Form NSAR-A PRUDENTIAL INVESTMENT For: Feb 28
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E-mailPAGE 1 000 A000000 02/28/2017 000 C000000 0000278187 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 Prudential Investment Portfolios, Inc. 15 001 B000000 811-02896 001 C000000 8002251852 002 A000000 655 Broad Street 002 B000000 NEWARK 002 C000000 NJ 002 D010000 07102 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 Prudential High Yield Fund 007 C030100 N 007 C010200 2 007 C020200 Prudential Short Duration High Yield Income 007 C030200 N 008 A00AA01 PGIM INVESTMENTS LLC 008 B00AA01 A 008 C00AA01 801-31104 008 D01AA01 NEWARK 008 D02AA01 NJ 008 D03AA01 07102 008 A00AA02 PGIM, INC. 008 B00AA02 S 008 C00AA02 801-22808 008 D01AA02 NEWARK 008 D02AA02 NJ 008 D03AA02 07102 010 A00AA01 PGIM INVESTMENTS LLC 010 B00AA01 801-31104 010 C01AA01 NEWARK 010 C02AA01 NJ 010 C03AA01 07102 011 A00AA01 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 011 B00AA01 8-36540 011 C01AA01 NEWARK 011 C02AA01 NJ 011 C03AA01 07102 011 C04AA01 4077 PAGE 2 012 A00AA01 PRUDENTIAL MUTUAL FUND SERVICES LLC 012 B00AA01 84-05681 012 C01AA01 PROVIDENCE 012 C02AA01 RI 012 C03AA01 02940 013 A00AA01 KPMG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10154 014 A00AA01 PRUCO SECURITIES LLC 014 B00AA01 8-16402 014 A00AA02 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 014 B00AA02 8-36540 014 A00AA03 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC. 014 B00AA03 8-39058 015 A000101 THE BANK OF NEW YORK MELLON 015 B000101 C 015 C010101 NEW YORK 015 C020101 NY 015 C030101 10286 015 E010101 X 015 A000102 CITIBANK N.A. 015 B000102 S 015 C010102 BUENOS AIRES 015 D010102 ARGENTINA 015 E040102 X 015 A000103 HONGKONG & SHANGHAI BANKING CORP LTD 015 B000103 S 015 C010103 PARRAMATTA 015 D010103 AUSTRALIA 015 E040103 X 015 A000104 EUROCLEAR BANK 015 B000104 S 015 C010104 BRUSSELS 015 D010104 BELGIUM 015 E040104 X 015 A000105 THE BANK OF NEW YORK MELLON SA/NV 015 B000105 S 015 C010105 FRANKFURT 015 D010105 GERMANY 015 E040105 X 015 A000106 THE BANK OF NEW YORK MELLON 015 B000106 S 015 C010106 LONDON 015 D010106 UNITED KINGDOM 015 E040106 X 015 A000201 THE BANK OF NEW YORK MELLON 015 B000201 C 015 C010201 NEW YORK 015 C020201 NY 015 C030201 10286 PAGE 3 015 E010201 X 015 A000202 CITIBANK N.A. 015 B000202 S 015 C010202 BUENOS AIRES 015 D010202 ARGENTINA 015 E040202 X 015 A000203 HONGKONG & SHANGHAI BANKING CORP LTD 015 B000203 S 015 C010203 PARRAMATTA 015 D010203 AUSTRALIA 015 E040203 X 015 A000204 CIBC MELLON TRUST COMPANY 015 B000204 S 015 C010204 TORONTO 015 D010204 CANADA 015 E040204 X 015 A000205 EUROCLEAR BANK 015 B000205 S 015 C010205 BRUSSELS 015 D010205 BELGIUM 015 E040205 X 015 A000206 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B000206 S 015 C010206 PARIS 015 D010206 FRANCE 015 E040206 X 015 A000207 THE BANK OF NEW YORK MELLON SA/NV 015 B000207 S 015 C010207 FRANKFURT 015 D010207 GERMANY 015 E040207 X 015 A000208 THE BANK OF NEW YORK MELLON SA/NV 015 B000208 S 015 C010208 BRUSSELS 015 D010208 BELGIUM 015 E040208 X 015 A000209 DBS BANK LTD 015 B000209 S 015 C010209 SINGAPORE 015 D010209 SINGAPORE 015 E040209 X 015 A000210 THE BANK OF NEW YORK MELLON 015 B000210 S 015 C010210 LONDON 015 D010210 UNITED KINGDOM 015 E040210 X 015 A000211 CITIBANK N.A. 015 B000211 S 015 C010211 SAO PAULO 015 D010211 BRAZIL 015 E040211 X PAGE 4 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 200 019 C00AA00 PRUDENTIAL 020 A000001 JPMORGAN CHASE & CO. 020 B000001 13-2624428 020 C000001 36 021 000000 36 022 A000001 BANC OF AMERICA SECURITIES LLC 022 B000001 56-2058405 022 C000001 372679 022 D000001 103269 022 A000002 CITIGROUP GLOBAL MARKETS, INC. 022 B000002 11-2418191 022 C000002 316143 022 D000002 136146 022 A000003 BARCLAYS CAPITAL, INC. 022 B000003 06-1031656 022 C000003 269558 022 D000003 98094 022 A000004 GOLDMAN SACHS & CO. 022 B000004 13-5108880 022 C000004 240404 022 D000004 104805 022 A000005 CREDIT SUISSE SECURITIES (USA) LLC 022 B000005 13-5659485 022 C000005 277578 022 D000005 55787 022 A000006 JPMORGAN CHASE & CO. 022 B000006 13-2624428 022 C000006 258696 022 D000006 39400 022 A000007 DEUTSCHE BANK SECURITIES, INC. 022 B000007 13-2730828 022 C000007 123994 022 D000007 110713 022 A000008 MORGAN STANLEY & CO. 