Form NPORT-P ETF Managers Trust For: Jun 30

Article Stock Quotes (1)

FREE Breaking News Alerts from StreetInsider.com!

StreetInsider.com Top Tickers, 4/25/2024

1. META
2. CMG
3. LRCX
4. IBM
5. SPY

6. BA
7. HCP
8. SNAP
9. TMUS
10. MSFT

Top News Most Read Special Reports

August 30, 2021 2:52 PM EDT

E-mail


  
    NPORT-P
    false
    
      
      
        
          0001467831
          XXXXXXXX
        
      
      
      
      
        S000051172
        C000161092
      
      
      
    
  
  
    
      ETF Managers Trust
      811-22310
      0001467831
      549300K4RW5UJ3CZL626
      30 Maple Street
      Suite 2
      Summit
      
      07901
      908-897-0513
      ETFMG Alternative Harvest ETF
      S000051172
      5493003O7BRWBH63XT11
      2021-09-30
      2021-06-30
      N
    
    
      2059479528.030000000000
      454138938.850000000000
      1605340589.180000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      0.000000000000
      867694.660000000000
      
        
        
        
        
        
        
        
        
        
        
        
        
        
      
      N
      
        
          
        
        
        
        
      
      
      
      
      
      
    
    
      
        Clever Leaves Holdings Inc
        N/A
        Clever Leaves Holdings Inc
        186760104
        
          
          
        
        1553906.000000000000
        NS
        USD
        15772145.900000000000
        0.9824797309
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Corbus Pharmaceuticals Holding
        529900MX6XCNZC7MM155
        Corbus Pharmaceuticals Holdings Inc
        21833P103
        
          
          
        
        14111782.000000000000
        NS
        USD
        25824561.060000000000
        1.6086655526
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          
        
      
      
        Cronos Group Inc
        549300CWB04E8UOTWX71
        Cronos Group Inc
        22717L101
        
          
          
        
        11978393.000000000000
        NS
        USD
        103014179.800000000000
        6.4169672463
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        ETFMG Sit Ultra Short ETF
        N/A
        ETFMG Sit Ultra Short ETF
        26924G789
        
          
          
        
        1725000
        NS
        USD
        85818750
        5.3458282048
        Long
        EC
        RF
        US
        N
        1
        
          
          N
          N
        
      
      
        First American Government Obli
        549300R5MYM6VZF1RM44
        First American Government Obligations Fund
        31846V336
        
          
          
        
        6258152.340000000000
        NS
        USD
        6258152.340000000000
        0.3898333090
        Long
        STIV
        RF
        US
        N
        1
        
          N
          N
          N
        
      
      
        GrowGeneration Corp
        N/A
        GrowGeneration Corp
        39986L109
        
          
          
        
        3225258.000000000000
        NS
        USD
        155134909.800000000000
        9.6636757860
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        HEXO Corp
        529900NCXLID5EDY2E78
        HEXO Corp
        428304307
        
          
          
        
        13178546.000000000000
        NS
        USD
        76435566.800000000000
        4.7613302321
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Hydrofarm Holdings Group Inc
        5493005Y60YG0W2FYJ83
        Hydrofarm Holdings Group Inc
        44888K209
        
          
          
        
        476428.000000000000
        NS
        USD
        28161659.080000000000
        1.7542482430
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Organigram Holdings Inc
        N/A
        Organigram Holdings Inc
        68620P101
        
          
          
        
        23578871.000000000000
        NS
        USD
        67435571.060000000000
        4.2007018021
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Philip Morris International In
        HL3H1H2BGXWVG3BSWR90
        Philip Morris International Inc
        718172109
        
          
          
        
        476153.000000000000
        NS
        USD
        47191523.830000000000
        2.9396580481
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Schweitzer-Mauduit Internation
        549300Z1FU4IDULG1R21
        Schweitzer-Mauduit International Inc
        808541106
        
          
          
        
        994849.000000000000
        NS
        USD
        40172002.620000000000
        2.5023974906
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Scotts Miracle-Gro Co/The
        2TH9E0JTOUXOEGI2R879
        Scotts Miracle-Gro Co/The
        810186106
        
          
          
        
        203358.000000000000
        NS
        USD
        39028467.360000000000
        2.4311643039
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Tilray Inc
        549300Y4V60733TO1478
        Tilray Inc
        88688T100
        
