Form POS AMI UBS Series Funds
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E-mailAs filed with the US Securities and Exchange Commission on January 6, 2025
Investment Company Act File No. 811-08767
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
| Registration Statement under the Investment Company Act of 1940 Amendment No. 96 |
☒ |
UBS Series Funds
(Exact Name of Registrant Specified in Charter)
c/o UBS Asset Management (Americas) LLC
787 Seventh Avenue
New York, New York 10019
(Address of Principal Executive Offices)
Registrant’s Telephone Number, Including Area Code: (888) 793-8637
| Keith A. Weller, Esq. UBS Asset Management (Americas) LLC One North Wacker Drive Chicago, Illinois 60606 (Name and Address of Agent for Service) |
With copies to: Stephen H. Bier, Esq. Dechert LLP Three Bryant Park 1095 Avenue of the Americas New York, New York 10036 |
It is intended that this filing will become effective immediately upon filing in accordance with Section 8 of the Investment Company Act of 1940 and rules thereunder.
Explanatory Note
UBS Series Funds (the “Trust”) has filed this Amendment No. 96 to the Registration Statement of the Trust on Form N-1A (File No. 811-08767) (the “Registration Statement”) pursuant to Section 8(b) of the Investment Company Act of 1940, as amended (the “1940 Act”). Shares of beneficial interest in Limited Purpose Cash Investment Fund (the “fund”), a series of the Trust, are not being registered under the Securities Act of 1933, as amended (the “1933 Act”), since such shares will be issued solely in private placement transactions that do not involve any “public offering” within the meaning of Section 4(a)(2) of the 1933 Act. Only investment companies, insurance company separate accounts, common or commingled trust funds or other organizations, entities or investors that are “accredited investors” within the meaning of Regulation D under the 1933 Act may make investments in the shares of the fund. Such investors are referred to herein as “shareholders.” This Registration Statement is not an offer to sell, or the solicitation of an offer to buy, any shares in the fund.
This Amendment No. 96 to the Registration Statement is being filed under the 1940 Act to amend and supplement Amendment No. 94 to the Registration Statement under the 1940 Act, filed with the U.S. Securities and Exchange Commission (“Commission”) on August 23, 2024 (Accession No. 0001193125-24-206254) (“Amendment 94”), as pertaining to Parts A and B of the Registration Statement with respect to the fund. Parts A and B of the Registration Statement with respect to the fund, as filed in Amendment 94, are incorporated by reference herein.
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January 6, 2025
Supplement to the prospectuses (each, a “Prospectus” and together, the “Prospectuses”) referenced on the reverse, as may have been supplemented.
Includes:
| • | UBS Series Funds |
| • | Master Trust |
Dear Investor,
The purpose of this supplement is to update certain information in the prospectuses for the above-named investment trusts, including each series thereof referenced on the reverse (collectively, the “funds”), as described below.
The funds will be open for business (and shares of the funds can be purchased and redeemed) on January 9, 2025. However, funds will advance the final time by which orders to buy or sell shares must be received by the transfer agent to the time indicated on the reverse chart.
Please note that while the funds plan to be open on January 9th, certain financial intermediaries/distribution channels may have limited operations or be closed. Please contact your Financial Advisor at such firms for more information.
PLEASE BE SURE TO RETAIN THIS IMPORTANT INFORMATION FOR FUTURE REFERENCE.
© UBS 2025. All rights reserved.