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G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y PAGE 12 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000100 1724743 071 B000100 955737 071 C000100 5060100 071 D000100 19 071 A000200 895646 071 B000200 699431 071 C000200 2198340 071 D000200 32 072 A000100 6 072 B000100 177731 072 C000100 1437 072 D000100 0 072 E000100 1682 072 F000100 10449 072 G000100 0 072 H000100 0 072 I000100 2652 072 J000100 244 072 K000100 0 072 L000100 129 072 M000100 41 072 N000100 206 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 19 072 S000100 21 072 T000100 3730 072 U000100 0 072 V000100 0 072 W000100 42 072 X000100 17533 072 Y000100 0 072 Z000100 163317 072AA000100 40688 072BB000100 37739 072CC010100 119566 072CC020100 0 072DD010100 45730 PAGE 13 072DD020100 120306 072EE000100 0 072 A000200 6 072 B000200 62565 072 C000200 157 072 D000200 0 072 E000200 488 072 F000200 7808 072 G000200 0 072 H000200 0 072 I000200 882 072 J000200 112 072 K000200 0 072 L000200 70 072 M000200 21 072 N000200 132 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 17 072 S000200 15 072 T000200 2558 072 U000200 0 072 V000200 0 072 W000200 25 072 X000200 11640 072 Y000200 0 072 Z000200 51570 072AA000200 21769 072BB000200 26321 072CC010200 3438 072CC020200 0 072DD010200 16068 072DD020200 49909 072EE000200 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000100 99 074 B000100 0 074 C000100 0 074 D000100 5487443 074 E000100 11483 074 F000100 1465 074 G000100 0 074 H000100 0 PAGE 14 074 I000100 1830816 074 J000100 14490 074 K000100 0 074 L000100 125124 074 M000100 4150 074 N000100 7475070 074 O000100 19542 074 P000100 2519 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 1523104 074 S000100 0 074 T000100 5929905 074 U010100 272389 074 U020100 792022 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 57739 074 Y000100 4020 074 A000200 1113 074 B000200 0 074 C000200 0 074 D000200 2282424 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 308231 074 J000200 6135 074 K000200 0 074 L000200 49343 074 M000200 2806 074 N000200 2650052 074 O000200 42072 074 P000200 1644 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 290810 074 S000200 0 074 T000200 2315526 074 U010200 43010 074 U020200 211600 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 19115 PAGE 15 074 Y000200 1980 075 A000100 0 075 B000100 5330487 075 A000200 0 075 B000200 2256843 076 000100 0.00 076 000200 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 Y 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MELISSA HANOBECK TITLE DIRECTOR
Prudential Investment Portfolios, Inc. 15
Semi-Annual period ended 2/28/2017
File Number 811-02896
SUB-ITEM 77Q1(a)
Material Amendment to the Registrant's Charter or By-laws
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
ARTICLES SUPPLEMENTARY
Prudential Investment Portfolios, Inc. 15, a Maryland
corporation registered under the Investment Company Act of 1940,
as amended, as an open-end management investment company (the
"Corporation"), hereby certifies to the State Department of
Assessments and Taxation of Maryland that:
FIRST: Pursuant to authority expressly vested in the Board
of Directors of the Corporation (the "Board of Directors") by
the charter of the Corporation (the "Charter") and Section 2-208