          
          
        
        8376695.000000000000
        NS
        USD
        151450645.600000000000
        9.4341753159
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Turning Point Brands Inc
        549300IYG00QF0VVP302
        Turning Point Brands Inc
        90041L105
        
          
          
        
        1033814.000000000000
        NS
        USD
        47317666.780000000000
        2.9475157545
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        22nd Century Group Inc
        N/A
        22nd Century Group Inc
        90137F103
        
          
          
        
        12002377.000000000000
        NS
        USD
        55571005.510000000000
        3.4616333683
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          
        
      
      
        Universal Corp/VA
        549300BZXZ66F6DTIF20
        Universal Corp/VA
        913456109
        
          
          
        
        306433.000000000000
        NS
        USD
        17457488.010000000000
        1.0874631918
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Vector Group Ltd
        549300TUIF4WWN6NDN50
        Vector Group Ltd
        92240M108
        
          
          
        
        3368320.000000000000
        NS
        USD
        47628044.800000000000
        2.9668498461
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Village Farms International In
        529900TR69X5FFZ6K955
        Village Farms International Inc
        92707Y108
        
          
          
        
        5887095.000000000000
        NS
        USD
        62991916.500000000000
        3.9238973290
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Zynerba Pharmaceuticals Inc
        549300JLJ5VQU2CN6016
        Zynerba Pharmaceuticals Inc
        98986X109
        
          
          
        
        4566940.000000000000
        NS
        USD
        24159112.600000000000
        1.5049213085
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          
        
      
      
        Mount Vernon Liquid Assets Portfolio, LLC
        N/A
        Mount Vernon Liquid Assets Portfolio, LLC
        000000000
        
          
        
        281548306.380000000000
        NS
        USD
        281548306.380000000000
        17.5382288517
        Long
        STIV
        PF
        US
        N
        N/A
        
          
          N
          N
        
      
      
        Empresas ICA SAB de CV
        N/A
        Empresas ICA SAB de CV
        P37149104
        
          
          
        
        155893.000000000000
        NS
        
        .000000000000
        0.0000000000
        Long
        EC
        CORP
        MX
        N
        3
        
          N
          N
          N
        
      
      
        Auxly Cannabis Group Inc
        549300Y0HPQ6B7DCNG82
        Auxly Cannabis Group Inc
        05335P109
        
          
          
        
        80967198.000000000000
        NS
        
        16982471.350000000000
        1.0578734173
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Green Organic Dutchman Holding
        529900469MHX9DPC1D85
        Green Organic Dutchman Holdings Ltd/The
        393210208
        
          
          
        
        59247446.000000000000
        NS
        
        16489487.630000000000
        1.0271644373
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        MediPharm Labs Corp
        875500SIGS9KXW34K754
        MediPharm Labs Corp
        58504D100
        
          
          
        
        27043877.000000000000
        NS
        
        9817477.130000000000
        0.6115510438
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Charlottes Web Holdings Inc
        5493008O89WUQELR8M88
        Charlottes Web Holdings Inc
        16106R109
        
          
          
        
        10121042.000000000000
        NS
        
        36169906.470000000000
        2.2530986081
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          
        
      
      
        Valens Co Inc/The
        529900SWDZC3XJZO8807
        Valens Co Inc/The
        91914P108
        
          
          
        
        13996676.000000000000
        NS
        
        32857637.270000000000
        2.0467704792
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Swedish Match AB
        529900YVXCGNWAUYZG78
        Swedish Match AB
        W9376L154
        
          
          
        
        1694177.000000000000
        NS
        
        14447253.180000000000
        0.8999494112
        Long
        EC
        CORP
        SE
        N
        1
        
          N
          N
          N
        
      
      
        Jazz Pharmaceuticals PLC
        635400GAUMJCLEZRRV50
        Jazz Pharmaceuticals PLC
        G50871105
        
          
          
        
        260724.000000000000
        NS
        USD
        46315011.360000000000
        2.8850582657
        Long
        EC
        CORP
        IE
        
        N
        1
        
          N
          N
          N
        
      
      
        Altria Group Inc
        XSGZFLO9YTNO9VCQV219
        Altria Group Inc
        02209S103
        
          
          
        
        926768.000000000000
        NS
        USD
        44188298.240000000000
        2.7525808877
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        British American Tobacco PLC
        213800FKA5MF17RJKT63
        British American Tobacco PLC
        G1510J102
        