UBS Asset Management (Americas) LLC
ZS-1270
| Fund Name | Date of Prospectus |
Final time by which orders to buy or sell shares must be received by the transfer agent | ||
| UBS Series Funds—UBS Select Government Preferred Fund, UBS Select Treasury Preferred Fund, UBS Select Government Institutional Fund, UBS Select Treasury Institutional Fund, UBS Prime Preferred Fund, and UBS Prime Reserves Fund | August 28, 2024 | 3:00 p.m. (Eastern time) | ||
| UBS Series Funds—UBS Select 100% US Treasury Preferred Fund and UBS Select 100% US Treasury Institutional Fund | August 28, 2024 | 12:00 p.m. (noon) (Eastern time) | ||
| UBS Series Funds—Limited Purpose Cash Investment Fund | August 23, 2024 | 3:00 p.m. (Eastern time) (regular time) | ||
| Master Trust—Government Master Fund, Treasury Master Fund, and Prime CNAV Master Fund | August 23, 2024 | 3:00 p.m. (Eastern time) | ||
| Master Trust—100% US Treasury Master Fund | August 23, 2024 | 12:00 p.m. (noon) (Eastern time) |
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PART C
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| * |
Formerly known as UBS Global Asset Management (US) Inc. | |
| 1/ |
Incorporated by reference from Pre-Effective Amendment No. 1 to the Registrant’s registration statement, SEC File No. 333-52965, filed July 29, 1998. | |
| 2/ |
Incorporated by reference from Post-Effective Amendment No. 3 to the Registrant’s registration statement, SEC File No. 333-52965, filed September 1, 1999. | |
| 3/ |
Incorporated by reference from Post-Effective Amendment No. 10 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 29, 2001. | |
| 4/ |
Incorporated by reference from Post-Effective Amendment No. 11 to the Registrant’s registration statement, SEC File No. 333-52965, filed April 30, 2002. | |
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| 5/ |
Incorporated by reference from Post-Effective Amendment No. 16 to the Registrant’s registration statement, SEC File No. 333-52965, filed April 28, 2004. | |
| 6/ |
Incorporated by reference from Post-Effective Amendment No. 22 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 28, 2007. | |
| 7/ |
Incorporated by reference from Post-Effective Amendment No. 26 to the Registrant’s registration statement, SEC File No. 333-52965, filed October 3, 2008. | |
| 8/ |
Incorporated by reference from Post-Effective Amendment No. 40 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 27, 2015. | |
| 9/ |
Incorporated by reference from Post-Effective Amendment No. 42 to the Registrant’s registration statement, SEC File No. 333-52965, filed October 16, 2015. | |
| 10/ |
Incorporated by reference from Post-Effective Amendment No. 44 to the Registrant’s registration statement, SEC File No. 333-52965, filed December 30, 2015. | |
| 11/ |
Incorporated by reference from Post-Effective Amendment No. 50 to the Registrant’s registration statement, SEC File No. 333-52965, filed June 23, 2016. | |
| 12/ |
Incorporated by reference from Post-Effective Amendment No. 52 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 26, 2016. | |
| 13/ |
Incorporated by reference from Amendment No. 55 to the Registrant’s registration statement, SEC File No. 811-08767, filed November 16, 2016. | |
| 14/ |
Incorporated by reference from Post-Effective Amendment No. 56 to the Registrant’s registration statement, SEC File No. 333-52965, filed March 9, 2018. | |
| 15/ |
Incorporated by reference from Post-Effective Amendment No. 65 to the Registrant’s registration statement, SEC File No. 333-52965, filed December 23, 2019. | |
| 16/ |
Incorporated by reference from Post-Effective Amendment No. 74 to the Registrant’s registration statement, SEC File No. 333-52965, filed December 20, 2023. | |
| 17/ |
Incorporated by reference from Post-Effective Amendment No. 77 to the Registrant’s registration statement, SEC File No. 333-52965, filed March 11, 2024. | |
| 18/ |
Incorporated by reference from Post-Effective Amendment No. 95 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 28, 2024. | |
| 19/ |
Incorporated by reference from Post-Effective Amendment No. 21 to the Registrant’s registration statement, SEC File No. 333-52965, filed June 14, 2007. | |
| 20/ |
Incorporated by reference from Post-Effective Amendment No. 23 to the Registrant’s registration statement, SEC File No. 333-52965, filed June 27, 2008. | |
| 21/ |
Incorporated by reference from Post-Effective Amendment No. 27 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 27, 2009. | |
| 22/ |
Incorporated by reference from Post-Effective Amendment No. 29 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 27, 2010. | |
| 23/ |
Incorporated by reference from Articles IV, VI and X of Registrant’s Trust Instrument and from Articles VI and IX of Registrant’s By-Laws. | |
