Form N-PX STERLING CAPITAL FUNDS For: Jun 30
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E-mailUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06719
Sterling Capital Funds
(Exact name of registrant as specified in charter)
3605 Glenwood Ave., Suite 100
Raleigh, NC 27612
(Address of principal executive offices) (Zip code)
James T. Gillespie, President
Sterling Capital Funds
3605 Glenwood Ave., Suite 100
Raleigh, NC 27612
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 228-1872
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-06719
Name of Registrant: Sterling Capital Funds
Address of Principal Executive Offices:
3605 Glenwood Avenue
Suite 100
Raleigh, North Carolina 27612
Name and address of agent of service:
James T. Gillespie, President
3605 Glenwood Avenue
Suite 100
Raleigh, North Carolina 27612
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2020 - 06/30/2021
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL CORPORATE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL INTERMEDIATE U.S. GOVERNMENT FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE
FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE
FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL QUALITY INCOME FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL SHORT DURATION BOND FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL DIVERSIFIED INCOME FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL TOTAL RETURN BOND FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL VIRGINIA INTERMEDIATE TAX-FREE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL ULTRA SHORT BOND FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL WEST VIRGINIA INTERMEDIATE TAX-FREE
FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL EQUITY INCOME FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect Robert B. Ford Mgmt For For For
1.5 Elect Michelle A. Mgmt For For For
Kumbier
1.6 Elect Darren W. McDew Mgmt For For For
1.7 Elect Nancy McKinstry Mgmt For For For
1.8 Elect William A. Osborn Mgmt For For For
1.9 Elect Michael F. Roman Mgmt For For For
1.10 Elect Daniel J. Starks Mgmt For For For
1.11 Elect John G. Stratton Mgmt For For For
1.12 Elect Glenn F. Tilton Mgmt For For For
1.13 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement for
Article
Amendments
5 Elimination of Mgmt For For For
Supermajority
Requirement for
Approval of Certain
Extraordinary
Transactions
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Plan to Promote
Racial
Justice
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Gonzalez
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Glenn F. Tilton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Incentive Stock
Program
5 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jaime Ardila Mgmt For For For
2 Elect Herbert Hainer Mgmt For For For
3 Elect Nancy McKinstry Mgmt For For For
4 Elect Beth E. Mooney Mgmt For For For
5 Elect Gilles Pelisson Mgmt For For For
6 Elect Paula A. Price Mgmt For For For
7 Elect Venkata Mgmt For For For
Renduchintala
8 Elect David P. Rowland Mgmt For For For
9 Elect Arun Sarin Mgmt For For For
10 Elect Julie Sweet Mgmt For For For
11 Elect Frank Kui Tang Mgmt For For For
12 Elect Tracey T. Travis Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authorize the Price Mgmt For For For
Range at which the
Company can Re-allot
Treasury
Shares
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect James S. Kahan Mgmt For For For
4 Elect Rafael de la Vega Mgmt For For For
5 Elect Giora Yaron Mgmt For For For
6 Elect Eli Gelman Mgmt For For For
7 Elect Richard T.C. Mgmt For For For
LeFave
8 Elect John A. MacDonald Mgmt For For For
9 Elect Shuky Sheffer Mgmt For For For
10 Elect Yvette Kanouff Mgmt For For For
11 Increase Quarterly Mgmt For For For
Dividend
12 Accounts and Reports Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Anantha P. Mgmt For Against Against
Chandrakasan
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect Laurie H. Mgmt For For For
Glimcher
8 Elect Karen M. Golz Mgmt For For For
9 Elect Mark M. Little Mgmt For For For
10 Elect Kenton J. Mgmt For For For
Sicchitano
11 Elect Susie Wee Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 10/08/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANTM CUSIP 036752103 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Hay III Mgmt For For For
2 Elect Antonio F. Neri Mgmt For For For
3 Elect Ramiro G. Peru Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividends from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditors
6 Ratification of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Michael P. Mgmt For For For
Connors
10 Elect Michael G. Atieh Mgmt For For For
11 Elect Sheila P. Burke Mgmt For For For
12 Elect Mary A. Cirillo Mgmt For For For
13 Elect Robert J. Hugin Mgmt For For For
14 Elect Robert W. Scully Mgmt For For For
15 Elect Eugene B. Mgmt For For For
Shanks,
Jr.
16 Elect Theodore E. Mgmt For For For
Shasta
17 Elect David H. Sidwell Mgmt For For For
18 Elect Olivier Steimer Mgmt For For For
19 Elect Luis Tellez Mgmt For For For
20 Elect Frances F. Mgmt For For For
Townsend
21 Elect Evan G. Mgmt For For For
Greenberg as Board
Chair
22 Elect Michael P. Mgmt For For For
Connors
23 Elect Mary A. Cirillo Mgmt For For For
24 Elect Frances F. Mgmt For For For
Townsend
25 Appointment of Mgmt For For For
Independent
Proxy
26 2016 Long-Term Mgmt For For For
Incentive
Plan
27 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
28 Board Compensation Mgmt For For For
29 Executive Compensation Mgmt For For For
30 Advisory Vote on Mgmt For For For
Executive
Compensation
31 Additional or Amended Mgmt For Against Against
Proposals
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect Mark Garrett Mgmt For For For
5 Elect Kristina M. Mgmt For For For
Johnson
6 Elect Roderick C. Mgmt For For For
McGeary
7 Elect Charles H. Mgmt For For For
Robbins
8 Elect Arun Sarin Mgmt For Abstain Against
9 Elect Brenton L. Mgmt For For For
Saunders
10 Elect Lisa T. Su Mgmt For For For
11 Reincorporation from Mgmt For For For
California to
Delaware
12 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen M. Costello Mgmt For For For
2 Elect Grace E. Dailey Mgmt For For For
3 Elect Barbara J. Desoer Mgmt For For For
4 Elect John C. Dugan Mgmt For For For
5 Elect Jane N. Fraser Mgmt For For For
6 Elect Duncan P. Hennes Mgmt For For For
7 Elect Peter B. Henry Mgmt For For For
8 Elect S. Leslie Ireland Mgmt For For For
9 Elect Lew W. Jacobs, IV Mgmt For For For
10 Elect Renee J. James Mgmt For For For
11 Elect Gary M. Reiner Mgmt For For For
12 Elect Diana L. Taylor Mgmt For For For
13 Elect James S. Turley Mgmt For For For
14 Elect Deborah C. Wright Mgmt For For For
15 Elect Alexander R. Mgmt For For For
Wynaendts
16 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2019 Mgmt For For For
Stock Incentive
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Non-Management
Employee
Representation on the
Board
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald W. Blair Mgmt For For For
2 Elect Leslie A. Brun Mgmt For For For
3 Elect Stephanie A. Mgmt For For For
Burns
4 Elect Richard T. Clark Mgmt For For For
5 Elect Robert F. Mgmt For For For
Cummings,
Jr.
6 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
7 Elect Deborah Ann Mgmt For For For
Henretta
8 Elect Daniel P. Mgmt For For For
Huttenlocher
9 Elect Kurt M. Landgraf Mgmt For For For
10 Elect Kevin J. Martin Mgmt For For For
11 Elect Deborah D. Rieman Mgmt For For For
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Elect Wendell P. Weeks Mgmt For For For
14 Elect Mark S. Wrighton Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Andrea J. Mgmt For For For
Goldsmith
6 Elect Lee W. Hogan Mgmt For For For
7 Elect Tammy K. Jones Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Anthony J. Melone Mgmt For For For
10 Elect W. Benjamin Mgmt For For For
Moreland
11 Elect Kevin A. Stephens Mgmt For For For
12 Elect Matthew Thornton Mgmt For For For
III
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Anne M. Finucane Mgmt For For For
8 Elect Edward J. Ludwig Mgmt For For For
9 Elect Karen S. Lynch Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Millon
11 Elect Mary L. Schapiro Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Elect Tony L. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
DICK'S Sporting Goods, Inc.
Ticker Security ID: Meeting Date Meeting Status
DKS CUSIP 253393102 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Mgmt For For For
Colombo
2 Elect Sandeep Lakhmi Mgmt For For For
Mathrani
3 Elect Desiree Mgmt For For For
Ralls-Morrison
4 Elect Larry D. Stone Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Board Size Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2012 Mgmt For For For
Stock and Incentive
Plan
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Roger C. Mgmt For For For
Hochschild
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David L. Mgmt For For For
Rawlinson
II
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Jennifer L. Wong Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Encompass Health Corporation
Ticker Security ID: Meeting Date Meeting Status
EHC CUSIP 29261A100 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg D. Mgmt For For For
Carmichael
2 Elect John W. Chidsey Mgmt For For For
3 Elect Donald L. Correll Mgmt For For For
4 Elect Yvonne M. Curl Mgmt For For For
5 Elect Charles M. Elson Mgmt For For For
6 Elect Joan E. Herman Mgmt For For For
7 Elect Leo I. Higdon, Mgmt For For For
Jr.
8 Elect Leslye G. Katz Mgmt For For For
9 Elect Patricia A. Mgmt For For For
Maryland
10 Elect John E. Maupin, Mgmt For For For
Jr.
11 Elect Nancy M. Mgmt For For For
Schlichting
12 Elect L. Edward Shaw, Mgmt For For For
Jr.
13 Elect Mark J. Tarr Mgmt For For For
14 Elect Terrance Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Michael T. Kerr Mgmt For For For
7 Elect Julie J. Mgmt For For For
Robertson
8 Elect Donald F. Textor Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2021 Mgmt For For For
Omnibus Equity
Compensation
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect Duncan B. Angove Mgmt For For For
3 Elect William S. Ayer Mgmt For For For
4 Elect Kevin Burke Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Deborah Flint Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Grace D. Lieblein Mgmt For For For
9 Elect Raymond T. Mgmt For For For
Odierno
10 Elect George Paz Mgmt For For For
11 Elect Robin L. Mgmt For For For
Washington
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Hubert Joly Mgmt For For For
8 Elect Mark B. McClellan Mgmt For For For
9 Elect Anne Mulcahy Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Mark A. Mgmt For For For
Weinberger
13 Elect Nadja Y. West Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Williams
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Impact
Audit
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Bonus
Deferral
Policy
________________________________________________________________________________
L3Harris Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHX CUSIP 502431109 04/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sallie B. Bailey Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Mgmt For For For
Corcoran
5 Elect Thomas A. Dattilo Mgmt For For For
6 Elect Roger Fradin Mgmt For For For
7 Elect Lewis Hay III Mgmt For For For
8 Elect Lewis Kramer Mgmt For For For
9 Elect Christopher E. Mgmt For For For
Kubasik
10 Elect Rita S. Lane Mgmt For For For
11 Elect Robert B. Millard Mgmt For For For
12 Elect Lloyd W. Newton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Oscar Fanjul Mgmt For For For
Martin
3 Elect Daniel S. Glaser Mgmt For For For
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Deborah C. Mgmt For For For
Hopkins
6 Elect Tamara Ingram Mgmt For For For
7 Elect Jane H. Lute Mgmt For For For
8 Elect Steven A. Mills Mgmt For For For
9 Elect Bruce P. Nolop Mgmt For For For
10 Elect Marc D. Oken Mgmt For For For
11 Elect Morton O. Mgmt For For For
Schapiro
12 Elect Lloyd M. Yates Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 10/08/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Mgmt For For For
Sullivan
2 Elect Tunc Doluca Mgmt For For For
3 Elect Tracy C. Accardi Mgmt For For For
4 Elect James R. Bergman Mgmt For For For
5 Elect Joseph R. Bronson Mgmt For For For
6 Elect Robert E. Grady Mgmt For For For
7 Elect Mercedes Johnson Mgmt For For For
8 Elect William D. Mgmt For For For
Watkins
9 Elect MaryAnn Wright Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Andrea J. Mgmt For For For
Goldsmith
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Michael O. Mgmt For For For
Leavitt
7 Elect James T. Lenehan Mgmt For For For
8 Elect Kevin E. Lofton Mgmt For For For
9 Elect Geoffrey S. Mgmt For For For
Martha
10 Elect Elizabeth G. Mgmt For For For
Nabel
11 Elect Denise M. O'Leary Mgmt For For For
12 Elect Kendall J. Powell Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Mary Ellen Coe Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Stephen L. Mayo Mgmt For For For
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reid G. Hoffman Mgmt For For For
2 Elect Hugh F. Johnston Mgmt For For For
3 Elect Teri L. Mgmt For For For
List-Stoll
4 Elect Satya Nadella Mgmt For For For
5 Elect Sandra E. Mgmt For For For
Peterson
6 Elect Penny S. Pritzker Mgmt For For For
7 Elect Charles W. Scharf Mgmt For For For
8 Elect Arne M. Sorenson Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Emma N. Walmsley Mgmt For For For
12 Elect Padmasree Warrior Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Motorola Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Q. Brown Mgmt For For For
2 Elect Kenneth D. Denman Mgmt For For For
3 Elect Egon Durban Mgmt For For For
4 Elect Clayton M. Jones Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Gregory K. Mondre Mgmt For For For
7 Elect Joseph M. Tucci Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Walker Mgmt For Against Against
Bynoe
2 Elect Susan Crown Mgmt For For For
3 Elect Dean M. Harrison Mgmt For For For
4 Elect Jay L. Henderson Mgmt For Against Against
5 Elect Marcy S. Klevorn Mgmt For For For
6 Elect Siddharth N. Mgmt For For For
Mehta
7 Elect Michael G. Mgmt For For For
O'Grady
8 Elect Jose Luis Prado Mgmt For For For
9 Elect Thomas E. Mgmt For For For
Richards
10 Elect Martin P. Slark Mgmt For For For
11 Elect David H. B. Mgmt For For For
Smith,
Jr.
12 Elect Donald Thompson Mgmt For For For
13 Elect Charles A. Mgmt For For For
Tribbett
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Segun Agbaje Mgmt For For For
2 Elect Shona L. Brown Mgmt For For For
3 Elect Cesar Conde Mgmt For For For
4 Elect Ian M. Cook Mgmt For For For
5 Elect Dina Dublon Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Ramon L. Laguarta Mgmt For For For
8 Elect Dave Lewis Mgmt For For For
9 Elect David C. Page Mgmt For For For
10 Elect Robert C. Pohlad Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Darren Walker Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
External Public
Health
Costs
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Bushman Mgmt For For For
2 Elect Lisa Davis Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Greenhouse
Gas Reduction
Targets
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Restaurant Brands International Inc.
Ticker Security ID: Meeting Date Meeting Status
QSR CUSIP 76131D103 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexandre Behring Mgmt For Withhold Against
1.2 Elect Joao M. Mgmt For For For
Castro-Neves
1.3 Elect Maximilien de Mgmt For For For
Limburg
Stirum
1.4 Elect Paul J. Fribourg Mgmt For For For
1.5 Elect Neil Golden Mgmt For For For
1.6 Elect Ali Hedayat Mgmt For For For
1.7 Elect Golnar Mgmt For For For
Khosrowshahi
1.8 Elect Marc Lemann Mgmt For For For
1.9 Elect Jason Melbourne Mgmt For For For
1.10 Elect Giovanni John Mgmt For For For
Prato
1.11 Elect Daniel S. Mgmt For For For
Schwartz
1.12 Elect Carlos Alberto Mgmt For For For
Sicupira
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Mgmt For For For
Allison,
Jr.
2 Elect Rosalind G. Mgmt For Abstain Against
Brewer
3 Elect Andrew Campion Mgmt For For For
4 Elect Mary N. Dillon Mgmt For For For
5 Elect Isabel Ge Mahe Mgmt For For For
6 Elect Mellody Hobson Mgmt For For For
7 Elect Kevin R. Johnson Mgmt For For For
8 Elect Jorgen Vig Mgmt For For For
Knudstorp
9 Elect Satya Nadella Mgmt For For For
10 Elect Joshua Cooper Mgmt For For For
Ramo
11 Elect Clara Shih Mgmt For For For
12 Elect Javier G. Teruel Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Marc Bolland Mgmt For For For
3 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
4 Elect Christopher C. Mgmt For For For
Davis
5 Elect Barry Diller Mgmt For For For
6 Elect Helene D. Gayle Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Robert A. Kotick Mgmt For For For
9 Elect Maria Elena Mgmt For For For
Lagomasino
10 Elect James Quincey Mgmt For For For
11 Elect Caroline J. Tsay Mgmt For For For
12 Elect David B. Weinberg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Drew G. Faust Mgmt For For For
3 Elect Mark Flaherty Mgmt For For For
4 Elect Ellen J. Kullman Mgmt For For For
5 Elect Lakshmi N. Mittal Mgmt For For For
6 Elect Adebayo O. Mgmt For For For
Ogunlesi
7 Elect Peter Oppenheimer Mgmt For For For
8 Elect David M. Solomon Mgmt For For For
9 Elect Jan E. Tighe Mgmt For For For
10 Elect Jessica Uhl Mgmt For For For
11 Elect David A. Viniar Mgmt For For For
12 Elect Mark O. Winkelman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Stock Mgmt For For For
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
The Impact of
Mandatory Arbitration
Policies
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Manuel Kadre Mgmt For For For
11 Elect Stephanie C. Mgmt For For For
Linnartz
12 Elect Craig A. Menear Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Prison
Labor
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Les R. Baledge Mgmt For For For
3 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
4 Elect Dean Banks Mgmt For For For
5 Elect Mike D. Beebe Mgmt For For For
6 Elect Maria Claudia Mgmt For For For
Borras
7 Elect David J. Bronczek Mgmt For For For
8 Elect Mikel A. Durham Mgmt For For For
9 Elect Jonathan D. Mgmt For For For
Mariner
10 Elect Kevin M. McNamara Mgmt For For For
11 Elect Cheryl S. Miller Mgmt For For For
12 Elect Jeffrey K. Mgmt For For For
Schomburger
13 Elect Robert Thurber Mgmt For For For
14 Elect Barbara A. Tyson Mgmt For For For
15 Elect Noel White Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol B. Tome Mgmt For For For
2 Elect Rodney C. Adkins Mgmt For For For
3 Elect Eva C. Boratto Mgmt For For For
4 Elect Michael J. Burns Mgmt For For For
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Angela Hwang Mgmt For For For
7 Elect Kate E. Johnson Mgmt For For For
8 Elect William R. Mgmt For For For
Johnson
9 Elect Ann M. Livermore Mgmt For For For
10 Elect Franck J. Moison Mgmt For For For
11 Elect Christiana Smith Mgmt For For For
Shi
12 Elect Russell Stokes Mgmt For For For
13 Elect Kevin M. Warsh Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Compensation
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Plans to Reduce Total
Contribution to
Climate
Change
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
and Inclusion
Report
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Roxanne S. Austin Mgmt For For For
3 Elect Mark T. Bertolini Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Daniel H. Mgmt For For For
Schulman
7 Elect Rodney E. Slater Mgmt For For For
8 Elect Hans Vestberg Mgmt For For For
9 Elect Gregory G. Weaver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL MID VALUE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Air Lease Corporation
Ticker Security ID: Meeting Date Meeting Status
AL CUSIP 00912X302 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Hart Mgmt For For For
2 Elect Cheryl Gordon Mgmt For For For
Krongard
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Susan McCaw Mgmt For For For
5 Elect Robert A. Milton Mgmt For For For
6 Elect John L. Plueger Mgmt For For For
7 Elect Ian M. Saines Mgmt For For For
8 Elect Steven F. Mgmt For For For
Udvar-Hazy
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect George G. Mgmt For For For
Goldfarb
3 Elect James J. Hoolihan Mgmt For For For
4 Elect Heidi E. Mgmt For For For
Jimmerson
5 Elect Madeleine W. Mgmt For For For
Ludlow
6 Elect Susan K. Mgmt For For For
Nestegard
7 Elect Douglas C. Neve Mgmt For For For
8 Elect Barbara A. Nick Mgmt For For For
9 Elect Bethany M. Owen Mgmt For For For
10 Elect Robert P. Powers Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ASGN Incorporated
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 00191U102 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Dyer Mgmt For For For
2 Elect Mariel A. Joliet Mgmt For For For
3 Elect Marty R. Kittrell Mgmt For For For
4 Elect Carol Lindstrom Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axalta Coating Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
AXTA CUSIP G0750C108 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert W. Bryant Mgmt For For For
1.2 Elect Steven M. Chapman Mgmt For For For
1.3 Elect William M. Cook Mgmt For For For
1.4 Elect Mark Garrett Mgmt For For For
1.5 Elect Deborah J. Mgmt For For For
Kissire
1.6 Elect Elizabeth C. Mgmt For For For
Lempres
1.7 Elect Robert M. Mgmt For For For
McLaughlin
1.8 Elect Rakesh Sachdev Mgmt For For For
1.9 Elect Samuel L. Smolik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CarMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMX CUSIP 143130102 06/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect Sona Chawla Mgmt For For For
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Robert J. Hombach Mgmt For For For
7 Elect David W. Mgmt For For For
McCreight
8 Elect William D. Nash Mgmt For For For
9 Elect Mark F. O'Neil Mgmt For For For
10 Elect Pietro Satriano Mgmt For For For
11 Elect Marcella Shinder Mgmt For For For
12 Elect Mitchell D. Mgmt For For For
Steenrod
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Reginald H. Mgmt For For For
Gilyard
4 Elect Shira D. Goodman Mgmt For For For
5 Elect Christopher T. Mgmt For For For
Jenny
6 Elect Gerardo I. Lopez Mgmt For For For
7 Elect Oscar Munoz Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Sanjiv Yajnik Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jessica L. Blume Mgmt For For For
2 Elect Frederick H. Mgmt For For For
Eppinger
3 Elect David L. Steward Mgmt For For For
4 Elect William L. Mgmt For For For
Trubeck
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
8 Elimination of Mgmt For For For
Supermajority
Requirements
9 Shareholder Proposal ShrHoldr For For For
Regarding Board
Declassification
________________________________________________________________________________
CNX Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 12653C108 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Palmer Mgmt For For For
Clarkson
2 Elect Nicholas J. Mgmt For For For
Deluliis
3 Elect Maureen Mgmt For For For
Lally-Green
4 Elect Bernard Lanigan, Mgmt For For For
Jr.
5 Elect Ian McGuire Mgmt For For For
6 Elect William N. Mgmt For For For
Thorndike,
Jr.
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kwaku Temeng Mgmt For For For
2 Elect Lawrence Bruno Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Cancellation of Mgmt For For For
Repurchased
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Remuneration Report Mgmt For For For
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kwaku Temeng Mgmt For For For
2 Elect Lawrence Bruno Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Cancellation of Mgmt For For For
Repurchased
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Remuneration Report Mgmt For For For
________________________________________________________________________________
Corteva, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTVA CUSIP 22052L104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect James C. Collins Mgmt For For For
Jr.
3 Elect Klaus Engel Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Janet P. Mgmt For For For
Giesselman
6 Elect Karen H. Grimes Mgmt For For For
7 Elect Michael O. Mgmt For For For
Johanns
8 Elect Rebecca B. Mgmt For For For
Liebert
9 Elect Marcos Marinho Mgmt For For For
Lutz
10 Elect Nayaki R. Nayyar Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Kerry J. Preete Mgmt For For For
13 Elect Patrick J. Ward Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cracker Barrel Old Country Store Inc
Ticker Security ID: Meeting Date Meeting Status
CBRL CUSIP 22410J106 11/19/2020 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas H. Barr Mgmt For For For
1.2 Elect Carl T. Berquist Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For For For
1.4 Elect Meg G. Crofton Mgmt For For For
1.5 Elect Gilbert R. Davila Mgmt For For For
1.6 Elect Norman E. Johnson Mgmt For For For
1.7 Elect William W. Mgmt For For For
McCarten
1.8 Elect Coleman H. Mgmt For For For
Peterson
1.9 Elect Gisel Ruiz Mgmt For For For
1.10 Elect Andrea M. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cracker Barrel Old Country Store, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRL CUSIP 22410J106 11/19/2020 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond P. ShrHoldr N/A TNA N/A
Barbrick (Dissident
Nominee)
1.2 Elect Thomas H. Barr ShrHoldr N/A TNA N/A
1.3 Elect Carl T. Berquist ShrHoldr N/A TNA N/A
1.4 Elect Sandra B. Cochran ShrHoldr N/A TNA N/A
1.5 Elect Meg G. Crofton ShrHoldr N/A TNA N/A
1.6 Elect Gilbert R. Davila ShrHoldr N/A TNA N/A
1.7 Elect William W. ShrHoldr N/A TNA N/A
McCarten
1.8 Elect Coleman H. ShrHoldr N/A TNA N/A
Peterson
1.9 Elect Gisel Ruiz ShrHoldr N/A TNA N/A
1.10 Elect Andrea M. Weiss ShrHoldr N/A TNA N/A
2 Advisory Vote on ShrHoldr N/A TNA N/A
Executive
Compensation
3 Approval of the 2020 ShrHoldr N/A TNA N/A
Omnibus Incentive
Plan
4 Ratification of Auditor ShrHoldr N/A TNA N/A
________________________________________________________________________________
Crown Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Conway Mgmt For For For
1.2 Elect Timothy J. Mgmt For For For
Donahue
1.3 Elect Richard H. Fearon Mgmt For For For
1.4 Elect Andrea Funk Mgmt For For For
1.5 Elect Stephen J. Hagge Mgmt For For For
1.6 Elect Rose Lee Mgmt For For For
1.7 Elect James H. Miller Mgmt For For For
1.8 Elect Josef M. Muller Mgmt For For For
1.9 Elect B. Craig Owens Mgmt For For For
1.10 Elect Caesar F. Mgmt For For For
Sweitzer
1.11 Elect Jim L. Turner Mgmt For For For
1.12 Elect William S. Urkiel Mgmt For For For
1.13 Elect Dwayne A. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony J. Bates Mgmt For For For
2 Elect Adriane M. Brown Mgmt For For For
3 Elect Diana Farrell Mgmt For For For
4 Elect Logan D. Green Mgmt For For For
5 Elect Bonnie S. Hammer Mgmt For For For
6 Elect E. Carol Hayles Mgmt For For For
7 Elect Jamie Iannone Mgmt For For For
8 Elect Kathleen C. Mitic Mgmt For For For
9 Elect Matthew J. Murphy Mgmt For For For
10 Elect Paul S. Pressler Mgmt For For For
11 Elect Mohak Shroff Mgmt For For For
12 Elect Robert H. Swan Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Executive
Compensation
Program
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Enstar Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESGR CUSIP G3075P101 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Susan L. Cross Mgmt For For For
3 Elect Hans-Peter Mgmt For For For
Gerhardt
4 Elect Dominic F. Mgmt For For For
Silvester
5 Elect Poul A. Winslow Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Euronet Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEFT CUSIP 298736109 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul S. Althasen Mgmt For Withhold Against
1.2 Elect Thomas A. Mgmt For For For
McDonnell
1.3 Elect Michael N. Mgmt For For For
Frumkin
2 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
GCI Liberty Inc
Ticker Security ID: Meeting Date Meeting Status
GLIBA CUSIP 36164V305 12/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liberty Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Brown Mgmt For For For
1.2 Elect Steve Downing Mgmt For For For
1.3 Elect Gary Goode Mgmt For For For
1.4 Elect James Hollars Mgmt For For For
1.5 Elect Richard O. Schaum Mgmt For For For
1.6 Elect Kathleen Starkoff Mgmt For For For
1.7 Elect Brian C. Walker Mgmt For For For
1.8 Elect James Wallace Mgmt For For For
1.9 Elect Ling Zang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HCA Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Frist Mgmt For For For
III
2 Elect Samuel N. Hazen Mgmt For For For
3 Elect Meg G. Crofton Mgmt For For For
4 Elect Robert J. Dennis Mgmt For For For
5 Elect Nancy-Ann DeParle Mgmt For For For
6 Elect William R. Frist Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Michael W. Mgmt For For For
Michelson
9 Elect Wayne J. Riley Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Impact of
Quality Metrics on
Executive
Compensation
________________________________________________________________________________
Hilton Worldwide Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HLT CUSIP 43300A203 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Nassetta
2 Elect Jonathan D. Gray Mgmt For For For
3 Elect Charlene T. Mgmt For For For
Begley
4 Elect Chris Carr Mgmt For For For
5 Elect Melanie L. Healey Mgmt For For For
6 Elect Raymond E. Mgmt For For For
Mabus,
Jr.
7 Elect Judith A. McHale Mgmt For For For
8 Elect John G. Schreiber Mgmt For For For
9 Elect Elizabeth A. Mgmt For For For
Smith
10 Elect Douglas M. Mgmt For For For
Steenland
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Jacobs Engineering Group Inc.
Ticker Security ID: Meeting Date Meeting Status
J CUSIP 469814107 01/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Mgmt For For For
Demetriou
2 Elect Christopher M.T. Mgmt For For For
Thompson
3 Elect Vincent K. Brooks Mgmt For For For
4 Elect Robert C. Mgmt For For For
Davidson,
Jr.
5 Elect Ralph E. Eberhart Mgmt For For For
6 Elect Manny Fernandez Mgmt For For For
7 Elect Georgette D. Mgmt For For For
Kiser
8 Elect Linda Fayne Mgmt For For For
Levinson
9 Elect Barbara L. Mgmt For For For
Loughran
10 Elect Robert A. Mgmt For For For
McNamara
11 Elect Peter J. Mgmt For For For
Robertson
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jefferies Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JEF CUSIP 47233W109 03/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Barry J. Alperin Mgmt For For For
3 Elect Robert D. Beyer Mgmt For For For
4 Elect Francisco L. Mgmt For For For
Borges
5 Elect Brian P. Friedman Mgmt For For For
6 Elect MaryAnne Mgmt For For For
Gilmartin
7 Elect Richard B. Mgmt For For For
Handler
8 Elect Jacob M. Katz Mgmt For For For
9 Elect Michael T. O'Kane Mgmt For For For
10 Elect Joseph S. Mgmt For For For
Steinberg
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the Equity Mgmt For For For
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Mgmt For For For
Anderson
2 Elect Jean-Luc Mgmt For For For
Belingard
3 Elect Jeffrey A. Davis Mgmt For For For
4 Elect D. Gary Gilliland Mgmt For For For
5 Elect Garheng Kong Mgmt For For For
6 Elect Peter M. Neupert Mgmt For For For
7 Elect Richelle P. Mgmt For For For
Parham
8 Elect Adam H. Schechter Mgmt For For For
9 Elect Kathryn E. Wengel Mgmt For For For
10 Elect R. Sanders Mgmt For For For
Williams
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deirdre P. Mgmt For For For
Connelly
2 Elect William H. Mgmt For For For
Cunningham
3 Elect Reginald E. Davis Mgmt For For For
4 Elect Dennis R. Glass Mgmt For For For
5 Elect George W. Mgmt For For For
Henderson,
III
6 Elect Eric G. Johnson Mgmt For For For
7 Elect Gary C. Kelly Mgmt For For For
8 Elect M. Leanne Lachman Mgmt For For For
9 Elect Michael F. Mee Mgmt For For For
10 Elect Patrick S. Mgmt For For For
Pittard
11 Elect Lynn M. Utter Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Lumen Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LUMN CUSIP 550241103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Quincy L. Allen Mgmt For For For
2 Elect Martha Helena Mgmt For For For
Bejar
3 Elect Peter C. Brown Mgmt For For For
4 Elect Kevin P. Chilton Mgmt For For For
5 Elect Steven T. Clontz Mgmt For For For
6 Elect T. Michael Glenn Mgmt For For For
7 Elect W. Bruce Hanks Mgmt For For For
8 Elect Hal S. Jones Mgmt For For For
9 Elect Michael J. Mgmt For For For
Roberts
10 Elect Laurie A. Siegel Mgmt For For For
11 Elect Jeffrey K. Storey Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 Renewal of NOL Rights Mgmt For For For
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Angela Mgmt For For For
Bontempo
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect Calvin G. Mgmt For For For
Butler,
Jr.
1.4 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.5 Elect Gary N. Geisel Mgmt For For For
1.6 Elect Leslie Godridge Mgmt For For For
1.7 Elect Richard S. Gold Mgmt For For For
1.8 Elect Richard A. Grossi Mgmt For For For
1.9 Elect Rene F. Jones Mgmt For For For
1.10 Elect Richard Ledgett Mgmt For For For
1.11 Elect Newton P.S. Mgmt For For For
Merrill
1.12 Elect Kevin J. Pearson Mgmt For For For
1.13 Elect Melinda R. Rich Mgmt For For For
1.14 Elect Robert E. Mgmt For For For
Sadler,
Jr.
1.15 Elect Denis J. Salamone Mgmt For For For
1.16 Elect John R. Scannell Mgmt For Withhold Against
1.17 Elect David S. Mgmt For For For
Scharfstein
1.18 Elect Rudina Seseri Mgmt For For For
1.19 Elect Herbert L. Mgmt For For For
Washington
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 05/25/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Preferred Mgmt For For For
Stock
2 People's United Mgmt For For For
Transaction
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Markel Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark M. Besca Mgmt For For For
2 Elect K. Bruce Connell Mgmt For For For
3 Elect Thomas S. Gayner Mgmt For For For
4 Elect Greta J. Harris Mgmt For For For
5 Elect Diane Leopold Mgmt For For For
6 Elect Lemuel E. Lewis Mgmt For For For
7 Elect Anthony F. Markel Mgmt For For For
8 Elect Steven A. Markel Mgmt For For For
9 Elect Harold L. Mgmt For For For
Morrison,
Jr.
10 Elect Michael O'Reilly Mgmt For For For
11 Elect A. Lynne Puckett Mgmt For For For
12 Elect Richard R. Mgmt For For For
Whitt,
III
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominic J. Caruso Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Maria Martinez Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For Against Against
10 Elect Brian S. Tyler Mgmt For For For
11 Elect Kenneth E. Mgmt For For For
Washington
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
Mohawk Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce C. Mgmt For For For
Bruckmann
2 Elect John M. Engquist Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NCR Corporation
Ticker Security ID: Meeting Date Meeting Status
NCR CUSIP 62886E108 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Begor Mgmt For For For
2 Elect Gregory R. Blank Mgmt For For For
3 Elect Catherine L. Mgmt For For For
Burke
4 Elect Deborah A. Mgmt For For For
Farrington
5 Elect Michael D. Mgmt For For For
Hayford
6 Elect Georgette D. Mgmt For For For
Kiser
7 Elect Kirk T. Larsen Mgmt For For For
8 Elect Frank R. Martire Mgmt For For For
9 Elect Martin Mucci Mgmt For For For
10 Elect Matthew A. Mgmt For For For
Thompson
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
News Corp
Ticker Security ID: Meeting Date Meeting Status
NWS CUSIP 65249B208 11/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K. Rupert Murdoch Mgmt For For For
2 Elect Lachlan K. Mgmt For For For
Murdoch
3 Elect Robert J. Thomson Mgmt For For For
4 Elect Kelly A. Ayotte Mgmt For For For
5 Elect Jose Maria Aznar Mgmt For For For
6 Elect Natalie Bancroft Mgmt For For For
7 Elect Peter L. Barnes Mgmt For For For
8 Elect Ana Paula Pessoa Mgmt For For For
9 Elect Masroor T. Mgmt For For For
Siddiqui
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney Brown Mgmt For For For
2 Elect Jack Davis Mgmt For For For
3 Elect Kirby Dyess Mgmt For For For
4 Elect Mark Ganz Mgmt For For For
5 Elect Marie Oh Huber Mgmt For For For
6 Elect Kathryn Jackson Mgmt For For For
7 Elect Michael Lewis Mgmt For For For
8 Elect Michael Millegan Mgmt For For For
9 Elect Neil Nelson Mgmt For For For
10 Elect Lee Pelton Mgmt For For For
11 Elect Maria Pope Mgmt For For For
12 Elect James Torgerson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prestige Consumer Healthcare Inc.
Ticker Security ID: Meeting Date Meeting Status
PBH CUSIP 74112D101 08/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald M. Mgmt For For For
Lombardi
1.2 Elect John E. Byom Mgmt For For For
1.3 Elect Gary E. Costley Mgmt For For For
1.4 Elect Christopher J. Mgmt For For For
Coughlin
1.5 Elect Sheila A. Hopkins Mgmt For For For
1.6 Elect James M. Jenness Mgmt For For For
1.7 Elect Natale S. Mgmt For For For
Ricciardi
1.8 Elect Dawn M. Zier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Sensata Technologies Holding Plc
Ticker Security ID: Meeting Date Meeting Status
ST CUSIP G8060N102 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Teich Mgmt For For For
2 Elect Jeffrey J. Cote Mgmt For For For
3 Elect John P. Absmeier Mgmt For For For
4 Elect Daniel L. Black Mgmt For For For
5 Elect Lorraine A. Mgmt For For For
Bolsinger
6 Elect James E. Mgmt For For For
Heppelmann
7 Elect Charles W. Peffer Mgmt For For For
8 Elect Constance E. Mgmt For For For
Skidmore
9 Elect Steven A. Mgmt For For For
Sonnenberg
10 Elect Martha N. Mgmt For For For
Sullivan
11 Elect Stephen M. Zide Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Appointment of UK Mgmt For For For
Auditor
17 Authority to Set UK Mgmt For For For
Auditor's
Fees
18 Accounts and Reports Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Allot Mgmt For For For
Shares Under Equity
Incentive
Plans
22 Authority to Allot Mgmt For For For
Shares w/o Preemptive
Rights Under Equity
Incentive
Plans
________________________________________________________________________________
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul G. Child Mgmt For For For
2 Elect Mary Carter Mgmt For For For
Warren
Franke
3 Elect Marianne M. Keler Mgmt For For For
4 Elect Mark L. Lavelle Mgmt For For For
5 Elect Ted Manvitz Mgmt For For For
6 Elect Jim Matheson Mgmt For For For
7 Elect Frank C. Puleo Mgmt For For For
8 Elect Vivian C. Mgmt For For For
Schneck-Last
9 Elect William N. Mgmt For For For
Shiebler
10 Elect Robert S. Strong Mgmt For For For
11 Elect Jonathan W. Mgmt For For For
Witter
12 Elect Kirsten O. Mgmt For For For
Wolberg
13 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
South State Corporation
Ticker Security ID: Meeting Date Meeting Status
SSB CUSIP 840441109 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John C. Corbett Mgmt For For For
2 Elect Jean E. Davis Mgmt For For For
3 Elect Martin B. Davis Mgmt For For For
4 Elect Robert H. Mgmt For For For
Demere,
Jr.