          
          
        
        1172335.000000000000
        NS
        
        45407284.450000000000
        2.8285140708
        Long
        EC
        CORP
        GB
        N
        1
        
          N
          N
          N
        
      
      
        Arena Pharmaceuticals Inc
        529900CVGQMPJ3A3NI85
        Arena Pharmaceuticals Inc
        040047607
        
          
          
        
        768018.000000000000
        NS
        USD
        52378827.600000000000
        3.2627859753
        Long
        EC
        CORP
        US
        N
        1
        
          N
          N
          N
        
      
      
        Imperial Brands PLC
        549300DFVPOB67JL3A42
        Imperial Brands PLC
        G4720C107
        
          
          
        
        2092045.000000000000
        NS
        
        45058362.240000000000
        2.8067789816
        Long
        EC
        CORP
        GB
        N
        1
        
          N
          N
          N
        
      
      
        Aurora Cannabis Inc
        549300F6VHCLKCUWDT34
        Aurora Cannabis Inc
        05156X884
        
          
          
        
        11741122.000000000000
        NS
        USD
        106139742.880000000000
        6.6116650632
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
      
        Canopy Growth Corp
        529900CSD7NH1UBC9X07
        Canopy Growth Corp
        138035100
        
          
          
        
        5180532.000000000000
        NS
        USD
        125265263.760000000000
        7.8030334874
        Long
        EC
        CORP
        CA
        N
        1
        
          N
          N
          
        
      
    
    
      2021-08-30
      ETF Managers Trust
      /s/ John Flanagan
      John Flanagan
      Chief Financial Officer
    
  
  XXXX

ETFMG Alternative Harvest ETF
Schedule of Investments
June 30, 2021 (Unaudited)
		Shares		Value

COMMON STOCKS - 99.5%
Canada - 51.1%
Food Products - 3.9%
Village Farms International, Inc. (a)(b)(f)		5,887,095	$	62,991,917
Pharmaceuticals - 47.2% (d)
Aurora Cannabis, Inc. (a)(b)(f)		11,741,122		106,139,743
Auxly Cannabis Group, Inc. (a)(b)		80,967,198		16,982,471
Canopy Growth Corp. (a)(b)		5,180,532		125,265,264
Charlottes Web Holdings, Inc. (a)(b)		10,121,042		36,169,906
Clever Leaves Holdings, Inc. (a)(b)(f)		1,553,906		15,772,146
Cronos Group, Inc. (a)(b)		11,978,393		103,014,180
Green Organic Dutchman Holdings, Ltd. (a)(b)		59,247,446		16,489,488
HEXO Corp. (a)(b)(f)		13,178,546		76,435,567
MediPharm Labs Corp. (a)(b)		27,043,877		9,817,477
Organigram Holdings, Inc. (a)(b)(f)		23,578,871		67,435,571
Tilray, Inc. (a)(b)		8,376,695		151,450,645
The Valens Co., Inc. (a)(b)		13,996,676		32,857,637
Total Pharmaceuticals				757,830,095
Total Canada				820,822,012

Ireland - 2.9%
Pharmaceuticals - 2.9% (d)
Jazz Pharmaceuticals PLC (b)		260,724		46,315,011
Total Pharmaceuticals				46,315,011

Mexico - 0.0%
Construction & Engineering - 0.0%
Empresas ICA SAB de CV (b)(c)		155,893		–
Total Construction & Engineering				–

Sweden - 0.9%
Tobacco - 0.9%
Swedish Match AB		1,694,177		14,447,253
Total Tobacco				14,447,253

United Kingdom - 5.6%
Tobacco - 5.6%
British American Tobacco PLC		1,172,335		45,407,284
Imperial Brands PLC		2,092,045		45,058,362
Total Tobacco				90,465,646

