Maxim Group
http://www.maximgrp.com/Maxim Group is a financial services firm that provides investment banking, asset management, research, and sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.
The firm’s research division uses fundamental research and a “bottom up” approach to making investment recommendations. Maxim’s research analysts focus on under-covered, small- to mid-cap names in a variety of sectors including healthcare, technology, retail and others.
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Rosetta Genomics Announces Pricing of $5 Million Concurrent Registered Direct and Private Placement Offering
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Juno Therapeutics (JUNO) PT Lowered to $34 at Maxim Group
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Maxim Group Downgrades Capnia (CAPN) to Hold
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Maxim Group Starts Navigator Holdings Ltd. (NVGS) at Buy
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Seanergy Maritime (SHIP) Prices 1.3M Share Registered Direct Offering at $2.75/Share
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Seanergy Maritime Holdings Corp. Announces Pricing of $3.6 Million Registered Direct Offering
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Xtant Medical Closes Rights Offering for Gross Proceeds of $3.8 Million
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Maxim Group Downgrades NetApp (NTAP) to Hold
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PharmaMar Appoints Pascal Besman as Chief Operating Officer of PharmaMar U.S.
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2017 Seen as a Challenge for Teva (TEVA), But Sticking with 'Buy' - Maxim
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Xtant Medical Announces Expiration of Rights Offering and Estimated Gross Proceeds of $3.8 Million
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Maxim Group Upgrades Cheesecake Factory (CAKE) to Buy
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Sucampo Pharmaceuticals (SCMP) PT Raised to $19 at Maxim Group
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Xtant Medical Reminds Shareholders of Upcoming Expiration of Rights Offering Subscription Period and Final Subscription Price
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Maxim Group Downgrades ImmunoCellular Therapeutics (IMUC) to Hold
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ImmunoCellular Therapeutics Announces Third Quarter 2016 Financial Results and Provides Research and Development Update
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Maxim Group Downgrades Biostage (BSTG) to Hold
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Maxim Group Downgrades Celsion Corp (CLSN) to Hold
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Notable Analyst Rating Changes 11/10: (HUM) (IBM) (WFT) Upgraded; (AXL) (BEN) (VTR) Downgraded
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Maxim Group Starts Proteon Therapeutics (PRTO) at Buy
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Maxim Group Starts Amedica Corporation (AMDA) at Buy
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Minimum wage hikes in four states show path for labor under Trump
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Maxim Group Upgrades Keryx Biopharmaceuticals (KERX) to Buy
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Xtant Medical Announces Adjustment to Subscription Price of Rights Offering
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Zynerba Pharmaceuticals to Participate in Upcoming Investor Conferences
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Applied DNA Sciences Closes on $5 Million Private Placement
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Notable Analyst Rating Changes 11/7: (PAH) (BIIB) (CMI) Upgraded; (GPRO) (PNR) (BMRN) Downgraded
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Maxim Group Upgrades Potbelly Corp (PBPB) to Buy
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HSN, Inc. to Participate in the Maxim Group Consumer Technology Conference
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Applied DNA Sciences Announces $5 Million Private Placement
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Maxim Group Upgrades Quotient Technology (QUOT) to Buy
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Aeterna Zentaris Announces Closing of US$7,560,000 Registered Direct Offering of Common Shares and Warrants
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Abeona Therapeutics Inc. Announces Closing of its Underwritten Offering of Common Stock
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Joseph Gunnar & Co., LLC is pleased to Announce the Naming of Paul Cooney as Director and Scott Rothbaum as Assistant Director of Structured Products
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Xtant Medical Announces Commencement of Subscription Period for Previously Announced Rights Offering
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Maxim Group Downgrades Opexa Therapeutics (OPXA) to Hold
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Notable Analyst Rating Changes 10/28: (QCOM) (AKS) (TWTR) Upgraded; (EA) (ATHN) (WWE) Downgraded
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Maxim Group Starts Vuzix Corp. (VUZI) at Buy
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Maxim Group Downgrades ESSA Bancorp (ESSA) to Hold
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Abeona Therapeutics (ABEO) Prices 6M Shares at $7/Share
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Abeona Therapeutics Announces Pricing of Public Offering of Common Stock
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Aeterna Zentaris (AEZS) Announces $7.56M Common Stock, Warrants Registered Direct Offering
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Aeterna Zentaris Announces US$7,560,000 Registered Direct Offering of Common Shares and Warrants
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Gladstone Capital (GLAD) Prices 2M Share Common Stock Offering for Proceeds of ~$16M
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Gladstone Capital Corporation Prices Common Stock Offering
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Ocean Power Technologies, Inc. Announces Closing of Common Stock Offering
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Unusual 11 Mid-Day Movers 10/19: (TCCO) (CERU) (BANC) Higher; (PBYI) (VDSI) (IMPV) Lower
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Joseph Gunnar & Co., LLC Expands Risk and Merger Arbitrage Desk with Hire of Philippe Allain as Head of Event Driven and Institutional Equity Sales
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Maxim Group Starts iPass Inc. (IPAS) at Buy
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Maxim Group Starts MBT Financial (MBTF) at Buy