5 Elect Cynthia A. Mgmt For For For
Hartley
6 Elect Robert R. Hill, Mgmt For For For
Jr.
7 Elect John H. Holcomb, Mgmt For Abstain Against
III
8 Elect Robert R. Horger Mgmt For For For
9 Elect Charles W. Mgmt For For For
McPherson
10 Elect G. Ruffner Page, Mgmt For For For
Jr.
11 Elect Ernest S. Pinner Mgmt For For For
12 Elect John C. Pollok Mgmt For For For
13 Elect William K. Pou, Mgmt For For For
Jr.
14 Elect David G. Salyers Mgmt For For For
15 Elect Joshua A. Snively Mgmt For For For
16 Elect Kevin P. Walker Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spectrum Brands Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPB CUSIP 84790A105 07/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth C. Mgmt For For For
Ambrecht
2 Elect Hugh R. Rovit Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Approval of the 2020 Mgmt For For For
Omnibus Equity
Plan
________________________________________________________________________________
Synchrony Financial
Ticker Security ID: Meeting Date Meeting Status
SYF CUSIP 87165B103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret M. Keane Mgmt For For For
2 Elect Fernando Aguirre Mgmt For For For
3 Elect Paget L. Alves Mgmt For For For
4 Elect Arthur W. Mgmt For For For
Coviello,
Jr.
5 Elect Brian Doubles Mgmt For For For
6 Elect William W. Mgmt For For For
Graylin
7 Elect Roy A. Guthrie Mgmt For For For
8 Elect Jeffrey G. Naylor Mgmt For For For
9 Elect Bill Parker Mgmt For For For
10 Elect Laurel J. Richie Mgmt For For For
11 Elect Olympia J. Snowe Mgmt For For For
12 Elect Ellen M. Zane Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trinity Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRN CUSIP 896522109 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William P. Mgmt For For For
Ainsworth
1.2 Elect Brandon B. Boze Mgmt For For For
1.3 Elect John J. Diez Mgmt For For For
1.4 Elect Leldon E. Echols Mgmt For For For
1.5 Elect Tyrone M. Jordan Mgmt For For For
1.6 Elect S. Todd Maclin Mgmt For For For
1.7 Elect E. Jean Savage Mgmt For For For
1.8 Elect Dunia A. Shive Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Michael J. Mgmt For For For
Farrell
4 Elect Robert A. Mgmt For For For
Hagemann
5 Elect Bryan C. Hanson Mgmt For For For
6 Elect Arthur J. Higgins Mgmt For For For
7 Elect Maria Teresa Mgmt For For For
Hilado
8 Elect Syed Jafry Mgmt For For For
9 Elect Sreelakshmi Kolli Mgmt For For For
10 Elect Michael W. Mgmt For For For
Michelson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
14 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
15 Amendment to the Mgmt For For For
Directors' Deferred
Compensation
Plan
16 Permit Shareholders to Mgmt For For For
Call a Special
Meeting
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Gonzalez
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Glenn F. Tilton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Incentive Stock
Program
5 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/11/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 AstraZeneca Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Alliance Data Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
ADS CUSIP 018581108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph J. Andretta Mgmt For For For
2 Elect Roger H. Ballou Mgmt For For For
3 Elect John C. Mgmt For For For
Gerspach,
Jr.
4 Elect Karin J. Mgmt For For For
Kimbrough
5 Elect Rajesh Natarajan Mgmt For For For
6 Elect Timothy J. Mgmt For For For
Theriault
7 Elect Laurie A. Tucker Mgmt For For For
8 Elect Sharen J. Turney Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Altice USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATUS CUSIP 02156K103 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Drahi Mgmt For For For
2 Elect Gerrit Jan Bakker Mgmt For For For
3 Elect Manon Brouliette Mgmt For Abstain Against
4 Elect David Drahi Mgmt For Against Against
5 Elect Dexter Goei Mgmt For For For
6 Elect Mark Mullen Mgmt For For For
7 Elect Dennis Okhuijsen Mgmt For For For
8 Elect Charles Stewart Mgmt For For For
9 Elect Raymond Svider Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Casteen Mgmt For For For
III
2 Elect Dinyar S. Devitre Mgmt For For For
3 Elect William F. Mgmt For For For
Gifford
4 Elect Debra J. Mgmt For For For
Kelly-Ennis
5 Elect W. Leo Kiely III Mgmt For For For
6 Elect Kathryn B. Mgmt For For For
McQuade
7 Elect George Munoz Mgmt For For For
8 Elect Mark E. Newman Mgmt For For For
9 Elect Nabil Y. Sakkab Mgmt For For For
10 Elect Virginia E. Mgmt For For For
Shanks
11 Elect Ellen R. Mgmt For For For
Strahlman
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Underage Tobacco
Prevention and
Marketing
Practices
15 Shareholder Report ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Cole Mgmt For For For
2 Elect W. Don Cornwell Mgmt For For For
3 Elect Brian Duperreault Mgmt For For For
4 Elect John Fitzpatrick Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For Against Against
Lynch
7 Elect Linda A. Mills Mgmt For For For
8 Elect Thomas F. Motamed Mgmt For For For
9 Elect Peter R. Porrino Mgmt For For For
10 Elect Amy Schioldager Mgmt For For For
11 Elect Douglas M. Mgmt For For For
Steenland
12 Elect Therese M. Mgmt For For For
Vaughan
13 Elect Peter S. Zaffino Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANTM CUSIP 036752103 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Hay III Mgmt For For For
2 Elect Antonio F. Neri Mgmt For For For
3 Elect Ramiro G. Peru Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rani Borkar Mgmt For For For
2 Elect Judy Bruner Mgmt For For For
3 Elect Eric Chen Mgmt For For For
4 Elect Aart J. de Geus Mgmt For For For
5 Elect Gary E. Dickerson Mgmt For For For
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Yvonne McGill Mgmt For For For
10 Elect Scott A. McGregor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive
Plan
14 Approval of the Mgmt For For For
Employees Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Executive
Compensation
Program
________________________________________________________________________________
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry W. Perry Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect Steven H. Gunby Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect M. Frances Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Laurel J. Mgmt For For For
Krzeminksi
1.9 Elect Michael J. Long Mgmt For For For
1.10 Elect Stephen C. Mgmt For For For
Patrick
1.11 Elect Gerry P. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank OZK
Ticker Security ID: Meeting Date Meeting Status
OZK CUSIP 06417N103 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas Brown Mgmt For For For
2 Elect Paula H.J. Mgmt For For For
Cholmondeley
3 Elect Beverly Cole Mgmt For For For
4 Elect Robert East Mgmt For For For
5 Elect Kathleen Franklin Mgmt For For For
6 Elect Catherine B. Mgmt For For For
Freedberg
7 Elect Jeffrey Gearhart Mgmt For For For
8 Elect George Gleason Mgmt For For For
9 Elect Peter Kenny Mgmt For For For
10 Elect William A. Mgmt For For For
Koefoed,
Jr.
11 Elect Christopher Mgmt For For For
Orndorff
12 Elect Steven Sadoff Mgmt For For For
13 Elect Ross Whipple Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Michael W. Bonney Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Julia A. Haller Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Derica W. Rice Mgmt For For For
7 Elect Theodore R. Mgmt For For For
Samuels,
II
8 Elect Gerald Storch Mgmt For For For
9 Elect Karen H. Vousden Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Broadcom Inc.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP 11135F101 04/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Diane M. Bryant Mgmt For For For
2 Elect Gayla J. Delly Mgmt For For For
3 Elect Raul J. Fernandez Mgmt For For For
4 Elect Eddy W. Mgmt For For For
Hartenstein
5 Elect Check Kian Low Mgmt For For For
6 Elect Justine F. Page Mgmt For For For
7 Elect Dr. Henry S. Mgmt For For For
Samueli
8 Elect Hock E. Tan Mgmt For For For
9 Elect Harry L. You Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect Ime Archibong Mgmt For For For
3 Elect Ann Fritz Hackett Mgmt For For For
4 Elect Peter Thomas Mgmt For For For
Killalea
5 Elect Eli Leenaars Mgmt For For For
6 Elect Francois Mgmt For For For
Locoh-Donou
7 Elect Peter E. Raskind Mgmt For For For
8 Elect Eileen Serra Mgmt For For For
9 Elect Mayo A. Shattuck Mgmt For For For
III
10 Elect Bradford H. Mgmt For For For
Warner
11 Elect Catherine G. West Mgmt For For For
12 Elect Craig Anthony Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2004 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Carrier Global Corporation
Ticker Security ID: Meeting Date Meeting Status
CARR CUSIP 14448C104 04/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John V. Faraci Mgmt For For For
2 Elect Jean-Pierre Mgmt For For For
Garnier
3 Elect David Gitlin Mgmt For For For
4 Elect John J. Greisch Mgmt For For For
5 Elect Charles M. Mgmt For For For
Holley,
Jr.
6 Elect Michael M. Mgmt For For For
McNamara
7 Elect Michael A. Todman Mgmt For For For
8 Elect Virginia M. Mgmt For For For
Wilson
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125523100 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Eric J. Foss Mgmt For For For
4 Elect Elder Granger Mgmt For For For
5 Elect Isaiah Harris, Mgmt For For For
Jr.
6 Elect George Kurian Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
Mazzarella
8 Elect Mark B. McClellan Mgmt For For For
9 Elect John M. Partridge Mgmt For For For
10 Elect Kimberly A. Ross Mgmt For For For
11 Elect Eric C. Wiseman Mgmt For For For
12 Elect Donna F. Zarcone Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen Hogenson Mgmt For For For
2 Elect Lisa A. Stewart Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen M. Costello Mgmt For For For
2 Elect Grace E. Dailey Mgmt For For For
3 Elect Barbara J. Desoer Mgmt For For For
4 Elect John C. Dugan Mgmt For For For
5 Elect Jane N. Fraser Mgmt For For For
6 Elect Duncan P. Hennes Mgmt For For For
7 Elect Peter B. Henry Mgmt For For For
8 Elect S. Leslie Ireland Mgmt For For For
9 Elect Lew W. Jacobs, IV Mgmt For For For
10 Elect Renee J. James Mgmt For For For
11 Elect Gary M. Reiner Mgmt For For For
12 Elect Diana L. Taylor Mgmt For For For
13 Elect James S. Turley Mgmt For For For
14 Elect Deborah C. Wright Mgmt For For For
15 Elect Alexander R. Mgmt For For For
Wynaendts
16 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2019 Mgmt For For For
Stock Incentive
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Non-Management
Employee
Representation on the
Board
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Citizens Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFG CUSIP 174610105 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce Van Saun Mgmt For For For
2 Elect Lee Alexander Mgmt For For For
3 Elect Christine M. Mgmt For For For
Cumming
4 Elect William P. Mgmt For For For
Hankowsky
5 Elect Leo I. Higdon, Mgmt For For For
Jr.
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect Charles J. Koch Mgmt For For For
8 Elect Robert G. Leary Mgmt For For For
9 Elect Terrance J. Mgmt For For For
Lillis
10 Elect Shivan S. Mgmt For For For
Subramaniam
11 Elect Christopher J. Mgmt For For For
Swift
12 Elect Wendy A. Watson Mgmt For For For
13 Elect Marita Zuraitis Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Vinita K. Bali Mgmt For For For
3 Elect Maureen Mgmt For For For
Breakiron-Evans
4 Elect Archana Deskus Mgmt For For For
5 Elect John M. Dineen Mgmt For For For
6 Elect Brian Humphries Mgmt For For For
7 Elect Leo S. Mackay, Mgmt For For For
Jr.
8 Elect Michael Mgmt For For For
Patsalos-Fox
9 Elect Joseph M. Velli Mgmt For For For
10 Elect Sandra S. Mgmt For For For
Wijnberg
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Comerica Incorporated
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340107 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Mgmt For For For
Collins
2 Elect Roger A. Cregg Mgmt For For For
3 Elect T. Kevin DeNicola Mgmt For For For
4 Elect Curtis C. Farmer Mgmt For For For
5 Elect Jacqueline P. Mgmt For For For
Kane
6 Elect Richard G. Mgmt For For For
Lindner
7 Elect Barbara R. Smith Mgmt For For For
8 Elect Robert S. Taubman Mgmt For For For
9 Elect Reginald M. Mgmt For For For
Turner,
Jr.
10 Elect Nina G. Vaca Mgmt For For For
11 Elect Michael G. Van Mgmt For For For
de
Ven
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
15 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect Thomas P. Bostick Mgmt For For For
3 Elect James M. Foote Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Paul C. Hilal Mgmt For For For
6 Elect David M. Moffett Mgmt For For For
7 Elect Linda H. Riefler Mgmt For For For
8 Elect Suzanne M. Mgmt For For For
Vautrinot
9 Elect James L. Mgmt For For For
Wainscott
10 Elect J. Steven Whisler Mgmt For For For
11 Elect John J. Zillmer Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Thomas Mgmt For For For
Linebarger
2 Elect Robert J. Mgmt For For For
Bernhard
3 Elect Franklin R. Mgmt For For For
Chang
Diaz
4 Elect Bruno V. Di Leo Mgmt For For For
Allen
5 Elect Stephen B. Dobbs Mgmt For For For
6 Elect Carla A. Harris Mgmt For For For
7 Elect Robert K. Herdman Mgmt For For For
8 Elect Alexis M. Herman Mgmt For For For
9 Elect Thomas J. Lynch Mgmt For For For
10 Elect William I. Miller Mgmt For For For
11 Elect Georgia R. Nelson Mgmt For For For
12 Elect Kimberly A. Mgmt For For For
Nelson
13 Elect Karen H. Quintos Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Professional Services
Allowance
________________________________________________________________________________
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUSIP 23331A109 01/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald R. Horton Mgmt For For For
2 Elect Barbara K. Allen Mgmt For For For
3 Elect Bradley S. Mgmt For For For
Anderson
4 Elect Michael R. Mgmt For For For
Buchanan
5 Elect Michael W. Hewatt Mgmt For For For
6 Elect Maribess L. Mgmt For For For
Miller
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela M. Arway Mgmt For For For
2 Elect Charles G. Berg Mgmt For For For
3 Elect Barbara J. Desoer Mgmt For For For
4 Elect Paul J. Diaz Mgmt For For For
5 Elect Shawn Guertin Mgmt For Abstain Against
6 Elect John M. Nehra Mgmt For For For
7 Elect Paula A. Price Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Phyllis R. Yale Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamra A. Erwin Mgmt For For For
2 Elect Alan C. Heuberger Mgmt For For For
3 Elect Charles O. Mgmt For For For
Holliday,
Jr.
4 Elect Dipak C. Jain Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Clayton M. Jones Mgmt For For For
7 Elect John C. May Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dell Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24703L202 06/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dell Mgmt For Withhold Against
1.2 Elect David W. Dorman Mgmt For For For
1.3 Elect Egon Durban Mgmt For For For
1.4 Elect William D. Green Mgmt For For For
1.5 Elect Simon Patterson Mgmt For For For
1.6 Elect Lynn M. Vojvodich Mgmt For For For
1.7 Elect Ellen J. Kullman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
DISH Network Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen Q. Mgmt For For For
Abernathy
1.2 Elect George R. Brokaw Mgmt For For For
1.3 Elect James DeFranco Mgmt For For For
1.4 Elect Cantey M. Ergen Mgmt For For For
1.5 Elect Charles W. Ergen Mgmt For For For
1.6 Elect Afshin Mohebbi Mgmt For For For
1.7 Elect Tom A. Ortolf Mgmt For For For
1.8 Elect Joseph T. Mgmt For For For
Proietti
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2001 Mgmt For For For
Non-Employee Director
Stock Option
Plan
________________________________________________________________________________
Dow Inc.
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260557103 04/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Wesley G. Bush Mgmt For For For
4 Elect Richard K. Davis Mgmt For For For
5 Elect Debra L. Dial Mgmt For For For
6 Elect Jeff M. Fettig Mgmt For For For
7 Elect Jim Fitterling Mgmt For For For
8 Elect Jacqueline C. Mgmt For For For
Hinman
9 Elect Luis A. Moreno Mgmt For For For
10 Elect Jill S. Wyant Mgmt For For For
11 Elect Daniel W. Mgmt For For For
Yohannes
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2019 Mgmt For For For
Stock Incentive
Plan
14 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Annette K. Mgmt For For For
Clayton
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Robert M. Davis Mgmt For For For
1.5 Elect Caroline D. Dorsa Mgmt For For For
1.6 Elect W. Roy Dunbar Mgmt For For For
1.7 Elect Nicholas C. Mgmt For For For
Fanandakis
1.8 Elect Lynn J. Good Mgmt For For For
1.9 Elect John T. Herron Mgmt For For For
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Michael J. Mgmt For For For
Pacilio
1.12 Elect Thomas E. Skains Mgmt For For For
1.13 Elect William E. Mgmt For For For
Webster,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
DXC Technology Company
Ticker Security ID: Meeting Date Meeting Status
DXC CUSIP 23355L106 08/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mukesh Aghi Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect David A. Barnes Mgmt For For For
4 Elect Raul J. Fernandez Mgmt For For For
5 Elect David L. Herzog Mgmt For For For
6 Elect Mary L. Krakauer Mgmt For For For
7 Elect Ian C. Read Mgmt For For For
8 Elect Michael J. Mgmt For For For
Salvino
9 Elect Manoj P. Singh Mgmt For For For
10 Elect Robert F. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
14 Amendment to the 2017 Mgmt For For For
Non-Employee Director
Incentive
Plan
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Olivier Leonetti Mgmt For For For
4 Elect Deborah L. McCoy Mgmt For For For
5 Elect Silvio Napoli Mgmt For For For
6 Elect Gregory R. Page Mgmt For For For
7 Elect Sandra Pianalto Mgmt For For For
8 Elect Lori J. Ryerkerk Mgmt For For For
9 Elect Gerald B. Smith Mgmt For For For
10 Elect Dorothy C. Mgmt For For For
Thompson
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 08/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For For For
4 Elect Lawrence F. Mgmt For For For
Probst
III
5 Elect Talbott Roche Mgmt For For For
6 Elect Richard A. Mgmt For For For
Simonson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Heidi J. Mgmt For For For
Ueberroth
9 Elect Andrew Wilson Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Blinn Mgmt For For For
1.2 Elect Arthur F. Golden Mgmt For For For
1.3 Elect Candace Kendle Mgmt For For For
1.4 Elect James S. Turley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Michael T. Kerr Mgmt For For For
7 Elect Julie J. Mgmt For For For
Robertson
8 Elect Donald F. Textor Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2021 Mgmt For For For
Omnibus Equity
Compensation
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 07/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Common
Stock
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect Laurie Brlas Mgmt For For For
4 Elect Marjorie Rodgers Mgmt For For For
Cheshire
5 Elect Christopher M. Mgmt For For For
Crane
6 Elect Yves C. de Mgmt For For For
Balmann
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect John M. Mgmt For For For
Richardson
11 Elect Mayo A. Shattuck Mgmt For For For
III
12 Elect John F. Young Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Child Labor
Linked to Electric
Vehicles
________________________________________________________________________________
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kimberly A. Mgmt For For For
Casiano
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Alexandra Ford Mgmt For For For
English
4 Elect James D Farley, Mgmt For For For
Jr.
5 Elect Henry Ford III Mgmt For For For
6 Elect William Clay Mgmt For For For
Ford,
Jr.
7 Elect William W. Mgmt For For For
Helman
IV
8 Elect Jon M. Huntsman, Mgmt For For For
Jr.
9 Elect William E. Mgmt For For For
Kennard
10 Elect Beth E. Mooney Mgmt For For For
11 Elect John L. Thornton Mgmt For For For
12 Elect John B. Veihmeyer Mgmt For For For
13 Elect Lynn M. Vojvodich Mgmt For For For
14 Elect John S. Weinberg Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Richard C. Mgmt For For For
Adkerson
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Lydia H. Kennard Mgmt For Against Against
5 Elect Dustan E. McCoy Mgmt For For For
6 Elect John J. Stephens Mgmt For For For
7 Elect Frances F. Mgmt For For For
Townsend
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kerry Clark Mgmt For For For
2 Elect David M. Cordani Mgmt For For For
3 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
4 Elect Jeffrey L. Mgmt For For For
Harmening
5 Elect Maria G. Henry Mgmt For For For
6 Elect Jo Ann Jenkins Mgmt For For For
7 Elect Elizabeth C. Mgmt For For For
Lempres
8 Elect Diane L. Neal Mgmt For For For
9 Elect Stephen A. Odland Mgmt For For For
10 Elect Maria A. Sastre Mgmt For For For
11 Elect Eric D. Sprunk Mgmt For For For
12 Elect Jorge A. Uribe Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
General Motors Company
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary T. Barra Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Linda R. Gooden Mgmt For For For
4 Elect Joseph Jimenez Mgmt For For For
5 Elect Jane L. Mendillo Mgmt For For For
6 Elect Judith A. Miscik Mgmt For For For
7 Elect Patricia F. Russo Mgmt For For For
8 Elect Thomas M. Schoewe Mgmt For For For
9 Elect Carol M. Mgmt For For For
Stephenson
10 Elect Mark A. Tatum Mgmt For For For
11 Elect Devin N. Wenig Mgmt For For For
12 Elect Margaret C. Mgmt For For For
Whitman
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Net Zero
Company Benchmark
Executive
Remuneration
Indicator
________________________________________________________________________________
Graham Holdings Company
Ticker Security ID: Meeting Date Meeting Status
GHC CUSIP 384637104 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tony Allen Mgmt For For For
1.2 Elect Christopher C. Mgmt For For For
Davis
1.3 Elect Anne Mulcahy Mgmt For For For
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect M. Katherine Mgmt For For For
Banks
4 Elect Alan M. Bennett Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Robert A. Malone Mgmt For For For
9 Elect Jeffrey A. Miller Mgmt For For For
10 Elect Bhavesh V. Patel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive
Plan
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
HCA Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Frist Mgmt For For For
III
2 Elect Samuel N. Hazen Mgmt For For For
3 Elect Meg G. Crofton Mgmt For For For
4 Elect Robert J. Dennis Mgmt For For For
5 Elect Nancy-Ann DeParle Mgmt For For For
6 Elect William R. Frist Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Michael W. Mgmt For For For
Michelson
9 Elect Wayne J. Riley Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Impact of
Quality Metrics on
Executive
Compensation
________________________________________________________________________________
Herbalife Nutrition Ltd.
Ticker Security ID: Meeting Date Meeting Status
HLF CUSIP G4412G101 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Agwunobi Mgmt For For For
2 Elect Richard H. Mgmt For For For
Carmona
3 Elect Kevin M. Jones Mgmt For For For
4 Elect Sophie L'Helias Mgmt For For For
5 Elect Alan LeFevre Mgmt For For For
6 Elect Juan Miguel Mgmt For For For
Mendoza
7 Elect Donal L. Mulligan Mgmt For For For
8 Elect Maria Otero Mgmt For For For
9 Elect John Tartol Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HP Inc.
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 40434L105 04/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aida M. Alvarez Mgmt For For For
2 Elect Shumeet Banerji Mgmt For For For
3 Elect Robert R. Bennett Mgmt For For For
4 Elect Charles V. Bergh Mgmt For For For
5 Elect Stacy Mgmt For For For
Brown-Philpot
6 Elect Stephanie A. Mgmt For For For
Burns
7 Elect Mary Anne Citrino Mgmt For For For
8 Elect Richard L. Mgmt For For For
Clemmer
9 Elect Enrique Lores Mgmt For For For
10 Elect Judith A. Miscik Mgmt For For For
11 Elect Subra Suresh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 03/25/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizabeth A. Mgmt For For For
Ardisana
1.2 Elect Alanna Y. Cotton Mgmt For For For
1.3 Elect Ann B. Crane Mgmt For For For
1.4 Elect Robert S. Cubbin Mgmt For For For
1.5 Elect Steven G. Elliott Mgmt For For For
1.6 Elect Gina D. France Mgmt For For For
1.7 Elect J. Michael Mgmt For For For
Hochschwender
1.8 Elect John Chris Inglis Mgmt For For For
1.9 Elect Katherine M.A. Mgmt For For For
Kline
1.10 Elect Richard W. Neu Mgmt For For For
1.11 Elect Kenneth J. Phelan Mgmt For For For
1.12 Elect David L. Porteous Mgmt For For For
1.13 Elect Stephen D. Mgmt For For For
Steinour
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect Stephen B. Burke Mgmt For For For
3 Elect Todd A. Combs Mgmt For For For
4 Elect James S. Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Mellody Hobson Mgmt For For For
8 Elect Michael A. Neal Mgmt For For For
9 Elect Phebe N. Mgmt For For For
Novakovic
10 Elect Virginia M. Mgmt For For For
Rometty
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia S. Mgmt For For For
Bellinger
2 Elect Donna A. James Mgmt For For For
3 Elect Francis A. Hondal Mgmt For For For
4 Elect Danielle Lee Mgmt For For For
5 Elect Andrew Meslow Mgmt For For For
6 Elect Michael G. Morris Mgmt For For For
7 Elect Sarah E. Nash Mgmt For Against Against
8 Elect Robert Mgmt For For For
Schottenstein
9 Elect Anne Sheehan Mgmt For For For
10 Elect Stephen D. Mgmt For For For
Steinour
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Lam Research Corp.
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail U. Ahmed Mgmt For For For
1.2 Elect Timothy M. Archer Mgmt For For For
1.3 Elect Eric K. Brandt Mgmt For For For
1.4 Elect Michael R. Cannon Mgmt For For For
1.5 Elect Catherine P. Lego Mgmt For For For
1.6 Elect Bethany J. Mayer Mgmt For For For
1.7 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.8 Elect Lih-Shyng (Rick Mgmt For For For
L.)
Tsai
1.9 Elect Leslie F. Varon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ann-Kristin Mgmt For For For
Achleitner
1.2 Elect Andrew M. Alper Mgmt For For For
1.3 Elect Ashish Bhutani Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2018 Mgmt For Against Against
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Richard Beckwitt Mgmt For For For
3 Elect Steven L. Gerard Mgmt For Against Against
4 Elect Theron I. Gilliam Mgmt For Against Against
5 Elect Sherrill W. Mgmt For Against Against
Hudson
6 Elect Jonathan M. Jaffe Mgmt For For For
7 Elect Sidney Lapidus Mgmt For For For
8 Elect Teri P. McClure Mgmt For Against Against
9 Elect Stuart A. Miller Mgmt For For For
10 Elect Armando J. Mgmt For For For
Olivera
11 Elect Jeffrey Mgmt For For For
Sonnenfeld
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David H. Mgmt For For For
Batchelder
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For For For
1.5 Elect Laurie Z. Douglas Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Dreiling
1.7 Elect Marvin R. Ellison Mgmt For For For
1.8 Elect Daniel J. Mgmt For For For
Heinrich
1.9 Elect Brian C. Rogers Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Mary Beth West Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Lumen Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LUMN CUSIP 550241103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Quincy L. Allen Mgmt For For For
2 Elect Martha Helena Mgmt For For For
Bejar
3 Elect Peter C. Brown Mgmt For For For
4 Elect Kevin P. Chilton Mgmt For For For
5 Elect Steven T. Clontz Mgmt For For For
6 Elect T. Michael Glenn Mgmt For For For
7 Elect W. Bruce Hanks Mgmt For For For
8 Elect Hal S. Jones Mgmt For For For
9 Elect Michael J. Mgmt For For For
Roberts
10 Elect Laurie A. Siegel Mgmt For For For
11 Elect Jeffrey K. Storey Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 Renewal of NOL Rights Mgmt For For For
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacques Aigrain Mgmt For For For
2 Elect Lincoln Benet Mgmt For For For
3 Elect Jagjeet S. Bindra Mgmt For For For
4 Elect Robin Buchanan Mgmt For For For
5 Elect Anthony R. Chase Mgmt For For For
6 Elect Stephen F. Cooper Mgmt For For For
7 Elect Nance K. Dicciani Mgmt For For For
8 Elect Robert W. Dudley Mgmt For For For
9 Elect Claire S. Farley Mgmt For For For
10 Elect Michael S. Hanley Mgmt For For For
11 Elect Albert Manifold Mgmt For For For
12 Elect Bhavesh V. Patel Mgmt For For For
13 Ratification of Board Mgmt For For For
Acts
14 Accounts and Reports Mgmt For For For
15 Appointment of Dutch Mgmt For For For
Statutory
Auditor
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Authority to Mgmt For For For
Repurchase
Shares
19 Cancellation of Shares Mgmt For For For
20 Amendment to the Long Mgmt For For For
Term Incentive
Plan
21 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominic J. Caruso Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Maria Martinez Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For Against Against
10 Elect Brian S. Tyler Mgmt For For For
11 Elect Kenneth E. Mgmt For For For
Washington
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas S. Everist Mgmt For For For
2 Elect Karen B. Fagg Mgmt For For For
3 Elect David L. Goodin Mgmt For For For
4 Elect Dennis W. Johnson Mgmt For For For
5 Elect Patricia L. Moss Mgmt For For For
6 Elect Dale S. Rosenthal Mgmt For For For
7 Elect Edward A. Ryan Mgmt For For For
8 Elect David Sparby Mgmt For For For
9 Elect Chenxi Wang Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Mgmt For For For
Gutierrez
3 Elect Gerald L. Hassell Mgmt For For For
4 Elect David L. Herzog Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect William E. Mgmt For For For
Kennard
8 Elect Michel A. Khalaf Mgmt For For For
9 Elect Catherine R. Mgmt For For For
Kinney
10 Elect Diana L. McKenzie Mgmt For For For
11 Elect Denise M. Mgmt For For For
Morrison
12 Elect Mark A. Mgmt For For For
Weinberger
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Moderna, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRNA CUSIP 60770K107 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Langer Mgmt For For For
1.2 Elect Elizabeth G. Mgmt For For For
Nabel
1.3 Elect Elizabeth E. Mgmt For For For
Tallett
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Corley Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Hironori Kamezawa Mgmt For For For
8 Elect Shelley B. Mgmt For For For
Leibowitz
9 Elect Stephen J. Luczo Mgmt For For For
10 Elect Judith A. Miscik Mgmt For For For
11 Elect Dennis M. Nally Mgmt For For For
12 Elect Mary L. Schapiro Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Amendment to the Mgmt For For For
Equity Incentive
Compensation
Plan
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Anderson Mgmt For For For
1.2 Elect David P. Bauer Mgmt For For For
1.3 Elect Barbara M. Mgmt For For For
Baumann
1.4 Elect Rebecca Ranich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nexstar Media Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXST CUSIP 65336K103 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Perry A. Sook Mgmt For For For
1.2 Elect Geoff Armstrong Mgmt For For For
1.3 Elect Jay M. Grossman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Matthew Carter, Mgmt For For For
Jr.
4 Elect Lawrence S. Coben Mgmt For For For
5 Elect Heather Cox Mgmt For For For
6 Elect Elizabeth B. Mgmt For For For
Donohue
7 Elect Mauricio Mgmt For For For
Gutierrez
8 Elect Paul W. Hobby Mgmt For For For
9 Elect Alexandra Pruner Mgmt For For For
10 Elect Anne C. Mgmt For For For
Schaumburg
11 Elect Thomas H. Mgmt For For For
Weidemeyer
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nu Skin Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emma S. Battle Mgmt For For For
2 Elect Daniel W. Mgmt For For For
Campbell
3 Elect Andrew D. Lipman Mgmt For For For
4 Elect Steven J. Lund Mgmt For For For
5 Elect Laura Nathanson Mgmt For For For
6 Elect Ryan S. Napierski Mgmt For For For
7 Elect Thomas R. Pisano Mgmt For For For
8 Elect Zheqing (Simon) Mgmt For For For
Shen
9 Elect Edwina D. Mgmt For For For
Woodbury
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kapila K. Anand Mgmt For For For
1.2 Elect Craig R. Callen Mgmt For For For
1.3 Elect Barbara B. Hill Mgmt For For For
1.4 Elect Kevin J. Jacobs Mgmt For For For
1.5 Elect Edward Lowenthal Mgmt For For For
1.6 Elect C. Taylor Pickett Mgmt For For For
1.7 Elect Stephen D. Plavin Mgmt For For For
1.8 Elect Burke W. Whitman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa Green Hall Mgmt For For For
1.2 Elect Matthew R. Mgmt For Withhold Against
Michelini
1.3 Elect Douglas H. Mgmt For For For
Shulman
2 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oracle Corp.
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Safra A. Catz Mgmt For For For
1.4 Elect Bruce R. Chizen Mgmt For For For
1.5 Elect George H. Mgmt For Withhold Against
Conrades
1.6 Elect Lawrence J. Mgmt For For For
Ellison
1.7 Elect Rona Fairhead Mgmt For For For
1.8 Elect Jeffrey O. Henley Mgmt For For For
1.9 Elect Renee J. James Mgmt For For For
1.10 Elect Charles W. Mgmt For Withhold Against
Moorman
IV
1.11 Elect Leon E. Panetta Mgmt For Withhold Against
1.12 Elect William G. Mgmt For For For
Parrett
1.13 Elect Naomi O. Seligman Mgmt For Withhold Against
1.14 Elect Vishal Sikka Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender and
Ethnicity Pay Equity
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.R. Alameddine Mgmt For For For
2 Elect Edison C. Mgmt For For For
Buchanan
3 Elect Matthew Gallagher Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Phoebe A. Wood Mgmt For For For
12 Elect Michael D. Mgmt For For For
Wortley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven A. Davis Mgmt For For For
2 Elect Michael W. Lamach Mgmt For For For
3 Elect Michael T. Nally Mgmt For For For
4 Elect Guillermo Novo Mgmt For For For
5 Elect Martin H. Mgmt For For For
Richenhagen
6 Elect Catherine R. Mgmt For For For
Smith
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect J. Phillip Mgmt For For For
Holloman
8 Elect Ryan R. Marshall Mgmt For For For
9 Elect John R. Peshkin Mgmt For For For
10 Elect Scott F. Powers Mgmt For For For
11 Elect Lila Snyder Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sylvia Acevedo Mgmt For For For
2 Elect Mark Fields Mgmt For For For
3 Elect Jeffrey W. Mgmt For For For
Henderson
4 Elect Gregory N. Mgmt For For For
Johnson
5 Elect Ann M. Livermore Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Mark D. Mgmt For For For
McLaughlin
8 Elect Jamie S. Miller Mgmt For For For
9 Elect Steven M. Mgmt For For For
Mollenkopf
10 Elect Clark T. Randt, Mgmt For For For
Jr.
11 Elect Irene B. Mgmt For For For
Rosenfeld
12 Elect Neil Smit Mgmt For For For
13 Elect Jean-Pascal Mgmt For For For
Tricoire
14 Elect Anthony J. Mgmt For For For
Vinciquerra
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Earl C. Austin, Mgmt For For For
Jr.
