Maxim Group
http://www.maximgrp.com/Maxim Group is a financial services firm that provides investment banking, asset management, research, and sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.
The firm’s research division uses fundamental research and a “bottom up” approach to making investment recommendations. Maxim’s research analysts focus on under-covered, small- to mid-cap names in a variety of sectors including healthcare, technology, retail and others.
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Notable Analyst Rating Changes 11/10: (HUM) (IBM) (WFT) Upgraded; (AXL) (BEN) (VTR) Downgraded
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Maxim Group Starts Proteon Therapeutics (PRTO) at Buy
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Maxim Group Starts Amedica Corporation (AMDA) at Buy
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Minimum wage hikes in four states show path for labor under Trump
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Maxim Group Upgrades Keryx Biopharmaceuticals (KERX) to Buy
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Xtant Medical Announces Adjustment to Subscription Price of Rights Offering
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Zynerba Pharmaceuticals to Participate in Upcoming Investor Conferences
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Applied DNA Sciences Closes on $5 Million Private Placement
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Notable Analyst Rating Changes 11/7: (PAH) (BIIB) (CMI) Upgraded; (GPRO) (PNR) (BMRN) Downgraded
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Maxim Group Upgrades Potbelly Corp (PBPB) to Buy
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HSN, Inc. to Participate in the Maxim Group Consumer Technology Conference
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Applied DNA Sciences Announces $5 Million Private Placement
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Maxim Group Upgrades Quotient Technology (QUOT) to Buy
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Aeterna Zentaris Announces Closing of US$7,560,000 Registered Direct Offering of Common Shares and Warrants
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Abeona Therapeutics Inc. Announces Closing of its Underwritten Offering of Common Stock
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Joseph Gunnar & Co., LLC is pleased to Announce the Naming of Paul Cooney as Director and Scott Rothbaum as Assistant Director of Structured Products
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Xtant Medical Announces Commencement of Subscription Period for Previously Announced Rights Offering
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Maxim Group Downgrades Opexa Therapeutics (OPXA) to Hold
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Notable Analyst Rating Changes 10/28: (QCOM) (AKS) (TWTR) Upgraded; (EA) (ATHN) (WWE) Downgraded
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Maxim Group Starts Vuzix Corp. (VUZI) at Buy
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Maxim Group Downgrades ESSA Bancorp (ESSA) to Hold
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Abeona Therapeutics (ABEO) Prices 6M Shares at $7/Share
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Abeona Therapeutics Announces Pricing of Public Offering of Common Stock
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Aeterna Zentaris (AEZS) Announces $7.56M Common Stock, Warrants Registered Direct Offering
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Aeterna Zentaris Announces US$7,560,000 Registered Direct Offering of Common Shares and Warrants
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Gladstone Capital (GLAD) Prices 2M Share Common Stock Offering for Proceeds of ~$16M
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Gladstone Capital Corporation Prices Common Stock Offering
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Ocean Power Technologies, Inc. Announces Closing of Common Stock Offering
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Unusual 11 Mid-Day Movers 10/19: (TCCO) (CERU) (BANC) Higher; (PBYI) (VDSI) (IMPV) Lower
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Joseph Gunnar & Co., LLC Expands Risk and Merger Arbitrage Desk with Hire of Philippe Allain as Head of Event Driven and Institutional Equity Sales
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Maxim Group Starts iPass Inc. (IPAS) at Buy
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Maxim Group Starts MBT Financial (MBTF) at Buy
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Maxim Group Starts Dynagas LNG Partners (DLNG) at Buy
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Medley Management Inc. Closes an Additional $28.6 Million of Medley LLC 6.875% Notes Due 2026
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Maxim Group Upgrades Texas Roadhouse (TXRH) to Buy
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Xtant Medical Reminds Shareholders That Rights Offering Ownership Day is Tuesday, October 18, 2016 at 4:00 PM ET
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PlacementTracker Publishes Q3 2016 Private Placement Market League Tables
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Unusual 11 Mid-Day Movers 10/14: (CTRV) (FBMS) (MGT) Higher; (OPTT) (TAYD) (BIOC) Lower
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Ocean Power Technologies (OPTT) Prices 2.4M Common Stock Offering at $2.75/Share
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Ocean Power Technologies, Inc. Announces Pricing of Common Stock Offering
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Ocean Power Technologies (OPTT) Prices 2.4M Common Stock Offering at $2.75/Share
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Medley Management Inc. Announces Upsizing and Pricing of Additional $28.6 Million of Medley LLC 6.875% Notes Due 2026
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Medley Management Inc. Announces Re-Opening of Public Offering of Medley LLC Notes Due 2026
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PIPE Deals Rise 38% in Q3 2016
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Maxim Group Starts First Savings Financial Group (FSFG) at Buy
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Accelerated Pharma (ACCP) Files 1.89M Share Common Stock IPO
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Ocean Power Technologies (OPTT) Announces 2.5M Share Common Stock Offering
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Ocean Power Technologies, Inc. Launches Common Stock Offering
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Maxim Group Reiterates Buy, $6 PT on IntelliPharmaCeutics (IPCI) as FDA Greenlights Generic Seroquel XR
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SITO carves out growing role in location-based mobile ad market