of the Maryland General Corporation Law, the Board of Directors
has classified and designated:
(a) 100,000,000 authorized but unissued shares of
Prudential Short Duration High Yield Income Fund Class A Common
Stock, 75,000,000 authorized but unissued shares of Prudential
Short Duration High Yield Income Fund Class C Common Stock and
50,000,000 authorized but unissued shares of Prudential Short
Duration High Yield Income Fund Class Q Common Stock as
225,000,000 additional shares of Prudential Short Duration High
Yield Income Fund Class Z Common Stock (the "Class Z Common
Stock");
(b) 75,000,000 authorized but unissued shares of Prudential
High Yield Fund Class A Common Stock (the "High Yield Class A
Common Stock") as 75,000,000 shares of Prudential Short Duration
High Yield Income Fund Class T Common Stock (the "Short Duration
Class T Common Stock");
(c) 25,000,000 authorized but unissued shares of Prudential
High Yield Fund Class B Common Stock as 25,000,000 additional
shares of Prudential High Yield Fund Class C Common Stock (the
"Class C Common Stock"); and
(d) 60,000,000 authorized but unissued shares of the High
Yield Class A Common Stock, 225,000,000 authorized but unissued
shares of Prudential High Yield Fund Class Q Common Stock,
25,000,000 authorized but unissued shares of Prudential High
Yield Fund Class R Common Stock and 440,000,000 authorized but
unissued shares of Prudential High Yield Fund Class Z Common
Stock as 750,000,000 shares of Prudential High Yield Fund Class
T Common Stock (the "High Yield Class T Common Stock," and,
together with the Short Duration Class T Common Stock, the
"Class T Common Stock").
The Class T Common Stock, the Class C Common Stock and the Class
Z Common Stock shall have the preferences, conversion or other
rights, voting powers, restrictions, limitations as to dividends
and other distributions, qualifications or terms or conditions
of redemption of the existing class or new class of the
applicable series of Common Stock as set forth in the Charter.
SECOND: Prior to the classification and designation in
these Articles Supplementary, the total number of shares of all
series and classes of stock which the Corporation had authority
to issue was 6,000,000,000 shares, $0.01 par value per share,
having an aggregate par value of $60,000,000, classified and
designated as follows:
Prudential Short Duration High Yield Income Fund
Class A Common Stock 225,000,000
Class C Common Stock 175,000,000
Class Q Common Stock 200,000,000
Class Z Common Stock 450,000,000
Prudential High Yield Fund
Class A Common Stock 800,000,000
Class B Common Stock 75,000,000
Class C Common Stock 175,000,000
Class Q Common Stock 1,225,000,000
Class R Common Stock 175,000,000
Class Z Common Stock 2,500,000,000
THIRD: As classified and designated hereby, the total
number of shares of all series and classes of stock which the
Corporation has authority to issue is 6,000,000,000 shares,
$0.01 par value per share, having an aggregate par value of
$60,000,000, classified and designated as follows:
Prudential Short Duration High Yield Income Fund
Class A Common Stock 125,000,000
Class C Common Stock 100,000,000
Class Q Common Stock 150,000,000
Class Z Common Stock 675,000,000
Class T Common Stock 75,000,000
Prudential High Yield Fund
Class A Common Stock 665,000,000
Class B Common Stock 50,000,000
Class C Common Stock 200,000,000
Class Q Common Stock 1,000,000,000
Class R Common Stock 150,000,000
Class Z Common Stock 2,060,000,000
Class T Common Stock 750,000,000
FOURTH: These Articles Supplementary have been approved by
the Board of Directors in the manner and by the vote required by
law. These Articles Supplementary do not increase the total
number of authorized shares of stock of the Corporation.