United States - 41.5%
Biotechnology - 4.9%
Arena Pharmaceuticals, Inc. (b)		768,018		52,378,828
Corbus Pharmaceuticals Holdings, Inc. (a)(b)(f)		14,111,782		25,824,561
Total Biotechnology				78,203,389
Chemicals - 2.4%
Scotts Miracle-Gro Co.		203,358		39,028,467
Machinery - 1.8%
Hydrofarm Holdings Group, Inc. (b)		476,428		28,161,659
Paper & Forest Products - 2.5%
Schweitzer-Mauduit International, Inc.		994,849		40,172,003
Pharmaceuticals - 9.7% (d)
Zynerba Pharmaceuticals, Inc. (a)(b)(f)		4,566,940		24,159,113
Specialty Retail - 9.7%
GrowGeneration Corp. (b)(f)		3,225,258		155,134,910
Tobacco - 16.2%
22nd Century Group, Inc. (a)(b)(f)		12,002,377		55,571,006
Altria Group, Inc.		926,768		44,188,298
Philip Morris International, Inc.		476,153		47,191,524
Turning Point Brands, Inc. (f)		1,033,814		47,317,667
Universal Corp.		306,433		17,457,488
Vector Group, Ltd.		3,368,320		47,628,045
Total Tobacco				259,354,028
Total United States				624,213,569
TOTAL COMMON STOCKS (Cost $1,460,725,064)				1,596,263,491

INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL - 22.9%
ETFMG Sit Ultra Short ETF (f)		1,725,000		85,818,750
Mount Vernon Liquid Assets Portfolio, LLC., 0.10% (e)		281,548,306		281,548,306
TOTAL INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL (Cost $367,366,904)				367,367,056

SHORT-TERM INVESTMENTS - 0.4%
Money Market Funds - 0.4%
First American Government Obligations Fund - Class X, 0.03% (c)		6,258,152		6,258,152
TOTAL SHORT-TERM INVESTMENTS (Cost $6,258,152)				6,258,152

Total Investments (Cost $1,834,350) - 122.7%				1,969,888,699
Liabilities in Excess of Other Assets - (22.7)%				(364,500,085)
TOTAL NET ASSETS - 100.0%			$	1,605,388,614

Percentages are stated as a percent of net assets.

ADR	American Depositary Receipt
(a)	All or a portion of this security is out on loan as of June 30, 2021.
(b)	Non-income producing security.
(c)	Value determined using significant unobservable inputs. The value of this security totals $0, which represents 0.00% of total net assets. Classified as Level 3 in the fair value hierarchy.
(d)	As of June 30, 2021 the Fund had a significant portion of its assets in the Pharmaceutical Industry.
(e)	The rate quoted is the annualized seven-day yield at June 30, 2021.
(f)	Affiliated security. A schedule of the Fund's investments in securities of affiliated securities held during the nine months ended June 30, 2021 is set forth below.

Issuer Name	Value at September 30, 2020		Purchase		Sales			Net Realized (Losses)			Net Change in Unrealized appreciation (Depreciation)			Value a t June 30, 2021		Dividends		Shares Held A t June 30, 2021
22nd Century Group, Inc.	$	-	$	50,633,535	$	(22,999,810	)	$	7,918,809		$	20,018,472		$	55,571,006	$	-		12,002,377
Aurora Cannabis, Inc.		-		117,036,129		(3,651,717	)		(216,961	)		(7,027,708	)		106,139,743		-		11,741,122
Clever Leaves Holdings, Inc.		-		19,599,610		(502,374	)		(85,327	)		(3,239,763	)		15,772,146		-		1,553,906
Corbus Pharmaceuticals Holdings, Inc.		-		27,187,444		(1,045,724	)		(18,175	)		(298,984	)		25,824,561		-		14,111,782
ETFMG Sit Ultra Short ETF		-		85,818,598		-			-			152			85,818,750		-		1,725,000
GrowGeneration Corp.		-		115,753,468		(4,910,328	)		1,833,644			42,458,126			155,134,910		-		3,225,258
HEXO Corp.		-		69,678,823		(3,196,383	)		1,159,200			8,793,927			76,435,567		-		13,178,546
Organigram Holdings, Inc.		-		50,303,364		(2,461,257	)		770,570			18,822,894			67,435,571		-		23,578,871
Turning Point Brands, Inc.		-		66,662,741		(19,359,285	)		(5,164,941	)		5,179,152			47,317,667		57,083		1,033,814
Village Farms International, Inc.		-		50,295,896		(2,290,942	)		677,393			14,309,570			62,991,917		-		5,887,095
Zynerba Pharmaceuticals, Inc.		-		25,770,429		(984,754	)		(239,403	)		(387,159	)		24,159,113		-		4,566,940
	$	-	$	678,740,037	$	(61,402,574	)	$	6,634,809		$	98,628,679		$	722,600,951	$	57,083		92,604,711

