rock Creek Group, LP | XTRACK HRVST CSI | 446,126 | 6.51% | 13F |
| Parallax Volatility Advisers, LLC (CALL) | XTRACK HRVST CSI | 399,100 | 5.83% | 13F |
| CANTOR FITZGERALD, L. P. | XTRACK HRVST CSI | 374,627 | 5.47% | 13F |
| RAYMOND JAMES FINANCIAL INC | XTRACK HRVST CSI | 353,945 | 5.17% | 13F |
| CONNABLE OFFICE INC | Com | 348,716 | 5.09% | 13F |
| STRS OHIO | COM | 320,000 | 4.67% | 13F |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | XTRACK HRVST CSI | 305,700 | 4.46% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 296,855 | 4.33% | 13F |
| PEAK6 Investments LLC (PUT) | XTRACK HRVST CSI | 287,400 | 4.20% | 13F |
| BARCLAYS PLC | FUND | 278,119 | 4.06% | 13F |
| PRUDENTIAL PLC | XTRACK HRVST CSI | 270,900 | 3.95% | 13F |
| BABSON CAPITAL MANAGEMENT LLC | XTRACK HRVST CSI | 256,113 | 3.74% | 13F |
| ClariVest Asset Management LLC | XTRACK HRVST CSI | 209,125 | 3.05% | 13F |
| Hanson McClain, Inc. | XTRACK HRVST CSI | 182,477 | 2.66% | 13F |
| HighTower Advisors, LLC | XTRACK HRVST CSI | 181,663 | 2.65% | 13F |
| MILLENNIUM MANAGEMENT LLC | XTRACK HRVST CSI | 181,220 | 2.65% | 13F |
| CANTOR FITZGERALD INVESTMENT ADVISER L.P. | XTRACK HRVST CSI | 161,157 | 2.35% | 13F |
| Galaxy Digital Inc. | XTRACK HRVST CSI | 157,750 | 2.30% | 13F |
| GTS SECURITIES LLC (CALL) | XTRACK HRVST CSI | 144,100 | 2.10% | 13F |
| NORTHERN CAPITAL MANAGEMENT LLC\WI\ | DBXTR HAR CS 300 | 142,519 | 2.08% | 13F |
| LFA - Lugano Financial Advisors SA | XTRACK HRVST CSI | 135,529 | 1.98% | 13F |
| Summit Place Financial Advisors, LLC | XTRACK HRVST CSI | 133,401 | 1.95% | 13F |
| LAZARD ASSET MANAGEMENT LLC | MutFund Eq 1 TL | 129,874 | 1.90% | 13F |
| WOLVERINE TRADING, LLC (CALL) | XTRACK HRVST CSI | 129,800 | 1.89% | 13F |
| First Allied Advisory Services, Inc. | XTRACK HRVST CSI | 126,156 | 1.84% | 13F |
| Cutler Group LP (CALL) | Call | 122,800 | 1.79% | 13F |
| PineBridge Investments Ltd | COM | 120,346 | 1.76% | 13F |
| CITIGROUP INC | XTRACK HRVST CSI | 116,518 | 1.70% | 13F |
| HSBC HOLDINGS PLC | XTRACK HRVST CSI | 110,000 | 1.61% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | XTRACK HRVST CSI | 108,797 | 1.59% | 13F |
| Perigon Wealth Management, LLC | XTRACK HRVST CSI | 104,865 | 1.53% | 13F |
| SPINNAKER TRUST | Equities | 102,691 | 1.50% | 13F |
| Orion Portfolio Solutions, LLC | XTRACK HRVST CSI | 92,138 | 1.35% | 13F |
| BANK OF AMERICA CORP /DE/ | XTRACK HRVST CSI | 88,026 | 1.29% | 13F |
| MBB PUBLIC MARKETS I LLC (CALL) | XTRACK HRVST CSI | 86,800 | 1.27% | 13F |
| Neuberger Berman Group LLC | ETF | 86,209 | 1.26% | 13F |
| Hightower 6M Holding, LLC | XTRACK HRVST CSI | 85,409 | 1.25% | 13F |
| Rockefeller Capital Management L.P. | XTRACK HRVST CSI | 83,547 | 1.22% | 13F |
| TBH Global Asset Management, LLC | XTRACK HRVST CSI | 83,452 | 1.22% | 13F |
| IPG Investment Advisors LLC | XTRACK HRVST CSI | 76,546 | 1.12% | 13F |
| WELLS FARGO & CO/MN | XTRACK HRVST CSI | 74,361 | 1.09% | 13F |