FIFTH: The undersigned officer of the Corporation
acknowledges these Articles Supplementary to be the corporate
act of the Corporation and, as to all matters or facts required
to be verified under oath, the undersigned officer acknowledges
that, to the best of [his or her] knowledge, information and
belief, these matters and facts are true in all material
respects and that this statement is made under the penalties for
perjury.
[SIGNATURES ON FOLLOWING PAGE]
IN WITNESS WHEREOF, Prudential Investment Portfolios,
Inc. 15 has caused these Articles Supplementary to be signed in
its name and on its behalf by its Vice President and witnessed
by its Assistant Secretary on this 9th day of March, 2017.
ATTEST: PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
/s/Jonathan D. Shain____ By:__/s/Scott E. Benjamin_______
Name: Jonathan D. Shain Name: Scott E. Benjamin
Title: Assistant Secretary Title: Vice President
This page being Prudential Short Duration High Yield Income FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 2. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ------------------------$ 0 BB) Realized capital losses -----------------------$ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. " A) 1. Dividends from net investment income $0.2640 " 2. Dividends for a second class of open-end company shares $0.2302, 0.2788, 0.2754 B) Distribution of capital gains ---------------$0.000 C) Other distributions --------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being (Continued from Screen 35) filed for series 0. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased --------------- $ 0 P) Amounts owed to affiliated persons ------------------------- $ 0 Q) Senior long-term debt -------------------------------------- $ 0 R) Other liabilities:1. Reverse repurchase agreements---------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity -----------------------------------------------$ 0 T) Net assets of common shareholders ---------------------------$ 0 U) 1. Number of shares outstanding -----------------------------$ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 " V) 1. Net asset value per share(to nearest cent)$9.09 2. Net asset value per share of a second class of open-end " company shares (to nearest cent) $9.09, 9.10, 9.10 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) -----------------$ 0.0000 X) Total number of shareholder accounts ------------------------$ 0 Y) Total value of assets in segregated accounts ----------------$ 0 SCREEN NUMBER: 36 Because the electronic format for filing Form N-SAR does not provide "adequate space for responding to Items 73A1&2 and 74V1&2 correctly, " the correct answers are as above.
This page being Prudential High Yield Fund FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 1. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 0 AA) Realized capital gains ------------------------$ 0 BB) Realized capital losses -----------------------$ 0 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. " A) 1. Dividends from net investment income $0.1669, 0.1533 " 2. Dividends for a second class of open-end company shares $0.1466, 0.1771, 0.1603, 0.1751 B) Distribution of capital gains ---------------$0.000 C) Other distributions --------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being (Continued from Screen 35) filed for series 0. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased --------------- $ 0 P) Amounts owed to affiliated persons ------------------------- $ 0 Q) Senior long-term debt -------------------------------------- $ 0 R) Other liabilities:1. Reverse repurchase agreements---------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 0 S) Senior equity -----------------------------------------------$ 0 T) Net assets of common shareholders ---------------------------$ 0 U) 1. Number of shares outstanding -----------------------------$ 0 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 0 " V) 1. Net asset value per share(to nearest cent)$5.57, 5.56 2. Net asset value per share of a second class of open-end " company shares (to nearest cent) $5.56, 5.57, 5.56, 5.58 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) -----------------$ 0.0000 X) Total number of shareholder accounts ------------------------$ 0 Y) Total value of assets in segregated accounts ----------------$ 0 SCREEN NUMBER: 36 Because the electronic format for filing Form N-SAR does not provide "adequate space for responding to Items 73A1&2 and 74V1&2 correctly, " the correct answers are as above.
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