2 Elect Doyle N. Beneby Mgmt For For For
3 Elect Vincent D. Foster Mgmt For For For
4 Elect Bernard Fried Mgmt For For For
5 Elect Worthing F. Mgmt For For For
Jackman
6 Elect David M. Mgmt For For For
McClanahan
7 Elect Margaret B. Mgmt For For For
Shannon
8 Elect Pat Wood, III Mgmt For For For
9 Elect Martha B. Wyrsch Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quest Diagnostics Incorporated
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky B. Gregg Mgmt For For For
2 Elect Wright L. Mgmt For For For
Lassiter
III
3 Elect Timothy L. Main Mgmt For For For
4 Elect Denise M. Mgmt For For For
Morrison
5 Elect Gary M. Pfeiffer Mgmt For For For
6 Elect Timothy M. Ring Mgmt For For For
7 Elect Stephen H. Mgmt For For For
Rusckowski
8 Elect Helen I. Torley Mgmt For For For
9 Elect Gail R. Wilensky Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick de la Mgmt For For For
Chevardiere
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect Olivier Le Peuch Mgmt For For For
4 Elect Tatiana A. Mgmt For For For
Mitrova
5 Elect Maria Mor?us Mgmt For For For
Hanssen
6 Elect Mark G. Papa Mgmt For For For
7 Elect Henri Seydoux Mgmt For For For
8 Elect Jeffrey W. Sheets Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Accounts and Reports; Mgmt For For For
Approval of
Dividend
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Service Corporation International
Ticker Security ID: Meeting Date Meeting Status
SCI CUSIP 817565104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan R. Mgmt For Withhold Against
Buckwalter,
III
1.2 Elect Anthony L. Coelho Mgmt For For For
1.3 Elect Jakki L. Haussler Mgmt For For For
1.4 Elect Victor L. Lund Mgmt For For For
1.5 Elect Clifton H. Mgmt For For For
Morris,
Jr.
1.6 Elect Ellen Ochoa Mgmt For For For
1.7 Elect Thomas L. Ryan Mgmt For For For
1.8 Elect Sara Martinez Mgmt For For For
Tucker
1.9 Elect W. Blair Waltrip Mgmt For For For
1.10 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glyn F. Aeppel Mgmt For For For
2 Elect Larry C. Mgmt For For For
Glasscock
3 Elect Karen N. Horn Mgmt For For For
4 Elect Allan B. Hubbard Mgmt For For For
5 Elect Reuben S. Mgmt For For For
Leibowitz
6 Elect Gary M. Rodkin Mgmt For For For
7 Elect Stefan M. Selig Mgmt For For For
8 Elect Daniel C. Smith Mgmt For For For
9 Elect J. Albert Smith, Mgmt For For For
Jr.
10 Elect Marta R. Stewart Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Betsy S. Atkins Mgmt For For For
3 Elect Edwin T. Burton Mgmt For For For
III
4 Elect Lauren B. Dillard Mgmt For For For
5 Elect Stephen L. Green Mgmt For For For
6 Elect Craig M. Hatkoff Mgmt For For For
7 Elect Marc Holliday Mgmt For For For
8 Elect John S. Levy Mgmt For For For
9 Elect Andrew W. Mathias Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Vicente Mgmt For For For
Artiztegui
Andreve
1.4 Elect Enrique Castillo Mgmt For For For
Sanchez
Mejorada
1.5 Elect Leonardo Mgmt For For For
Contreras Lerdo de
Tejada
1.6 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.7 Elect Rafael Mac Mgmt For For For
Gregor
Anciola
1.8 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.9 Elect Gilberto Mgmt For For For
Perezalonso
Cifuentes
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin M. Murai Mgmt For For For
1.2 Elect Dwight A. Mgmt For For For
Steffensen
1.3 Elect Dennis Polk Mgmt For For For
1.4 Elect Fred A. Mgmt For For For
Breidenbach
1.5 Elect Laurie Simon Mgmt For For For
Hodrick
1.6 Elect LEE Hau Leung Mgmt For For For
1.7 Elect MIAU Matthew Mgmt For Withhold Against
Feng-Chiang
1.8 Elect Ann Vezina Mgmt For For For
1.9 Elect Thomas Wurster Mgmt For For For
1.10 Elect Duane E. Zitzner Mgmt For For For
1.11 Elect Andrea M. Mgmt For For For
Zulberti
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C501 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tim E. Bentsen Mgmt For For For
2 Elect Kevin S. Blair Mgmt For For For
3 Elect F. Dixon Brooke Mgmt For For For
Jr.
4 Elect Stephen T. Butler Mgmt For For For
5 Elect Elizabeth W. Camp Mgmt For For For
6 Elect Pedro Cherry Mgmt For For For
7 Elect Diana M. Murphy Mgmt For For For
8 Elect Harris Pastides Mgmt For For For
9 Elect Joseph J. Mgmt For For For
Prochaska,
Jr.
10 Elect John L. Mgmt For For For
Stallworth
11 Elect Kessel D. Mgmt For For For
Stelling
12 Elect Barry L. Storey Mgmt For For For
13 Elect Teresa White Mgmt For For For
14 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
15 Approval of the 2021 Mgmt For For For
Director Stock
Purchase
Plan
16 Approval of the 2021 Mgmt For For For
Omnibus
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Freeman A. Mgmt For For For
Hrabowski
III
5 Elect Robert F. Mgmt For For For
MacLellan
6 Elect Olympia J. Snowe Mgmt For For For
7 Elect Robert J. Stevens Mgmt For For For
8 Elect William J. Mgmt For For For
Stromberg
9 Elect Richard R. Verma Mgmt For For For
10 Elect Sandra S. Mgmt For For For
Wijnberg
11 Elect Alan D. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Proxy Voting
Practices
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect George S. Barrett Mgmt For For For
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Robert L. Edwards Mgmt For For For
5 Elect Melanie L. Healey Mgmt For For For
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Christine A. Mgmt For For For
Leahy
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Mary E. Minnick Mgmt For For For
10 Elect Derica W. Rice Mgmt For For For
11 Elect Kenneth L. Mgmt For For For
Salazar
12 Elect Dmitri L. Mgmt For For For
Stockton
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Drew G. Faust Mgmt For For For
3 Elect Mark Flaherty Mgmt For For For
4 Elect Ellen J. Kullman Mgmt For For For
5 Elect Lakshmi N. Mittal Mgmt For For For
6 Elect Adebayo O. Mgmt For For For
Ogunlesi
7 Elect Peter Oppenheimer Mgmt For For For
8 Elect David M. Solomon Mgmt For For For
9 Elect Jan E. Tighe Mgmt For For For
10 Elect Jessica Uhl Mgmt For For For
11 Elect David A. Viniar Mgmt For For For
12 Elect Mark O. Winkelman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Stock Mgmt For For For
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
The Impact of
Mandatory Arbitration
Policies
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
________________________________________________________________________________
The Interpublic Group of Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jocelyn E. Mgmt For For For
Carter-Miller
2 Elect Mary J. Steele Mgmt For For For
Guilfoile
3 Elect Dawn Hudson Mgmt For For For
4 Elect Philippe Mgmt For For For
Krakowsky
5 Elect Jonathan F. Mgmt For For For
Miller
6 Elect Patrick Q. Moore Mgmt For For For
7 Elect Michael I. Roth Mgmt For For For
8 Elect Linda S. Sanford Mgmt For For For
9 Elect David M. Thomas Mgmt For For For
10 Elect E. Lee Wyatt Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
The Kraft Heinz Company
Ticker Security ID: Meeting Date Meeting Status
KHC CUSIP 500754106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory E. Abel Mgmt For For For
2 Elect Alexandre Behring Mgmt For For For
3 Elect John T. Cahill Mgmt For For For
4 Elect Joao M. Mgmt For For For
Castro-Neves
5 Elect Lori Dickerson Mgmt For For For
Fouche
6 Elect Timothy Kenesey Mgmt For For For
7 Elect Elio Leoni Sceti Mgmt For For For
8 Elect Susan R. Mulder Mgmt For For For
9 Elect Miguel Patricio Mgmt For For For
10 Elect John C. Pope Mgmt For For For
11 Elect Alexandre Van Mgmt For For For
Damme
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Alvarado Mgmt For For For
2 Elect Charles E. Bunch Mgmt For Against Against
3 Elect Debra A. Cafaro Mgmt For For For
4 Elect Marjorie Rodgers Mgmt For For For
Cheshire
5 Elect David L. Cohen Mgmt For For For
6 Elect William S. Mgmt For For For
Demchak
7 Elect Andrew T. Mgmt For For For
Feldstein
8 Elect Richard J. Mgmt For For For
Harshman
9 Elect Daniel R. Hesse Mgmt For For For
10 Elect Linda R. Medler Mgmt For For For
11 Elect Martin Pfinsgraff Mgmt For For For
12 Elect Toni Mgmt For For For
Townes-Whitley
13 Elect Michael J. Ward Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Risks Associated with
Nuclear Weapons
Financing
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janaki Akella Mgmt For For For
2 Elect Juanita Powell Mgmt For For For
Baranco
3 Elect Henry A. Clark Mgmt For For For
III
4 Elect Anthony F. Mgmt For For For
Earley,
Jr.
5 Elect Thomas A. Fanning Mgmt For For For
6 Elect David J. Grain Mgmt For For For
7 Elect Colette D Mgmt For For For
Honorable
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect E. Jenner Wood Mgmt For For For
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Equity and Incentive
Compensation
Plan
16 Ratification of Auditor Mgmt For For For
17 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
The Timken Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria A. Crowe Mgmt For For For
1.2 Elect Elizabeth A. Mgmt For For For
Harrell
1.3 Elect Richard G. Kyle Mgmt For For For
1.4 Elect Sarah C. Lauber Mgmt For For For
1.5 Elect John A. Luke Mgmt For For For
1.6 Elect Christopher L. Mgmt For For For
Mapes
1.7 Elect James F. Palmer Mgmt For For For
1.8 Elect Ajita G. Rajendra Mgmt For For For
1.9 Elect Frank C. Sullivan Mgmt For For For
1.10 Elect John M. Timken, Mgmt For For For
Jr.
1.11 Elect Ward J. Timken, Mgmt For For For
Jr.
1.12 Elect Jacqueline F. Mgmt For For For
Woods
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect Janet M. Dolan Mgmt For For For
3 Elect Patricia L. Mgmt For For For
Higgins
4 Elect William J. Kane Mgmt For For For
5 Elect Thomas B. Mgmt For For For
Leonardi
6 Elect Clarence Otis, Mgmt For For For
Jr.
7 Elect Elizabeth E. Mgmt For For For
Robinson
8 Elect Philip T. Mgmt For For For
Ruegger
III
9 Elect Todd C. Mgmt For For For
Schermerhorn
10 Elect Alan D. Schnitzer Mgmt For For For
11 Elect Laurie J. Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc N. Casper Mgmt For For For
2 Elect Nelson J. Chai Mgmt For For For
3 Elect C. Martin Harris Mgmt For For For
4 Elect Tyler Jacks Mgmt For For For
5 Elect R. Alexandra Mgmt For For For
Keith
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Jim P. Manzi Mgmt For For For
8 Elect James C. Mullen Mgmt For For For
9 Elect Lars Rebien Mgmt For For For
Sorensen
10 Elect Debora L. Spar Mgmt For For For
11 Elect Scott M. Sperling Mgmt For For For
12 Elect Dion J. Weisler Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Travel+Leisure Co
Ticker Security ID: Meeting Date Meeting Status
TNL CUSIP 98310W108 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louise F. Brady Mgmt For For For
1.2 Elect Michael D. Brown Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For For For
1.5 Elect Stephen P. Holmes Mgmt For For For
1.6 Elect Denny Marie Post Mgmt For For For
1.7 Elect Ronald L. Rickles Mgmt For For For
1.8 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Dorothy J. Mgmt For For For
Bridges
3 Elect Elizabeth L. Buse Mgmt For For For
4 Elect Andrew Cecere Mgmt For For For
5 Elect Kimberly N. Mgmt For For For
Ellison-Taylor
6 Elect Kimberly J. Mgmt For For For
Harris
7 Elect Roland A. Mgmt For For For
Hernandez
8 Elect Olivia F. Kirtley Mgmt For For For
9 Elect Karen S. Lynch Mgmt For For For
10 Elect Richard P. Mgmt For For For
McKenney
11 Elect Yusuf I. Mehdi Mgmt For For For
12 Elect John P. Wiehoff Mgmt For For For
13 Elect Scott W. Wine Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Umpqua Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UMPQ CUSIP 904214103 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peggy Y. Fowler Mgmt For For For
2 Elect Stephen M. Gambee Mgmt For For For
3 Elect James S. Greene Mgmt For For For
4 Elect Luis F. Machuca Mgmt For For For
5 Elect Maria M. Pope Mgmt For For For
6 Elect Cort L. O'Haver Mgmt For For For
7 Elect John F. Schultz Mgmt For For For
8 Elect Susan F. Stevens Mgmt For For For
9 Elect Hilliard C. Mgmt For For For
Terry,
III
10 Elect Bryan L. Timm Mgmt For For For
11 Elect Anddria Varnado Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol B. Tome Mgmt For For For
2 Elect Rodney C. Adkins Mgmt For For For
3 Elect Eva C. Boratto Mgmt For For For
4 Elect Michael J. Burns Mgmt For For For
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Angela Hwang Mgmt For For For
7 Elect Kate E. Johnson Mgmt For For For
8 Elect William R. Mgmt For For For
Johnson
9 Elect Ann M. Livermore Mgmt For For For
10 Elect Franck J. Moison Mgmt For For For
11 Elect Christiana Smith Mgmt For For For
Shi
12 Elect Russell Stokes Mgmt For For For
13 Elect Kevin M. Warsh Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Compensation
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Plans to Reduce Total
Contribution to
Climate
Change
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
and Inclusion
Report
________________________________________________________________________________
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose B. Alvarez Mgmt For For For
2 Elect Marc A. Bruno Mgmt For For For
3 Elect Matthew J. Mgmt For For For
Flannery
4 Elect Bobby J. Griffin Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Terri L. Kelly Mgmt For For For
7 Elect Michael J. Mgmt For For For
Kneeland
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Elect Donald C. Roof Mgmt For For For
11 Elect Shiv Singh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine Klein Mgmt For For For
2 Elect Raymond Kurzweil Mgmt For For For
3 Elect Linda Maxwell Mgmt For For For
4 Elect Martine Mgmt For For For
Rothblatt
5 Elect Louis Sullivan Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
VEREIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
VER CUSIP 92339V100 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn J. Rufrano Mgmt For For For
2 Elect Hugh R. Frater Mgmt For For For
3 Elect Priscilla Mgmt For For For
Almodovar
4 Elect David B. Henry Mgmt For For For
5 Elect Mary Hogan Mgmt For For For
Preusse
6 Elect Richard J. Lieb Mgmt For For For
7 Elect Eugene A. Pinover Mgmt For For For
8 Elect Julie G. Mgmt For For For
Richardson
9 Elect Susan E. Skerritt Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
13 Amendment to Articles Mgmt For For For
to Allow Bylaws to be
Amended by
Shareholders
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Roxanne S. Austin Mgmt For For For
3 Elect Mark T. Bertolini Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Daniel H. Mgmt For For For
Schulman
7 Elect Rodney E. Slater Mgmt For For For
8 Elect Hans Vestberg Mgmt For For For
9 Elect Gregory G. Weaver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
________________________________________________________________________________
VICI Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
VICI CUSIP 925652109 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Abrahamson
2 Elect Diana F. Cantor Mgmt For For For
3 Elect Monica H. Douglas Mgmt For For For
4 Elect Elizabeth Holland Mgmt For For For
5 Elect Craig Macnab Mgmt For For For
6 Elect Edward B. Mgmt For For For
Pitoniak
7 Elect Michael D. Mgmt For For For
Rumbolz
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Geraldine Elliott Mgmt For For For
7 Elect Jennifer A. Mgmt For For For
LaClair
8 Elect John D. Liu Mgmt For For For
9 Elect James M. Loree Mgmt For For For
10 Elect Harish Manwani Mgmt For For For
11 Elect Patricia K. Poppe Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL BEHAVIORAL SMALL CAP VALUE EQUITY FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Abercrombie & Fitch Co.
Ticker Security ID: Meeting Date Meeting Status
ANF CUSIP 002896207 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Mgmt For For For
Anderson
2 Elect Terry Burman Mgmt For For For
3 Elect Felix Carbullido Mgmt For For For
4 Elect Susie Coulter Mgmt For For For
5 Elect Sarah M. Mgmt For For For
Gallagher
6 Elect James A. Goldman Mgmt For For For
7 Elect Michael E. Mgmt For For For
Greenlees
8 Elect Fran Horowitz Mgmt For For For
9 Elect Helen McCluskey Mgmt For For For
10 Elect Kenneth B. Mgmt For For For
Robinson
11 Elect Nigel Travis Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Acadia Realty Trust
Ticker Security ID: Meeting Date Meeting Status
AKR CUSIP 004239109 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth F. Mgmt For For For
Bernstein
2 Elect Douglas Crocker, Mgmt For For For
II
3 Elect Lorrence T. Mgmt For For For
Kellar
4 Elect Wendy Luscombe Mgmt For For For
5 Elect Kenneth A. Mgmt For For For
McIntyre
6 Elect William T. Spitz Mgmt For For For
7 Elect Lynn C. Thurber Mgmt For For For
8 Elect Lee S. Wielansky Mgmt For For For
9 Elect C. David Zoba Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect Sondra L. Barbour Mgmt For For For
4 Elect P. George Benson Mgmt For For For
5 Elect Suzanne P. Clark Mgmt For For For
6 Elect Bob De Lange Mgmt For For For
7 Elect Eric P. Hansotia Mgmt For For For
8 Elect George E. Minnich Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Matthew Tsien Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven W. Mgmt For For For
Williams
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Pasquale (Pat) Mgmt For For For
Fiore
4 Elect Thomas (Tom) J. Mgmt For For For
Gorman
5 Elect Roy C. Harvey Mgmt For For For
6 Elect James A. Hughes Mgmt For For For
7 Elect James E. Nevels Mgmt For For For
8 Elect Carol L. Roberts Mgmt For For For
9 Elect Suzanne Mgmt For For For
Sitherwood
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Alliance Data Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
ADS CUSIP 018581108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph J. Andretta Mgmt For For For
2 Elect Roger H. Ballou Mgmt For For For
3 Elect John C. Mgmt For For For
Gerspach,
Jr.
4 Elect Karin J. Mgmt For For For
Kimbrough
5 Elect Rajesh Natarajan Mgmt For For For
6 Elect Timothy J. Mgmt For For For
Theriault
7 Elect Laurie A. Tucker Mgmt For For For
8 Elect Sharen J. Turney Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ally Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLY CUSIP 02005N100 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franklin W. Hobbs Mgmt For For For
2 Elect Kenneth J. Bacon Mgmt For For For
3 Elect Katryn (Trynka) Mgmt For For For
Shineman
Blake
4 Elect Maureen Mgmt For For For
Breakiron-Evans
5 Elect William H. Cary Mgmt For For For
6 Elect Mayree C. Clark Mgmt For For For
7 Elect Kim S. Mgmt For For For
Fennebresque
8 Elect Marjorie Magner Mgmt For For For
9 Elect Brian H. Sharples Mgmt For For For
10 Elect John J. Stack Mgmt For For For
11 Elect Michael F. Steib Mgmt For For For
12 Elect Jeffrey J. Brown Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Amendment to the 2017 Mgmt For For For
Incentive
Compensation
Plan
16 Amendment to the 2017 Mgmt For For For
Non-Employee
Directors Equity
Compensation
Plan
17 Amendment to the 2014 Mgmt For For For
Employee Stock
Purchase
Plan
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMC Networks Inc.
Ticker Security ID: Meeting Date Meeting Status
AMCX CUSIP 00164V103 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard Tow Mgmt For For For
1.2 Elect David E. Van Mgmt For For For
Zandt
1.3 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Amkor Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMKR CUSIP 031652100 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Kim Mgmt For For For
1.2 Elect Susan Y. Kim Mgmt For For For
1.3 Elect Giel Rutten Mgmt For For For
1.4 Elect Douglas A. Mgmt For For For
Alexander
1.5 Elect Roger A. Carolin Mgmt For For For
1.6 Elect Winston J. Mgmt For For For
Churchill
1.7 Elect Daniel Liao Mgmt For For For
1.8 Elect MaryFrances Mgmt For For For
McCourt
1.9 Elect Robert R. Morse Mgmt For For For
1.10 Elect Gil C. Tily Mgmt For For For
1.11 Elect David N. Watson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francine J. Mgmt For For For
Bovich
2 Elect Wellington J. Mgmt For For For
Denahan
3 Elect Katie Beirne Mgmt For For For
Fallon
4 Elect David L. Mgmt For For For
Finkelstein
5 Elect Thomas Hamilton Mgmt For For For
6 Elect Kathy Hopinkah Mgmt For For For
Hannan
7 Elect Michael Haylon Mgmt For For For
8 Elect Eric A. Reeves Mgmt For For For
9 Elect John H. Schaefer Mgmt For For For
10 Elect Glenn A. Votek Mgmt For For For
11 Elect Vicki Williams Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arbor Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABR CUSIP 038923108 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect William C. Green Mgmt For For For
1.3 Elect Elliot Schwartz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcBest Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCB CUSIP 03937C105 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eduardo F. Mgmt For For For
Conrado
1.2 Elect Fredrik J. Mgmt For For For
Eliasson
1.3 Elect Stephen E. Gorman Mgmt For For For
1.4 Elect Michael P. Hogan Mgmt For For For
1.5 Elect Kathleen D. Mgmt For For For
McElligott
1.6 Elect Judy R. Mgmt For For For
McReynolds
1.7 Elect Craig E. Philip Mgmt For For For
1.8 Elect Steven L. Spinner Mgmt For For For
1.9 Elect Janice E. Stipp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Amended and Restated
Ownership Incentive
Plan
4 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
Archrock, Inc.
Ticker Security ID: Meeting Date Meeting Status
AROC CUSIP 03957W106 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anne-Marie N. Mgmt For Withhold Against
Ainsworth
1.2 Elect D. Bradley Mgmt For For For
Childers
1.3 Elect Gordon T. Hall Mgmt For For For
1.4 Elect Frances Powell Mgmt For For For
Hawes
1.5 Elect J.W.G. Mgmt For For For
Honeybourne
1.6 Elect James H. Lytal Mgmt For For For
1.7 Elect Leonard W. Mgmt For For For
Mallett
1.8 Elect Jason C. Rebrook Mgmt For For For
1.9 Elect Edmund P. Segner Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry W. Perry Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect Steven H. Gunby Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect M. Frances Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Laurel J. Mgmt For For For
Krzeminksi
1.9 Elect Michael J. Long Mgmt For For For
1.10 Elect Stephen C. Mgmt For For For
Patrick
1.11 Elect Gerry P. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
At Home Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HOME CUSIP 04650Y100 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy A. Beck Mgmt For For For
1.2 Elect John J. Butcher Mgmt For For For
1.3 Elect Philip L. Francis Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Atlas Air Worldwide Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAWW CUSIP 049164205 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy J. Mgmt For For For
Bernlohr
2 Elect Charles F. Mgmt For For For
Bolden,
Jr.
3 Elect John W. Dietrich Mgmt For For For
4 Elect Beverly K. Goulet Mgmt For For For
5 Elect Bobby J. Griffin Mgmt For For For
6 Elect Carol B. Hallett Mgmt For For For
7 Elect Duncan J. McNabb Mgmt For For For
8 Elect Sheila A. Stamps Mgmt For For For
9 Elect John K. Wulff Mgmt For For For
10 Elect Carol J. Mgmt For For For
Zierhoffer
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AutoNation, Inc.
Ticker Security ID: Meeting Date Meeting Status
AN CUSIP 05329W102 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mike Jackson Mgmt For For For
2 Elect Rick L. Burdick Mgmt For For For
3 Elect David B. Edelson Mgmt For For For
4 Elect Steven L. Gerard Mgmt For For For
5 Elect Robert R. Grusky Mgmt For For For
6 Elect Norman K. Jenkins Mgmt For For For
7 Elect Lisa Lutoff-Perlo Mgmt For For For
8 Elect G. Mike Mikan Mgmt For For For
9 Elect Jacqueline A. Mgmt For For For
Travisano
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
AZZ Inc.
Ticker Security ID: Meeting Date Meeting Status
AZZ CUSIP 002474104 07/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel E. Berce Mgmt For Withhold Against
1.2 Elect Paul Eisman Mgmt For For For
1.3 Elect Daniel R. Feehan Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Ferguson
1.5 Elect Kevern R. Joyce Mgmt For For For
1.6 Elect Venita Mgmt For For For
McCellon-Allen
1.7 Elect Ed McGough Mgmt For For For
1.8 Elect Steven R. Purvis Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank OZK
Ticker Security ID: Meeting Date Meeting Status
OZK CUSIP 06417N103 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas Brown Mgmt For For For
2 Elect Paula H.J. Mgmt For For For
Cholmondeley
3 Elect Beverly Cole Mgmt For For For
4 Elect Robert East Mgmt For For For
5 Elect Kathleen Franklin Mgmt For For For
6 Elect Catherine B. Mgmt For For For
Freedberg
7 Elect Jeffrey Gearhart Mgmt For For For
8 Elect George Gleason Mgmt For For For
9 Elect Peter Kenny Mgmt For For For
10 Elect William A. Mgmt For For For
Koefoed,
Jr.
11 Elect Christopher Mgmt For For For
Orndorff
12 Elect Steven Sadoff Mgmt For For For
13 Elect Ross Whipple Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harriet Edelman Mgmt For For For
2 Elect Mark J. Tritton Mgmt For For For
3 Elect John E. Fleming Mgmt For For For
4 Elect Sue Gove Mgmt For For For
5 Elect Jeffrey A. Kirwan Mgmt For For For
6 Elect Virginia P. Mgmt For For For
Ruesterholz
7 Elect Joshua E. Mgmt For For For
Schechter
8 Elect Andrea M. Weiss Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Elect Ann Yerger Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Berkshire Hills Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHLB CUSIP 084680107 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Baye Adofo-Wilson Mgmt For For For
1.2 Elect Deborah P. Bailey Mgmt For For For
1.3 Elect Rheo. A. Mgmt For For For
Brouillard
1.4 Elect David M. Brunelle Mgmt For For For
1.5 Elect Robert M. Curley Mgmt For For For
1.6 Elect John B. Davies Mgmt For For For
1.7 Elect J. Williar Mgmt For For For
Dunlaevy
1.8 Elect William H. Mgmt For For For
Hughes
III
1.9 Elect Sylvia Maxfield Mgmt For For For
1.10 Elect Nitin J. Mhatre Mgmt For For For
1.11 Elect Laurie Norton Mgmt For For For
Moffatt
1.12 Elect Jonathan I. Mgmt For For For
Shulman
1.13 Elect Michael A. Mgmt For For For
Zaitzeff
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BM Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMTX CUSIP 05591L107 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aaron Hodari Mgmt For For For
1.2 Elect Pankaj Dinodia Mgmt For For For
2 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Boise Cascade Company
Ticker Security ID: Meeting Date Meeting Status
BCC CUSIP 09739D100 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nate Jorgensen Mgmt For For For
2 Elect Richard H. Mgmt For For For
Fleming
3 Elect Mack L. Hogans Mgmt For For For
4 Elect Christopher J. Mgmt For For For
McGowan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BOK Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
BOKF CUSIP 05561Q201 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan S. Armstrong Mgmt For Withhold Against
1.2 Elect C. Fred Ball, Jr. Mgmt For For For
1.3 Elect Steven Bangert Mgmt For For For
1.4 Elect Peter C. Boylan, Mgmt For For For
III
1.5 Elect Steven G. Mgmt For For For
Bradshaw
1.6 Elect Chester Cadieux, Mgmt For For For
III
1.7 Elect John W. Coffey Mgmt For For For
1.8 Elect Joseph W. Craft Mgmt For For For
III
1.9 Elect Jack Finley Mgmt For For For
1.10 Elect David F. Griffin Mgmt For For For
1.11 Elect V. Burns Hargis Mgmt For For For
1.12 Elect Douglas D Mgmt For For For
Hawthorne
1.13 Elect Kimberley D. Mgmt For For For
Henry
1.14 Elect E. Carey Mgmt For For For
Joullian,
IV
1.15 Elect George B. Kaiser Mgmt For For For
1.16 Elect Stanley A. Mgmt For Withhold Against
Lybarger
1.17 Elect Steven J. Malcolm Mgmt For For For
1.18 Elect Steven E. Nell Mgmt For Withhold Against
1.19 Elect E.C. Richards Mgmt For For For
1.20 Elect Claudia San Pedro Mgmt For For For
1.21 Elect Michael C. Turpen Mgmt For For For
1.22 Elect Rose M. Mgmt For For For
Washington
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bonanza Creek Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCEI CUSIP 097793400 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James E. Craddock Mgmt For For For
1.2 Elect Eric T. Greager Mgmt For For For
1.3 Elect Carrie L. Hudak Mgmt For For For
1.4 Elect Paul Keglevic Mgmt For For For
1.5 Elect Audrey Robertson Mgmt For For For
1.6 Elect Brian Steck Mgmt For For For
1.7 Elect Jeffrey E. Wojahn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of the Mgmt For For For
Tax Benefits
Preservation
Plan
________________________________________________________________________________
Brighthouse Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHF CUSIP 10922N103 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irene Chang Britt Mgmt For For For
2 Elect C. Edward Chaplin Mgmt For For For
3 Elect Stephen C. Hooley Mgmt For For For
4 Elect Eileen A. Mgmt For For For
Mallesch
5 Elect Diane E. Mgmt For For For
Offereins
6 Elect Patrick J. Mgmt For For For
Shouvlin
7 Elect Eric T. Mgmt For For For
Steigerwalt
8 Elect Paul Wetzel Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BrightSphere Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP 10948W103 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Chersi Mgmt For For For
2 Elect Andrew Kim Mgmt For Against Against
3 Elect John A. Paulson Mgmt For For For
4 Elect Barbara Trebbi Mgmt For For For
5 Elect Suren S. Rana Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Builders Firstsource Inc
Ticker Security ID: Meeting Date Meeting Status
BLDR CUSIP 12008R107 12/22/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CAI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAI CUSIP 12477X106 06/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathryn G. Mgmt For For For
Jackson
1.2 Elect Andrew S. Ogawa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Camping World Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWH CUSIP 13462K109 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andris A. Baltins Mgmt For For For
1.2 Elect Brent L. Moody Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CareTrust REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTRE CUSIP 14174T107 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Allen C. Barbieri Mgmt For Against Against
2 Elect Jon D. Kline Mgmt For For For
3 Elect Diana M. Laing Mgmt For For For
4 Elect Spencer G. Plumb Mgmt For For For
5 Elect Gregory K. Mgmt For For For
Stapley
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie D. Biddle Mgmt For For For
2 Elect Milton Carroll Mgmt For For For
3 Elect Wendy Montoya Mgmt For For For
Cloonan
4 Elect Earl M. Cummings Mgmt For For For
5 Elect David J. Lesar Mgmt For For For
6 Elect Martin H. Nesbitt Mgmt For For For
7 Elect Theodore F. Pound Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect Barry T. Mgmt For For For
Smitherman
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Central Garden & Pet Company
Ticker Security ID: Meeting Date Meeting Status
CENT CUSIP 153527106 02/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William E. Brown Mgmt For For For
1.2 Elect Courtnee Chun Mgmt For For For
1.3 Elect Timothy P. Cofer Mgmt For For For
1.4 Elect Brendan P. Mgmt For For For
Dougher
1.5 Elect Michael J. Mgmt For For For
Edwards
1.6 Elect Michael J. Mgmt For For For
Griffith
1.7 Elect Christopher T. Mgmt For For For
Metz
1.8 Elect Daniel P. Myers Mgmt For For For
1.9 Elect Brooks M. Mgmt For For For
Pennington
III
1.10 Elect John R. Ranelli Mgmt For For For
1.11 Elect Mary Beth Mgmt For Withhold Against
Springer
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Century Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCS CUSIP 156504300 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dale Francescon Mgmt For For For
2 Elect Robert J. Mgmt For For For
Francescon
3 Elect Patricia L Mgmt For For For
Arvielo
4 Elect John P. Box Mgmt For For For
5 Elect Keith R. Guericke Mgmt For For For
6 Elect James M. Lippman Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen Hogenson Mgmt For For For
2 Elect Lisa A. Stewart Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNO Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary C. Bhojwani Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Stephen N. David Mgmt For For For
4 Elect David B. Foss Mgmt For For For
5 Elect Robert C. Greving Mgmt For For For
6 Elect Mary R. Henderson Mgmt For For For
7 Elect Daniel R. Maurer Mgmt For For For
8 Elect Chetlur S. Mgmt For For For
Ragavan
9 Elect Steven E. Shebik Mgmt For For For
10 Elect Frederick J. Mgmt For For For
Sievert
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For For For
Amended and Restated
Section 382
Shareholder Rights
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNX Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 12653C108 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Palmer Mgmt For For For
Clarkson
2 Elect Nicholas J. Mgmt For For For
Deluliis
3 Elect Maureen Mgmt For For For
Lally-Green
4 Elect Bernard Lanigan, Mgmt For For For
Jr.
5 Elect Ian McGuire Mgmt For For For
6 Elect William N. Mgmt For For For
Thorndike,
Jr.
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comerica Incorporated
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340107 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Mgmt For For For
Collins
2 Elect Roger A. Cregg Mgmt For For For
3 Elect T. Kevin DeNicola Mgmt For For For
4 Elect Curtis C. Farmer Mgmt For For For
5 Elect Jacqueline P. Mgmt For For For
Kane
6 Elect Richard G. Mgmt For For For
Lindner
7 Elect Barbara R. Smith Mgmt For For For
8 Elect Robert S. Taubman Mgmt For For For
9 Elect Reginald M. Mgmt For For For
Turner,
Jr.
10 Elect Nina G. Vaca Mgmt For For For
11 Elect Michael G. Van Mgmt For For For
de
Ven
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
15 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vicki L. Mgmt For For For
Avril-Groves
1.2 Elect Barbara R. Smith Mgmt For For For
1.3 Elect Joseph C. Mgmt For For For
Winkler
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Community Health Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYH CUSIP 203668108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Clerico Mgmt For For For
2 Elect Michael Dinkins Mgmt For For For
3 Elect James S. Ely III Mgmt For For For
4 Elect John A. Fry Mgmt For For For
5 Elect Tim L. Hingtgen Mgmt For For For
6 Elect Elizabeth T. Mgmt For For For
Hirsch
7 Elect William Norris Mgmt For For For
Jennings
8 Elect K. Ranga Krishnan Mgmt For For For
9 Elect Julia B. North Mgmt For For For
10 Elect Wayne T. Smith Mgmt For For For
11 Elect H. James Williams Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2009 Mgmt For For For
Stock Option and
Award
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ConnectOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Sorrentino Mgmt For For For
III
1.2 Elect Frank W. Baier Mgmt For For For
1.3 Elect Stephen Boswell Mgmt For For For
1.4 Elect Katherin Mgmt For For For
Nukk-Freeman
1.5 Elect Frank Huttle III Mgmt For For For
1.6 Elect Michael Kempner Mgmt For For For
1.7 Elect Nicholas Minoia Mgmt For For For
1.8 Elect Joseph Parisi Jr. Mgmt For For For
1.9 Elect Daniel E. Rifkin Mgmt For For For
1.10 Elect William A. Mgmt For For For
Thompson
1.11 Elect Mark Sokolich Mgmt For For For
1.12 Elect Anson M. Moise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cooper Tire & Rubber Company
Ticker Security ID: Meeting Date Meeting Status
CTB CUSIP 216831107 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven M. Chapman Mgmt For For For
1.2 Elect Susan F. Davis Mgmt For For For
1.3 Elect Kathryn P. Mgmt For For For
Dickson
1.4 Elect John J. Holland Mgmt For For For
1.5 Elect Bradley E. Hughes Mgmt For For For
1.6 Elect Tyrone M. Jordan Mgmt For For For
1.7 Elect Tracey I. Joubert Mgmt For For For
1.8 Elect Gary S. Michel Mgmt For For For
1.9 Elect Brian C. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CoreCivic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CXW CUSIP 21871N101 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect Robert J. Dennis Mgmt For For For
3 Elect Mark A. Emkes Mgmt For For For
4 Elect Damon T. Hininger Mgmt For For For
5 Elect Stacia A. Hylton Mgmt For For For
6 Elect Harley G. Lappin Mgmt For For For
7 Elect Anne L. Mariucci Mgmt For For For
8 Elect Thurgood Mgmt For For For
Marshall,
Jr.
9 Elect Devin I. Murphy Mgmt For For For
10 Elect Charles L. Overby Mgmt For For For
11 Elect John R. Prann, Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cornerstone Building Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 21925D109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Holland Mgmt For For For
2 Elect Wilbert W. Mgmt For For For
James,
Jr.
3 Elect Daniel Janki Mgmt For For For
4 Elect John Krenicki, Mgmt For Against Against
Jr.