| 24/ |
Incorporated by reference from Post-Effective Amendment No. 8 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 25, 2000. | |
| 25/ |
Incorporated by reference from Post-Effective Amendment No. 22 to the registration statement of PACE Select Advisers Trust, SEC File No. 33-87254, filed April 3, 2006. | |
| 26/ |
Incorporated by reference from Amendment No. 56 to the Registrant’s registration statement, SEC File No. 811-08767, filed August 25, 2017. | |
| 27/ |
Incorporated by reference from Post-Effective Amendment No. 61 to the Registrant’s registration statement, SEC File No. 333-52965, filed May 24, 2018. | |
| 28/ |
Incorporated by reference from Post-Effective Amendment No. 69 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 27, 2021. | |
| 29/ |
Incorporated by reference from Post-Effective Amendment No. 48 to the Registrant’s registration statement, SEC File No. 333-52965, filed March 28, 2016. | |
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| 30/ |
Incorporated by reference from Amendment No. 73 to the Registrant’s registration statement, SEC File No. 811-08767, filed April 7, 2020. | |
| 31/ |
Incorporated by reference from Post-Effective Amendment No. 78 to the Registrant’s registration statement, SEC File No. 333-52965, filed March 22, 2024. | |
| 32/ |
Incorporated by reference from Post-Effective Amendment No. 76 to the Registrant’s registration statement, SEC File No. 333-52965, filed January 22, 2024. | |
| 33/ |
Incorporated by reference from Post-Effective Amendment No. 17 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 30, 2004. | |
| 34/ |
Incorporated by reference from Post-Effective Amendment No. 33 to the Registrant’s registration statement, SEC File No. 333-52965, filed June 29, 2012. | |
| 35/ |
Incorporated by reference from Post-Effective Amendment No. 31 to the registration statement of UBS RMA Money Fund Inc., SEC File No. 2-78309, filed August 28, 1998. | |
| 36/ |
Incorporated by reference from Post-Effective Amendment No. 58 to the registration statement of UBS Master Series, Inc., SEC File No. 33-2524, filed June 30, 2011. | |
| 37/ |
Incorporated by reference from Post-Effective Amendment No. 64 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 28, 2018. | |
| 38/ |
Incorporated by reference from Post-Effective Amendment No. 94 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 23, 2024. | |
| 39/ |
Incorporated by reference from Post-Effective Amendment No. 67 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 28, 2020. | |
| 40/ |
Incorporated by reference from Post-Effective Amendment No. 71 to the Registrant’s registration statement, SEC File No. 333-52965, filed August 25, 2023. | |
| 41/ |
Incorporated by reference from Amendment No. 94 to the Registrant’s registration statement, SEC File No. 811-08767, filed August 26, 2024. | |
| 42/ |
Incorporated by reference from Amendment No. 90 to the Registrant’s registration statement, SEC File No. 811-08767, filed March 4, 2024. | |
| 43/ |
Incorporated by reference from Amendment No. 63 to the Registrant’s registration statement, SEC File No. 811-08767, filed August 24, 2018. | |
| 44/ |
Incorporated by reference from Amendment No. 74 to the Registrant’s registration statement, SEC File No. 811-08767, filed August 27, 2020. | |
| 45/ |
Incorporated by reference from Post-Effective Amendment No. 26 to the registration statement of PACE Select Advisors Trust, SEC File No. 33-87254, filed November 28, 2007. | |
| 46/ |
Incorporated by reference from Post-Effective Amendment No. 62 to the registration statement of PACE Select Advisors Trust, SEC File No. 33-87254, filed November 27, 2023. | |
| Item 29. |
Persons Controlled by or under Common Control with Registrant | |
| None. | ||
| Item 30. |
Indemnification | |
Section 2 of Article IX of the Trust Instrument, as amended (“Trust Instrument”), “Indemnification,” provides that the appropriate series of the Registrant will indemnify the trustees and officers of the Registrant to the fullest extent permitted by law against claims and expenses asserted against or incurred by them by virtue of being or having been a trustee or officer; provided that no such person shall be indemnified where there has been an adjudication or other determination, as described in Article IX, that such person is liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his or her office, or did not act in good faith in the reasonable belief that his action was in the best interest of the Registrant. Section 2 of Article IX also provides that the Registrant may maintain insurance policies covering such rights of indemnification.