ETF Managers Trust

The following is a summary of significant accounting policies consistently followed by ETFMG Prime Junior Silver Miners ETF (“SILJ), ETFMG Prime Cyber Security ETF (“HACK”), ETFMG Prime Mobile Payments ETF (“IPAY”), ETFMG Sit Ultra Short ETF (“VALT”), ETFMG Travel Tech ETF (“AWAY”), ETFMG Treatments, Testing and Advancements ETF (“GERM”), ETFMG Alternative Harvest U.S. ETF (“MJUS”), ETFMG Alternative Harvest ETF (“MJ”), ETFMG Prime 2x Daily Inverse Junior Silver Miners ETF (“SINV”), ETFMG Prime 2x Daily Junior Silver Miners ETF (“SILX”), ETFMG 2x Daily Travel Tech ETF (“AWYX”), Wedbush ETFMG Video Game Tech ETF (“GAMR”), Wedbush ETFMG Global Cloud Technology ETF (“IVES”), BlueStar Israel Technology ETF (“ITEQ”), Etho Climate Leadership U.S. ETF (“ETHO”) and AI Powered Equity ETF (“AIEQ”) (each a “Fund,” or collectively the “Funds”).

Security Valuation. Securities listed on a securities exchange, market or automated quotation system for which quotations are readily available (except for securities traded on NASDAQ), including securities traded over the counter, are valued at the last quoted sale price on the primary exchange or market (foreign or domestic) on which they are traded on the valuation date (or at approximately 4:00 pm Eastern Time if a security’s primary exchange is normally open at that time), or, if there is no such reported sale on the valuation date, at the most recent quoted bid price. For securities traded on NASDAQ, the NASDAQ Official Closing Price will be used.

Securities for which quotations are not readily available are valued at their respective fair values as determined in good faith by the Board of Trustees (the “Board”). When a security is “fair valued,” consideration is given to the facts and circumstances relevant to the particular situation, including a review of various factors set forth in the pricing procedures adopted by the Funds’ Board. The use of fair value pricing by a Fund may cause the net asset value of its shares to differ significantly from the net asset value that would be calculated without regard to such considerations. As of June 30, 2021, HACK, IPAY, VALT, AWAY, GERM, MJUS, MJ, SINV, SILX, AWYX, GAMR, IVES, ITEQ, and ETHO did not hold any fair valued securities. As of June 30, 2021, AIEQ held one fair valued security and as of June 30, 2021, SILJ held three fair valued securities.

As described above, the Funds utilize various methods to measure the fair value of their investments on a recurring basis. U.S. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of inputs are:

Level 1

Unadjusted quoted prices in active markets for identical assets or liabilities that the Funds have the ability to access.

Level 2

Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3

Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available; representing the Funds’ own assumptions about the assumptions a market participant would use in valuing the asset or liability and would be based on the best information available.

The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3.

The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety, is determined based on the lowest level input that is significant to the fair value measurement in its entirety.

The following is a summary of the inputs used to value the Funds’ investments as of June 30, 2021:

MJ
Assets^	Level 1		Level 2		Level 3		Total
Common Stocks	$	1,596,263,491	$	-	$	-	$	1,596,263,491
Short-Term Investments		6,258,152		-		-		6,258,152
ETFMG Sit Ultra Short ETF**		85,818,750		-		-		85,818,750
Investments Purchased with Securities Lending Collateral*		-		-		-		281,548,306
Total Investments in Securities	$	1,688,340,393	$	-	$	-	$	1,969,888,699

⁽¹⁾ Includes a security valued at $0.
^ See Schedule of Investments for classifications by country and industry
* Certain investments that are measured at fair value used the net asset value per share (or its equivalent) practical expediant have not been
categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value
hierarchy to the amounts presented in the Schedules of Investments.
** Investment was purchased with collateral.
*** Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as swaps. Swaps are reflected as the unrealized appreciation (depreciation) on the instrument.

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

Create E-mail Alert Related Categories

SEC Filings

Sign up for StreetInsider Free!

Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!

Form NPORT-P ETF Managers Trust For: Jun 30

You May Also Be Interested In

Create E-mail Alert Related Categories

Sign up for StreetInsider Free!

Free News Feed