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cowen, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622606 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brett H. Barth Mgmt For For For
1.2 Elect Katherine E. Mgmt For For For
Dietze
1.3 Elect Gregg A. Mgmt For For For
Gonsalves
1.4 Elect Steven Kotler Mgmt For For For
1.5 Elect Lawrence E. Mgmt For For For
Leibowitz
1.6 Elect Margaret L. Mgmt For For For
Poster
1.7 Elect Douglas A. Mgmt For For For
Rediker
1.8 Elect Jeffrey M. Mgmt For For For
Solomon
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2020 Mgmt For For For
Equity Incentive
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Customers Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUBI CUSIP 23204G100 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay S. Sidhu Mgmt For For For
2 Elect Robert J. Buford Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela M. Arway Mgmt For For For
2 Elect Charles G. Berg Mgmt For For For
3 Elect Barbara J. Desoer Mgmt For For For
4 Elect Paul J. Diaz Mgmt For For For
5 Elect Shawn Guertin Mgmt For Abstain Against
6 Elect John M. Nehra Mgmt For For For
7 Elect Paula A. Price Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Phyllis R. Yale Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
DICK'S Sporting Goods, Inc.
Ticker Security ID: Meeting Date Meeting Status
DKS CUSIP 253393102 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Mgmt For For For
Colombo
2 Elect Sandeep Lakhmi Mgmt For For For
Mathrani
3 Elect Desiree Mgmt For For For
Ralls-Morrison
4 Elect Larry D. Stone Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Board Size Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2012 Mgmt For For For
Stock and Incentive
Plan
________________________________________________________________________________
Dycom Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
DY CUSIP 267475101 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. Nielsen Mgmt For For For
2 Elect Jennifer M. Mgmt For For For
Fritzsche
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q886 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Byron L. Boston Mgmt For For For
2 Elect Julia L. Coronado Mgmt For For For
3 Elect Michael R. Hughes Mgmt For For For
4 Elect Joy D. Palmer Mgmt For For For
5 Elect Robert A. Mgmt For For For
Salcetti
6 Elect David H. Stevens Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eagle Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGBN CUSIP 268948106 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew D. Mgmt For For For
Brockwell
2 Elect Steven J. Mgmt For For For
Freidkin
3 Elect Ernest D. Jarvis Mgmt For For For
4 Elect Theresa G. Mgmt For For For
LaPlaca
5 Elect A. Leslie Ludwig Mgmt For For For
6 Elect Norman R. Pozez Mgmt For For For
7 Elect Kathy A. Raffa Mgmt For For For
8 Elect Susan G. Riel Mgmt For For For
9 Elect James A. Soltesz Mgmt For For For
10 Elect Benjamin N. Soto Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
13 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margot L. Carter Mgmt For For For
2 Elect Michael R. Mgmt For For For
Nicolais
3 Elect Mary P. Mgmt For For For
Ricciardello
4 Elect Richard R. Mgmt For For For
Stewart
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Molly Campbell Mgmt For For For
2 Elect Iris S. Chan Mgmt For For For
3 Elect Archana Deskus Mgmt For For For
4 Elect Rudolph I. Mgmt For For For
Estrada
5 Elect Paul H. Irving Mgmt For For For
6 Elect Jack C. Liu Mgmt For For For
7 Elect Dominic Ng Mgmt For For For
8 Elect Lester M. Sussman Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ellington Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
EFC CUSIP 28852N109 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen J. Mgmt For For For
Dannhauser
1.2 Elect Lisa Mumford Mgmt For Withhold Against
1.3 Elect Laurence Penn Mgmt For For For
1.4 Elect Edward Resendez Mgmt For For For
1.5 Elect Ronald I. Simon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark G. Barberio Mgmt For For For
2 Elect Jennifer Chao Mgmt For For For
3 Elect Blaise Coleman Mgmt For For For
4 Elect Shane M. Cooke Mgmt For For For
5 Elect Nancy J. Hutson Mgmt For For For
6 Elect Michael Hyatt Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect M. Christine Mgmt For For For
Smith
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Enova International, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENVA CUSIP 29357K103 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen Carnahan Mgmt For For For
2 Elect Daniel R. Feehan Mgmt For For For
3 Elect David Fisher Mgmt For For For
4 Elect William M. Mgmt For For For
Goodyear
5 Elect James A. Gray Mgmt For For For
6 Elect Gregg A. Kaplan Mgmt For For For
7 Elect Mark P. McGowan Mgmt For For For
8 Elect Linda Johnson Mgmt For For For
Rice
9 Elect Mark A. Tebbe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Ensign Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENSG CUSIP 29358P101 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher R. Mgmt For For For
Christensen
2 Elect Daren J. Shaw Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Essent Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESNT CUSIP G3198U102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane P. Chwick Mgmt For For For
1.2 Elect Aditya Dutt Mgmt For For For
1.3 Elect Roy J. Kasmar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Essential Properties Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPRT CUSIP 29670E107 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Bossidy Mgmt For For For
1.2 Elect Joyce DeLucca Mgmt For For For
1.3 Elect Scott A. Estes Mgmt For For For
1.4 Elect Peter M. Mavoides Mgmt For For For
1.5 Elect Lawrence J. Mgmt For For For
Minich
1.6 Elect Heather Neary Mgmt For For For
1.7 Elect Stephen D. Sautel Mgmt For For For
1.8 Elect Janaki Sivanesan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
F.N.B. Corporation
Ticker Security ID: Meeting Date Meeting Status
FNB CUSIP 302520101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela A. Bena Mgmt For For For
1.2 Elect William B. Mgmt For For For
Campbell
1.3 Elect James D. Mgmt For For For
Chiafullo
1.4 Elect Vincent J. Mgmt For For For
Delie,
Jr.
1.5 Elect Mary Jo Dively Mgmt For For For
1.6 Elect Robert A. Hormell Mgmt For For For
1.7 Elect David J. Malone Mgmt For For For
1.8 Elect Frank C. Mencini Mgmt For For For
1.9 Elect David L. Motley Mgmt For For For
1.10 Elect Heidi A. Nicholas Mgmt For For For
1.11 Elect John S. Stanik Mgmt For For For
1.12 Elect William J. Mgmt For For For
Strimbu
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
THFF CUSIP 320218100 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas T. Dinkel Mgmt For For For
1.2 Elect Norman L. Lowery Mgmt For For For
1.3 Elect Thomas C Martin Mgmt For Withhold Against
1.4 Elect James O. McDonald Mgmt For For For
1.5 Elect William J. Voges Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2011 Mgmt For For For
Omnibus Equity
Incentive
Plan
4 Adoption of Mgmt For For For
Supermajority Voting
Requirement for Bylaw
Amendments by
Shareholders
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Flagstar Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBC CUSIP 337930705 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alessandro P. Mgmt For For For
DiNello
2 Elect Jay J. Hansen Mgmt For For For
3 Elect Toan Huynh Mgmt For For For
4 Elect Lori Jordan Mgmt For For For
5 Elect John D. Lewis Mgmt For For For
6 Elect Bruce E. Nyberg Mgmt For For For
7 Elect James A. Ovenden Mgmt For For For
8 Elect Peter Schoels Mgmt For For For
9 Elect David L. Mgmt For For For
Treadwell
10 Elect Jennifer Whip Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Forestar Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FOR CUSIP 346232101 01/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Fuller Mgmt For For For
2 Elect Lisa H. Jamieson Mgmt For For For
3 Elect G.F. Rick Mgmt For For For
Ringler,
III
4 Elect Donald C. Spitzer Mgmt For For For
5 Elect Donald J. Tomnitz Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mariann Mgmt For For For
Byerwalter
2 Elect Alexander S. Mgmt For For For
Friedman
3 Elect Gregory E. Mgmt For For For
Johnson
4 Elect Jennifer M. Mgmt For For For
Johnson
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect John Y. Kim Mgmt For For For
7 Elect Anthony J. Noto Mgmt For For For
8 Elect John W. Thiel Mgmt For For For
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2002 Mgmt For For For
Universal Stock
Incentive
Plan
________________________________________________________________________________
Fresh Del Monte Produce Inc.
Ticker Security ID: Meeting Date Meeting Status
FDP CUSIP G36738105 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohammad Mgmt For For For
Abu-Ghazaleh
2 Elect Ahmad Mgmt For For For
Abu-Ghazaleh
3 Elect Kristen Mgmt For For For
Colber-Baker
4 Elect Lori Tauber Mgmt For For For
Marcus
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amended and Restated Mgmt For For For
Articles of
Association
________________________________________________________________________________
GMS Inc
Ticker Security ID: Meeting Date Meeting Status
GMS CUSIP 36251C103 10/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For For For
1.2 Elect Theron I. Gilliam Mgmt For For For
1.3 Elect Mitchell B. Lewis Mgmt For For For
1.4 Elect John C. Turner, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Amend Charter and Mgmt For For For
Bylaws to Permit the
Board to Amend
Bylaws
7 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Granite Construction Incorporated
Ticker Security ID: Meeting Date Meeting Status
GVA CUSIP 387328107 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David C. Darnell Mgmt For Against Against
2 Elect Celeste Beeks Mgmt For For For
Mastin
3 Elect Gaddi H. Vasquez Mgmt For For For
4 Elect Molly C. Campbell Mgmt For For For
5 Elect David H. Kelsey Mgmt For Against Against
6 Elect Michael F. Mgmt For For For
McNally
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Approval of the 2021 Mgmt For For For
Equity Compensation
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Granite Point Mortgage Trust Inc
Ticker Security ID: Meeting Date Meeting Status
GPMT CUSIP 38741L107 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Devin Chen Mgmt For For For
2 Elect Tanuja M. Dehne Mgmt For For For
3 Elect Stephen G. Kasnet Mgmt For For For
4 Elect W. Reid Sanders Mgmt For For For
5 Elect John A. Taylor Mgmt For For For
6 Elect Hope B. Woodhouse Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gray Television, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTN CUSIP 389375106 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hilton H. Mgmt For For For
Howell,
Jr.
1.2 Elect Howell W. Newton Mgmt For For For
1.3 Elect Richard L. Boger Mgmt For For For
1.4 Elect T.L. Elder Mgmt For For For
1.5 Elect Luis A. Garcia Mgmt For For For
1.6 Elect Richard B. Hare Mgmt For For For
1.7 Elect Robin R. Howell Mgmt For For For
1.8 Elect Donald P. Mgmt For For For
LaPlatney
1.9 Elect Paul H. McTear Mgmt For For For
1.10 Elect Sterling A. Mgmt For For For
Spainhour,
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Ajax Corp.
Ticker Security ID: Meeting Date Meeting Status
AJX CUSIP 38983D300 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence Mgmt For For For
Mendelsohn
1.2 Elect Russell Schaub Mgmt For For For
1.3 Elect Steven Begleiter Mgmt For Withhold Against
1.4 Elect John C. Condas Mgmt For For For
1.5 Elect Jonathan Mgmt For For For
Bradford Handley,
Jr.
1.6 Elect Paul M. Friedman Mgmt For For For
1.7 Elect J. Kirk Ogren, Mgmt For Withhold Against
Jr.
1.8 Elect Mary Haggerty Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Great Lakes Dredge & Dock Corporation
Ticker Security ID: Meeting Date Meeting Status
GLDD CUSIP 390607109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lasse J. Mgmt For For For
Petterson
2 Elect Kathleen M. Mgmt For For For
Shanahan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Guess Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Maurice Marciano Mgmt For For For
2.2 Elect Laurie Ann Mgmt For For For
Goldman
2.3 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
H&E Equipment Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
HEES CUSIP 404030108 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Engquist Mgmt For For For
1.2 Elect Bradley W. Barber Mgmt For For For
1.3 Elect Paul N. Arnold Mgmt For For For
1.4 Elect Gary W. Bagley Mgmt For For For
1.5 Elect Bruce C. Mgmt For For For
Bruckmann
1.6 Elect Patrick L. Edsell Mgmt For For For
1.7 Elect Thomas J. Mgmt For For For
Galligan
III
1.8 Elect Lawrence C. Mgmt For Withhold Against
Karlson
1.9 Elect John T. Sawyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hanmi Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
HAFC CUSIP 410495204 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Ahn Mgmt For For For
2 Elect Kiho Choi Mgmt For For For
3 Elect Christie K. Chu Mgmt For For For
4 Elect Harry H. Chung Mgmt For For For
5 Elect Scott R. Diehl Mgmt For For For
6 Elect Bonita I. Lee Mgmt For For For
7 Elect David L. Mgmt For For For
Rosenblum
8 Elect Thomas J. Mgmt For For For
Williams
9 Elect Michael M. Yang Mgmt For For For
10 Elect Gideon YU Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Equity Compensation
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Herc Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HRI CUSIP 42704L104 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick D. Mgmt For For For
Campbell
2 Elect Lawrence H. Mgmt For For For
Silber
3 Elect James H. Browning Mgmt For For For
4 Elect Shari L. Burgess Mgmt For For For
5 Elect Jonathan Frates Mgmt For For For
6 Elect Jean K. Holley Mgmt For For For
7 Elect Jacob M. Katz Mgmt For For For
8 Elect Michael A. Kelly Mgmt For For For
9 Elect Andrew N. Langham Mgmt For For For
10 Elect Mary Pat Salomone Mgmt For For For
11 Elect Andrew J. Teno Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hilltop Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HTH CUSIP 432748101 07/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charlotte Jones Mgmt For Withhold Against
Anderson
1.2 Elect Rhodes R. Bobbitt Mgmt For For For
1.3 Elect Tracy A. Bolt Mgmt For For For
1.4 Elect J. Taylor Mgmt For For For
Crandall
1.5 Elect Charles R. Mgmt For For For
Cummings
1.6 Elect Hill A. Feinberg Mgmt For For For
1.7 Elect Gerald J. Ford Mgmt For For For
1.8 Elect Jeremy B. Ford Mgmt For For For
1.9 Elect J. Markham Green Mgmt For For For
1.10 Elect William T. Hill, Mgmt For For For
Jr.
1.11 Elect Lee Lewis Mgmt For For For
1.12 Elect Andrew J. Mgmt For For For
Littlefair
1.13 Elect W. Robert Mgmt For Withhold Against
Nichols,
III
1.14 Elect Kenneth D. Mgmt For Withhold Against
Russell
1.15 Elect A. Haag Sherman Mgmt For For For
1.16 Elect Jonathan S. Sobel Mgmt For For For
1.17 Elect Robert C. Mgmt For For For
Taylor,
Jr.
1.18 Elect Carl B. Webb Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HomeStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
HMST CUSIP 43785V102 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott M. Boggs Mgmt For For For
2 Elect Jeffrey D. Green Mgmt For For For
3 Elect James R. Mgmt For For For
Mitchell,
Jr
4 Elect Mark R. Patterson Mgmt For For For
5 Elect Nancy D. Mgmt For For For
Pellegrino
6 Elect Douglas I. Smith Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hope Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOPE CUSIP 43940T109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin S. Kim Mgmt For For For
1.2 Elect Scott Yoon-Suk Mgmt For For For
Whang
1.3 Elect Steven S. Koh Mgmt For For For
1.4 Elect Donald D. Byun Mgmt For For For
1.5 Elect Jinho Doo Mgmt For For For
1.6 Elect Daisy Y. Ha Mgmt For For For
1.7 Elect Joon Kyung Kim Mgmt For For For
1.8 Elect William J. Lewis Mgmt For For For
1.9 Elect David P. Malone Mgmt For For For
1.10 Elect Dale S. Zuehls Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Independent Bank Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
IBTX CUSIP 45384B106 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Fair Mgmt For Against Against
2 Elect Donald L. Poarch Mgmt For For For
3 Elect Michael T. Viola Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Independent Bank Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
IBTX CUSIP 45384B106 08/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel W. Brooks Mgmt For For For
2 Elect Craig E. Holmes Mgmt For For For
3 Elect G. Stacy Smith Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Innoviva, Inc.
Ticker Security ID: Meeting Date Meeting Status
INVA CUSIP 45781M101 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Mgmt For For For
Bickerstaff,
III
2 Elect Deborah L. Birx Mgmt For For For
3 Elect Mark A. DiPaolo Mgmt For For For
4 Elect Jules A. Mgmt For For For
Haimovitz
5 Elect Odysseas D. Mgmt For For For
Kostas
6 Elect Sarah J. Mgmt For For For
Schlesinger
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insight Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSIT CUSIP 45765U103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Allen Mgmt For For For
2 Elect Bruce W. Mgmt For For For
Armstrong
3 Elect Linda M. Breard Mgmt For For For
4 Elect Timothy A. Crown Mgmt For For For
5 Elect Catherine Courage Mgmt For For For
6 Elect Anthony A. Mgmt For For For
Ibarguen
7 Elect Kenneth T. Mgmt For For For
Lamneck
8 Elect Kathleen S. Mgmt For For For
Pushor
9 Elect Girish Rishi Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Investors Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISBC CUSIP 46146L101 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Cummings Mgmt For For For
1.2 Elect John E. Harmon Mgmt For For For
1.3 Elect Michele N. Mgmt For For For
Siekerka
1.4 Elect Paul Mgmt For For For
Stathoulopoulos
1.5 Elect Kim Wales Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jabil Inc.
Ticker Security ID: Meeting Date Meeting Status
JBL CUSIP 466313103 01/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anousheh Ansari Mgmt For For For
2 Elect Martha F. Brooks Mgmt For For For
3 Elect Christopher S. Mgmt For For For
Holland
4 Elect Timothy L. Main Mgmt For For For
5 Elect Mark T. Mondello Mgmt For For For
6 Elect John C. Plant Mgmt For Abstain Against
7 Elect Steven A. Raymund Mgmt For For For
8 Elect Thomas A. Sansone Mgmt For For For
9 Elect David M. Stout Mgmt For For For
10 Elect Kathleen A. Mgmt For For For
Walters
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
14 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Jefferies Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JEF CUSIP 47233W109 03/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Barry J. Alperin Mgmt For For For
3 Elect Robert D. Beyer Mgmt For For For
4 Elect Francisco L. Mgmt For For For
Borges
5 Elect Brian P. Friedman Mgmt For For For
6 Elect MaryAnne Mgmt For For For
Gilmartin
7 Elect Richard B. Mgmt For For For
Handler
8 Elect Jacob M. Katz Mgmt For For For
9 Elect Michael T. O'Kane Mgmt For For For
10 Elect Joseph S. Mgmt For For For
Steinberg
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the Equity Mgmt For For For
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JELD-WEN Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
JELD CUSIP 47580P103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tracey I. Joubert Mgmt For For For
1.2 Elect Cynthia Marshall Mgmt For For For
1.3 Elect Gary S. Michel Mgmt For For For
1.4 Elect Anthony Munk Mgmt For For For
1.5 Elect David G. Nord Mgmt For For For
1.6 Elect Suzanne Stefany Mgmt For Withhold Against
1.7 Elect Bruce Taten Mgmt For For For
1.8 Elect Roderick Wendt Mgmt For For For
1.9 Elect Steven E. Wynne Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Matthew Carter, Mgmt For For For
Jr.
3 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
4 Elect Tina Ju Mgmt For For For
5 Elect Bridget Macaskill Mgmt For For For
6 Elect Deborah H. Mgmt For For For
McAneny
7 Elect Siddharth N. Mgmt For For For
Mehta
8 Elect Jeetendra I. Mgmt For For For
Patel
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect Ann Marie Petach Mgmt For For For
11 Elect Christian Ulbrich Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2019 Mgmt For For For
Stock Award and
Incentive
plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUSIP 48666K109 04/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur R. Collins Mgmt For For For
2 Elect Dorene C. Mgmt For For For
Dominguez
3 Elect Kevin P. Eltife Mgmt For For For
4 Elect Timothy W. Mgmt For For For
Finchem
5 Elect Stuart A. Gabriel Mgmt For For For
6 Elect Thomas W. Mgmt For For For
Gilligan
7 Elect Jodeen A. Kozlak Mgmt For For For
8 Elect Robert L. Johnson Mgmt For Against Against
9 Elect Melissa B. Lora Mgmt For For For
10 Elect Jeffrey T. Mezger Mgmt For For For
11 Elect James C. Weaver Mgmt For For For
12 Elect Michael M. Wood Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Mgmt For For For
Rights
Agreement
________________________________________________________________________________
Kimco Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Cooper Mgmt For For For
2 Elect Philip E. Mgmt For For For
Coviello
3 Elect Conor C. Flynn Mgmt For For For
4 Elect Frank Lourenso Mgmt For For For
5 Elect Henry Moniz Mgmt For For For
6 Elect Mary Hogan Mgmt For For For
Preusse
7 Elect Valerie Mgmt For For For
Richardson
8 Elect Richard B. Mgmt For For For
Saltzman
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lions Gate Entertainment Corp.
Ticker Security ID: Meeting Date Meeting Status
LGF CUSIP 535919203 09/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael R. Burns Mgmt For For For
2 Elect Mignon L. Clyburn Mgmt For For For
3 Elect Gordon Crawford Mgmt For For For
4 Elect Jon Feltheimer Mgmt For For For
5 Elect Emily Fine Mgmt For Against Against
6 Elect Michael T. Fries Mgmt For Against Against
7 Elect Susan McCaw Mgmt For For For
8 Elect Yvette Ostolaza Mgmt For For For
9 Elect Mark H. Rachesky Mgmt For For For
10 Elect Daniel E. Sanchez Mgmt For For For
11 Elect Daryl Simm Mgmt For Against Against
12 Elect Hardwick Simmons Mgmt For For For
13 Elect David M. Zaslav Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Amendment to the 2019 Mgmt For For For
Performance Incentive
Plan
________________________________________________________________________________
Lumber Liquidators Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LL CUSIP 55003T107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas T. Moore Mgmt For For For
1.2 Elect Nancy M. Taylor Mgmt For For For
1.3 Elect Joseph M. Nowicki Mgmt For For For
1.4 Elect Charles E. Tyson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
M/I Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael P. Mgmt For For For
Glimcher
1.2 Elect Elizabeth K Mgmt For For For
Ingram
1.3 Elect Kumi D. Walker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marinemax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
McGill,
Jr.
2 Elect Charles R. Mgmt For For For
Oglesby
3 Elect Rebecca White Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Masonite International Corporation
Ticker Security ID: Meeting Date Meeting Status
DOOR CUSIP 575385109 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard C. Heckes Mgmt For For For
1.2 Elect Jody L. Bilney Mgmt For For For
1.3 Elect Robert J. Byrne Mgmt For For For
1.4 Elect John H. Chuang Mgmt For For For
1.5 Elect Peter R. Mgmt For For For
Dachowski
1.6 Elect Jonathan F. Mgmt For For For
Foster
1.7 Elect Daphne E. Jones Mgmt For For For
1.8 Elect William S. Mgmt For For For
Oesterle
1.9 Elect Francis M. Mgmt For For For
Scricco
1.10 Elect Jay I. Steinfeld Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
MasTec, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTZ CUSIP 576323109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose R. Mas Mgmt For For For
1.2 Elect Javier Palomarez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Matson, Inc.
Ticker Security ID: Meeting Date Meeting Status
MATX CUSIP 57686G105 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Meredith J. Ching Mgmt For For For
1.2 Elect Matthew J. Cox Mgmt For For For
1.3 Elect Thomas B. Fargo Mgmt For For For
1.4 Elect Mark H. Fukunaga Mgmt For For For
1.5 Elect Stanley M. Mgmt For For For
Kuriyama
1.6 Elect Constance H. Lau Mgmt For For For
1.7 Elect Jenai S. Wall Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas S. Everist Mgmt For For For
2 Elect Karen B. Fagg Mgmt For For For
3 Elect David L. Goodin Mgmt For For For
4 Elect Dennis W. Johnson Mgmt For For For
5 Elect Patricia L. Moss Mgmt For For For
6 Elect Dale S. Rosenthal Mgmt For For For
7 Elect Edward A. Ryan Mgmt For For For
8 Elect David Sparby Mgmt For For For
9 Elect Chenxi Wang Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MGIC Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MTG CUSIP 552848103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Analisa M. Allen Mgmt For For For
1.2 Elect Daniel A. Mgmt For For For
Arrigoni
1.3 Elect C. Edward Chaplin Mgmt For For For
1.4 Elect Curt S. Culver Mgmt For For For
1.5 Elect Jay C. Hartzell Mgmt For For For
1.6 Elect Timothy A. Holt Mgmt For For For
1.7 Elect Jodeen A. Kozlak Mgmt For For For
1.8 Elect Michael E. Lehman Mgmt For For For
1.9 Elect Melissa B. Lora Mgmt For For For
1.10 Elect Timothy J. Mattke Mgmt For For For
1.11 Elect Gary A. Poliner Mgmt For For For
1.12 Elect Sheryl L. Sculley Mgmt For For For
1.13 Elect Mark M. Zandi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ModivCare Inc.
Ticker Security ID: Meeting Date Meeting Status
MODV CUSIP 60783X104 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd J. Carter Mgmt For For For
2 Elect Frank J. Wright Mgmt For For For
3 Elect Garth N. Graham Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Movado Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOV CUSIP 624580106 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Bridgman Mgmt For For For
1.2 Elect Alex Grinberg Mgmt For For For
1.3 Elect Efraim Grinberg Mgmt For For For
1.4 Elect Alan H. Howard Mgmt For For For
1.5 Elect Richard Isserman Mgmt For For For
1.6 Elect Ann Kirschner Mgmt For For For
1.7 Elect Stephen I. Sadove Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MYR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MYRG CUSIP 55405W104 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C.I. Lucky Mgmt For For For
2 Elect Maurice E. Moore Mgmt For For For
3 Elect Shirin O'Connor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F137 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect Anthony R. Chase Mgmt For For For
1.3 Elect James R. Crane Mgmt For For For
1.4 Elect John P. Kotts Mgmt For Withhold Against
1.5 Elect Michael C. Linn Mgmt For For For
1.6 Elect Anthony G. Mgmt For For For
Petrello
1.7 Elect John Yearwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Plan
________________________________________________________________________________
National Bank Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
NBHC CUSIP 633707104 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph W. Clermont Mgmt For For For
1.2 Elect Robert E. Dean Mgmt For For For
1.3 Elect Fred J. Joseph Mgmt For For For
1.4 Elect G. Timothy Laney Mgmt For For For
1.5 Elect Micho F. Spring Mgmt For For For
1.6 Elect Burney S. Mgmt For For For
Warren,
III
1.7 Elect Art Zeile Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Anderson Mgmt For For For
1.2 Elect David P. Bauer Mgmt For For For
1.3 Elect Barbara M. Mgmt For For For
Baumann
1.4 Elect Rebecca Ranich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National General Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
NGHC CUSIP 636220303 09/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
National Health Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
NHI CUSIP 63633D104 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert T. Webb Mgmt For For For
2 Elect Charlotte A. Mgmt For For For
Swafford
3 Elect Eric Mendelsohn Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nautilus, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLS CUSIP 63910B102 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James "Jim" Mgmt For For For
Barr,
IV
1.2 Elect Richard A. Horn Mgmt For For For
1.3 Elect M. Carl Johnson, Mgmt For For For
III
1.4 Elect Patricia M. Ross Mgmt For For For
1.5 Elect Anne G. Saunders Mgmt For For For
1.6 Elect Marvin G. Siegert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Navient Corporation
Ticker Security ID: Meeting Date Meeting Status
NAVI CUSIP 63938C108 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frederick Arnold Mgmt For For For
2 Elect Anna Escobedo Mgmt For For For
Cabral
3 Elect Larry A. Klane Mgmt For For For
4 Elect Katherine A. Mgmt For For For
Lehman
5 Elect Linda A. Mills Mgmt For For For
6 Elect John F. Remondi Mgmt For For For
7 Elect Jane J. Thompson Mgmt For For For
8 Elect Laura S. Unger Mgmt For For For
9 Elect David L. Yowan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NetGear, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTGR CUSIP 64111Q104 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick C.S. Lo Mgmt For For For
2 Elect Sarah S. Mgmt For For For
Butterfass
3 Elect Laura Durr Mgmt For For For
4 Elect Jef T. Graham Mgmt For For For
5 Elect Bradley L. Mgmt For For For
Maiorino
6 Elect Janice M. Roberts Mgmt For For For
7 Elect Gregory J. Mgmt For For For
Rossmann
8 Elect Barbara V. Mgmt For For For
Scherer
9 Elect Thomas H. Mgmt For For For
Waechter
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
New Jersey Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
NJR CUSIP 646025106 01/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. William Mgmt For For For
Howard,
Jr.
1.2 Elect Donald L. Correll Mgmt For For For
1.3 Elect James H. Mgmt For For For
DeGraffenreidt,
Jr.
1.4 Elect M. Susan Hardwick Mgmt For For For
1.5 Elect George R. Mgmt For For For
Zoffinger
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nexstar Media Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXST CUSIP 65336K103 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Perry A. Sook Mgmt For For For
1.2 Elect Geoff Armstrong Mgmt For For For
1.3 Elect Jay M. Grossman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Matthew Carter, Mgmt For For For
Jr.
4 Elect Lawrence S. Coben Mgmt For For For
5 Elect Heather Cox Mgmt For For For
6 Elect Elizabeth B. Mgmt For For For
Donohue
7 Elect Mauricio Mgmt For For For
Gutierrez
8 Elect Paul W. Hobby Mgmt For For For
9 Elect Alexandra Pruner Mgmt For For For
10 Elect Anne C. Mgmt For For For
Schaumburg
11 Elect Thomas H. Mgmt For For For
Weidemeyer
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nu Skin Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emma S. Battle Mgmt For For For
2 Elect Daniel W. Mgmt For For For
Campbell
3 Elect Andrew D. Lipman Mgmt For For For
4 Elect Steven J. Lund Mgmt For For For
5 Elect Laura Nathanson Mgmt For For For
6 Elect Ryan S. Napierski Mgmt For For For
7 Elect Thomas R. Pisano Mgmt For For For
8 Elect Zheqing (Simon) Mgmt For For For
Shen
9 Elect Edwina D. Mgmt For For For
Woodbury
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank A. Bozich Mgmt For For For
2 Elect Peter D. Clarke Mgmt For For For
3 Elect Luke R. Corbett Mgmt For For For
4 Elect David L. Hauser Mgmt For For For
5 Elect Luther C. Kissam Mgmt For For For
IV
6 Elect Judy R. Mgmt For For For
McReynolds
7 Elect David E. Rainbolt Mgmt For For For
8 Elect J. Michael Sanner Mgmt For For For
9 Elect Sheila G. Talton Mgmt For For For
10 Elect Sean Trauschke Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Permit Shareholders to Mgmt For For For
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa Green Hall Mgmt For For For
1.2 Elect Matthew R. Mgmt For Withhold Against
Michelini
1.3 Elect Douglas H. Mgmt For For For
Shulman
2 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Owens & Minor, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMI CUSIP 690732102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aster Angagaw Mgmt For For For
2 Elect Mark A. Beck Mgmt For For For
3 Elect Gwendolyn M. Mgmt For For For
Bingham
4 Elect Robert J. Henkel Mgmt For For For
5 Elect Stephen W Klemash Mgmt For For For
6 Elect Mark McGettrick Mgmt For For For
7 Elect Edward A. Pesicka Mgmt For For For
8 Elect Michael C. Mgmt For For For
Riordan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Owens Corning
Ticker Security ID: Meeting Date Meeting Status
OC CUSIP 690742101 04/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian D. Chambers Mgmt For For For
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect Adrienne D. Mgmt For For For
Elsner
4 Elect Alfred E. Festa Mgmt For For For
5 Elect Edward F. Mgmt For For For
Lonergan
6 Elect Maryann T. Mannen Mgmt For For For
7 Elect Paul E. Martin Mgmt For For For
8 Elect W. Howard Morris Mgmt For For For
9 Elect Suzanne P. Mgmt For For For
Nimocks
10 Elect John D. Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tiffany J. Thom Mgmt For For For
Cepak
1.2 Elect Michael W. Conlon Mgmt For For For
1.3 Elect William A Mgmt For For For
Hendricks,
Jr.
1.4 Elect Curtis W. Huff Mgmt For For For
1.5 Elect Terry H. Hunt Mgmt For For For
1.6 Elect Janeen S. Judah Mgmt For For For
2 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barton R. Mgmt For For For
Brookman
1.2 Elect Mark E. Ellis Mgmt For For For
1.3 Elect Paul J. Korus Mgmt For For For
1.4 Elect David C. Parke Mgmt For For For
1.5 Elect Lynn A. Peterson Mgmt For Withhold Against
1.6 Elect Carlos Sabater Mgmt For For For
1.7 Elect Diana L. Sands Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennyMac Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFSI CUSIP 70932M107 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Spector Mgmt For For For
2 Elect James K. Hunt Mgmt For For For
3 Elect Jonathan A. Mgmt For For For
Jacobson
4 Elect Patrick Kinsella Mgmt For For For
5 Elect Anne D. McCallion Mgmt For For For
6 Elect Joseph F. Mgmt For For For
Mazzella
7 Elect Farhad Nanji Mgmt For For For
8 Elect Jeffrey A. Mgmt For For For
Perlowitz
9 Elect Lisa M. Shalett Mgmt For For For
10 Elect Theodore W. Tozer Mgmt For For For
11 Elect Emily Youssouf Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Perspecta Inc.
Ticker Security ID: Meeting Date Meeting Status
PRSP CUSIP 715347100 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanju K. Bansal Mgmt For For For
2 Elect Sondra L. Barbour Mgmt For For For
3 Elect John M. Curtis Mgmt For For For
4 Elect Lisa S. Disbrow Mgmt For For For
5 Elect Glenn A. Mgmt For For For
Eisenberg
6 Elect Pamela O. Kimmet Mgmt For For For
7 Elect Ramzi M. Musallam Mgmt For Against Against
8 Elect Philip O. Nolan Mgmt For For For
9 Elect Betty J. Sapp Mgmt For For For
10 Elect Michael E. Mgmt For For For
Ventling
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl F. Mgmt For For For
Campbell
2 Elect Kerry W. Cooper Mgmt For For For
3 Elect Arno Harris Mgmt For For For
4 Elect Michael R. Niggli Mgmt For For For
5 Elect Oluwadara J. Mgmt For For For
Treseder
6 Elect Benjamin F. Mgmt For For For
Wilson
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 02/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Norman P. Becker Mgmt For For For
3 Elect Patricia K. Mgmt For For For
Collawn
4 Elect E. Renae Conley Mgmt For For For
5 Elect Alan J. Fohrer Mgmt For For For
6 Elect Sidney M. Mgmt For For For
Gutierrez
7 Elect James A. Hughes Mgmt For For For
8 Elect Maureen T. Mgmt For For For
Mullarkey
9 Elect Donald K. Schwanz Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate-related
Activities
________________________________________________________________________________
Popular, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPOP CUSIP 733174700 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alejandro M. Mgmt For For For
Ballester
2 Elect Richard L. Mgmt For For For
Carrion
3 Elect Carlos A. Unanue Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prestige Consumer Healthcare Inc.
Ticker Security ID: Meeting Date Meeting Status
PBH CUSIP 74112D101 08/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald M. Mgmt For For For
Lombardi
1.2 Elect John E. Byom Mgmt For For For
1.3 Elect Gary E. Costley Mgmt For For For
1.4 Elect Christopher J. Mgmt For For For
Coughlin
1.5 Elect Sheila A. Hopkins Mgmt For For For
1.6 Elect James M. Jenness Mgmt For For For
1.7 Elect Natale S. Mgmt For For For
Ricciardi
1.8 Elect Dawn M. Zier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Primoris Services Corporation
Ticker Security ID: Meeting Date Meeting Status
PRIM CUSIP 74164F103 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen C. Cook Mgmt For For For
1.2 Elect David L. King Mgmt For For For
1.3 Elect Carla S. Mgmt For For For
Mashinski
1.4 Elect Terry D. Mgmt For For For
McCallister
1.5 Elect Thomas E. Mgmt For For For
McCormick
1.6 Elect Jose R. Rodriguez Mgmt For For For
1.7 Elect John P. Mgmt For For For
Schauerman
1.8 Elect Robert A. Mgmt For For For
Tinstman
1.9 Elect Patricia K. Mgmt For For For
Wagner
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ProPetro Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
PUMP CUSIP 74347M108 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip A. Gobe Mgmt For For For
1.2 Elect Spencer D. Mgmt For Withhold Against
Armour,
III
1.3 Elect Mark S. Berg Mgmt For For For
1.4 Elect Anthony J. Best Mgmt For For For
1.5 Elect Michele Vion Mgmt For For For
Choka
1.6 Elect Alan E. Douglas Mgmt For For For
1.7 Elect G. Larry Lawrence Mgmt For For For
1.8 Elect Jack B. Moore Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect J. Phillip Mgmt For For For
Holloman
8 Elect Ryan R. Marshall Mgmt For For For
9 Elect John R. Peshkin Mgmt For For For
10 Elect Scott F. Powers Mgmt For For For
11 Elect Lila Snyder Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QCR Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCRH CUSIP 74727A104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary Kay Bates Mgmt For For For
1.2 Elect John-Paul E. Mgmt For For For
Besong
1.3 Elect Todd A. Gipple Mgmt For Withhold Against
1.4 Elect Donna J. Sorensen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Jeffery Gardner Mgmt For For For
1.4 Elect John R. Harding Mgmt For For For
1.5 Elect David H.Y. Ho Mgmt For For For
1.6 Elect Roderick D. Mgmt For For For
Nelson
1.7 Elect Walden C. Rhines Mgmt For For For
1.8 Elect Susan L. Spradley Mgmt For For For
1.9 Elect Walter H. Mgmt For For For
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanex Building Products Corporation
Ticker Security ID: Meeting Date Meeting Status
NX CUSIP 747619104 02/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan F. Davis Mgmt For For For
2 Elect William C. Mgmt For For For
Griffiths
3 Elect Donald Maier Mgmt For For For
4 Elect Meredith W. Mgmt For For For
Mendes
5 Elect Joseph D. Rupp Mgmt For For For
6 Elect Curtis M. Stevens Mgmt For For For
7 Elect William E. Waltz Mgmt For For For
Jr.