Additionally, “Limitation of Liability” in Section 1 of Article IX of the Trust Instrument provides that the trustees or officers of the Registrant shall not be personally liable to any person extending credit to, contracting with or having a claim against the Registrant or a particular series; and that, provided they have exercised reasonable care and have acted under the reasonable belief that their actions are in the best interest of the Registrant, the trustees and officers shall not be liable for neglect or wrongdoing by them or by any officer, agent, employee, investment advisor or independent contractor of the Registrant.
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Section 9 (except as otherwise noted) of each (i) Investment Advisory and Administration Contract with respect to UBS Liquid Assets Government Fund; (ii) Section 8 of the Administration Contract with respect to UBS Select Treasury Institutional Fund, UBS Select Treasury Preferred Fund, UBS Prime Reserves Fund, UBS Prime Preferred Fund, UBS Select Government Institutional Fund, UBS Select Government Preferred Fund, UBS Select 100% US Treasury Institutional Fund, UBS Select 100% US Treasury Preferred Fund, and Cantor Fitzgerald Government Money Market Fund; (iii) Section 8 of the Administration Contract with respect to UBS RMA Government Money Market Fund; (iv) Management Contract for Limited Purpose Cash Investment Fund; and (v) Section 11 of the Investment Advisory and Administration Contract with respect to UBS Ultra Short Income Fund (each, an “Advisory/Administration Contract”), with UBS Asset Management (Americas) LLC (formerly, UBS Asset Management (Americas) Inc. and UBS Global Asset Management (Americas) Inc.) (“UBS AM”) provides that UBS AM shall not be liable for any error of judgment or mistake of law or for any loss suffered by any series (“Fund”) of the Registrant in connection with the matters to which the Advisory/Administration Contract relates, except for a loss resulting from the willful misfeasance, bad faith, or gross negligence of UBS AM in the performance of its duties or from its reckless disregard of its obligations and duties under the Advisory/Administration Contract. Section 10, 11, or 12 of each Advisory/Administration Contract provides that the Trustees shall not be liable for any obligations of the Trust or any series under the Advisory/Administration Contract and that UBS AM shall look only to the assets and property of the Registrant in settlement of such right or claim and not to the assets and property of the trustees.
Section 9 of each Principal Underwriting Contract or Distribution Contract provides that the Trust will indemnify UBS Asset Management (US) Inc. (formerly, UBS Global Asset Management (US) Inc.) (“UBS AM (US)”) and its officers, directors and controlling persons against all liabilities arising from any alleged untrue statement of material fact in the Registration Statement or from any alleged omission to state in the Registration Statement a material fact required to be stated in it or necessary to make the statements in it, in light of the circumstances under which they were made, not misleading, except insofar as liability arises from untrue statements or omissions made in reliance upon and in conformity with information furnished by UBS AM (US) to the Trust for use in the Registration Statement; and provided that this indemnity agreement shall not protect any such persons against liabilities arising by reason of their bad faith, gross negligence or willful misfeasance; and shall not inure to the benefit of any such persons unless a court of competent jurisdiction or controlling precedent determines that such result is not against public policy as expressed in the Securities Act of 1933, as amended (the “1933 Act”). Section 9 of each Principal Underwriting Contract or Distribution Contract also provides that UBS AM (US) agrees to indemnify, defend and hold the Trust, its officers and trustees free and harmless of any claims arising out of any alleged untrue statement or any alleged omission of material fact contained in information furnished by UBS AM (US) for use in the Registration Statement or arising out of an agreement between UBS AM (US) and any retail dealer, or arising out of supplementary literature or advertising used by UBS AM (US) in connection with the Contract.
Section 15 or 16 of each Principal Underwriting Contract and Section 10 of the Distribution Contract contain provisions similar to Section 10, 11, or 12 of the Advisory/Administration Contracts, with respect to UBS AM (US).
Section 9, 14, or 15 of each Dealer Agreement, and Section 12 of the Mutual Fund Account Administration Agreement, contains provisions similar to those of Section 9 of the Principal Underwriting Contract or Distribution Contract with respect to the applicable dealer.