| ACIMA PRIVATE WEALTH, LLC | ETF | 73,311 | 1.07% | 13F |
| Allianz Asset Management AG | XTRACK HRVST CSI | 72,000 | 1.05% | 13F |
| SUNTRUST BANKS INC | XTRACK HRVST CSI | 70,025 | 1.02% | 13F |
| 6 Meridian | XTRACK HRVST CSI | 68,094 | 0.99% | 13F |
| Highstreet Asset Management Inc. | ETF | 64,225 | 0.94% | 13F |
| EVERGREEN CAPITAL MANAGEMENT LLC | XTRACK HRVST CSI | 64,144 | 0.94% | 13F |
| Walleye Trading LLC (CALL) | XTRACK HRVST CSI | 61,900 | 0.90% | 13F |
| NOMURA ASSET MANAGEMENT CO LTD | XTRACK HRVST CSI | 61,410 | 0.90% | 13F |
| Mirae Asset Global Investments Co., Ltd. | XTRACK HRVST CSI | 60,200 | 0.88% | 13F |
| AGF INVESTMENTS INC. | ETF | 58,385 | 0.85% | 13F |
| Polunin Capital Partners Ltd | XTRACK HRVST CSI | 50,445 | 0.74% | 13F |
| QUATTRO FINANCIAL ADVISORS LLC | XTRACK HRVST CSI | 49,035 | 0.72% | 13F |
| DELTEC ASSET MANAGEMENT LLC | XTRACK HRVST CSI | 46,500 | 0.68% | 13F |
| CREDIT SUISSE AG/ | XTRACK HRVST CSI | 45,626 | 0.67% | 13F |
| Bluefin Trading, LLC (CALL) | XTRACK HRVST CSI | 45,000 | 0.66% | 13F |
| STATE STREET CORP | XTRACK HRVST CSI | 44,918 | 0.66% | 13F |
| SELDON CAPITAL LP | XTRACK HRVST CSI | 44,106 | 0.64% | 13F |
| Cougar Global Investments Ltd | ETP | 44,095 | 0.64% | 13F |
| MML INVESTORS SERVICES, LLC | XTRACK HRVST CSI | 43,554 | 0.64% | 13F |
| Banque Cantonale Vaudoise | XTRACK HRVST CSI | 42,788 | 0.62% | 13F |
| Global Endowment Management, LP | XTRACK HRVST CSI | 40,800 | 0.60% | 13F |
| PICTON MAHONEY ASSET MANAGEMENT | XTRA | 40,780 | 0.60% | 13F |
| JANUS CAPITAL MANAGEMENT LLC | ETD | 40,133 | 0.59% | 13F |
| Ibex Investors LLC (CALL) | XTRACK HRVST CSI | 40,000 | 0.58% | 13F |
| BNP PARIBAS ARBITRAGE, SA | Fund | 36,661 | 0.54% | 13F |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | XTRACK HRVST CSI | 35,832 | 0.52% | 13F |
| Vontobel Holding Ltd. | XTRACK HRVST CSI | 33,886 | 0.49% | 13F |
| SCHRODER INVESTMENT MANAGEMENT GROUP | XTRACK HRVST CSI | 32,000 | 0.47% | 13F |
| COLONY GROUP LLC | ETF | 31,327 | 0.46% | 13F |
| STABLEFORD CAPITAL II LLC | XTRACK HRVST CSI | 31,198 | 0.46% | 13F |
| SIMPLEX TRADING, LLC | COM | 30,460 | 0.44% | 13F |
| Capula Management Ltd | XTRACK HRVST CSI | 30,000 | 0.44% | 13F |
| Windsor Creek Advisors, LLC (CALL) | XTRACK HRVST CSI | 29,000 | 0.42% | 13F |
| Harel Insurance Investments & Financial Services Ltd. | XTRACK HRVST CSI | 28,892 | 0.42% | 13F |
| Standard Life Aberdeen plc | XTRACK HRVST CSI | 27,884 | 0.41% | 13F |
| Endowment Wealth Management, Inc. | XTRACK HRVST CSI | 27,828 | 0.41% | 13F |
| Investec Asset Management LTD | ETP | 27,139 | 0.40% | 13F |
| Desjardins Global Asset Management Inc. | ETF | 26,723 | 0.39% | 13F |
| Zurcher Kantonalbank (Zurich Cantonalbank) | XTRACK HRVST CSI | 21,350 | 0.31% | 13F |
| INVESTMENT HOUSE LLC | XTRACK HRVST CSI | 19,074 | 0.28% | 13F |
| LPL Financial LLC | XTRACK HRVST CSI | 18,956 | 0.28% | 13F |