8 Elect George L. Wilson Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Earl C. Austin, Mgmt For For For
Jr.
2 Elect Doyle N. Beneby Mgmt For For For
3 Elect Vincent D. Foster Mgmt For For For
4 Elect Bernard Fried Mgmt For For For
5 Elect Worthing F. Mgmt For For For
Jackman
6 Elect David M. Mgmt For For For
McClanahan
7 Elect Margaret B. Mgmt For For For
Shannon
8 Elect Pat Wood, III Mgmt For For For
9 Elect Martha B. Wyrsch Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rambus Inc.
Ticker Security ID: Meeting Date Meeting Status
RMBS CUSIP 750917106 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emiko Higashi Mgmt For Against Against
2 Elect Meera Rao Mgmt For Against Against
3 Elect Karen M. Rogge Mgmt For For For
4 Elect Sanjay Saraf Mgmt For For For
5 Elect Eric B. Stang Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Regal Beloit Corporation
Ticker Security ID: Meeting Date Meeting Status
RBC CUSIP 758750103 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jan A. Bertsch Mgmt For For For
2 Elect Stephen M. Burt Mgmt For For For
3 Elect Anesa Chaibi Mgmt For For For
4 Elect Christopher L. Mgmt For For For
Doerr
5 Elect Dean A. Foate Mgmt For For For
6 Elect Michael F. Hilton Mgmt For For For
7 Elect Louis V. Pinkham Mgmt For For For
8 Elect Rakesh Sachdev Mgmt For For For
9 Elect Curtis W. Mgmt For Against Against
Stoelting
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Retail Value Inc.
Ticker Security ID: Meeting Date Meeting Status
RVI CUSIP 76133Q102 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary N. Boston Mgmt For For For
2 Elect Henrie W. Koetter Mgmt For For For
3 Elect David R. Lukes Mgmt For For For
4 Elect Scott D. Roulston Mgmt For For For
5 Elect Barry A. Sholem Mgmt For For For
6 Elect Christa A. Vesy Mgmt For Against Against
7 Elimination of Mgmt For For For
Supermajority
Requirement
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RH
Ticker Security ID: Meeting Date Meeting Status
RH CUSIP 74967X103 07/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hilary Krane Mgmt For For For
1.2 Elect Katie Mitic Mgmt For For For
1.3 Elect Ali Rowghani Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rush Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUSHA CUSIP 781846209 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. M. Rush Mgmt For For For
1.2 Elect Thomas A. Akin Mgmt For For For
1.3 Elect James C. Mgmt For For For
Underwood
1.4 Elect Raymond J. Chess Mgmt For For For
1.5 Elect William H. Cary Mgmt For For For
1.6 Elect Kennon H. Mgmt For Withhold Against
Guglielmo
1.7 Elect Elaine Mendoza Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Eck Mgmt For For For
2 Elect Robert A. Mgmt For For For
Hagemann
3 Elect Michael F. Hilton Mgmt For For For
4 Elect Tamara L. Mgmt For For For
Lundgren
5 Elect Luis P. Nieto, Mgmt For For For
Jr.
6 Elect David G. Nord Mgmt For For For
7 Elect Robert E. Sanchez Mgmt For For For
8 Elect Abbie J. Smith Mgmt For For For
9 Elect E. Follin Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Hansel E. Tookes Mgmt For For For
II
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2019 Mgmt For For For
Equity and Incentive
Compensation
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Sanmina Corporation
Ticker Security ID: Meeting Date Meeting Status
SANM CUSIP 801056102 03/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eugene A. Delaney Mgmt For For For
2 Elect John P. Mgmt For For For
Goldsberry
3 Elect Rita S. Lane Mgmt For For For
4 Elect Joseph G. Mgmt For For For
Licata,
Jr.
5 Elect Krish A. Prabhu Mgmt For For For
6 Elect Mario M. Rosati Mgmt For Against Against
7 Elect Jure Sola Mgmt For For For
8 Elect Jackie M. Ward Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Santander Consumer USA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SC CUSIP 80283M101 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mahesh Aditya Mgmt For For For
1.2 Elect Homaira Akbari Mgmt For For For
1.3 Elect Juan Carlos Mgmt For For For
Alvarez de
Soto
1.4 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
1.5 Elect Stephen A. Mgmt For For For
Ferriss
1.6 Elect Victor Hill Mgmt For For For
1.7 Elect Edith E. Holiday Mgmt For For For
1.8 Elect Javier Maldonado Mgmt For For For
1.9 Elect Robert J. Mgmt For For For
McCarthy
1.10 Elect William F. Muir Mgmt For For For
1.11 Elect William Rainer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenda J. Minor Mgmt For For For
1.2 Elect Michael W. Mgmt For For For
Sutherlin
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Select Medical Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
SEM CUSIP 81619Q105 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Ely III Mgmt For Against Against
2 Elect Rocco A. Ortenzio Mgmt For For For
3 Elect Thomas A. Scully Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signet Jewelers Limited
Ticker Security ID: Meeting Date Meeting Status
SIG CUSIP G81276100 06/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Todd Stitzer Mgmt For For For
2 Elect Andre V. Branch Mgmt For For For
3 Elect Virginia C. Mgmt For For For
Drosos
4 Elect R. Mark Graf Mgmt For For For
5 Elect Zackery Hicks Mgmt For For For
6 Elect Sharon L. Mgmt For For For
McCollam
7 Elect Helen McCluskey Mgmt For For For
8 Elect Nancy A. Reardon Mgmt For For For
9 Elect Jonathan Seiffer Mgmt For For For
10 Elect Brian Tilzer Mgmt For For For
11 Elect Eugenia Ulasewicz Mgmt For For For
12 Elect Donta L. Wilson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sinclair Broadcast Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBGI CUSIP 829226109 06/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Smith Mgmt For For For
1.2 Elect Frederick G. Mgmt For For For
Smith
1.3 Elect J. Duncan Smith Mgmt For For For
1.4 Elect Robert E. Smith Mgmt For Withhold Against
1.5 Elect Laurie R. Beyer Mgmt For For For
1.6 Elect Howard E. Mgmt For For For
Friedman
1.7 Elect Lawrence E. Mgmt For For For
McCanna
1.8 Elect Daniel C. Keith Mgmt For For For
1.9 Elect Martin R. Leader Mgmt For For For
1.10 Elect Benson E. Legg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For Against Against
Employee Stock
Purchase
Plan
4 Amendment to the 1996 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Betsy S. Atkins Mgmt For For For
3 Elect Edwin T. Burton Mgmt For For For
III
4 Elect Lauren B. Dillard Mgmt For For For
5 Elect Stephen L. Green Mgmt For For For
6 Elect Craig M. Hatkoff Mgmt For For For
7 Elect Marc Holliday Mgmt For For For
8 Elect John S. Levy Mgmt For For For
9 Elect Andrew W. Mathias Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul G. Child Mgmt For For For
2 Elect Mary Carter Mgmt For For For
Warren
Franke
3 Elect Marianne M. Keler Mgmt For For For
4 Elect Mark L. Lavelle Mgmt For For For
5 Elect Ted Manvitz Mgmt For For For
6 Elect Jim Matheson Mgmt For For For
7 Elect Frank C. Puleo Mgmt For For For
8 Elect Vivian C. Mgmt For For For
Schneck-Last
9 Elect William N. Mgmt For For For
Shiebler
10 Elect Robert S. Strong Mgmt For For For
11 Elect Jonathan W. Mgmt For For For
Witter
12 Elect Kirsten O. Mgmt For For For
Wolberg
13 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carla J. Bailo Mgmt For For For
2 Elect Stephen R. Brand Mgmt For For For
3 Elect Ramiro G. Peru Mgmt For For For
4 Elect Julio M. Quintana Mgmt For For For
5 Elect Rose M. Robeson Mgmt For For For
6 Elect William D. Mgmt For For For
Sullivan
7 Elect Herbert S. Vogel Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
SMART Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGH CUSIP G8232Y101 02/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sandeep Nayyar Mgmt For For For
2 Elect Mukesh Patel Mgmt For For For
3 Elect Maximiliane C. Mgmt For For For
Straub
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the 2017 Mgmt For Against Against
Share Incentive
Plan
________________________________________________________________________________
Smith & Wesson Brands Inc
Ticker Security ID: Meeting Date Meeting Status
SWBI CUSIP 831754106 10/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Scott Mgmt For For For
1.2 Elect Michael F. Golden Mgmt For For For
1.3 Elect Anita D. Britt Mgmt For For For
1.4 Elect John B. Furman Mgmt For For For
1.5 Elect Barry M. Monheit Mgmt For For For
1.6 Elect Mitchell A. Saltz Mgmt For For For
1.7 Elect Mark P. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Human
Rights
Policy
________________________________________________________________________________
Sonic Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAH CUSIP 83545G102 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect O. Bruton Smith Mgmt For For For
2 Elect David B. Smith Mgmt For For For
3 Elect Jeff Dyke Mgmt For For For
4 Elect William I. Belk Mgmt For For For
5 Elect William R. Brooks Mgmt For For For
6 Elect Victor H. Doolan Mgmt For For For
7 Elect John W. Harris, Mgmt For For For
III
8 Elect H. Robert Heller Mgmt For For For
9 Elect Keri A. Kaiser Mgmt For For For
10 Elect Marcus G. Smith Mgmt For For For
11 Elect R. Eugene Taylor Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
15 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
SpartanNash Company
Ticker Security ID: Meeting Date Meeting Status
SPTN CUSIP 847215100 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Shan Mgmt For For For
Atkins
1.2 Elect Frank M. Gambino Mgmt For For For
1.3 Elect Douglas A. Hacker Mgmt For For For
1.4 Elect Yvonne R. Jackson Mgmt For For For
1.5 Elect Matthew Mannelly Mgmt For For For
1.6 Elect Elizabeth A. Mgmt For For For
Nickels
1.7 Elect Hawthorne L. Mgmt For For For
Proctor
1.8 Elect Tony B. Sarsam Mgmt For For For
1.9 Elect William R. Voss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sportsman's Warehouse Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPWH CUSIP 84920Y106 03/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Sprouts Farmers Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFM CUSIP 85208M102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph Fortunato Mgmt For For For
1.2 Elect Lawrence P. Mgmt For For For
Molloy
1.3 Elect Joseph P. O'Leary Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Surgery Partners
Ticker Security ID: Meeting Date Meeting Status
SGRY CUSIP 86881A100 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clifford G. Mgmt For For For
Adlerz
1.2 Elect J. Eric Evans Mgmt For For For
1.3 Elect Andrew T. Kaplan Mgmt For For For
1.4 Elect Blair E. Hendrix Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Synaptics Inc
Ticker Security ID: Meeting Date Meeting Status
SYNA CUSIP 87157D109 10/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelson C. Chan Mgmt For For For
2 Elect Susan J. Hardman Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2019 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin M. Murai Mgmt For For For
1.2 Elect Dwight A. Mgmt For For For
Steffensen
1.3 Elect Dennis Polk Mgmt For For For
1.4 Elect Fred A. Mgmt For For For
Breidenbach
1.5 Elect Laurie Simon Mgmt For For For
Hodrick
1.6 Elect LEE Hau Leung Mgmt For For For
1.7 Elect MIAU Matthew Mgmt For Withhold Against
Feng-Chiang
1.8 Elect Ann Vezina Mgmt For For For
1.9 Elect Thomas Wurster Mgmt For For For
1.10 Elect Duane E. Zitzner Mgmt For For For
1.11 Elect Andrea M. Mgmt For For For
Zulberti
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 06/30/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Merger Issuance Mgmt For For For
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Corporate Opportunity Mgmt For For For
Waiver
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C501 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tim E. Bentsen Mgmt For For For
2 Elect Kevin S. Blair Mgmt For For For
3 Elect F. Dixon Brooke Mgmt For For For
Jr.
4 Elect Stephen T. Butler Mgmt For For For
5 Elect Elizabeth W. Camp Mgmt For For For
6 Elect Pedro Cherry Mgmt For For For
7 Elect Diana M. Murphy Mgmt For For For
8 Elect Harris Pastides Mgmt For For For
9 Elect Joseph J. Mgmt For For For
Prochaska,
Jr.
10 Elect John L. Mgmt For For For
Stallworth
11 Elect Kessel D. Mgmt For For For
Stelling
12 Elect Barry L. Storey Mgmt For For For
13 Elect Teresa White Mgmt For For For
14 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
15 Approval of the 2021 Mgmt For For For
Director Stock
Purchase
Plan
16 Approval of the 2021 Mgmt For For For
Omnibus
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Taubman Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCO CUSIP 876664103 12/28/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Simon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Taylor Morrison Home Corporation
Ticker Security ID: Meeting Date Meeting Status
TMHC CUSIP 87724P106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffry L. Flake Mgmt For For For
1.2 Elect Gary H. Hunt Mgmt For For For
1.3 Elect Peter Lane Mgmt For For For
1.4 Elect William H. Lyon Mgmt For For For
1.5 Elect Anne L. Mariucci Mgmt For For For
1.6 Elect David C. Merritt Mgmt For For For
1.7 Elect Andrea Owen Mgmt For For For
1.8 Elect Sheryl D. Palmer Mgmt For For For
1.9 Elect Denise F. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenet Healthcare Corporation
Ticker Security ID: Meeting Date Meeting Status
THC CUSIP 88033G407 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald A. Mgmt For For For
Rittenmeyer
2 Elect J. Robert Kerrey Mgmt For For For
3 Elect James L. Bierman Mgmt For For For
4 Elect Richard W. Fisher Mgmt For For For
5 Elect Meghan FitzGerald Mgmt For For For
6 Elect Cecil D. Haney Mgmt For For For
7 Elect Christopher S. Mgmt For For For
Lynch
8 Elect Richard J. Mark Mgmt For For For
9 Elect Tammy Romo Mgmt For For For
10 Elect Saumya Sutaria Mgmt For For For
11 Elect Nadja Y. West Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Capital Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCBI CUSIP 88224Q107 10/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry L. Helm Mgmt For For For
1.2 Elect James H. Browning Mgmt For For For
1.3 Elect Jonathan E. Mgmt For For For
Baliff
1.4 Elect David S. Huntley Mgmt For For For
1.5 Elect Charles S. Hyle Mgmt For For For
1.6 Elect Elysia Holt Mgmt For For For
Ragusa
1.7 Elect Steven P. Mgmt For For For
Rosenberg
1.8 Elect Robert W. Mgmt For For For
Stallings
1.9 Elect Dale W. Tremblay Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Ratification of Mgmt For Abstain Against
Ownership Threshold
for Shareholders to
Call a Special
Meeting
________________________________________________________________________________
Textainer Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TGH CUSIP G8766E109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Olivier Mgmt For For For
Ghesquiere
2 Elect James F. Earl Mgmt For For For
3 Elect Cynthia L. Mgmt For For For
Hostetler
4 Approval of Financial Mgmt For For For
Statements
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
The AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet G. Davidson Mgmt For For For
2 Elect Andres R. Gluski Mgmt For For For
3 Elect Tarun Khanna Mgmt For For For
4 Elect Holly K. Koeppel Mgmt For For For
5 Elect Julia M. Laulis Mgmt For For For
6 Elect James H. Miller Mgmt For For For
7 Elect Alain Monie Mgmt For For For
8 Elect John B. Morse, Mgmt For For For
Jr.
9 Elect Moises Naim Mgmt For For For
10 Elect Teresa M. Mgmt For For For
Sebastian
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw or
Charter
Amendments
________________________________________________________________________________
The Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBBK CUSIP 05969A105 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel G. Cohen Mgmt For For For
2 Elect Damian M. Mgmt For For For
Kozlowski
3 Elect Walter T. Beach Mgmt For For For
4 Elect Michael J. Mgmt For For For
Bradley
5 Elect John C. Chrystal Mgmt For For For
6 Elect Matthew Cohn Mgmt For For For
7 Elect John M. Eggemeyer Mgmt For For For
8 Elect Hersh Kozlov Mgmt For Against Against
9 Elect William H. Lamb Mgmt For For For
10 Elect James J. Mgmt For For For
McEntee,
III
11 Elect Daniela A. Mielke Mgmt For For For
12 Elect Stephanie B. Mgmt For For For
Mudick
13 Elect Mei-Mei Tuan Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Chemours Company
Ticker Security ID: Meeting Date Meeting Status
CC CUSIP 163851108 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Curtis V. Mgmt For For For
Anastasio
2 Elect Bradley J. Bell Mgmt For For For
3 Elect Richard H. Brown Mgmt For For For
4 Elect Mary B. Cranston Mgmt For For For
5 Elect Curtis J. Mgmt For For For
Crawford
6 Elect Dawn L. Farrell Mgmt For For For
7 Elect Erin Kane Mgmt For For For
8 Elect Sean D. Keohane Mgmt For For For
9 Elect Mark P. Vergnano Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Elimination of Mgmt For For For
Supermajority
Requirement
13 Amendment to the 2017 Mgmt For For For
Equity and Incentive
Plan
________________________________________________________________________________
The GEO Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GEO CUSIP 36162J106 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anne N. Foreman Mgmt For For For
1.2 Elect Richard H. Mgmt For For For
Glanton
1.3 Elect Jose Gordo Mgmt For For For
1.4 Elect Duane Helkowski Mgmt For For For
1.5 Elect Scott Kernan Mgmt For For For
1.6 Elect Guido Van Mgmt For For For
Hauwermeiren
1.7 Elect Christopher C. Mgmt For For For
Wheeler
1.8 Elect Julie Myers Wood Mgmt For Withhold Against
1.9 Elect George C. Zoley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2018 Mgmt For For For
Stock Incentive
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
The Goodyear Tire & Rubber Company
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Mgmt For For For
Firestone
2 Elect Werner Geissler Mgmt For For For
3 Elect Peter S. Hellman Mgmt For For For
4 Elect Laurette T. Mgmt For For For
Koellner
5 Elect Richard J. Kramer Mgmt For For For
6 Elect Karla R. Lewis Mgmt For For For
7 Elect W. Alan Mgmt For For For
McCollough
8 Elect John E. McGlade Mgmt For For For
9 Elect Roderick A. Mgmt For For For
Palmore
10 Elect Hera K. Siu Mgmt For For For
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Elect Michael R. Wessel Mgmt For For For
13 Elect Thomas L. Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
The Interpublic Group of Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jocelyn E. Mgmt For For For
Carter-Miller
2 Elect Mary J. Steele Mgmt For For For
Guilfoile
3 Elect Dawn Hudson Mgmt For For For
4 Elect Philippe Mgmt For For For
Krakowsky
5 Elect Jonathan F. Mgmt For For For
Miller
6 Elect Patrick Q. Moore Mgmt For For For
7 Elect Michael I. Roth Mgmt For For For
8 Elect Linda S. Sanford Mgmt For For For
9 Elect David M. Thomas Mgmt For For For
10 Elect E. Lee Wyatt Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
The Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Oscar de Paula Mgmt For For For
Bernardes
Neto
3 Elect Gregory L. Ebel Mgmt For For For
4 Elect Timothy S. Gitzel Mgmt For For For
5 Elect Denise C. Johnson Mgmt For For For
6 Elect Emery N. Koenig Mgmt For For For
7 Elect James C. O'Rourke Mgmt For For For
8 Elect David T. Seaton Mgmt For For For
9 Elect Steven M. Seibert Mgmt For For For
10 Elect Luciano Siani Mgmt For For For
Pires
11 Elect Gretchen Watkins Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
The Timken Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria A. Crowe Mgmt For For For
1.2 Elect Elizabeth A. Mgmt For For For
Harrell
1.3 Elect Richard G. Kyle Mgmt For For For
1.4 Elect Sarah C. Lauber Mgmt For For For
1.5 Elect John A. Luke Mgmt For For For
1.6 Elect Christopher L. Mgmt For For For
Mapes
1.7 Elect James F. Palmer Mgmt For For For
1.8 Elect Ajita G. Rajendra Mgmt For For For
1.9 Elect Frank C. Sullivan Mgmt For For For
1.10 Elect John M. Timken, Mgmt For For For
Jr.
1.11 Elect Ward J. Timken, Mgmt For For For
Jr.
1.12 Elect Jacqueline F. Mgmt For For For
Woods
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Titan Machinery Inc.
Ticker Security ID: Meeting Date Meeting Status
TITN CUSIP 88830R101 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stan K. Erickson Mgmt For For For
1.2 Elect Jody Horner Mgmt For For For
1.3 Elect Richard Mack Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tivity Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
TVTY CUSIP 88870R102 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Ashworth
2 Elect Sara J. Finley Mgmt For For For
3 Elect Robert J. Mgmt For For For
Greczyn,
Jr.
4 Elect Beth M. Jacob Mgmt For For For
5 Elect Bradley S. Karro Mgmt For For For
6 Elect Erin L. Russell Mgmt For For For
7 Elect Anthony M. Mgmt For For For
Sanfilippo
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Allocation of Losses Mgmt For For For
4 Renewal of Authorized Mgmt For For For
Capital
5 Elect Glyn A. Barker Mgmt For For For
6 Elect Vanessa C.L. Mgmt For For For
Chang
7 Elect Frederico Fleury Mgmt For For For
Curado
8 Elect Chadwick C. Mgmt For For For
Deaton
9 Elect Vincent J. Mgmt For For For
Intrieri
10 Elect Samuel J. Mgmt For For For
Merksamer
11 Elect Frederik W. Mohn Mgmt For For For
12 Elect Edward R. Muller Mgmt For For For
13 Elect Margareth Ovrum Mgmt For For For
14 Elect Diane de Saint Mgmt For For For
Victor
15 Elect Jeremy D. Thigpen Mgmt For For For
16 Elect Chadwick C. Mgmt For For For
Deaton as
Chair
17 Elect Glyn A. Barker Mgmt For For For
18 Elect Vanessa C.L. Mgmt For For For
Chang
19 Elect Samuel J. Mgmt For For For
Merksamer
20 Appointment of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Advisory Vote on Mgmt For For For
Executive
Compensation
23 Board Compensation Mgmt For For For
(Binding)
24 Executive Compensation Mgmt For For For
(Binding)
25 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Tri Pointe Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
TPH CUSIP 87265H109 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas F. Bauer Mgmt For For For
2 Elect Lawrence B. Mgmt For For For
Burrows
3 Elect Daniel S. Fulton Mgmt For For For
4 Elect Steven J. Gilbert Mgmt For For For
5 Elect Vicki D. Mgmt For For For
McWilliams
6 Elect Constance B. Mgmt For For For
Moore
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Triton International Limited
Ticker Security ID: Meeting Date Meeting Status
TRTN CUSIP G9078F107 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian M. Sondey Mgmt For For For
2 Elect Robert W. Mgmt For For For
Alspaugh
3 Elect Malcolm P. Baker Mgmt For For For
4 Elect Annabelle G. Mgmt For For For
Bexiga
5 Elect Claude Germain Mgmt For For For
6 Elect Kenneth Hanau Mgmt For For For
7 Elect John S. Hextall Mgmt For For For
8 Elect Robert L. Rosner Mgmt For For For
9 Elect Simon R. Vernon Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Eliminate Provisions Mgmt For For For
Relating to Sponsor
Shareholders
________________________________________________________________________________
Tronox Holdings plc
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP G9087Q102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ilan Kaufthal Mgmt For For For
2 Elect Mutlaq Mgmt For For For
Al-Morished
3 Elect Vanessa A. Mgmt For For For
Guthrie
4 Elect Peter B. Johnston Mgmt For For For
5 Elect Ginger M. Jones Mgmt For For For
6 Elect Stephen J. Jones Mgmt For For For
7 Elect Moazzam Khan Mgmt For For For
8 Elect Sipho A. Nkosi Mgmt For For For
9 Elect John Romano Mgmt For For For
10 Elect Jean-Francois Mgmt For For For
Turgeon
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Accounts and Reports Mgmt For For For
14 Remuneration Report Mgmt For For For
(Advisory)
15 Re-Appointment of Mgmt For For For
Statutory
Auditor
16 Authority to Set Mgmt For For For
Statutory Auditor's
Fees
________________________________________________________________________________
TTM Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTMI CUSIP 87305R109 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John G. Mayer Mgmt For Withhold Against
1.2 Elect Rex D. Geveden Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tutor Perini Corporation
Ticker Security ID: Meeting Date Meeting Status
TPC CUSIP 901109108 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald N. Tutor Mgmt For For For
1.2 Elect Peter Arkley Mgmt For Withhold Against
1.3 Elect Sidney J. Mgmt For For For
Feltenstein
1.4 Elect James A. Frost Mgmt For For For
1.5 Elect Michael F. Mgmt For For For
Horodniceanu
1.6 Elect Michael R. Klein Mgmt For Withhold Against
1.7 Elect Robert C. Lieber Mgmt For Withhold Against
1.8 Elect Dennis D. Oklak Mgmt For For For
1.9 Elect Raymond R. Mgmt For For For
Oneglia
1.10 Elect Dale Anne Reiss Mgmt For For For
1.11 Elect Dickran M. Mgmt For For For
Tevrizian,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
U.S. Concrete, Inc.
Ticker Security ID: Meeting Date Meeting Status
USCR CUSIP 90333L201 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Lundin Mgmt For For For
1.2 Elect Susan M. Ball Mgmt For For For
1.3 Elect Kurt M. Cellar Mgmt For For For
1.4 Elect Rajan C. Penkar Mgmt For For For
1.5 Elect Ronnie Pruitt Mgmt For For For
1.6 Elect Theodore P. Rossi Mgmt For For For
1.7 Elect Colin M. Mgmt For For For
Sutherland
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence L. Mgmt For For For
Granger
2 Elect James P. Mgmt For For For
Scholhamer
3 Elect David T. ibnAle Mgmt For For For
4 Elect Emily M. Liggett Mgmt For For For
5 Elect Thomas T. Edman Mgmt For For For
6 Elect Barbara V. Mgmt For For For
Scherer
7 Elect Ernest E. Maddock Mgmt For For For
8 Elect Jacqueline A. Mgmt For For For
Seto
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Natural Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 01/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric F. Artz Mgmt For For For
2 Elect Ann Torre Bates Mgmt For For For
3 Elect Denise M. Clark Mgmt For For For
4 Elect Daphne J. Mgmt For For For
Dufresne
5 Elect Michael S. Funk Mgmt For For For
6 Elect James L. Mgmt For For For
Muehlbauer
7 Elect Peter A. Roy Mgmt For For For
8 Elect Steven L. Spinner Mgmt For For For
9 Elect Jack L. Stahl Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2020 Mgmt For For For
Equity Incentive
Plan.
________________________________________________________________________________
Universal Health Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
UHS CUSIP 913903100 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Valley National Bancorp
Ticker Security ID: Meeting Date Meeting Status
VLY CUSIP 919794107 04/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew B. Mgmt For For For
Abramson
2 Elect Peter J. Baum Mgmt For For For
3 Elect Eric P. Edelstein Mgmt For For For
4 Elect Marc J. Lenner Mgmt For For For
5 Elect Peter V. Maio Mgmt For For For
6 Elect Ira Robbins Mgmt For For For
7 Elect Suresh L. Sani Mgmt For For For
8 Elect Lisa J. Schultz Mgmt For For For
9 Elect Jennifer W. Mgmt For For For
Steans
10 Elect Jeffrey S. Wilks Mgmt For Against Against
11 Elect Sidney S. Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2021 Mgmt For For For
Incentive
Compensation
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
VEREIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
VER CUSIP 92339V100 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn J. Rufrano Mgmt For For For
2 Elect Hugh R. Frater Mgmt For For For
3 Elect Priscilla Mgmt For For For
Almodovar
4 Elect David B. Henry Mgmt For For For
5 Elect Mary Hogan Mgmt For For For
Preusse
6 Elect Richard J. Lieb Mgmt For For For
7 Elect Eugene A. Pinover Mgmt For For For
8 Elect Julie G. Mgmt For For For
Richardson
9 Elect Susan E. Skerritt Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
13 Amendment to Articles Mgmt For For For
to Allow Bylaws to be
Amended by
Shareholders
________________________________________________________________________________
VICI Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
VICI CUSIP 925652109 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Abrahamson
2 Elect Diana F. Cantor Mgmt For For For
3 Elect Monica H. Douglas Mgmt For For For
4 Elect Elizabeth Holland Mgmt For For For
5 Elect Craig Macnab Mgmt For For For
6 Elect Edward B. Mgmt For For For
Pitoniak
7 Elect Michael D. Mgmt For For For
Rumbolz
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Vista Outdoor Inc.
Ticker Security ID: Meeting Date Meeting Status
VSTO CUSIP 928377100 08/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tig H. Krekel Mgmt For For For
2 Elect Gary L. McArthur Mgmt For For For
3 Elect Mark A. Mgmt For For For
Gottfredson
4 Elect Christopher T. Mgmt For For For
Metz
5 Elect Michael D. Mgmt For For For
Robinson
6 Elect Frances P. Philip Mgmt For For For
7 Elect Lynn M. Utter Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Vistra Corp.
Ticker Security ID: Meeting Date Meeting Status
VST CUSIP 92840M102 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott B. Helm Mgmt For For For
2 Elect Hillary E. Mgmt For For For
Ackermann
3 Elect Arcilia C. Acosta Mgmt For For For
4 Elect Gavin R. Baiera Mgmt For For For
5 Elect Paul M. Barbas Mgmt For For For
6 Elect Lisa Crutchfield Mgmt For For For
7 Elect Brian K. Mgmt For For For
Ferraioli
8 Elect Jeff D. Hunter Mgmt For For For
9 Elect Curtis A. Morgan Mgmt For For For
10 Elect John R. Sult Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wabash National Corporation
Ticker Security ID: Meeting Date Meeting Status
WNC CUSIP 929566107 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Therese M. Mgmt For For For
Bassett
2 Elect John G. Boss Mgmt For For For
3 Elect John E. Kunz Mgmt For For For
4 Elect Larry J. Magee Mgmt For For For
5 Elect Ann D. Murtlow Mgmt For For For
6 Elect Scott K. Sorensen Mgmt For For For
7 Elect Stuart A. Mgmt For For For
Taylor,
II
8 Elect Brent L. Yeagy Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Watford Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
WTRE CUSIP G94787101 03/30/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Weingarten Realty Investors
Ticker Security ID: Meeting Date Meeting Status
WRI CUSIP 948741103 04/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew M. Mgmt For For For
Alexander
2 Elect Stanford Mgmt For For For
Alexander
3 Elect Shelaghmichael Mgmt For For For
Brown
4 Elect Stephen A. Lasher Mgmt For For For
5 Elect Thomas L. Ryan Mgmt For For For
6 Elect Douglas W. Mgmt For For For
Schnitzer
7 Elect C. Park Shaper Mgmt For For For
8 Elect Marc J. Shapiro Mgmt For For For
9 Amendment to the 2010 Mgmt For For For
Long Term Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Westlake Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
WLK CUSIP 960413102 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Chao Mgmt For Withhold Against
1.2 Elect John Chao Mgmt For Withhold Against
1.3 Elect Mark A. McCollum Mgmt For For For
1.4 Elect R. Bruce Mgmt For For For
Northcutt
2 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wintrust Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WTFC CUSIP 97650W108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter D. Crist Mgmt For For For
2 Elect Bruce K. Crowther Mgmt For For For
3 Elect William J. Doyle Mgmt For For For
4 Elect Marla F. Glabe Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Scott K. Heitmann Mgmt For For For
7 Elect Deborah L. Hall Mgmt For For For
Lefevre
8 Elect Suzet M. McKinney Mgmt For For For
9 Elect Gary D. Sweeney Mgmt For For For
10 Elect Karin Gustafson Mgmt For For For
Teglia
11 Elect Alex E. Mgmt For For For
Washington,
III
12 Elect Edward J. Wehmer Mgmt For For For
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL SPECIAL OPPORTUNITIES FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Dawn Mgmt For For For
Tarnofsky-Ostroff
10 Elect Casey Wasserman Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Y. Bowen Mgmt For For For
2 Elect Marianne C. Brown Mgmt For For For
3 Elect Monte E. Ford Mgmt For For For
4 Elect Jill Greenthal Mgmt For For For
5 Elect Daniel R. Hesse Mgmt For For For
6 Elect Peter Thomas Mgmt For For For
Killalea
7 Elect F. Thomson Mgmt For For For
Leighton
8 Elect Jonathan F. Mgmt For For For
Miller
9 Elect Madhu Ranganathan Mgmt For For For
10 Elect Bernardus Mgmt For For For
Verwaayen
11 Elect William R. Wagner Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aptiv PLC
Ticker Security ID: Meeting Date Meeting Status
APTV CUSIP G6095L109 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Clark Mgmt For For For
2 Elect Richard L. Mgmt For For For
Clemmer
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect Nicholas M. Mgmt For For For
Donofrio
5 Elect Rajiv L. Gupta Mgmt For For For
6 Elect Joseph L. Hooley Mgmt For For For
7 Elect Merit E. Janow Mgmt For For For
8 Elect Sean O. Mahoney Mgmt For For For
9 Elect Paul M. Meister Mgmt For For For
10 Elect Robert K. Ortberg Mgmt For For For
11 Elect Colin J. Parris Mgmt For For For
12 Elect Ana G. Pinczuk Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Bryant Mgmt For For For
1.2 Elect Michael J. Cave Mgmt For For For
1.3 Elect Daniel W. Fisher Mgmt For For For
1.4 Elect Pedro Henrique Mgmt For For For
Mariani
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelda J. Connors Mgmt For For For
2 Elect Charles J. Mgmt For For For
Dockendorff
3 Elect Yoshiaki Fujimori Mgmt For For For
4 Elect Donna A. James Mgmt For For For
5 Elect Edward J. Ludwig Mgmt For For For
6 Elect Michael F. Mgmt For For For
Mahoney
7 Elect David J. Roux Mgmt For For For
8 Elect John E. Sununu Mgmt For For For
9 Elect Ellen M. Zane Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Participation in
Company
Governance
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Michael W. Bonney Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Julia A. Haller Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Derica W. Rice Mgmt For For For
7 Elect Theodore R. Mgmt For For For
Samuels,
II
8 Elect Gerald Storch Mgmt For For For
9 Elect Karen H. Vousden Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Broadridge Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BR CUSIP 11133T103 11/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Pamela L. Carter Mgmt For For For
3 Elect Richard J. Daly Mgmt For For For
4 Elect Robert N. Duelks Mgmt For For For
5 Elect Timothy C. Gokey Mgmt For For For
6 Elect Brett A. Keller Mgmt For For For
7 Elect Maura A. Markus Mgmt For For For
8 Elect Thomas J. Perna Mgmt For For For
9 Elect Alan J. Weber Mgmt For For For
10 Elect Amit K. Zavery Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect Ime Archibong Mgmt For For For
3 Elect Ann Fritz Hackett Mgmt For For For
4 Elect Peter Thomas Mgmt For For For
Killalea
5 Elect Eli Leenaars Mgmt For For For
6 Elect Francois Mgmt For For For
Locoh-Donou
7 Elect Peter E. Raskind Mgmt For For For
8 Elect Eileen Serra Mgmt For For For
9 Elect Mayo A. Shattuck Mgmt For For For
III
10 Elect Bradford H. Mgmt For For For
Warner
11 Elect Catherine G. West Mgmt For For For
12 Elect Craig Anthony Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2004 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Reginald H. Mgmt For For For
Gilyard
4 Elect Shira D. Goodman Mgmt For For For
5 Elect Christopher T. Mgmt For For For
Jenny
6 Elect Gerardo I. Lopez Mgmt For For For
7 Elect Oscar Munoz Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Sanjiv Yajnik Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
CDK Global Inc
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian M. Krzanich Mgmt For For For
5 Elect Stephen A. Miles Mgmt For For For
6 Elect Robert E. Radway Mgmt For For For
7 Elect Stephen F. Mgmt For For For
Schuckenbrock
8 Elect Frank S. Sowinski Mgmt For For For
9 Elect Eileen J. Voynick Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitchell E. Mgmt For For For
Daniels,
Jr.