The Exclusive Placement Agent Agreement contains provisions similar to those of Section 9 of the Principal Underwriting Contract or Distribution Contract with respect to the applicable dealer.
Insofar as indemnification for liabilities arising under the 1933 Act may be provided to trustees, officers and controlling persons of the Registrant, pursuant to the foregoing provisions or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the 1933 Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a trustee, officer or controlling person of the Registrant in connection with the successful defense of any action, suit or proceeding or payment pursuant to any insurance policy) is asserted against the Registrant by such trustee, officer or
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controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue.
Item 31. Business and Other Connections of Investment Advisor
UBS AM, a Delaware limited liability company, is a registered investment advisor and is an indirect wholly owned subsidiary of UBS Group AG. UBS AM is primarily engaged in the investment advisory and financial services business. Set forth below in alphabetical order is a list of certain executive officers and each board manager of UBS AM indicating each business, profession, vocation or employment of a substantial nature in which each such person has been engaged during the last two fiscal years. (While each board manager is named below, the list of executive officers has been shortened as the full list would be very long and contain names of persons whose functions are unrelated to the Registrant.)
| Name |
Position(s) Held with UBS AM |
Other Substantial Business, Profession, Vocation or Employment | ||
| Mark E. Carver |
Executive Director and Head of Product Structuring Americas | None | ||
| Lisa N. DiPaolo |
Executive Director and Portfolio Manager | None | ||
| Charles W. Grande |
Managing Director and Head of the Municipal Fixed Income Team | None | ||
| Ralph Mattone |
Treasurer, Chief Financial Officer, and Managing Director | Chief Financial Officer, Managing Director and Regional Group Controller of UBS Securities LLC and UBS Financial Services Inc.; Treasurer and Chief Financial Officer of UBS Asset Management Trust Company | ||
| Leesa Merrill |
Executive Director | Chief Compliance Officer of certain UBS registered fund families; Executive Director of UBS AM (US) | ||
| Barry Mullen |
Executive Director and Chief Compliance Officer — Americas | Executive Director and Chief Compliance Officer of UBS AM (US); Chief Compliance Officer and Trust Officer of UBS Asset Management Trust Company | ||
| Ryan Nugent |
Executive Director, Senior Portfolio Manager and Head of Municipal Trading | None | ||
| James Poucher |
Manager (Board), Managing Director, President, Chief Executive Officer, and Head of UBS Asset Management Americas | Global Head of UBS Asset Management Operations; Trust Officer of UBS Asset Management Trust Company | ||
| Michael Rongetti |
Manager (Board) | Head of Credit Suisse AM | ||
| Robert Sabatino |
Managing Director and Global Head of Liquidity Portfolio Management | None | ||
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| Eric Sanders |
Director (Non-Board), Associate General Counsel and Assistant Secretary | Director (Non-Board), Associate General Counsel and Assistant Secretary of UBS AM (US) | ||
| Philip Stacey |
Managing Director, Head of Legal – UBS AM Americas, and Assistant Secretary | Managing Director, Head of Legal – UBS AM Americas, and Assistant Secretary of UBS AM (US); Assistant Secretary and Trust Officer of UBS Asset Management Trust Company | ||
| David Walczak |
Executive Director and Head of US Money Markets Portfolio Management |
None | ||
| Keith A. Weller |
Executive Director, Deputy General Counsel, Head of Registered Funds Legal, and Assistant Secretary |
Executive Director, Deputy General Counsel, Head of Registered Funds Legal, and Assistant Secretary of UBS AM (US) | ||
| Meggan Zabel |
Manager (Board) |
Head of Investments Business Management | ||
Messrs. Mullen, Sanders, Stacey and Weller and Ms. Merrill are employed by UBS Business Solutions US LLC.
Item 32. Principal Underwriter/Placement Agent
(a) UBS AM (US) serves as principal underwriter or placement agent for the following other investment companies:
CREDIT SUISSE COMMODITY STRATEGY FUNDS
CREDIT SUISSE OPPORTUNITY FUNDS
CREDIT SUISSE TRUST
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.