| Shay Capital LLC (CALL) | XTRACK HRVST CSI | 18,500 | 0.27% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | XTRACK HRVST CSI | 17,406 | 0.25% | 13F |
| DRW Securities, LLC | XTRACK HRVST CSI | 17,000 | 0.25% | 13F |
| Intercontinental Wealth Advisors, LLC | XTRACK HRVST CSI | 16,294 | 0.24% | 13F |
| PhaseCapital LP | ETF | 15,000 | 0.22% | 13F |
| AJ WEALTH STRATEGIES, LLC | XTRACK HRVST CSI | 14,821 | 0.22% | 13F |
| NATIONAL BANK OF CANADA /FI/ | XTRACK HRVST CSI | 14,673 | 0.21% | 13F |
| Kestra Advisory Services, LLC | XTRACK HRVST CSI | 13,291 | 0.19% | 13F |
| Dai-Ichi Life Insurance Company, Ltd | XTRACK HRVST CSI | 13,227 | 0.19% | 13F |
| Fusion Investment Group, LLC | DBXTR HAR CS 300 | 13,215 | 0.19% | 13F |
| Pinnacle Advisory Group, Inc. | XTRACK HRVST CSI | 12,624 | 0.18% | 13F |
| TUDOR INVESTMENT CORP ET AL | Exchange-Traded Fund | 12,592 | 0.18% | 13F |
| Jaffetilchin Investment Partners, LLC | XTRACK HRVST CSI | 12,541 | 0.18% | 13F |
| Phraction Management LLC | XTRACK HRVST CSI | 12,110 | 0.18% | 13F |
| Strait & Sound Wealth Management LLC | XTRACK HRVST CSI | 12,000 | 0.18% | 13F |
| Betterment LLC | XTRACK HRVST CSI | 11,918 | 0.17% | 13F |
| Cornerstone Financial Partners, LLC | XTRACK HRVST CSI | 11,685 | 0.17% | 13F |
| Cresset Asset Management, LLC | XTRACK HRVST CSI | 11,518 | 0.17% | 13F |
| ROYAL BANK OF CANADA \ | XTRACK HRVST CSI | 10,961 | 0.16% | 13F |
| PRICE T ROWE ASSOCIATES INC /MD/ | COMM STK | 10,917 | 0.16% | 13F |
| swisspartners Ltd. | XTRACK HRVST CSI | 10,330 | 0.15% | 13F |
| Evolution Wealth Advisors, LLC | XTRACK HRVST CSI | 9,710 | 0.14% | 13F |
| Banco Santander, S.A. | XTRACK HRVST CSI | 9,000 | 0.13% | 13F |
| PFG Advisors | XTRACK HRVST CSI | 7,928 | 0.12% | 13F |
| Harbour Capital Advisors, LLC | XTRACK HRVST CSI | 7,750 | 0.11% | 13F |
| EDMOND DE ROTHSCHILD HOLDING S.A. | HRVST CSI | 4,860 | 0.07% | 13F |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | XTRACK HRVST CSI | 4,463 | 0.07% | 13F |
| Mondrian Investment Partners LTD | COM | 4,187 | 0.06% | 13F |
| Hexavest Inc. | TRACKER | 3,850 | 0.06% | 13F |
| MEITAV DASH INVESTMENTS LTD | XTRACK HRVST CSI | 3,751 | 0.05% | 13F |
| First Capital Advisors Group, LLC. | XTRACK HRVST CSI | 3,649 | 0.05% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | XTRACK HRVST CSI | 3,029 | 0.04% | 13F |
| Geneos Wealth Management Inc. | XTRACK HRVST CSI | 2,401 | 0.04% | 13F |
| CoreCap Advisors, LLC | ETF | 2,242 | 0.03% | 13F |
| Main Management LLC | ASHR | 1,618 | 0.02% | 13F |
| EDMOND DE ROTHSCHILD (SUISSE) S.A. | DBXTR HAR CS 300 | 1,600 | 0.02% | 13F |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | COMMON STOCK | 1,527 | 0.02% | 13F |
| COMERICA BANK | XTRACK HRVST CSI | 1,522 | 0.02% | 13F |
| FIFTH THIRD BANCORP | XTRACK HRVST CSI | 1,520 | 0.02% | 13F |
| Horizon Investments, LLC/SC | COM | 1,468 | 0.02% | 13F |
| Parallel Advisors, LLC | ETF | 1,316 | 0.02% | 13F |
| Twin Tree Management, LP | XTRACK HRVST CSI | 998 | 0.01% | 13F |