2 Elect Elder Granger Mgmt For For For
3 Elect John J. Greisch Mgmt For For For
4 Elect Melinda J. Mount Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Check Point Software Technologies
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 08/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gil Shwed Mgmt For For For
2 Elect Jerry Ungerman Mgmt For For For
3 Elect Dan Propper Mgmt For For For
4 Elect Tal Shavit Mgmt For For For
5 Elect Eyal Waldman Mgmt For For For
6 Elect Shai Weiss Mgmt For For For
7 Elect Irwin Federman Mgmt For For For
8 Elect Ray Rothrock Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Option Grant of CEO Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
13 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect Mark Garrett Mgmt For For For
5 Elect Kristina M. Mgmt For For For
Johnson
6 Elect Roderick C. Mgmt For For For
McGeary
7 Elect Charles H. Mgmt For For For
Robbins
8 Elect Arun Sarin Mgmt For Abstain Against
9 Elect Brenton L. Mgmt For For For
Saunders
10 Elect Lisa T. Su Mgmt For For For
11 Reincorporation from Mgmt For For For
California to
Delaware
12 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rainer M. Blair Mgmt For For For
2 Elect Linda P. Hefner Mgmt For For For
Filler
3 Elect Teri List Mgmt For For For
4 Elect Walter G. Lohr, Mgmt For For For
Jr.
5 Elect Jessica L. Mega Mgmt For For For
6 Elect Mitchell P. Rales Mgmt For For For
7 Elect Steven M. Rales Mgmt For For For
8 Elect Pardis C. Sabeti Mgmt For For For
9 Elect John T. Mgmt For For For
Schwieters
10 Elect Alan G. Spoon Mgmt For For For
11 Elect Raymond C. Mgmt For For For
Stevens
12 Elect Elias A. Zerhouni Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sandra E. Mgmt For For For
Bergeron
2 Elect Elizabeth L. Buse Mgmt For For For
3 Elect Michel Combes Mgmt For For For
4 Elect Michael L. Dreyer Mgmt For For For
5 Elect Alan J. Higginson Mgmt For For For
6 Elect Peter S. Klein Mgmt For For For
7 Elect Francois Mgmt For For For
Locoh-Donou
8 Elect Nikhil Mehta Mgmt For For For
9 Elect Marie E. Myers Mgmt For For For
10 Elect Sripada Mgmt For For For
Shivananda
11 Amendment to the 2014 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marvin R. Ellison Mgmt For For For
2 Elect Susan Patricia Mgmt For For For
Griffith
3 Elect John ("Chris") Mgmt For For For
Inglis
4 Elect Kimberly A. Jabal Mgmt For For For
5 Elect Shirley Ann Mgmt For For For
Jackson
6 Elect R. Brad Martin Mgmt For For For
7 Elect Joshua Cooper Mgmt For For For
Ramo
8 Elect Susan C. Schwab Mgmt For For For
9 Elect Frederick W. Mgmt For For For
Smith
10 Elect David P. Steiner Mgmt For For For
11 Elect Rajesh Mgmt For For For
Subramaniam
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to ESG
Metrics
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Kevin M. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Crown Mgmt For For For
2 Elect Rudy F. deLeon Mgmt For For For
3 Elect Cecil D. Haney Mgmt For For For
4 Elect Mark M. Malcolm Mgmt For For For
5 Elect James N. Mattis Mgmt For For For
6 Elect Phebe N. Mgmt For For For
Novakovic
7 Elect C. Howard Nye Mgmt For For For
8 Elect Catherine B. Mgmt For For For
Reynolds
9 Elect Laura J. Mgmt For For For
Schumacher
10 Elect Robert K. Steel Mgmt For For For
11 Elect John G. Stratton Mgmt For For For
12 Elect Peter A. Wall Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Jeffrey A. Mgmt For For For
Bluestone
3 Elect Sandra J. Horning Mgmt For For For
4 Elect Kelly A. Kramer Mgmt For For For
5 Elect Kevin E. Lofton Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Daniel P. O'Day Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Anthony Welters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
HCA Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Frist Mgmt For For For
III
2 Elect Samuel N. Hazen Mgmt For For For
3 Elect Meg G. Crofton Mgmt For For For
4 Elect Robert J. Dennis Mgmt For For For
5 Elect Nancy-Ann DeParle Mgmt For For For
6 Elect William R. Frist Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Michael W. Mgmt For For For
Michelson
9 Elect Wayne J. Riley Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Impact of
Quality Metrics on
Executive
Compensation
________________________________________________________________________________
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen P. Mgmt For For For
MacMillan
2 Elect Sally W. Crawford Mgmt For For For
3 Elect Charles J. Mgmt For For For
Dockendorff
4 Elect Scott T. Garrett Mgmt For For For
5 Elect Ludwig N. Hantson Mgmt For For For
6 Elect Namal Nawana Mgmt For For For
7 Elect Christina Mgmt For For For
Stamoulis
8 Elect Amy M. Wendell Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eve Burton Mgmt For For For
2 Elect Scott D. Cook Mgmt For For For
3 Elect Richard Dalzell Mgmt For For For
4 Elect Sasan Goodarzi Mgmt For For For
5 Elect Deborah Liu Mgmt For For For
6 Elect Tekedra Mawakana Mgmt For For For
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect Dennis D. Powell Mgmt For For For
9 Elect Brad D. Smith Mgmt For For For
10 Elect Thomas J. Szkutak Mgmt For For For
11 Elect Raul Vazquez Mgmt For For For
12 Elect Jeff Weiner Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Richard Beckwitt Mgmt For For For
3 Elect Steven L. Gerard Mgmt For Against Against
4 Elect Theron I. Gilliam Mgmt For Against Against
5 Elect Sherrill W. Mgmt For Against Against
Hudson
6 Elect Jonathan M. Jaffe Mgmt For For For
7 Elect Sidney Lapidus Mgmt For For For
8 Elect Teri P. McClure Mgmt For Against Against
9 Elect Stuart A. Miller Mgmt For For For
10 Elect Armando J. Mgmt For For For
Olivera
11 Elect Jeffrey Mgmt For For For
Sonnenfeld
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Kurt Sievers Mgmt For For For
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Annette K. Mgmt For For For
Clayton
6 Elect Anthony Foxx Mgmt For For For
7 Elect Kenneth A. Mgmt For For For
Goldman
8 Elect Josef Kaeser Mgmt For For For
9 Elect Lena Olving Mgmt For For For
10 Elect Peter Smitham Mgmt For For For
11 Elect Julie Southern Mgmt For For For
12 Elect Jasmin Staiblin Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Elect Karl-Henrik Mgmt For For For
Sundstrom
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Cancel Mgmt For For For
Repurchased
Shares
19 Directors' Fees Mgmt For For For
20 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rackspace Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
RXT CUSIP 750102105 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan Arthur Mgmt For For For
1.2 Elect Jeffrey D. Mgmt For For For
Benjamin
1.3 Elect Aaron Sobel Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For Against Against
2 Elect Arthur F. Ryan Mgmt For Against Against
3 Elect George L. Sing Mgmt For Against Against
4 Elect Marc Mgmt For For For
Tessier-Lavigne
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
S&P Global Inc.
Ticker Security ID: Meeting Date Meeting Status
SPGI CUSIP 78409V104 03/11/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with IHS
Markit
________________________________________________________________________________
S&P Global Inc.
Ticker Security ID: Meeting Date Meeting Status
SPGI CUSIP 78409V104 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marco Alvera Mgmt For For For
2 Elect William J. Amelio Mgmt For For For
3 Elect William D. Green Mgmt For For For
4 Elect Stephanie C. Hill Mgmt For For For
5 Elect Rebecca Jacoby Mgmt For For For
6 Elect Monique F. Leroux Mgmt For For For
7 Elect Ian P. Livingston Mgmt For For For
8 Elect Maria R. Morris Mgmt For For For
9 Elect Douglas L. Mgmt For For For
Peterson
10 Elect Edward B. Rust, Mgmt For For For
Jr.
11 Elect Kurt L. Schmoke Mgmt For For For
12 Elect Richard E. Mgmt For For For
Thornburgh
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Approval Mgmt For Abstain Against
of Emissions
Reduction
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter W. Mgmt For For For
Bettinger
II
2 Elect Joan T. Dea Mgmt For For For
3 Elect Christopher V. Mgmt For For For
Dodds
4 Elect Mark A. Goldfarb Mgmt For For For
5 Elect Bharat B. Masrani Mgmt For For For
6 Elect Charles A. Ruffel Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Declassification
________________________________________________________________________________
TransUnion
Ticker Security ID: Meeting Date Meeting Status
TRU CUSIP 89400J107 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Billy Bosworth Mgmt For For For
2 Elect Suzanne P. Clark Mgmt For For For
3 Elect Kermit R. Mgmt For For For
Crawford
4 Elect Russell P. Fradin Mgmt For For For
5 Elect Pamela A. Joseph Mgmt For For For
6 Elect Thomas L. Mgmt For For For
Monahan
III
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard T. Burke Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Stephen J. Mgmt For For For
Hemsley
4 Elect Michele J. Hooper Mgmt For For For
5 Elect F. William Mgmt For For For
McNabb,
III
6 Elect Valerie C. Mgmt For For For
Montgomery
Rice
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Gail R. Wilensky Mgmt For For For
9 Elect Andrew Witty Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Mgmt For For For
Employee Stock
Purchase
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Verisk Analytics, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSK CUSIP 92345Y106 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel G. Liss Mgmt For For For
2 Elect Bruce E. Hansen Mgmt For For For
3 Elect Therese M. Mgmt For For For
Vaughan
4 Elect Kathleen Hogenson Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2021 Mgmt For For For
Equity Incentive
Plan
7 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL BEHAVIORAL INTERNATIONAL EQUITY FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Adecco Group AG
Ticker Security ID: Meeting Date Meeting Status
ADEN CINS H00392318 04/08/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
9 Elect Jean-Christophe Mgmt For TNA N/A
Deslarzes as Board
Chair
10 Elect Ariane Gorin Mgmt For TNA N/A
11 Elect Alexander Gut Mgmt For TNA N/A
12 Elect Didier Lamouche Mgmt For TNA N/A
13 Elect David N. Prince Mgmt For TNA N/A
14 Elect Kathleen Taylor Mgmt For TNA N/A
15 Elect Regula Wallimann Mgmt For TNA N/A
16 Elect Rachel Duan Mgmt For TNA N/A
17 Elect Kathleen Taylor Mgmt For TNA N/A
as Compensation
Committee
Member
18 Elect Didier Lamouche Mgmt For TNA N/A
as Compensation
Committee
Member
19 Elect Rachel Duan as Mgmt For TNA N/A
Compensation
Committee
Member
20 Appointment of Mgmt For TNA N/A
Independent
Proxy
21 Appointment of Auditor Mgmt For TNA N/A
22 Increase in Authorised Mgmt For TNA N/A
Capital
________________________________________________________________________________
Ageas SA/NV
Ticker Security ID: Meeting Date Meeting Status
AGS CINS B0148L138 05/19/2021 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports; Mgmt For For For
Allocation of
Profits
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Allocation of Dividends Mgmt For For For
11 Ratification of Board Mgmt For Against Against
Acts
12 Ratification of Mgmt For For For
Auditor's
Acts
13 Remuneration Report Mgmt For Against Against
14 Elect Jean-Michel Mgmt For For For
Chatagny to the Board
of
Directors
15 Elect Katleen Mgmt For For For
Vandeweyer to the
Board of
Directors
16 Elect Bart De Smet to Mgmt For For For
the Board of
Directors
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Amendment to Article 1 Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
21 Cancellation of Shares Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Increase in Authorised Mgmt For For For
Capital
24 Amendments to Articles Mgmt For For For
Regarding Management
of the
Company
25 Authority to Mgmt For For For
Repurchase
Shares
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Andritz AG
Ticker Security ID: Meeting Date Meeting Status
ANDR CINS A11123105 03/24/2021 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Supervisory Board Mgmt For For For
Members'
Fees
8 Appointment of Auditor Mgmt For For For
9 Elect Jurgen H. Fechter Mgmt For For For
10 Elect Alexander Isola Mgmt For Against Against
11 Remuneration Report Mgmt For For For
12 Remuneration Policy Mgmt For For For
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Andritz AG
Ticker Security ID: Meeting Date Meeting Status
ANDR CINS A11123105 07/07/2020 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Elect Wolfgang Mgmt For For For
Bernhard as
Supervisory Board
Member
9 Remuneration Policy Mgmt For For For
10 Stock Option Plan 2020 Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aozora Bank,Ltd.
Ticker Security ID: Meeting Date Meeting Status
8304 CINS J0172K115 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kei Tanikawa Mgmt For For For
3 Elect Koji Yamakoshi Mgmt For For For
4 Elect Tomomi Akutagawa Mgmt For For For
@ Tomomi
Sasaki
5 Elect Shunsuke Takeda Mgmt For For For
6 Elect Hiroyuki Mizuta Mgmt For For For
7 Elect Ippei Murakami Mgmt For For For
8 Elect Tomonori Ito Mgmt For For For
9 Elect Hideto Omi Mgmt For For For
10 Elect Harutoshi Mgmt For For For
Yoshimura
11 Elect Mitch R. Fulscher Mgmt For For For
12 Amendment to the Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D210 06/08/2021 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Shares Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D210 06/08/2021 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Accounts and Reports Mgmt For For For
5 Approve Distribution Mgmt For For For
of Dividends and the
Remuneration of the
Members of the Board
of
Directors
6 Allocation of profits Mgmt For For For
7 Management Board Mgmt For For For
Remuneration
Policy
8 Remuneration Report Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Ratification of Board Mgmt For Against Against
Acts
11 Elect Karyn Ovelmen to Mgmt For For For
the Board of
Directors
12 Elect Tye W. Burt to Mgmt For Against Against
the Board of
Directors
13 Elect Clarissa de Mgmt For For For
Araujo Lins to the
Board of
Directors
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Appointment of Auditor Mgmt For For For
16 Equity Compensation Mgmt For For For
Plans
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ASM Pacific Technology Ltd.
Ticker Security ID: Meeting Date Meeting Status
0522 CINS G0535Q133 05/11/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Repurchased
Shares
9 Elect John LOK Kam Mgmt For For For
Chong
10 Elect Benjamin LOH Gek Mgmt For For For
Lim
11 Elect Patricia CHOU Mgmt For For For
Pei-Fen
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Astellas Pharma Inc.
Ticker Security ID: Meeting Date Meeting Status
4503 CINS J03393105 06/18/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihiko Mgmt For For For
Hatanaka
3 Elect Kenji Yasukawa Mgmt For For For
4 Elect Naoki Okamura Mgmt For For For
5 Elect Mamoru Sekiyama Mgmt For For For
6 Elect Hiroshi Kawabe Mgmt For For For
7 Elect Tatsuro Ishizuka Mgmt For For For
8 Elect Takashi Tanaka Mgmt For For For
9 Elect Haruko Shibumura Mgmt For For For
as Audit Committee
Director
________________________________________________________________________________
Atos SE
Ticker Security ID: Meeting Date Meeting Status
ATO CINS F06116101 10/27/2020 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Approval of Mgmt For For For
Medium-Term
Guidelines
6 Elect Edouard Philippe Mgmt For For For
7 Authorisation of Legal Mgmt For For For
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AusNet Services Limited
Ticker Security ID: Meeting Date Meeting Status
AST CINS Q0708Q109 07/16/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Re-elect Ralph H. Mgmt For For For
Craven
4 Re-elect Sally Farrier Mgmt For For For
5 Re-elect Nora L. Mgmt For For For
Scheinkestel
6 Remuneration Report Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Renew Proportional Mgmt For For For
Takeover
Provisions
9 Equity Grant (MD Tony Mgmt For For For
Narvaez)
10 Issue of Shares (10% Mgmt For For For
Pro
Rata)
11 Issue of Shares Mgmt For For For
(Dividend
Reinvestment
Plan)
12 Issue of Shares Mgmt For For For
(Employee Incentive
Scheme)
________________________________________________________________________________
Aviva Plc
Ticker Security ID: Meeting Date Meeting Status
AV CINS G0683Q109 05/06/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Approval of the Mgmt For For For
Company's
Climate-related
Financial
Disclosure
5 Final Dividend Mgmt For For For
6 Elect Mohit Joshi Mgmt For For For
7 Elect Pippa Lambert Mgmt For For For
8 Elect Jim McConville Mgmt For For For
9 Elect Amanda J. Blanc Mgmt For For For
10 Elect Patricia Cross Mgmt For For For
11 Elect George Culmer Mgmt For For For
12 Elect Patrick Flynn Mgmt For For For
13 Elect Belen Romana Mgmt For For For
Garcia
14 Elect Michael Mire Mgmt For For For
15 Elect Jason M. Windsor Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Issue Mgmt For For For
Solvency II
Securities w/
Preemptive
Rights
23 Authority to Issue Mgmt For For For
Solvency II
Securities w/o
Preemptive
Rights
24 Approval of Short Term Mgmt For For For
Incentive Plans
('Bonus
Plans')
25 Long-term Incentive Mgmt For For For
Plan
26 All Employee Share Mgmt For For For
Ownership
Plan
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authority to Mgmt For For For
Repurchase 8 3/4%
Preference
Shares
29 Authority to Mgmt For For For
Repurchase 8 3/8%
Preference
Shares
30 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Barry Callebaut AG
Ticker Security ID: Meeting Date Meeting Status
BARN CINS H05072105 12/09/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Approval of Annual Mgmt For TNA N/A
Report
4 Compensation Report Mgmt For TNA N/A
5 Approval of Financial Mgmt For TNA N/A
Statements
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
and Management
Acts
8 Elect Patrick De Mgmt For TNA N/A
Maeseneire
9 Elect Markus R. Neuhaus Mgmt For TNA N/A
10 Elect Fernando Aguirre Mgmt For TNA N/A
11 Elect Angela Wei Dong Mgmt For TNA N/A
12 Elect Nicolas Jacobs Mgmt For TNA N/A
13 Elect Elio Leoni Sceti Mgmt For TNA N/A
14 Elect Timothy E. Minges Mgmt For TNA N/A
15 Elect Yen Yen Tan as Mgmt For TNA N/A
New
Director
16 Elect Patrick De Mgmt For TNA N/A
Maeseneire as Board
Chair
17 Elect Fernando Aguirre Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
18 Elect Elio Leoni Sceti Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
19 Elect Timothy E. Mgmt For TNA N/A
Minges as Nominating
and Compensation
Committee
Member
20 Elect Yen Yen Tan as Mgmt For TNA N/A
Nominating and
Compensation
Committee
Member
21 Appointment of Mgmt For TNA N/A
Independent
Proxy
22 Appointment of Auditor Mgmt For TNA N/A
23 Board Compensation Mgmt For TNA N/A
24 Executive Compensation Mgmt For TNA N/A
(Fixed)
25 Executive Compensation Mgmt For TNA N/A
(Variable)
________________________________________________________________________________
Bayerische Motoren Werke AG (BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/12/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For Abstain Against
Management
Acts
9 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Marc R. Bitzer Mgmt For For For
12 Elect Rachel Empey Mgmt For For For
13 Elect Christoph M. Mgmt For For For
Schmidt
14 Management Board Mgmt For Against Against
Remuneration
Policy
15 Supervisory Board Mgmt For For For
Remuneration
Policy
16 Amendments to Articles Mgmt For For For
(Virtual AGM
Participation of
Supervisory Board
Members)
17 Amendments to Articles Mgmt For For For
(Proof of
Shareholding)
18 Amendments to Articles Mgmt For For For
(Hybrid Virtual
Meeting)
19 Approval of Mgmt For For For
Profit-and-Loss
Transfer
Agreements
________________________________________________________________________________
BHP Group Plc
Ticker Security ID: Meeting Date Meeting Status
BHP CINS G10877127 10/15/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Mgmt For For For
Repurchase
Shares
7 Remuneration Report Mgmt For For For
(Advisory
-UK)
8 Remuneration Report Mgmt For For For
(Advisory
-AUS)
9 Equity Grant (CEO Mike Mgmt For For For
Henry)
10 Approval of the Mgmt For For For
termination
benefits
11 Elect Xiaoqun Clever Mgmt For For For
12 Elect Gary J. Goldberg Mgmt For For For
13 Elect Mike Henry Mgmt For For For
14 Elect Christine OReilly Mgmt For For For
15 Elect Dion J. Weisler Mgmt For For For
16 Elect Terence (Terry) Mgmt For For For
J.
Bowen
17 Elect Malcolm W. Mgmt For For For
Broomhead
18 Elect Ian D. Cockerill Mgmt For For For
19 Elect Anita M. Frew Mgmt For For For
20 Elect Susan Kilsby Mgmt For For For
21 Elect John Mogford Mgmt For For For
22 Elect Ken N. MacKenzie Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
25 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Cultural
Heritage
Protection
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Industry
Association COVID-19
Advocacy
Activities
________________________________________________________________________________
BOC Hong Kong (Holdings) Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 05/17/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIN Jingzhen Mgmt For For For
6 Elect CHOI Koon Shum Mgmt For For For
7 Elect Quinn LAW Yee Mgmt For For For
Kwan
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of New Mgmt For For For
Articles of
Association
________________________________________________________________________________
BROTHER INDUSTRIES, LTD.
Ticker Security ID: Meeting Date Meeting Status
6448 CINS 114813108 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Toshikazu Koike Mgmt For For For
3 Elect Ichiro Sasaki Mgmt For For For
4 Elect Tadashi Ishiguro Mgmt For For For
5 Elect Yuichi Tada Mgmt For For For
6 Elect Kazufumi Ikeda Mgmt For For For
7 Elect Satoru Kuwabara Mgmt For For For
8 Elect Keisuke Takeuchi Mgmt For For For
9 Elect Aya Shirai Mgmt For For For
10 Elect Kazunari Uchida Mgmt For For For
11 Elect Naoki Hidaka Mgmt For For For
12 Elect Masahiko Miyaki Mgmt For For For
13 Bonus Mgmt For For For
14 Amendment to the Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Capgemini SE
Ticker Security ID: Meeting Date Meeting Status
CAP CINS F4973Q101 05/20/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Consolidated Accounts Mgmt For For For
and
Reports
10 Allocation of Mgmt For For For
Profits/Dividends
11 Special Auditors Mgmt For For For
Report on Regulated
Agreements
12 2020 Remuneration of Mgmt For For For
Paul Hermelin, Chair
and CEO until May 20,
2020
13 2020 Remuneration of Mgmt For For For
Aiman Ezzat, Deputy
CEO until May 20,
2020
14 2020 Remuneration of Mgmt For For For
Paul Hermelin, Chair
since May 20,
2020.
15 2020 Remuneration of Mgmt For For For
Aiman Ezzat, CEO
since May 20,
2020
16 2020 Remuneration Mgmt For For For
Report
17 2021 Remuneration Mgmt For For For
Policy
(Chair)
18 2021 Remuneration Mgmt For For For
Policy
(CEO)
19 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
20 Elect Patrick Pouyanne Mgmt For For For
21 Elect Tanja Rueckert Mgmt For For For
22 Elect Kurt Sievers Mgmt For For For
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Amendments to Articles Mgmt For For For
Regarding Board of
Directors'
Meetings
25 Authority to Issue Mgmt For For For
Performance
Shares
26 Employee Stock Mgmt For For For
Purchase
Plan
27 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
28 Authorisation of Legal Mgmt For For For
Formalities
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Check Point Software Technologies
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 08/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gil Shwed Mgmt For For For
2 Elect Jerry Ungerman Mgmt For For For
3 Elect Dan Propper Mgmt For For For
4 Elect Tal Shavit Mgmt For For For
5 Elect Eyal Waldman Mgmt For For For
6 Elect Shai Weiss Mgmt For For For
7 Elect Irwin Federman Mgmt For For For
8 Elect Ray Rothrock Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Option Grant of CEO Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
13 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CINS N20944109 04/15/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Remuneration Report Mgmt For Against Against
9 Elect Suzanne Heywood Mgmt For For For
10 Elect Scott W. Wine Mgmt For For For
11 Elect Howard W. Buffett Mgmt For For For
12 Elect Tufan Erginbilgic Mgmt For For For
13 Elect Leo W. Houle Mgmt For For For
14 Elect John Lanaway Mgmt For For For
15 Elect Alessandro Nasi Mgmt For Against Against
16 Elect Lorenzo Simonelli Mgmt For For For
17 Elect Vagn Ove Sorensen Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
repurchase
shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CNP Assurances
Ticker Security ID: Meeting Date Meeting Status
CNP CINS F1876N318 04/16/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Transfer of
Reserves
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Mgmt For For For
Profits/Dividends
9 Approval Of An Mgmt For For For
Agreement Between La
Banque Postale And
Cnp Assurances
Relating To
The Adaptation Of
Their Partnership
[Extension Of The
Deadline To 31
December 2035 Instead
Of 31 December
2025]
10 Approval Of An Mgmt For For For
Agreement Between
Ostrum Am And Cnp
Assurances [Amendment
To The Transferable
Securities Portfolio
Management Mandate
Relating To The New
Regulations Known As
Mifid
Ii]
11 Related Party Mgmt For For For
Transactions
(LBPAM)
12 Related Party Mgmt For For For
Transactions (LBPAM -
Ostrum
AM)
13 Related Party Mgmt For For For
Transactions (Societe
Forestiere de la
Caisse des depots et
consignations)
14 Approval Of An Mgmt For For For
Agreement Between La
Caisse Des Depots Et
Consignations And
Cnp Assurances
[Investment In Fibre
Optic Infrastructure
Via An Equity Stake
In Orange
Concessions]
15 Special Auditors Mgmt For For For
Report on Regulated
Agreements
(Previously
Approved)
16 2021 Remuneration Mgmt For For For
Policy
(Chair)
17 2021 Remuneration Mgmt For For For
Policy
(CEO)
18 2021 Remuneration Mgmt For For For
Policy
(Board)
19 2020 Remuneration Mgmt For For For
Report
20 2020 Remuneration of Mgmt For For For
Jean-Paul Faugere,
Former Chair (Until
July 17,
2020)
21 2020 Remuneration of Mgmt For For For
Veronique Weill,
Chair (Since July 31,
2020)
22 2020 Remuneration of Mgmt For For For
Antoine Lissowski,
CEO
23 Ratification of Mgmt For Against Against
Co-Option of Perrine
Kaltwasser
24 Elect Perrine Mgmt For Against Against
Kaltwasser
25 Ratification of Mgmt For Against Against
Co-Option of Philippe
Laurent Charles
Heim
26 Elect Yves Brassart Mgmt For For For
27 Ratification of Mgmt For For For
Co-Option of Nicolas
Eyt
28 Elect Nicolas Eyt Mgmt For For For
29 Ratification of Mgmt For For For
Co-Option of
Veronique
Weill
30 Elect Veronique Weill Mgmt For For For
31 Elect Rose-Marie Van Mgmt For For For
Lerberghe
32 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
33 Authority to Issue Mgmt For For For
Restricted
Shares
34 Amendments to Articles Mgmt For For For
Regarding Corporate
Mission
35 Amendments to Articles Mgmt For For For
36 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Coles Group Ltd
Ticker Security ID: Meeting Date Meeting Status
COL CINS Q26203408 11/05/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Paul F. O'Malley Mgmt For For For
3 Re-elect David Mgmt For For For
Cheesewright
4 Re-elect Wendy Stops Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Steven Cain - FY2020
STI)
7 Equity Grant (MD/CEO Mgmt For For For
Steven Cain - FY2021
LTI)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compagnie de Saint Gobain SA
Ticker Security ID: Meeting Date Meeting Status
SGO CINS F80343100 06/03/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Consolidated Accounts Mgmt For For For
and
Reports
10 Allocation of Mgmt For For For
Profits/Dividends
11 Elect Benoit Bazin Mgmt For For For
12 Elect Pamela Knapp Mgmt For For For
13 Elect Agnes Lemarchand Mgmt For For For
14 Elect Gilles Schnepp Mgmt For For For
15 Elect Sibylle Daunis Mgmt For For For
16 2020 Remuneration of Mgmt For Against Against
Pierre-Andre de
Chalendar, Chair and
CEO
17 2020 Remuneration of Mgmt For Against Against
Benoit Bazin, Deputy
CEO
18 2020 Remuneration Mgmt For For For
Report
19 2021 Remuneration Mgmt For For For
Policy (Chair and CEO
Until June 30,
2021)
20 2021 Remuneration Mgmt For For For
Policy (Deputy CEO
Until June 30,
2021)
21 2021 Remuneration Mgmt For For For
Policy (CEO From July
1,
2021)
22 2021 Remuneration Mgmt For For For
Policy (Chair From
July 1,
2021)
23 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
27 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
28 Greenshoe Mgmt For For For
29 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
30 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
31 Authority to Set Mgmt For For For
Offering Price of
Shares
32 Employee Stock Mgmt For Against Against
Purchase
Plan
33 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
34 Authorisation of Legal Mgmt For For For
Formalities
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credit Agricole S.A.
Ticker Security ID: Meeting Date Meeting Status
ACA CINS F22797108 05/12/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Amendments to Articles Mgmt For For For
Regarding
Dividends
7 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Mgmt For For For
Profits/Dividends
10 Scrip Dividend Mgmt For For For
11 Related Party Mgmt For For For
Transactions (Credit
du
Maroc)
12 Related Party Mgmt For For For
Transactions
(Multiple
Parties)
13 Related Party Mgmt For For For
Transactions (CA
CIB)
14 Related Party Mgmt For For For
Transactions
(Multiple
Parties)
15 Related Party Mgmt For For For
Transactions (Caisse
Regionale
Normandie)
16 Elect Agnes Audier Mgmt For For For
17 Elect Mariane Laigneau Mgmt For For For
18 Elect Alessia Mosca Mgmt For For For
19 Elect Olivier Auffray Mgmt For For For
20 Elect Christophe Lesur Mgmt For For For
as Employee
Shareholder
Representatives
21 Elect Louis Tercinier Mgmt For Against Against
22 Elect Raphael Appert Mgmt For Against Against
23 Ratification of Mgmt For For For
Co-Option of Nicole
Gourmelon
24 Elect Nicole Gourmelon Mgmt For For For
25 2021 Remuneration Mgmt For For For
Policy
(Chair)
26 2021 Remuneration Mgmt For For For
Policy
(CEO)
27 2021 Remuneration Mgmt For For For
Policy (Deputy
CEO)
28 2021 Remuneration Mgmt For For For
Policy
(Board)
29 2020 Remuneration of Mgmt For For For
Dominique Lefebvre,
Chair
30 2020 Remuneration of Mgmt For For For
Philippe Brassac,
CEO
31 2020 Remuneration of Mgmt For For For
Xavier Musca, Deputy
CEO
32 2020 Remuneration Mgmt For For For
Report
33 Remuneration for Mgmt For For For
Identified
Staff
34 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
35 Amendments to Articles Mgmt For For For
Regarding Regulatory
Changes
36 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
37 Employee Stock Mgmt For For For
Purchase
Plan
38 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
39 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Daimler AG
Ticker Security ID: Meeting Date Meeting Status
DAI CINS D1668R123 03/31/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For Abstain Against
For 2021 Financial
Statements
11 Appointment of Auditor Mgmt For For For
for Interim
Statements
12 Appointment of Auditor Mgmt For For For
for Statements under
the Transformational
Act
13 Elect Elizabeth Centoni Mgmt For For For
14 Elect Ben Van Beurden Mgmt For For For
15 Supervisory Board Mgmt For For For
Remuneration
Policy
16 Ratify Mikael Mgmt For For For
Sallstrom (Employee
Representative)
17 Amendments to Articles Mgmt For For For
(Supervisory Board
Resolutions)
18 Amendments to Articles Mgmt For For For
(Place of
Jurisdiction)
19 Accounts and Reports Mgmt For Against Against
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/06/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Appointment of Auditor Mgmt For For For
12 Elect Ingrid Deltenre Mgmt For For For
13 Elect Katja Windt Mgmt For For For
14 Elect Nikolaus von Mgmt For For For
Bomhard
15 Increase in Authorised Mgmt For For For
Capital
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Authority to Mgmt For For For
Repurchase Shares
Using Equity
Derivatives
18 Management Board Mgmt For For For
Remuneration
Policy
19 Supervisory Board Mgmt For For For
Remuneration
Policy
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 08/27/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Jorg Kukies Mgmt For For For
12 Elect Lawrence A. Rosen Mgmt For For For
13 Equity Incentive Plan; Mgmt For For For
Increase in
Conditional
Capital
14 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
15 Amendments to Articles Mgmt For For For
(Virtual AGM
Participation)
16 Amendments to Articles Mgmt For For For
(Interim
Dividend)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deutsche Telekom AG
Ticker Security ID: Meeting Date Meeting Status
DTE CINS D2035M136 04/01/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Appointment of Auditor Mgmt For For For
for Financial Year
2021
12 Appointment of Auditor Mgmt For For For
for Interim
Statements &
Condensed financial
Statements for
Financial Year
2021
13 Appointment of Auditor Mgmt For For For
for Interim
Statements -
Appeal
14 Appointment of Auditor Mgmt For For For
for Interim
Statements for the
Third Quarter of 2021
and First Quarter of
2022
15 Elect Helga Jung as Mgmt For For For
Supervisory Board
Member
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Authority to Mgmt For For For
Repurchase Shares
Using Equity
Derivatives
18 Management Board Mgmt For For For
Remuneration
Policy
19 Supervisory Board Mgmt For For For
Remuneration
Policy
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Rights at Virtual
General
Meetings
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DNB ASA
Ticker Security ID: Meeting Date Meeting Status
DNB CINS R1640U124 04/27/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Agenda Mgmt For TNA N/A
7 Minutes Mgmt For TNA N/A
8 Accounts and Reports Mgmt For TNA N/A
9 Authority to Mgmt For TNA N/A
Distribute
Dividend
10 Authority to Mgmt For TNA N/A
Repurchase
Shares
11 Remuneration Report Mgmt For TNA N/A
12 Remuneration Policy Mgmt For TNA N/A
13 Corporate Governance Mgmt For TNA N/A
Report
14 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
15 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Board
Size
16 Election of Directors Mgmt For TNA N/A
(After Merger
Date)
17 Election of Directors Mgmt For TNA N/A
(Before Merger
Date)
18 Directors' Fees; Mgmt For TNA N/A
Election Committee
Fees
19 Non-Voting Meeting Note N/A N/A TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
DNB ASA
Ticker Security ID: Meeting Date Meeting Status
DNB CINS R1640U124 11/30/2020 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting Mgmt For TNA N/A
6 Agenda Mgmt For TNA N/A
7 Minutes Mgmt For TNA N/A
8 Merger by Absorption Mgmt For TNA N/A
(DNB Bank
ASA)
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Authority to Mgmt For TNA N/A
Repurchase
Shares
11 Non-Voting Meeting Note N/A N/A TNA N/A
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Electrolux AB
Ticker Security ID: Meeting Date Meeting Status
ELUXB CINS W24713120 03/25/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Ratification of Mgmt For For For
Staffan
Bohman
13 Ratification of Petra Mgmt For For For
Hedengran
14 Ratification of Henrik Mgmt For For For
Henriksson
15 Ratification of Ulla Mgmt For For For
Litzen
16 Ratification of Karin Mgmt For For For
Overbeck
17 Ratification of Mgmt For For For
Fredrik
Persson
18 Ratification of David Mgmt For For For
Porter
19 Ratification of Jonas Mgmt For For For
Samuelson
20 Ratification of Kai Mgmt For For For
Warn
21 Ratification of Hasse Mgmt For For For
Johansson
22 Ratification of Ulrika Mgmt For For For
Saxon
23 Ratification of Mina Mgmt For For For
Billing
24 Ratification of Viveca Mgmt For For For
Brinkenfeldt-Lever
25 Ratification of Peter Mgmt For For For
Ferm
26 Ratification of Ulf Mgmt For For For
Carlsson
27 Ratification of Ulrik Mgmt For For For
Danestad
28 Ratification of Mgmt For For For
Richard
Dellner
29 Ratification of Wilson Mgmt For For For
Quispe
30 Ratification of Mgmt For For For
Joachim
Nord
31 Ratification of Jonas Mgmt For For For
Samuelson
(CEO)
32 Allocation of Mgmt For For For
Profits/Dividends
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Board Size Mgmt For For For
35 Directors' Fees Mgmt For For For
36 Authority to Set Mgmt For For For
Auditor's
Fees
37 Elect Staffan Bohman Mgmt For For For
38 Elect Petra Hedengran Mgmt For For For
39 Elect Henrik Henriksson Mgmt For For For
40 Elect Ulla Litzen Mgmt For For For
41 Elect Karin Overbeck Mgmt For For For
42 Elect Fredrik Persson Mgmt For For For
43 Elect David Porter Mgmt For For For
44 Elect Jonas Samuelson Mgmt For For For
45 Elect Staffan Bohman Mgmt For For For
as
Chair
46 Appointment of Auditor Mgmt For For For
47 Remuneration Report Mgmt For For For
48 Adoption of Mgmt For For For
Share-Based
Incentives (Share
Program
2021)
49 Authority to Mgmt For For For
Repurchase
Shares
50 Issuance of Treasury Mgmt For For For
Shares
51 Non-Voting Meeting Note N/A N/A N/A N/A
52 Non-Voting Meeting Note N/A N/A N/A N/A
53 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electrolux AB
Ticker Security ID: Meeting Date Meeting Status
ELUXB CINS W24713120 11/03/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Mgmt For For For
Profits/Dividends
10 Long-Term Share Program Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Endesa SA
Ticker Security ID: Meeting Date Meeting Status
ELE CINS E41222113 04/30/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Report on Mgmt For For For
Non-Financial
Information
5 Ratification of Board Mgmt For For For
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
(Remote-Only
Attendance)
8 Amendments to Articles Mgmt For For For
(Remote
Attendance)
9 Amendments to Articles Mgmt For For For
(Compensation)
10 Amendments to Articles Mgmt For For For
(Board
Meetings)
11 Amendments to General Mgmt For For For
Meeting Regulations
(Remote-Only
Meeting)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
13 Board Size Mgmt For For For
14 Remuneration Report Mgmt For For For
(Advisory)
15 Remuneration Policy Mgmt For For For
(Binding)
16 Strategic Incentive Mgmt For For For
Plan
2021-2023
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
ENEOS Holdings,Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Sugimori Mgmt For For For
4 Elect Katsuyuki Ota Mgmt For For For
5 Elect Yoshikazu Yokoi Mgmt For For For
6 Elect Junichi Iwase Mgmt For For For
7 Elect Yasushi Yatabe Mgmt For For For
8 Elect Hiroshi Hosoi Mgmt For For For
9 Elect Seiichi Murayama Mgmt For For For
10 Elect Takeshi Saito Mgmt For For For
11 Elect Hiroko Ota Mgmt For For For
12 Elect Yoshiiku Miyata Mgmt For For For
13 Elect Yasumi Kudo Mgmt For For For
14 Elect Shingo Nishimura Mgmt For For For
15 Elect Yuko Mitsuya Mgmt For For For
________________________________________________________________________________
Essity Aktiebolag
Ticker Security ID: Meeting Date Meeting Status
ESSITY.B CINS W3R06F100 10/28/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Eurofins Scientific S.E.
