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Sep 11, 2026 12:08PM Form 4 STONERIDGE INC For: Sep 09 Filed by: Noblet Natalia

Sep 11, 2026 12:08PM Form 424B2 TORONTO DOMINION BANK

Sep 11, 2026 12:07PM Form 424B2 UBS AG

Sep 11, 2026 12:07PM Form 4/A ARTESIAN RESOURCES CORP For: Sep 03 Filed by: TAYLOR DIAN C

Sep 11, 2026 12:07PM Form N-CEN Accordant ODCE Index For: Jun 30

Sep 11, 2026 12:07PM Form 497K FIRST TRUST EXCHANGE-TRA

Sep 11, 2026 12:07PM Form 424B2 JPMORGAN CHASE & CO

Sep 11, 2026 12:06PM Form 424B2 GOLDMAN SACHS GROUP INC

Sep 11, 2026 12:06PM Form 4 PITNEY BOWES INC /DE/ For: Sep 10 Filed by: Everett Todd A.

Sep 11, 2026 12:05PM Form D/A Dynamic Opportunity Fund

Sep 11, 2026 12:05PM Form 497K FIRST TRUST EXCHANGE-TRA

Sep 11, 2026 12:05PM Form 4 Lifezone Metals Ltd For: Sep 07 Filed by: Davis Spencer

Sep 11, 2026 12:05PM Form 424B2 BARCLAYS BANK PLC

Sep 11, 2026 12:05PM Form 424B2 JPMORGAN CHASE & CO

Sep 11, 2026 12:04PM Form D Blue Marlin Derby Gold

Sep 11, 2026 12:04PM Form 497 FIRST TRUST EXCHANGE-TRA

Sep 11, 2026 12:02PM Form 6-K MANULIFE FINANCIAL CORP For: Sep 11

Sep 11, 2026 12:02PM Form 144 Dell Technologies Inc. Filed by: Rothberg Richard J

Sep 11, 2026 12:02PM Form D NonPublic Space Fund

Sep 11, 2026 12:02PM Form 424B2 MORGAN STANLEY

Sep 11, 2026 12:01PM Form 6-K BARCLAYS PLC For: Sep 11

Sep 11, 2026 12:01PM Form 497 DBX ETF TRUST

Sep 11, 2026 12:01PM Form D Mortgage Automation Tech

Sep 11, 2026 12:01PM Form N-CEN SPDR SERIES TRUST For: Jun 30

Sep 11, 2026 12:00PM Form N-CEN SSGA Active Trust For: Jun 30

Sep 11, 2026 12:00PM Form D/A SRRT 5902 Industrial

Sep 11, 2026 11:59AM Form 497K Spinnaker ETF Series

Sep 11, 2026 11:59AM Form 424B2 BofA Finance LLC

Sep 11, 2026 11:59AM Form D/A Equitable Housing Soluti

Sep 11, 2026 11:59AM Form 424B2 MORGAN STANLEY

Sep 11, 2026 11:56AM Form 424B2 BofA Finance LLC

Sep 11, 2026 11:56AM Form FWP BANK OF NOVA SCOTIA Filed by: BANK OF NOVA SCOTIA

Sep 11, 2026 11:56AM Form 497J Tidal Trust III

Sep 11, 2026 11:54AM Form D ANTR-9, a series of ALEX

Sep 11, 2026 11:54AM Form 24F-2NT PUTNAM SUSTAINABLE LEADE For: Jun 30

Sep 11, 2026 11:53AM Form PX14A6G ASA Gold & Precious Meta Filed by: Merk Alexander

Sep 11, 2026 11:53AM Form 424B2 JPMORGAN CHASE & CO

Sep 11, 2026 11:52AM Form D Unlimited XII AI, a Seri

Sep 11, 2026 11:50AM Form 4 OLD SECOND BANCORP INC For: Sep 04 Filed by: COLLINS GARY S

Sep 11, 2026 11:50AM Form D/A CRSEF II Coinvestment,

Sep 11, 2026 11:50AM Form 24F-2NT PUTNAM INTERNATIONAL For: Jun 30

Sep 11, 2026 11:50AM Form 497K Spinnaker ETF Series

Sep 11, 2026 11:48AM Form 497K DFA INVESTMENT DIMENSION

Sep 11, 2026 11:47AM Form D Emerge Yoto SPV I

Sep 11, 2026 11:47AM Form SCHEDULE 13G/A Barinthus Biotherapeutic Filed by: Oxford Science Enterprises plc

Sep 11, 2026 11:47AM Form 497K DFA INVESTMENT DIMENSION

Sep 11, 2026 11:47AM Form 24F-2NT PUTNAM FUNDS TRUST For: Jun 30

Sep 11, 2026 11:46AM Form 497K Spinnaker ETF Series

Sep 11, 2026 11:46AM Form D/A CP VIII Coinvestment B,

Sep 11, 2026 11:46AM Form 497K DFA INVESTMENT DIMENSION

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