CREDIT SUISSE HIGH YIELD BOND FUND
MASTER TRUST
PACE SELECT ADVISORS TRUST
SMA RELATIONSHIP TRUST
THE UBS FUNDS
UBS INVESTMENT TRUST
(b) UBS AM (US) is the Registrant’s principal underwriter or placement agent. The directors and certain principal executive officers of UBS AM (US), their principal business addresses, and their positions and offices with UBS AM (US), are identified below along with those directors and officers of UBS AM (US) who also serve as trustees or officers of the Registrant. (While each board director is named below, the list of executive officers has been shortened as the full list would be very long and contain names of persons whose functions are unrelated to the Registrant.)
| Name and Address |
Position(s) Held With Registrant |
Positions and Offices with Underwriter or Dealer | ||
| Michael Belasco* |
None | Board Director, President, Chief Executive Officer, Managing Director, and Head of Americas Wholesale and Wealth Management Client Coverage of UBS AM (US) | ||
| Rose Ann Bubloski*** |
Vice President and Assistant Treasurer | None | ||
| Mark E. Carver* |
President | Executive Director of UBS AM (US) | ||
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| Lisa N. DiPaolo* |
Vice President | None | ||
| Charles W. Grande* |
Vice President | None | ||
| Kathleen Horan*** |
None | Treasurer and Chief Financial Officer of UBS AM (US) | ||
| Joanne M. Kilkeary*** |
Vice President and Treasurer | None | ||
| Leesa Merrill** |
Chief Compliance Officer | Executive Director of UBS AM (US) | ||
| Barry Mullen* |
None | Executive Director and Chief Compliance Officer – Americas of UBS AM (US) | ||
| Stephen Murphy**** |
None | Board Directror of UBS AM (US) | ||
| Ryan Nugent* |
Vice President | None | ||
| Robert Sabatino** |
Vice President | None | ||
| Eric Sanders* |
Vice President and Assistant Secretary | Director (Non-Board), Associate General Counsel and Assistant Secretary of UBS AM (US) | ||
| Philip Stacey** |
Vice President and Assistant Secretary | Managing Director, Head of Legal – UBS AM Americas, and Assistant Secretary of UBS AM (US); Assistant Secretary and Trust Officer of UBS Asset Management Trust Company | ||
| David Walczak** |
Vice President | None | ||
| Keith A. Weller** |
Vice President and Secretary | Executive Director, Deputy General Counsel, Head of Registered Funds Legal, and Assistant Secretary of UBS AM (US) | ||
| Meggan Zabel** |
None | Board Director of UBS AM (US) | ||
* This person’s business address is 787 Seventh Avenue, New York, NY 10019.
** This person’s business address is One North Wacker Drive, Chicago, IL 60606.
*** This person’s business address is 1000 Harbor Boulevard, Weehawken, NJ 07086.
**** This person’s business address is 555 California Street, 36th Floor, San Francisco, CA 94104.
(c) None.
Item 33. Location of Accounts and Records
The books and other documents required (i) by paragraphs (b)(4), (c) and (d) of Rule 31a-1 and (ii) by paragraphs (a)(3), (a)(4), (a)(5), (c) and (e) of Rule 31a-2 under the Investment Company Act of 1940 are maintained in the physical possession of UBS AM, at 787 Seventh Avenue, New York, NY 10019, 1000 Harbor Boulevard, Weehawken, NJ 07086, and One North Wacker Drive, Chicago, IL 60606. Certain information required by Rule 31a-1(b)(1) to be maintained by a money market fund is maintained in the possession of UBS AM, at 787 Seventh Avenue, New York, NY 10019, 1000 Harbor Boulevard, Weehawken, NJ 07086, and One North Wacker Drive, Chicago, IL 60606. All other accounts, books and documents required by Rule 31a-1 are maintained in the physical possession of Registrant’s transfer agent and custodian.
Item 34. Management Services
Not applicable.
Item 35. Undertakings
Not applicable.
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago and State of Illinois, on the 6th day of January, 2025.
| UBS SERIES FUNDS | ||
| By: | /s/ Keith A. Weller | |
| Keith A. Weller | ||
| Vice President and Secretary | ||
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