Ticker Security ID: Meeting Date Meeting Status
ERF CINS L31839134 04/22/2021 Voted
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Board Mgmt For For For
Report
3 Presentation of Mgmt For For For
Special Report
Regarding Authorised
Capital
4 Presentation of Mgmt For For For
Auditor
Report
5 Accounts and Reports Mgmt For For For
(Consolidated)
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits Mgmt For For For
8 Ratification of Board Mgmt For Against Against
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Remuneration Report Mgmt For For For
11 Election Pascal Mgmt For For For
Rakovsky to the Board
of
Directors
12 Elect Ivo Rauh to the Mgmt For For For
Board of
Directors
13 Elect Evie Roos to the Mgmt For For For
Board of
Directors
14 Appointment of Auditor Mgmt For For For
15 Directors' Fees Mgmt For Against Against
16 Report on Share Mgmt For For For
Buy-back
Programme
17 Authorization of Legal Mgmt For For For
Formalities
18 Increase in Authorised Mgmt For Against Against
Capital
19 Creation of Dual Class Mgmt For Against Against
Stock
20 Amendments to Articles Mgmt For For For
21 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Eurofins Scientific S.E.
Ticker Security ID: Meeting Date Meeting Status
ERF CINS F3322K104 11/16/2020 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Split Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Authorization of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/15/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Alexander G. Mgmt For For For
Abramov
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect James Karl Gruber Mgmt For For For
8 Elect Deborah Gudgeon Mgmt For For For
9 Elect Alexander Mgmt For For For
Izosimov
10 Elect Sir Michael Peat Mgmt For Against Against
11 Elect Stephen T. Odell Mgmt For For For
12 Elect James E. Mgmt For For For
Rutherford
13 Elect Sandra Stash Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ferguson plc
Ticker Security ID: Meeting Date Meeting Status
FERG CINS G3421J106 07/29/2020 Voted
Meeting Type Country of Trade
Ordinary Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For For For
Articles (Additional
U.S.
Listing)
________________________________________________________________________________
Ferguson Plc.
Ticker Security ID: Meeting Date Meeting Status
FERG CINS G3421J106 12/03/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Bill Brundage Mgmt For For For
5 Elect Tessa Bamford Mgmt For For For
6 Elect Geoff Drabble Mgmt For For For
7 Elect Catherine A. Mgmt For For For
Halligan
8 Elect Kevin Murphy Mgmt For For For
9 Elect Alan Murray Mgmt For For For
10 Elect Thomas Schmitt Mgmt For For For
11 Elect Nadia Shouraboura Mgmt For For For
12 Elect Jacqueline Mgmt For For For
Simmonds
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortescue Metals Group Ltd
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/11/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re- Elect Andrew Mgmt For For For
Forrest
4 Re- Elect Mark Barnaba Mgmt For For For
5 Re- Elect Penelope Mgmt For For For
(Penny)
Bingham-Hall
6 Re- Elect Jennifer Mgmt For For For
(Jenn)
Morris
7 Equity Grant (MD/CEO Mgmt For For For
Elizabeth
Gaines)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FORTUM CINS X2978Z118 04/28/2021 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Remuneration Report Mgmt For Against Against
15 Directors' Fees Mgmt For For For
16 Board Size Mgmt For For For
17 Election of Directors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Appointment of Auditor Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Issue Mgmt For For For
Treasury
Shares
22 Charitable Donations Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Fresenius Medical Care AG & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FME CINS D2734Z107 08/27/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
General Partner
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Management Board Mgmt For For For
Remuneration
Policy
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Increase in Authorised Mgmt For For For
Capital
12 Amendments to Articles Mgmt For For For
(SRD
II)
________________________________________________________________________________
Fresenius SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FRE CINS D27348263 05/21/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
General Partner
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Management Board Mgmt For For For
Remuneration
Policy
11 Supervisory Board Mgmt For For For
Remuneration
Policy
12 Elect Michael Albrecht Mgmt For For For
13 Elect Michael Diekmann Mgmt For For For
14 Elect Wolfgang Kirsch Mgmt For For For
15 Elect Iris Mgmt For For For
Low-Friedrich
16 Elect Klaus-Peter Mgmt For For For
Muller
17 Elect Hauke Stars Mgmt For For For
18 Elect Michael Diekmann Mgmt For For For
as Joint Committee
Member
19 Elect Hauke Stars as Mgmt For For For
Joint Committee
Member
________________________________________________________________________________
Fresenius SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FRE CINS D27348263 08/28/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
General Partner
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
(SRD
II)
________________________________________________________________________________
Fujitsu Limited
Ticker Security ID: Meeting Date Meeting Status
6702 CINS J15708159 06/28/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takahito Tokita Mgmt For For For
3 Elect Hidenori Furuta Mgmt For For For
4 Elect Takeshi Isobe Mgmt For For For
5 Elect Masami Yamamoto Mgmt For For For
6 Elect Chiaki Mukai Mgmt For For For
7 Elect Atsushi Abe Mgmt For For For
8 Elect Yoshiko Kojo @ Mgmt For For For
Yoshiko
Kugu
9 Elect Scott Callon Mgmt For Against Against
10 Elect Kenichiro Sasae Mgmt For For For
11 Elect Yoichi Hirose as Mgmt For Against Against
Statutory
Auditor
12 Elect Koichi Namba as Mgmt For For For
Alternate Statutory
Auditor
13 Directors' Fees Mgmt For For For
14 Amendment to the Mgmt For For For
Performance Linked
Equity Compensation
Plan
________________________________________________________________________________
Fukuoka Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8354 CINS J17129107 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takashige Shibato Mgmt For For For
4 Elect Yasuhiko Yoshida Mgmt For For For
5 Elect Hisashi Goto Mgmt For For For
6 Elect Hiroshi Miyoshi Mgmt For For For
7 Elect Toshimi Nomura Mgmt For For For
8 Elect Takujiro Mori Mgmt For For For
9 Elect Koji Yokota Mgmt For For For
10 Elect Masahiko Fukasawa Mgmt For For For
11 Elect Toshiya Kosugi Mgmt For For For
12 Elect Yoshitaka Shimeno Mgmt For For For
13 Elect Masamichi Miura Mgmt For For For
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 12/09/2020 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
________________________________________________________________________________
Henkel AG & Co. KGAA
Ticker Security ID: Meeting Date Meeting Status
HEN CINS D3207M102 04/16/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Allocation of Profits/ Mgmt For For For
Dividends
7 Ratification of Mgmt For For For
Personally Liable
Partner
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Ratification of Mgmt For For For
Shareholders'
Committee
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect James Rowan as Mgmt For For For
Shareholders'
Committee
Member
12 Management Board Mgmt For For For
Remuneration
Policy
13 Amendment to Mgmt For For For
Supervisory Board and
Shareholders'
Committee
Remuneration
14 Supervisory Board and Mgmt For For For
Shareholders'
Committee
Remuneration
Policy
15 Amendment to Articles Mgmt For For For
(Virtual AGM
Participation and
Voting
Rights)
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Husqvarna AB
Ticker Security ID: Meeting Date Meeting Status
HUSQB CINS W4235G116 04/14/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratify Tom Johnstone Mgmt For For For
14 Ratify Ulla Litzen Mgmt For For For
15 Ratify Katarina Mgmt For For For
Martinson
16 Ratify Bertrand Mgmt For For For
Neuschwander
17 Ratify Daniel Nodhall Mgmt For For For
18 Ratify Lars Pettersson Mgmt For For For
19 Ratify Christine Robins Mgmt For For For
20 Ratify Henric Mgmt For For For
Andersson (President
&
CEO)
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Board Size Mgmt For For For
23 Number of Auditors Mgmt For For For
24 Directors' Fees Mgmt For For For
25 Elect Tom Johnstone Mgmt For For For
26 Elect Katarina Mgmt For For For
Martinson
27 Elect Bertrand Mgmt For For For
Neuschwander
28 Elect Daniel Nodhall Mgmt For For For
29 Elect Lars Pettersson Mgmt For For For
30 Elect Christine Robins Mgmt For For For
31 Elect Henric Andersson Mgmt For For For
32 Elect Ingrid Bonde Mgmt For For For
33 Elect Tom Johnstone as Mgmt For For For
Chair
34 Appointment of Auditor Mgmt For For For
35 Authority to Set Mgmt For For For
Auditor's
Fees
36 Remuneration Report Mgmt For For For
37 Remuneration Policy Mgmt For For For
38 Adoption of Long-Term Mgmt For For For
Incentive Program
2021 (LTI
2021)
39 Approve Equity Swap Mgmt For For For
Agreement (LTI
2021)
40 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
41 Amendments to Articles Mgmt For For For
(Attendance to
General
Meetings)
42 Non-Voting Agenda Item N/A N/A N/A N/A
43 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Husqvarna AB
Ticker Security ID: Meeting Date Meeting Status
HUSQB CINS W4235G116 10/23/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Allocation of Mgmt For For For
Profits/Dividends
11 Amendments to Articles Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Iida Group Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3291 CINS J23426109 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Kazuhiko Mori Mgmt For Against Against
4 Elect Yoichi Nishikawa Mgmt For For For
5 Elect Masashi Kanei Mgmt For For For
6 Elect Hiroshi Nishino Mgmt For For For
7 Elect Tadayoshi Mgmt For For For
Horiguchi
8 Elect Shigeo Yamamoto Mgmt For For For
9 Elect Yoshinari Mgmt For For For
Hisabayashi
10 Elect Shigeyuki Mgmt For For For
Matsubayashi
11 Elect Kazuhiro Kodera Mgmt For For For
12 Elect Yujiro Chiba Mgmt For For For
13 Elect Toshihiko Sasaki Mgmt For For For
14 Elect Eiichi Hasegawa Mgmt For For For
15 Elect Ikuko Ishimaru Mgmt For For For
16 Elect Chikara Tanaka Mgmt For For For
17 Elect Koji Fujita Mgmt For For For
18 Elect Makoto Shimazaki Mgmt For Against Against
19 Elect Shinichi Sasaki Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 03/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Toshiaki Kitamura Mgmt For For For
5 Elect Takayuki Ueda Mgmt For For For
6 Elect Seiya Ito Mgmt For For For
7 Elect Takahiko Ikeda Mgmt For For For
8 Elect Shigeharu Yajima Mgmt For For For
9 Elect Kimihisa Kittaka Mgmt For For For
10 Elect Nobuharu Sase Mgmt For For For
11 Elect Daisuke Yamada Mgmt For For For
12 Elect Jun Yanai Mgmt For For For
13 Elect Norinao Iio Mgmt For For For
14 Elect Atsuko Nishimura Mgmt For For For
15 Elect Yasushi Kimura Mgmt For For For
16 Elect Kiyoshi Ogino Mgmt For For For
17 Elect Tomoo Nishikawa Mgmt For For For
18 Bonus Mgmt For Against Against
________________________________________________________________________________
Ipsen
Ticker Security ID: Meeting Date Meeting Status
IPN CINS F5362H107 05/27/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Mgmt For For For
Profits/Dividends
10 Special Auditors Mgmt For For For
Report on Regulated
Agreements
11 Elect Antoine Flochel Mgmt For For For
12 Elect Margaret A. Liu Mgmt For For For
13 Elect Carol Stuckley Mgmt For For For
14 Ratification of the Mgmt For For For
Co-option of David
Loew
15 Elect David Loew Mgmt For For For
16 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
17 2021 Remuneration Mgmt For For For
Policy
(Chair)
18 2021 Remuneration Mgmt For Against Against
Policy (CEO and other
Executives)
19 2020 Remuneration Mgmt For For For
Report
20 2020 Remuneration of Mgmt For For For
Marc de Garidel,
Chair
21 2020 Remuneration of Mgmt For For For
Aymeric Le Chatelier,
Interim CEO (Until
June 30,
2020)
22 2020 Remuneration of Mgmt For Against Against
David Loew, CEO (From
July 1,
2020)
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
25 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
27 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange Offers
(France)
28 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Through Private
Placement
29 Greenshoe Mgmt For Against Against
30 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions In
Kind
31 Employee Stock Mgmt For For For
Purchase
Plan
32 Authority to Grant Mgmt For Against Against
Stock
Options
33 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Itochu Corporation
Ticker Security ID: Meeting Date Meeting Status
8001 CINS J2501P104 06/18/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masahiro Okafuji Mgmt For For For
4 Elect Yoshihisa Suzuki Mgmt For For For
5 Elect Keita Ishii Mgmt For For For
6 Elect Tomofumi Yoshida Mgmt For For For
7 Elect Yuji Fukuda Mgmt For For For
8 Elect Fumihiko Mgmt For For For
Kobayashi
9 Elect Tsuyoshi Mgmt For For For
Hachimura
10 Elect Atsuko Muraki Mgmt For For For
11 Elect Masatoshi Kawana Mgmt For For For
12 Elect Makiko Nakamori Mgmt For For For
13 Elect Kunio Ishizuka Mgmt For For For
14 Elect Shingo Majima Mgmt For For For
15 Elect Masumi Kikuchi Mgmt For For For
________________________________________________________________________________
J Sainsbury plc
Ticker Security ID: Meeting Date Meeting Status
SBRY CINS G77732173 07/02/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Tanuj Mgmt For For For
Kapilashrami
5 Elect Simon Roberts Mgmt For For For
6 Elect Keith Weed Mgmt For For For
7 Elect Brian Cassin Mgmt For For For
8 Elect Jo Harlow Mgmt For For For
9 Elect David Keens Mgmt For For For
10 Elect Kevin O'Byrne Mgmt For For For
11 Elect Dame Susan Rice Mgmt For For For
12 Elect Martin Scicluna Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Mgmt For For For
Repurchase
Shares
20 Share Incentive Plan Mgmt For For For
21 Adoption of New Mgmt For For For
Articles
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kajima Corporation
Ticker Security ID: Meeting Date Meeting Status
1812 CINS J29223120 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshikazu Oshimi Mgmt For For For
4 Elect Masayasu Kayano Mgmt For For For
5 Elect Hiroshi Ishikawa Mgmt For For For
6 Elect Ken Uchida Mgmt For For For
7 Elect Nobuyuki Mgmt For For For
Hiraizumi
8 Elect Hiromasa Amano Mgmt For For For
9 Elect Keisuke Koshijima Mgmt For For For
10 Elect Takeshi Katsumi Mgmt For For For
11 Elect Koji Furukawa Mgmt For For For
12 Elect Masahiro Sakane Mgmt For For For
13 Elect Kiyomi Saito Mgmt For For For
14 Elect Yoichi Suzuki Mgmt For For For
15 Elect Kazushi Suzuki Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Kesko Oyj
Ticker Security ID: Meeting Date Meeting Status
KESKOB CINS X44874109 04/12/2021 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Remuneration Report Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Directors' Fees Mgmt For For For
17 Board Size Mgmt For For For
18 Election of Directors Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Appointment of Auditor Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Charitable Donations Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingfisher plc
Ticker Security ID: Meeting Date Meeting Status
KGF CINS G5256E441 06/30/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Catherine Bradley Mgmt For For For
5 Elect Tony Buffin Mgmt For For For
6 Elect Claudia Arney Mgmt For For For
7 Elect Bernard L. Bot Mgmt For For For
8 Elect Jeff Carr Mgmt For For For
9 Elect Andrew Cosslett Mgmt For For For
10 Elect Thierry Garnier Mgmt For For For
11 Elect Sophie Gasperment Mgmt For For For
12 Elect Rakhi (Parekh) Mgmt For For For
Goss-Custard
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Kingfisher plc
Ticker Security ID: Meeting Date Meeting Status
KGF CINS G5256E441 07/24/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Bernard L. Bot Mgmt For For For
4 Elect Thierry Garnier Mgmt For For For
5 Elect Andrew Cosslett Mgmt For For For
6 Elect Claudia Arney Mgmt For For For
7 Elect Jeff Carr Mgmt For For For
8 Elect Sophie Gasperment Mgmt For For For
9 Elect Rakhi (Parekh) Mgmt For For For
Goss-Custard
10 Elect Mark Seligman Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Kinnevik AB
Ticker Security ID: Meeting Date Meeting Status
KINVB CINS W5139V265 08/19/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendments to Articles Mgmt For For For
(Share
Split)
11 Stock Split (2:1) Mgmt For For For
12 Amendments to Articles Mgmt For For For
(Share Capital
Reduction)
13 Cancellation of Shares Mgmt For For For
14 Bonus Share Issuance Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Koninklijke Ahold Delhaize N.V.
Ticker Security ID: Meeting Date Meeting Status
AD CINS N0074E105 04/14/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For For For
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Election of Jan Mgmt For For For
Zijderveld to the
Supervisory
Board
12 Election of Bala Mgmt For For For
Subramanian to the
Supervisory
Board
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Suppress Mgmt For For For
Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Cancellation Of Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kuehne & Nagel International AG
Ticker Security ID: Meeting Date Meeting Status
KNIN CINS H4673L145 09/02/2020 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
LafargeHolcim Limited
Ticker Security ID: Meeting Date Meeting Status
LHN CINS H4768E105 05/04/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Compensation Report Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Allocation of Profits Mgmt For TNA N/A
8 Dividend from Reserves Mgmt For TNA N/A
9 Change of Company Name Mgmt For TNA N/A
10 Relocation of Mgmt For TNA N/A
Registered
Office
11 Elect Beat Hess as Mgmt For TNA N/A
Board
Chair
12 Elect Philippe Block Mgmt For TNA N/A
13 Elect Kim Fausing Mgmt For TNA N/A
14 Elect Colin Hall Mgmt For TNA N/A
15 Elect Naina Lal Kidwai Mgmt For TNA N/A
16 Elect Patrick Kron Mgmt For TNA N/A
17 Elect Adrian Loader Mgmt For TNA N/A
18 Elect Jurg Oleas Mgmt For TNA N/A
19 Elect Claudia Sender Mgmt For TNA N/A
Ramirez
20 Elect Hanne Birgitte Mgmt For TNA N/A
Breinbjerg
Sorensen
21 Elect Dieter Spalti Mgmt For TNA N/A
22 Elect Jan Jenisch Mgmt For TNA N/A
23 Elect Colin Hall as Mgmt For TNA N/A
Nomination,
Compensation, and
Governance Committee
Member
24 Elect Adrian Loader as Mgmt For TNA N/A
Nomination,
Compensation, and
Governance Committee
Member
25 Elect Claudia Sender Mgmt For TNA N/A
Ramirez as
Nomination,
Compensation, and
Governance Committee
Member
26 Elect Hanne Birgitte Mgmt For TNA N/A
Breinbjerg Sorensen
as Nomination,
Compensation, and
Governance Committee
Member
27 Elect Dieter Spalti as Mgmt For TNA N/A
Nomination,
Compensation, and
Governance Committee
Member
28 Appointment of Auditor Mgmt For TNA N/A
29 Appointment of Mgmt For TNA N/A
Independent
Proxy
30 Board Compensation Mgmt For TNA N/A
31 Executive Compensation Mgmt For TNA N/A
32 Additional or Amended Mgmt N/A TNA N/A
Proposals
________________________________________________________________________________
Legal & General Group plc
Ticker Security ID: Meeting Date Meeting Status
LGEN CINS G54404127 05/20/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Ric Lewis Mgmt For For For
4 Elect Nilufer von Mgmt For For For
Bismarck
5 Elect Henrietta Baldock Mgmt For For For
6 Elect Philip Broadley Mgmt For For For
7 Elect Stuart Jeffrey Mgmt For For For
Davies
8 Elect John Kingman Mgmt For For For
9 Elect Lesley Knox Mgmt For For For
10 Elect M. George Lewis Mgmt For For For
11 Elect Toby Strauss Mgmt For For For
12 Elect Nigel Wilson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Remuneration Report Mgmt For For For
(Advisory)
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Contingent
Convertible
Securities w/
Preemptive
Rights
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Issue Mgmt For For For
Contingent
Convertible
Securities w/o
Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
23 Adoption of New Mgmt For For For
Articles
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Logitech International SA
Ticker Security ID: Meeting Date Meeting Status
LOGN CINS H50430232 09/09/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Increase in Authorised Mgmt For TNA N/A
Capital
7 Ratification of Board Mgmt For TNA N/A
and Management
Acts
8 Elect Patrick Aebischer Mgmt For TNA N/A
9 Elect Wendy Becker Mgmt For TNA N/A
10 Elect Edouard Bugnion Mgmt For TNA N/A
11 Elect Bracken P. Mgmt For TNA N/A
Darrell
12 Elect Guy Gecht Mgmt For TNA N/A
13 Elect Didier Hirsch Mgmt For TNA N/A
14 Elect Neil Hunt Mgmt For TNA N/A
15 Elect Marjorie Lao Mgmt For TNA N/A
16 Elect Neela Montgomery Mgmt For TNA N/A
17 Elect Michael B. Polk Mgmt For TNA N/A
18 Elect Riet Cadonau Mgmt For TNA N/A
19 Elect Deborah M. Thomas Mgmt For TNA N/A
20 Elect Wendy Becker as Mgmt For TNA N/A
Board
Chair
21 Elect Edouard Bugnion Mgmt For TNA N/A
as Compensation
Committee
Member
22 Elect Neil Hunt as Mgmt For TNA N/A
Compensation
Committee
Member
23 Elect Michael B. Polk Mgmt For TNA N/A
as Compensation
Committee
Member
24 Elect Riet Cadonau as Mgmt For TNA N/A
Compensation
Committee
Member
25 Board Compensation Mgmt For TNA N/A
26 Executive Compensation Mgmt For TNA N/A
27 Appointment of Auditor Mgmt For TNA N/A
28 Appointment of Mgmt For TNA N/A
Independent
Proxy
________________________________________________________________________________
M&G Plc
Ticker Security ID: Meeting Date Meeting Status
MNG CINS G6107R102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Clare M. Chapman Mgmt For For For
4 Elect Fiona Clutterbuck Mgmt For For For
5 Elect John Foley Mgmt For For For
6 Elect Clare Bousfield Mgmt For For For
7 Elect Clive Adamson Mgmt For For For
8 Elect Clare Thompson Mgmt For For For
9 Elect Massimo Tosato Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to allot Mgmt For For For
Mandatory Convertible
Securities
('MCS')
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Mandatory Convertible
Securities w/o
Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Macquarie Group Limited
Ticker Security ID: Meeting Date Meeting Status
MQG CINS Q57085286 07/30/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Diane J. Grady Mgmt For For For
3 Re-elect Nicola M. Mgmt For For For
Wakefield
Evans
4 Elect Stephen Mayne Mgmt Against Against For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Shemara
Wikramanayake)
7 Approve issue of Mgmt For For For
shares on exchange of
Macquarie Bank
Capital Notes
2
________________________________________________________________________________
Marubeni Corporation
Ticker Security ID: Meeting Date Meeting Status
8002 CINS J39788138 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fumiya Kokubu Mgmt For For For
3 Elect Ichiro Takahara Mgmt For For For
4 Elect Masumi Kakinoki Mgmt For For For
5 Elect Akira Terakawa Mgmt For For For
6 Elect Mutsumi Ishizuki Mgmt For For For
7 Elect Kenichiro Oikawa Mgmt For For For
8 Elect Takayuki Furuya Mgmt For For For
9 Elect Takao Kitabata Mgmt For For For
10 Elect Kyohei Takahashi Mgmt For For For
11 Elect Yuri Okina Mgmt For For For
12 Elect Takashi Hatchoji Mgmt For For For
13 Elect Masato Kitera Mgmt For For For
14 Elect Shigeki Ishizuka Mgmt For For For
15 Elect Toshiaki Kida Mgmt For For For
16 Elect Tsuyoshi Yoneda Mgmt For For For
17 Adoption of Restricted Mgmt For For For
Stock Plan and
Performance Share
Unit
________________________________________________________________________________
Mebuki Financial Group,Inc.
Ticker Security ID: Meeting Date Meeting Status
7167 CINS J4248A101 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ritsuo Sasajima Mgmt For For For
3 Elect Kazuyuki Shimizu Mgmt For For For
4 Elect Tetsuya Akino Mgmt For For For
5 Elect Yoshihiro Naito Mgmt For For For
6 Elect Kiyoshi Nozaki Mgmt For For For
7 Elect Hiromichi Ono Mgmt For For For
8 Elect Yoshimi Shu Mgmt For For For
________________________________________________________________________________
Michelin (CGDE)-B
Ticker Security ID: Meeting Date Meeting Status
ML CINS F61824144 05/21/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 2021 Remuneration Mgmt For For For
Policy
(Managers)
12 2021 Remuneration Mgmt For For For
Policy (Supervisory
Board)
13 2020 Remuneration Mgmt For For For
Report
14 2020 Remuneration of Mgmt For For For
Florent Menegaux,
General Managing
Partner and
CEO
15 2020 Remuneration of Mgmt For For For
Yves Chapot, General
Manager
16 2020 Remuneration of Mgmt For For For
Michel Rollier,
Supervisory Board
Chair
17 Ratification of Mgmt For For For
Co-Option of
Jean-Michel
Severino
18 Elect Wolf-Henning Mgmt For For For
Scheider
19 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
20 Amendments to Articles Mgmt For For For
Regarding Rights of
the Managing Partners
in the Company's
Profits
21 Amendments to Articles Mgmt For For For
Regarding Managers'
Remuneration
22 Authorisation of Legal Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mitsubishi Corporation
Ticker Security ID: Meeting Date Meeting Status
8058 CINS J43830116 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ken Kobayashi Mgmt For For For
4 Elect Takehiko Kakiuchi Mgmt For For For
5 Elect Kazuyuki Masu Mgmt For For For
6 Elect Akira Murakoshi Mgmt For For For
7 Elect Yasuteru Hirai Mgmt For For For
8 Elect Yutaka Kashiwagi Mgmt For For For
9 Elect Akihiko Nishiyama Mgmt For For For
10 Elect Akitaka Saiki Mgmt For For For
11 Elect Tsuneyoshi Mgmt For For For
Tatsuoka
12 Elect Shunichi Miyanaga Mgmt For For For
13 Elect Sakie Akiyama Mgmt For For For
________________________________________________________________________________
Mitsui & Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/18/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tatsuo Yasunaga Mgmt For For For
4 Elect Kenichi Hori Mgmt For For For
5 Elect Takakazu Uchida Mgmt For For For
6 Elect Hirotatsu Mgmt For For For
Fujiwara
7 Elect Shinichiro Omachi Mgmt For For For
8 Elect Yoshio Kometani Mgmt For For For
9 Elect Miki Yoshikawa Mgmt For For For
10 Elect Motoaki Uno Mgmt For For For
11 Elect Yoshiaki Takemasu Mgmt For For For
12 Elect Izumi Kobayashi Mgmt For For For
13 Elect Jenifer Rogers Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Takeshi Mgmt For For For
Uchiyamada
16 Elect Masako Egawa Mgmt For For For
17 Elect Kimitaka Mori as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Mizuho Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8411 CINS J4599L102 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tatsufumi Sakai Mgmt For For For
3 Elect Seiji Imai Mgmt For For For
4 Elect Makoto Umemiya Mgmt For For For
5 Elect Motonori Mgmt For Against Against
Wakabayashi
6 Elect Nobuhiro Mgmt For For For
Kaminoyama
7 Elect Yasuhiro Sato Mgmt For For For
8 Elect Hisaaki Hirama Mgmt For For For
9 Elect Tatsuo Kainaka Mgmt For For For
10 Elect Yoshimitsu Mgmt For For For
Kobayashi
11 Elect Ryoji Sato Mgmt For For For
12 Elect Takashi Tsukioka Mgmt For For For
13 Elect Masami Yamamoto Mgmt For For For
14 Elect Izumi Kobayashi Mgmt For For For
________________________________________________________________________________
Nestle SA
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/15/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Compensation Report Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Elect Paul Bulcke as Mgmt For TNA N/A
Board
Chair
9 Elect Ulf Mark Mgmt For TNA N/A
Schneider
10 Elect Henri de Castries Mgmt For TNA N/A
11 Elect Renato Fassbind Mgmt For TNA N/A
12 Elect Pablo Isla Mgmt For TNA N/A
Alvarez de
Tejera
13 Elect Ann Veneman Mgmt For TNA N/A
14 Elect Eva Cheng Li Kam Mgmt For TNA N/A
Fun
15 Elect Patrick Aebischer Mgmt For TNA N/A
16 Elect Kasper Rorsted Mgmt For TNA N/A
17 Elect Kimberly A. Ross Mgmt For TNA N/A
18 Elect Dick Boer Mgmt For TNA N/A
19 Elect Dinesh C. Paliwal Mgmt For TNA N/A
20 Elect Hanne Jimenez de Mgmt For TNA N/A
Mora
21 Elect Lindiwe Majele Mgmt For TNA N/A
Sibanda
22 Elect Pablo Isla Mgmt For TNA N/A
Alvarez de Tejera as
Compensation
Committee
Member
23 Elect Patrick Mgmt For TNA N/A
Aebischer as
Compensation
Committee
Member
24 Elect Dick Boer as Mgmt For TNA N/A
Compensation
Committee
Member
25 Elect Kasper Rorsted Mgmt For TNA N/A
as Compensation
Committee
Member
26 Appointment of Auditor Mgmt For TNA N/A
27 Appointment of Mgmt For TNA N/A
Independent
Proxy
28 Board Compensation Mgmt For TNA N/A
29 Executive Compensation Mgmt For TNA N/A
30 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
31 Advisory Vote on Mgmt For TNA N/A
Climate
Roadmap
32 Additional or Amended ShrHoldr Against TNA N/A
Shareholder
Proposals
________________________________________________________________________________
New World Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0017 CINS Y6266R109 11/26/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Henry CHENG Kar Mgmt For Against Against
Shun
6 Elect William DOO Wai Mgmt For For For
Hoi
7 Elect Peter CHENG Kar Mgmt For For For
Shing
8 Elect Thomas LIANG Mgmt For For For
Cheung
Biu
9 Elect Sonia CHENG Chi Mgmt For For For
Man
10 Elect Echo HUANG Mgmt For For For
Shaomei
11 Elect Jenny CHIU Mgmt For For For
Wai-Han
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Grant Mgmt For Against Against
Options under the
Share Option
Scheme
17 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Next plc
Ticker Security ID: Meeting Date Meeting Status
NXT CINS G6500M106 05/20/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Tom Hall Mgmt For For For
4 Elect Jonathan Bewes Mgmt For For For
5 Elect Tristia Harrison Mgmt For For For
6 Elect Amanda James Mgmt For For For
7 Elect Richard Papp Mgmt For For For
8 Elect Michael J. Roney Mgmt For For For
9 Elect Jane Shields Mgmt For For For
10 Elect Dianne Thompson Mgmt For For For
11 Elect Simon Wolfson Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Mgmt For For For
Repurchase Shares
Off-Market
19 Amendments to Articles Mgmt For For For
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Nippon Yusen Kabushiki Kaisha
Ticker Security ID: Meeting Date Meeting Status
9101 CINS J56515232 06/18/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tadaaki Naito Mgmt For For For
5 Elect Hitoshi Nagasawa Mgmt For For For
6 Elect Hiroki Harada Mgmt For For For
7 Elect Yutaka Higurashi Mgmt For For For
8 Elect Hiroshi Kubota Mgmt For For For
9 Elect Yoshihiro Mgmt For For For
Katayama
10 Elect Hiroko Kuniya Mgmt For For For
11 Elect Eiichi Tanabe Mgmt For For For
12 Elect Eiichi Takahashi Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
NN Group NV
Ticker Security ID: Meeting Date Meeting Status
NN CINS N64038107 05/20/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Remuneration Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Elect Cecilia Reyes to Mgmt For For For
the Supervisory
Board
12 Elect Rob Lelieveld to Mgmt For For For
the Supervisory
Board
13 Elect Inga K. Beale to Mgmt For For For
the Supervisory
Board
14 Maximum Variable Pay Mgmt For For For
Ratio
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For For For
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Rights
Issue)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Cancellation of Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 03/02/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
7 Authority to Mgmt For TNA N/A
Repurchase
Shares
8 Board Compensation Mgmt For TNA N/A
9 Executive Compensation Mgmt For TNA N/A
10 Compensation Report Mgmt For TNA N/A
11 Elect Jorg Reinhardt Mgmt For TNA N/A
as Board
Chair
12 Elect Nancy C. Andrews Mgmt For TNA N/A
13 Elect Ton Buchner Mgmt For TNA N/A
14 Elect Patrice Bula Mgmt For TNA N/A
15 Elect Elizabeth Doherty Mgmt For TNA N/A
16 Elect Ann M. Fudge Mgmt For TNA N/A
17 Elect Bridgette P. Mgmt For TNA N/A
Heller
18 Elect Frans van Houten Mgmt For TNA N/A
19 Elect Simon Moroney Mgmt For TNA N/A
20 Elect Andreas von Mgmt For TNA N/A
Planta
21 Elect Charles L. Mgmt For TNA N/A
Sawyers
22 Elect Enrico Vanni Mgmt For TNA N/A
23 Elect William T. Mgmt For TNA N/A
Winters
24 Elect Patrice Bula as Mgmt For TNA N/A
Compensation
Committee
Member
25 Elect Bridgette P. Mgmt For TNA N/A
Heller as
Compensation
Committee
Member
26 Elect Enrico Vanni as Mgmt For TNA N/A
Compensation
Committee
Member
27 Elect William T. Mgmt For TNA N/A
Winters as
Compensation
Committee
Member
28 Elect Simon Moroney as Mgmt For TNA N/A
Compensation
Committee
Member
29 Appointment of Auditor Mgmt For TNA N/A
30 Appointment of Mgmt For TNA N/A
Independent
Proxy
31 Amendments to Articles Mgmt For TNA N/A
(Term of
Office)
32 Additional or Amended Mgmt N/A TNA N/A
Proposals
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVOB CINS K72807132 03/25/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For For For
9 Directors' Fees 2020 Mgmt For For For
10 Directors' Fees 2021 Mgmt For For For
11 Elect Helge Lund as Mgmt For For For
chair
12 Elect Jeppe Mgmt For For For
Christiansen as vice
chair
13 Elect Laurence Debroux Mgmt For For For
14 Elect Andreas Fibig Mgmt For For For
15 Elect Sylvie Gregoire Mgmt For For For
16 Elect Kasim Kutay Mgmt For For For
17 Elect Martin Mackay Mgmt For For For
18 Elect Henrik Poulsen Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Reduce Mgmt For For For
Share
Capital
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
(Share
Capital)
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights for
Existing
Shareholders
24 Indemnification of the Mgmt For For For
Board of Directors
and Executive
Management
25 Indemnification of the Mgmt For For For
Executive
Management
26 Amendments to Mgmt For For For
Remuneration
Policy
27 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
28 Amendments to Articles Mgmt For For For
(Language in
documents prepared
for General
Meetings)
29 Amendments to Articles Mgmt For For For
(Differentiation of
votes)
30 Shareholder's Proposal ShrHoldr Against Against For
Regarding Allocation
of
Profits
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 06/02/2021 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Supervisory Board Mgmt For For For
Members'
Fees
9 Appointment of Auditor Mgmt For For For
10 Remuneration Report Mgmt For For For
11 Long-Term Incentive Mgmt For For For
Plan
2021
12 Share Part of Annual Mgmt For For For
Bonus
2021
13 Elect Saeed Mohamed Al Mgmt For For For
Mazrouei as
Supervisory Board
Member
14 Authority to Reissue Mgmt For For For
Treasury
Shares
________________________________________________________________________________
Orange
Ticker Security ID: Meeting Date Meeting Status
ORA CINS F6866T100 05/18/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Mgmt For For For
Profits/Dividends
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Elect Thierry Sommelet Mgmt For For For
11 Appointment of Auditor Mgmt For For For
(KPMG)
12 Appointment of Mgmt For For For
Alternate Auditor
(Salustro
Reydel)
13 Appointment of Auditor Mgmt For For For
(Deloitte)
14 Appointment of Mgmt For For For
Alternate Auditor
(BEAS)
15 Relocation of Mgmt For For For
Corporate
Headquarters
16 2020 Remuneration Mgmt For For For
Report
17 2020 Remuneration of Mgmt For For For
Stephane Richard,
Chair and
CEO
18 2020 Remuneration of Mgmt For For For
Ramon Fernandez,
Deputy
CEO
19 2020 Remuneration of Mgmt For For For
Gervais Pellissier,
Deputy
CEO
20 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
21 2021 Remuneration Mgmt For For For
Policy (Deputy
CEOs)
22 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
25 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/
Preemptive Rights
(During Public
Takeover)
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
27 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(During Public
Takeover)
28 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
29 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Through Private
Placement (During
Public
Takeover)
30 Greenshoe Mgmt For For For
31 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
32 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange Offer
(During Public
Takeover)
33 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
34 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in Kind
(During Public
Takeover)
35 Global Ceiling on Mgmt For For For
Capital
Increases
36 Authority to Issue Mgmt For For For
Performance
Shares
37 Employee Stock Mgmt For For For
Purchase
Plan
38 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
39 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
40 Authorisation of Legal Mgmt For For For
Formalities
41 Shareholder Proposal A ShrHoldr Against Against For
Regarding Equity
Remuneration for
Employee
42 Shareholder Proposal B ShrHoldr Against Against For
Regarding Limit on
Board
Memberships
43 Non-Voting Meeting Note N/A N/A N/A N/A
44 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Otsuka Holdings Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
4578 CINS J63117105 03/30/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ichiro Otsuka Mgmt For Against Against
3 Elect Tatsuo Higuchi Mgmt For For For
4 Elect Yoshiro Matsuo Mgmt For For For
5 Elect Yuko Makino Mgmt For For For
6 Elect Shuichi Takagi Mgmt For For For
7 Elect Sadanobu Tobe Mgmt For Against Against
8 Elect Masayuki Mgmt For For For
Kobayashi
9 Elect Noriko Tojo Mgmt For For For
10 Elect Makoto Inoue Mgmt For For For
11 Elect Yukio Matsutani Mgmt For For For
12 Elect Ko Sekiguchi Mgmt For For For
13 Elect Yoshihisa Aoki Mgmt For For For
14 Elect Mayo Mita Mgmt For For For
15 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Panasonic Corporation
Ticker Security ID: Meeting Date Meeting Status
6752 CINS J6354Y104 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Absorption-Type Mgmt For For For
Company Split
Agreement
3 Amendments to Articles Mgmt For For For
4 Elect Kazuhiro Tsuga Mgmt For For For
5 Elect Mototsugu Sato Mgmt For For For
6 Elect Yasuyuki Higuchi Mgmt For For For
7 Elect Tetsuro Homma Mgmt For For For
8 Elect Yoshinobu Tsutsui Mgmt For For For
9 Elect Hiroko Ota Mgmt For For For
10 Elect Kazuhiko Toyama Mgmt For For For
11 Elect Kunio Noji Mgmt For For For
12 Elect Michitaka Sawada Mgmt For For For
13 Elect Hirokazu Umeda Mgmt For For For
14 Elect Laurence W. Bates Mgmt For For For
15 Elect Yuki Kusumi Mgmt For For For
16 Elect Shinobu Matsui Mgmt For For For
17 Outside Directors' Fees Mgmt For For For
________________________________________________________________________________
Pandora A/S
Ticker Security ID: Meeting Date Meeting Status
PNDORA CINS K7681L102 03/11/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Remuneration Report Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Elect Peter A. Ruzicka Mgmt For For For
13 Elect Christian Frigast Mgmt For For For
14 Elect Birgitta Stymne Mgmt For For For
Goransson
15 Elect Isabelle Parize Mgmt For For For
16 Elect Catherine Mgmt For For For
Spindler
17 Elect Marianne Mgmt For For For
Kirkegaard
18 Elect Heine Dalsgaard Mgmt For For For
19 Elect Jan Zijderveld Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Ratification of Board Mgmt For For For
and Management
Acts
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
25 Remuneration Policy Mgmt For For For
26 Special Dividend Mgmt For For For
27 Authorization of Legal Mgmt For For For
Formalities
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phoenix Group Holdings
Ticker Security ID: Meeting Date Meeting Status
PHNX CINS G7S8MZ109 05/14/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Alastair Barbour Mgmt For For For
5 Elect Andrew D. Briggs Mgmt For For For
6 Elect Karen Green Mgmt For For For
7 Elect Hiroyuki Iioka Mgmt For For For
8 Elect Nicholas Lyons Mgmt For For For
9 Elect Wendy Mayall Mgmt For For For
10 Elect Christopher Mgmt For For For
Minter
11 Elect John B. Pollock Mgmt For For For
12 Elect Belinda Richards Mgmt For For For
13 Elect Nicholas Shott Mgmt For For For
14 Elect Kory Sorenson Mgmt For For For
15 Elect Rakesh Thakrar Mgmt For For For
16 Elect Mike Tumilty Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Publicis Groupe SA
Ticker Security ID: Meeting Date Meeting Status
PUB CINS F7607Z165 05/26/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Mgmt For For For
Profits/Dividends
10 Scrip Dividend Mgmt For For For
11 Special Auditors Mgmt For For For
Report on Regulated
Agreements
12 Elect Maurice Levy Mgmt For For For
13 Elect Simon Badinter Mgmt For For For
14 Elect Jean Charest Mgmt For For For
15 2021 Remuneration Mgmt For Against Against
Policy (Supervisory
Board
Chair)
16 2021 Remuneration Mgmt For For For
Policy (Supervisory
Board
Members)
17 2021 Remuneration Mgmt For For For
Policy (Management
Board
Chair)
18 2021 Remuneration Mgmt For For For
Policy of
Michel-Alain Proch
(Management Board
Member)
19 2021 Remuneration Mgmt For For For
Policy (Management
Board
Members)
20 2020 Remuneration Mgmt For For For
Report
21 2020 Remuneration of Mgmt For Against Against
Maurice Levy,
Supervisory Board
Chair
22 2020 Remuneration of Mgmt For Against Against
Arthur Sadoun,
Management Board
Chair
23 2020 Remuneration of Mgmt For For For
Jean-Michel Etienne,
Management Board
Member
24 2020 Remuneration of Mgmt For For For
Anne-Gabrielle
Heilbronner,
Management Board
Member
25 2020 Remuneration of Mgmt For For For
Steve King,
Management Board
Member
26 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Authority to Issue Mgmt For For For
Performance
Shares
29 Employee Stock Mgmt For For For
Purchase Plan
(Domestic and
Overseas)
30 Employee Stock Mgmt For For For
Purchase Plan
(Specific
Categories)
31 Textual References Mgmt For For For
Applicable in Case of
Regulation
Updates
32 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Randstad N.V.
Ticker Security ID: Meeting Date Meeting Status
RAND CINS N7291Y137 03/23/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Remuneration Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Special Dividend Mgmt For For For
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Management Board Mgmt For For For
Remuneration
Policy
13 Elect Sander van 't Mgmt For For For
Noordende to the
Supervisory
Board
14 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Cancellation of Shares Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Recordati SpA
Ticker Security ID: Meeting Date Meeting Status
REC CINS T78458139 12/17/2020 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Renesas Electronics Corporation
Ticker Security ID: Meeting Date Meeting Status
6723 CINS J4881V107 03/31/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tetsuro Toyoda Mgmt For For For
3 Elect Jiro Iwasaki Mgmt For For For
4 Elect Selena Loh Mgmt For For For
Lacroix
5 Elect Arunjai Mittal Mgmt For For For
6 Elect Noboru Yamamoto Mgmt For For For
7 Elect Takeshi Sekine Mgmt For For For
8 Elect Tomoko Mizuno Mgmt For Against Against
9 Amendments to Equity Mgmt For For For
Compensation
Plan
10 Opening; Election of Mgmt For Against Against
Presiding
Chair
________________________________________________________________________________
Resona Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8308 CINS J6448E106 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuhiro Higashi Mgmt For For For
3 Elect Masahiro Minami Mgmt For For For
4 Elect Mikio Noguchi Mgmt For For For
5 Elect Takahiro Mgmt For For For
Kawashima
6 Elect Tadamitsu Matsui Mgmt For For For
7 Elect Hidehiko Sato Mgmt For For For
8 Elect Chiharu Baba Mgmt For For For
9 Elect Kimie Iwata Mgmt For For For
10 Elect Setsuko Egami @ Mgmt For For For
Setsuko
Kusumoto
11 Elect Fumihiko Ike Mgmt For For For
________________________________________________________________________________
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 05/06/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Policy Mgmt For For For
(Binding)
5 Remuneration Report Mgmt For Against Against
(UK
Advisory)
6 Remuneration Report Mgmt For Against Against
(AUS
Advisory)
7 Elect Megan E. Clark Mgmt For For For
8 Elect Hinda Gharbi Mgmt For For For
9 Elect Simon P. Henry Mgmt For For For
10 Elect Sam H. Laidlaw Mgmt For For For
11 Elect Simon McKeon Mgmt For For For
12 Elect Jennifer Nason Mgmt For For For
13 Elect Jakob Stausholm Mgmt For For For
14 Elect Simon R. Thompson Mgmt For For For
15 Elect Ngaire Woods Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Global Employee Share Mgmt For For For
Plan
20 Authority to Mgmt For For For
Repurchase
Shares
21 Shareholder Proposal ShrHoldr For For For
Regarding
Paris-Aligned
Greenhouse Gas
Emissions Reduction
Targets
22 Shareholder Proposal ShrHoldr For For For
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/09/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(UK
Advisory)
4 Remuneration Report Mgmt For Against Against
(AUS
Advisory)
5 Elect Megan E. Clark Mgmt For For For
6 Elect Hinda Gharbi Mgmt For For For
7 Elect Simon P. Henry Mgmt For For For
8 Elect Sam H. Laidlaw Mgmt For For For
9 Elect Simon McKeon Mgmt For For For
10 Elect Jennifer Nason Mgmt For For For
11 Elect Jakob Stausholm Mgmt For For For
12 Elect Simon R. Thompson Mgmt For For For
13 Elect Ngaire Woods Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Global Employee Share Mgmt For For For
Plan
18 UK Share Plan Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 04/15/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Keith W. Mgmt For For For
Spence
4 Re-elect Vanessa A. Mgmt For For For
Guthrie
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Kevin
Gallagher)
7 Renew Proportional Mgmt For For For
Takeover
Provisions
8 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Facilitating
Nonbinding
Proposals
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Paris-aligned
Capital Expenditure
and
Operations
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
SBI Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8473 CINS J6991H100 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshitaka Kitao Mgmt For For For
3 Elect Katsuya Kawashima Mgmt For For For
4 Elect Takashi Nakagawa Mgmt For For For
5 Elect Masato Takamura Mgmt For For For
6 Elect Shumpei Morita Mgmt For For For
7 Elect Masayuki Yamada Mgmt For For For
8 Elect Satoe Kusakabe Mgmt For For For
9 Elect Masaki Yoshida Mgmt For For For
10 Elect Teruhide Sato Mgmt For For For
11 Elect Heizo Takenaka Mgmt For For For
12 Elect Yasuhiro Suzuki Mgmt For For For
13 Elect Hiroshi Ito Mgmt For For For
14 Elect Kanae Takeuchi @ Mgmt For For For
Kanae
Kusakari
15 Elect Junichi Fukuda Mgmt For For For
16 Elect Hiroyuki Suematsu Mgmt For For For
17 Elect Tetsutaro Mgmt For For For
Wakatsuki as
Alternate Statutory
Auditor
________________________________________________________________________________
Securitas AB
Ticker Security ID: Meeting Date Meeting Status
SECUB CINS W7912C118 05/05/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Dividend Record Date Mgmt For For For
14 Ratification of Ingrid Mgmt For For For
Bonde
15 Ratification of John Mgmt For For For
Brandon
16 Ratification of Anders Mgmt For For For
Boos
17 Ratification of Mgmt For For For
Fredrik
Cappelen
18 Ratification of Carl Mgmt For For For
Douglas
19 Ratification of Marie Mgmt For For For
Ehrling
20 Ratification of Sofia Mgmt For For For
Schorling
Hogberg
21 Ratification of Dick Mgmt For For For
Seger
22 Ratification of Magnus Mgmt For For For
Ahlqvist
(CEO)
23 Board Size Mgmt For For For
24 Directors' Fees Mgmt For For For
25 Authority to Set Mgmt For For For
Auditor's
Fees
26 Election of Directors Mgmt For For For
27 Elect Jan Svensson as Mgmt For For For
Chair
28 Appointment of Auditor Mgmt For For For
29 Remuneration Report Mgmt For For For
30 Remuneration Policy Mgmt For For For
31 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
32 Incentive Scheme Mgmt For For For
33 Adoption of Mgmt For For For
Share-Based
Incentives (LTI
2021/2023)
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SEIKO EPSON CORPORATION
Ticker Security ID: Meeting Date Meeting Status
6724 CINS J7030F105 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Minoru Usui Mgmt For For For
4 Elect Yasunori Ogawa Mgmt For For For
5 Elect Koichi Kubota Mgmt For For For
6 Elect Tatsuaki Seki Mgmt For For For
7 Elect Taro Shigemoto Mgmt For For For
8 Elect Hideaki Omiya Mgmt For For For
9 Elect Mari Matsunaga Mgmt For For For
10 Elect Masayuki Kawana Mgmt For For For
as Audit Committee
Director
11 Non-Audit Committee Mgmt For For For
Directors'
Bonus
________________________________________________________________________________
SES SA
Ticker Security ID: Meeting Date Meeting Status
SESGL CINS L8300G135 04/01/2021 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For Against Against
Acts
11 Board Size Mgmt For For For
12 Elect Serge Allegrezza Mgmt For For For
to the Board of
Directors
13 Elect Katrin Mgmt For For For
Wehr-Seiter to the
Board of
Directors
14 Management Board Mgmt For Against Against
Remuneration
Policy
15 Directors' Fees Mgmt For For For
16 Remuneration Report Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shimamura Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8227 CINS J72208101 05/14/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Makoto Suzuki Mgmt For Against Against
4 Elect Tsuyoki Saito Mgmt For For For
5 Elect Iichiro Takahashi Mgmt For For For
6 Elect Hidejiro Fujiwara Mgmt For For For
7 Elect Tamae Matsui Mgmt For For For
8 Elect Yutaka Suzuki Mgmt For For For
________________________________________________________________________________
Skanska AB
Ticker Security ID: Meeting Date Meeting Status
SKAB CINS W83567110 03/30/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Hans Mgmt For For For
Biorck
16 Ratification of Par Mgmt For For For
Boman
17 Ratification of Jan Mgmt For For For
Gurander
18 Ratification of Mgmt For For For
Fredrik
Lundberg
19 Ratification of Mgmt For For For
Catherine
Marcus
20 Ratification of Jayne Mgmt For For For
McGivern
21 Ratification of Asa Mgmt For For For
Soderstrom
Winberg
22 Ratification of Mgmt For For For
Charlotte
Stromberg
23 Ratification of Mgmt For For For
Richard
Horstedt
24 Ratification of Ola Mgmt For For For
Falt
25 Ratification of Yvonne Mgmt For For For
Stenman
26 Ratification of Anders Mgmt For For For
Rattgard
27 Ratification of Mgmt For For For
Par-Olow
Johansson
28 Ratification of Hans Mgmt For For For
Reinholdsson
29 Ratification of Anders Mgmt For For For
Danielsson
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Board Size Mgmt For For For
32 Number of Auditors Mgmt For For For
33 Director's Fees Mgmt For For For
34 Authority to Set Mgmt For For For
Auditor's
Fees
35 Elect Hans Biorck Mgmt For For For
36 Elect Par Boman Mgmt For For For
37 Elect Jan Gurander Mgmt For For For
38 Elect Fredrik Lundberg Mgmt For For For
39 Elect Catherine Marcus Mgmt For For For
40 Elect Jayne McGivern Mgmt For For For
41 Elect Asa Soderstrom Mgmt For For For
Winberg
42 Elect Hans Biorck as Mgmt For For For
Chair
43 Appointment of Auditor Mgmt For For For
44 Remuneration Report Mgmt For For For
45 Authority to Mgmt For For For
Repurchase Shares
Persuant to
LTIP
46 Amendments to Articles Mgmt For For For
47 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 02/05/2021 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Migration of Mgmt For For For
Electronic
Settlement
3 Adoption of New Mgmt For For For
Articles
(Migration)
4 Authority to Implement Mgmt For For For
the
Migration
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 04/30/2021 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Final Dividend Mgmt For For For
6 Elect Kaisa Hietala Mgmt For For For
7 Elect Irial Finan Mgmt For For For
8 Elect Anthony Smurfit Mgmt For For For
9 Elect Ken Bowles Mgmt For For For
10 Elect Anne Anderson Mgmt For For For
11 Elect Frits Beurskens Mgmt For For For
12 Elect Carol Fairweather Mgmt For For For
13 Elect James A. Lawrence Mgmt For For For
14 Elect Lourdes Melgar Mgmt For For For
15 Elect John Moloney Mgmt For For For
16 Elect Jorgen Buhl Mgmt For For For
Rasmussen
17 Elect Gonzalo Restrepo Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 Amendment to Mgmt For For For
Performance Share
Plan
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Snam S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRG CINS T8578N103 02/02/2021 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article 2 Mgmt For For For
4 Amendments to Article Mgmt For Against Against
12
5 Amendments to Articles Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Snam S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRG CINS T8578N103 04/28/2021 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
6 Remuneration Policy Mgmt For For For
(Binding)
7 Remuneration Report Mgmt For For For
(Advisory)
8 Amendment to the Mgmt For For For
2020-2022 Long-Term
Incentive
Plan
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sonic Healthcare
Ticker Security ID: Meeting Date Meeting Status
SHL CINS Q8563C107 11/12/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Mark Compton Mgmt For For For
3 Re-elect Neville J. Mgmt For For For
Mitchell
4 Elect Suzanne Crowe Mgmt For For For
5 Re-elect Christopher Mgmt For For For
Wilks
6 Remuneration Report Mgmt For For For
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
8 Approve Employee Mgmt For For For
Option
Plan
9 Approve Performance Mgmt For For For
Rights
Plan
10 Equity Grant (MD/CEO Mgmt For For For
Colin
Goldschmidt)
11 Equity Grant (Finance Mgmt For For For
Director and CFO
Chris
Wilks)
12 Amendments of Mgmt For For For
Constitution
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Board Spill Mgmt Against Against For
________________________________________________________________________________
Sony Group Corporation
Ticker Security ID: Meeting Date Meeting Status
6758 CINS J76379106 06/22/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kenichiro Yoshida Mgmt For For For
3 Elect Hiroki Totoki Mgmt For For For
4 Elect Shuzo Sumi Mgmt For For For
5 Elect Tim Schaaff Mgmt For For For
6 Elect Toshiko Oka Mgmt For For For
7 Elect Sakie Akiyama Mgmt For For For
8 Elect Wendy Becker Mgmt For For For
9 Elect Yoshihiko Mgmt For For For
Hatanaka
10 Elect Adam Crozier Mgmt For For For
11 Elect Keiko Kishigami Mgmt For For For
12 Elect Joseph A. Kraft Mgmt For For For
Jr.
13 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
SSE plc
Ticker Security ID: Meeting Date Meeting Status
SSE CINS G8842P102 08/12/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Gregor Alexander Mgmt For For For
5 Elect Sue Bruce Mgmt For For For
6 Elect Tony Cocker Mgmt For For For
7 Elect Crawford Gillies Mgmt For For For
8 Elect Richard Mgmt For For For
Gillingwater
9 Elect Peter Lynas Mgmt For For For
10 Elect Helen Mahy Mgmt For For For
11 Elect Alistair Mgmt For For For
Phillips-Davies
12 Elect Martin Pibworth Mgmt For For For
13 Elect Melanie Smith Mgmt For For For
14 Elect Angela Strank Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Stockland
Ticker Security ID: Meeting Date Meeting Status
SGP CINS Q8773B105 10/20/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kate McKenzie Mgmt For For For
3 Re-elect Thomas (Tom) Mgmt For For For
W.
Pockett
4 Re-elect Andrew C. Mgmt For For For
Stevens
5 Remuneration Report Mgmt For For For
6 Approve Termination Mgmt For For For
Payments
________________________________________________________________________________
Sumitomo Corporation
Ticker Security ID: Meeting Date Meeting Status
8053 CINS J77282119 06/18/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kuniharu Nakamura Mgmt For For For
4 Elect Masayuki Hyodo Mgmt For For For
5 Elect Toshikazu Nambu Mgmt For For For
6 Elect Hideki Yamano Mgmt For For For
7 Elect Takayuki Seishima Mgmt For For For
8 Elect Masaru Shiomi Mgmt For For For
9 Elect Nobuyoshi Ehara Mgmt For For For
10 Elect Koji Ishida Mgmt For For For
11 Elect Kimie Iwata Mgmt For For For
12 Elect Hisashi Yamazaki Mgmt For For For
13 Elect Akiko Ide Mgmt For For For
14 Elect Yukiko Nagashima Mgmt For For For
@ Yukiko Watanabe as
Statutory
Auditor
15 Adoption of Restricted Mgmt For For For
Performance Stock
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on Paris-aligned
Targets for Coal,
Oil, and Gas
Assets
________________________________________________________________________________
Sumitomo Mitsui Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8316 CINS J7771X109 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeshi Kunibe Mgmt For For For
4 Elect Jun Ota Mgmt For For For
5 Elect Makoto Takashima Mgmt For For For
6 Elect Toru Nakashima Mgmt For For For
7 Elect Teiko Kudo Mgmt For For For
8 Elect Atsuhiko Inoue Mgmt For For For
9 Elect Toshihiro Isshiki Mgmt For For For
10 Elect Yasuyuki Kawasaki Mgmt For For For
11 Elect Masayuki Mgmt For Against Against
Matsumoto
12 Elect Arthur M. Mgmt For For For
Mitchell
13 Elect Shozo Yamazaki Mgmt For For For
14 Elect Masaharu Kono Mgmt For For For
15 Elect Yoshinobu Tsutsui Mgmt For For For
16 Elect Katsuyoshi Shimbo Mgmt For For For
17 Elect Eriko Sakurai Mgmt For For For
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Takeda Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4502 CINS J8129E108 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Christophe Weber Mgmt For For For
5 Elect Masato Iwasaki Mgmt For For For
6 Elect Andrew Plump Mgmt For For For
7 Elect Constantine Mgmt For For For
Saroukos
8 Elect Masahiro Sakane Mgmt For For For
9 Elect Olivier Bohuon Mgmt For For For
10 Elect Jean-Luc Butel Mgmt For For For
11 Elect Ian T. Clark Mgmt For Against Against
12 Elect Yoshiaki Fujimori Mgmt For For For
13 Elect Steven Gillis Mgmt For For For
14 Elect Shiro Kuniya Mgmt For For For
15 Elect Toshiyuki Shiga Mgmt For For For
16 Elect Masami Iijima as Mgmt For For For
Audit Committee
Director
17 Bonus Mgmt For For For
________________________________________________________________________________
Telecom Italia S.p.A
Ticker Security ID: Meeting Date Meeting Status
TIT CINS T92778108 03/31/2021 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Board Size Mgmt For For For
6 Board Term Length Mgmt For For For
7 List Presented by Mgmt For For For
Board of
Directors
8 List Presented by Mgmt N/A N/A N/A
Group of
Institutional
Investors
Representing 1.24% of
Share
Capital
9 Directors' Fees Mgmt For For For
10 List Presented by Mgmt N/A Abstain N/A
Vivendi
S.p.A
11 List Presented by Mgmt N/A For N/A
Group of
Institutional
Investors
Representing 1.24% of
Share
Capital
12 List Presented by Mgmt N/A Abstain N/A
Cassa Depositi e
Prestiti
S.p.A
13 Elect Angelo Rocco Mgmt N/A Abstain N/A
Bonissoni as Chair of
Board of Statutory
Auditors
14 Elect Francesco Mgmt N/A For N/A
Fallacara as Chair of
Board of Statutory
Auditors
15 Elect Franco Luciana Mgmt N/A Abstain N/A
Tutino as Chair of
Board of Statutory
Auditors
16 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Telefonica S.A
Ticker Security ID: Meeting Date Meeting Status
TEF CINS 879382109 04/22/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Report on Mgmt For For For
Non-Financial
Information
6 Ratification of Board Mgmt For For For
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Elect Jose Maria Mgmt For For For
Alvarez-Pallete
Lopez
10 Elect Carmen Garcia de Mgmt For For For
Andres
11 Elect Ignacio Moreno Mgmt For For For
Martinez
12 Elect Francisco Jose Mgmt For For For
Riberas
Mera
13 Cancellation of Shares Mgmt For For For
14 First Scrip Dividend Mgmt For For For
15 Second Scrip Dividend Mgmt For For For
16 Amendments to Articles Mgmt For For For
(Remote
Attendance)
17 Amendments to Articles Mgmt For For For
(Proxies and Casting
Votes)
18 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
19 Amendments to Articles Mgmt For For For
(Proxies and Casting
Votes)
20 Remuneration Policy Mgmt For For For
(Binding)
21 Long-Term Incentive Mgmt For For For
Plan
2021-2026
22 Authorisation of Legal Mgmt For For For
Formalities
23 Remuneration Report Mgmt For For For
(Advisory)
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telenet Group Hldgs NV
Ticker Security ID: Meeting Date Meeting Status
TNET CINS B89957110 04/28/2021 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Remuneration Report Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Ratification of Bert Mgmt For Against Against
De Graeve Board
Acts
11 Ratification of Jo Van Mgmt For For For
Biesbroeck's
Acts
12 Ratification of Mgmt For For For
Christiane Franck's
Acts
13 Ratification of John Mgmt For For For
Porter's
Acts
14 Ratification of Mgmt For For For
Charles H. Bracken's
Acts
15 Ratification of Manuel Mgmt For For For
Kohnstamm's
Acts
16 Ratification of Mgmt For For For
Severina Pascu's
Acts
17 Ratification of Amy Mgmt For For For
Blair's
Acts
18 Ratification of Mgmt For For For
Enrique Rodriguez's
Acts
19 Ratification of Mgmt For For For
Auditor's
Acts
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect John C. Porter Mgmt For For For
to the
Board
22 Directors' Fees (John Mgmt For For For
Porter)
23 Change in Control Mgmt For Against Against
Clause
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Terna - Trasmissione Elettricita Rete Nazionale
Ticker Security ID: Meeting Date Meeting Status
TRN CINS T9471R100 04/30/2021 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2021-2025 Performance Mgmt For For For
Share
Plan
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Remuneration Policy Mgmt For For For
(Binding)
8 Remuneration Report Mgmt For Against Against
(Advisory)
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Total SE
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/28/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Special Auditors Mgmt For For For
Report on Regulated
Agreements
12 Elect Patrick Pouyanne Mgmt For For For
13 Elect Anne-Marie Idrac Mgmt For For For
14 Elect Jacques Mgmt For For For
Aschenbroich
15 Elect R. Glenn Hubbard Mgmt For For For
16 2020 Remuneration Mgmt For For For
Report
17 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
18 2020 Remuneration of Mgmt For For For
Patrick Pouyanne,
Chair and
CEO
19 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
20 Shareholder Approval Mgmt For For For
of Decarbonisation
Ambition
21 Change of Company Name Mgmt For For For
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Toyota Tsusho Corporation
Ticker Security ID: Meeting Date Meeting Status
8015 CINS J92719111 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jun Karube Mgmt For For For
4 Elect Ichiro Kashitani Mgmt For For For
5 Elect Takahiro Kondo Mgmt For For For
6 Elect Hiroshi Tominaga Mgmt For For For
7 Elect Hideyuki Iwamoto Mgmt For For For
8 Elect Kumi Fujisawa @ Mgmt For For For
Kumi
Kakuda
9 Elect Kunihito Komoto Mgmt For For For
10 Elect Didier Leroy Mgmt For For For
11 Elect Yukari Inoue Mgmt For For For
12 Bonus Mgmt For For For
________________________________________________________________________________
Ubisoft Entertainment SA
Ticker Security ID: Meeting Date Meeting Status
UBI CINS F9396N106 07/02/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Losses Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Remuneration Report Mgmt For For For
9 Remuneration of Yves Mgmt For For For
Guillemot, Chair and
CEO
10 Remuneration of Claude Mgmt For For For
Guillemot, Deputy
CEO
11 Remuneration of Michel Mgmt For For For
Guillemot, Deputy
CEO
12 Remuneration of Gerard Mgmt For For For
Guillemot, Deputy
CEO
13 Remuneration of Mgmt For For For
Christian Guillemot,
Deputy
CEO
14 Remuneration Policy Mgmt For For For
(Chair and
CEO)
15 Remuneration Policy Mgmt For For For
(Deputy
CEOs)
16 Remuneration Policy Mgmt For For For
(Board of
Directors)
17 Elect Yves Guillemot Mgmt For For For
18 Elect Gerard Guillemot Mgmt For For For
19 Elect Florence Naviner Mgmt For For For
20 Elect John Parkes Mgmt For For For
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
24 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
27 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
28 Employee Stock Mgmt For For For
Purchase
Plan
29 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
30 Employee Stock Mgmt For For For
Purchase Plan
(Custodian
Institutions)
31 Authority to Grant Mgmt For For For
Stock Options
(Employees)
32 Authority to Grant Mgmt For Against Against
Stock Options
(Corporate
Officers)
33 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
34 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
35 Amendments to Articles Mgmt For For For
Regarding CEO and
Deputy CEO Age
Limits
36 Amendments to Articles Mgmt For For For
(Bundled)
37 Textual References Mgmt For For For
Applicable In Case of
Regulation
Updates
38 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
UBS Group AG
Ticker Security ID: Meeting Date Meeting Status
UBSG CINS H42097107 04/08/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Management Acts
(Excluding French
Cross-Border
Matter)
7 Elect Axel A. Weber as Mgmt For TNA N/A
Board
Chair
8 Elect Jeremy Anderson Mgmt For TNA N/A
9 Elect William C. Dudley Mgmt For TNA N/A
10 Elect Reto Francioni Mgmt For TNA N/A
11 Elect Fred Zuliu HU Mgmt For TNA N/A
12 Elect Mark Hughes Mgmt For TNA N/A
13 Elect Nathalie Rachou Mgmt For TNA N/A
14 Elect Julie G. Mgmt For TNA N/A
Richardson
15 Elect Dieter Wemmer Mgmt For TNA N/A
16 Elect Jeanette Wong Mgmt For TNA N/A
17 Elect Claudia Mgmt For TNA N/A
Bockstiegel
18 Elect Patrick Firmenich Mgmt For TNA N/A
19 Elect Julie G. Mgmt For TNA N/A
Richardson as
Compensation
Committee
Member
20 Elect Reto Francioni Mgmt For TNA N/A
as Compensation
Committee
Member
21 Elect Dieter Wemmer as Mgmt For TNA N/A
Compensation
Committee
Member
22 Elect Jeanette Wong as Mgmt For TNA N/A
Compensation
Committee
Member
23 Board Compensation Mgmt For TNA N/A
24 Executive Compensation Mgmt For TNA N/A
(Variable)
25 Executive Compensation Mgmt For TNA N/A
(Fixed)
26 Appointment of Mgmt For TNA N/A
Independent
Proxy
27 Appointment of Auditor Mgmt For TNA N/A
28 Appointment of Special Mgmt For TNA N/A
Auditor
29 Amendments to Articles Mgmt For TNA N/A
30 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
31 Authority to Mgmt For TNA N/A
Repurchase
Shares
________________________________________________________________________________
UBS Group AG
Ticker Security ID: Meeting Date Meeting Status
UBSG CINS H42097107 11/19/2020 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Extraordinary Dividend Mgmt For TNA N/A
from
Reserves
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Unicharm Corporation
Ticker Security ID: Meeting Date Meeting Status
8113 CINS J94104114 03/26/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takahisa Takahara Mgmt For For For
3 Elect Eiji Ishikawa Mgmt For For For
4 Elect Shinji Mori Mgmt For For For
5 Elect Hiroko Wada Mgmt For For For
6 Elect Hiroaki Sugita Mgmt For For For
7 Elect Shigeru Asada Mgmt For For For
________________________________________________________________________________
Venture Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
V03 CINS Y9361F111 04/29/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect GOON Kok Loon Mgmt For For For
4 Elect WONG Yew Meng Mgmt For For For
5 Elect Kay KUOK Oon Mgmt For Against Against
Kwong
6 Elect WONG-YEO Siew Eng Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Shares under the
Venture Corporation
Executives' Share
Option Scheme
2015
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Adoption of Venture Mgmt For For For
Corporation
Restricted Share Plan
2021
________________________________________________________________________________
Volvo AB
Ticker Security ID: Meeting Date Meeting Status
VOLVB CINS 928856301 03/31/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratify Matti Alahuhta Mgmt For For For
13 Ratify Eckhard Cordes Mgmt For For For
14 Ratify Eric Elzvik Mgmt For For For
15 Ratify Kurt Jofs Mgmt For For For
16 Ratify James W. Mgmt For For For
Griffith
17 Ratify Martin Lundstedt Mgmt For For For
18 Ratify Kathryn V. Mgmt For For For
Marinello
19 Ratify Martina Merz Mgmt For For For
20 Ratify Hanne de Mora Mgmt For For For
21 Ratify Helena Mgmt For For For
Stjernholm
22 Ratify Carl-Henric Mgmt For For For
Svanberg
23 Ratify Lars Ask Mgmt For For For
(Employee
Representative)
24 Ratify Mats Henning Mgmt For For For
(Employee
Representative)
25 Ratify Camilla Mgmt For For For
Johansson (Deputy
Employee
Representative)
26 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
27 Ratify Mari Larsson Mgmt For For For
(Deputy Employee
Representative)
28 Ratify Martin Mgmt For For For
Lundstedt
(CEO)
29 Board Size Mgmt For For For
30 Number of Deputies Mgmt For For For
31 Directors' Fees Mgmt For For For
32 Elect Matti Alahuhta Mgmt For For For
33 Elect Eckhard Cordes Mgmt For For For
34 Elect Eric A. Elzvik Mgmt For For For
35 Elect Martha F. Brooks Mgmt For For For
36 Elect Kurt Jofs Mgmt For For For
37 Elect Martin Lundstedt Mgmt For For For
38 Elect Kathryn V. Mgmt For For For
Marinello
39 Elect Martina Merz Mgmt For For For
40 Elect Hanne de Mora Mgmt For For For
41 Elect Helena Stjernholm Mgmt For For For
42 Elect Carl-Henric Mgmt For For For
Svanberg
43 Elect Carl-Henric Mgmt For For For
Svanberg as
Chair
44 Elect Bengt Kjell as a Mgmt For For For
Nomination Committee
Member
45 Elect Anders Oscarsson Mgmt For For For
as a Nomination
Committee
Member
46 Elect Ramsay Brufer as Mgmt For For For
a Nomination
Committee
Member
47 Elect Carine Smith Mgmt For For For
Ihenacho as a
Nomination Committee
Member
48 Elect Carl-Henric Mgmt For For For
Svanberg as a
Nomination Committee
Member
49 Remuneration Report Mgmt For For For
50 Remuneration Policy Mgmt For For For
51 Amendments to Articles Mgmt For For For
52 Shareholder Proposal Mgmt For For For
Regarding Charitable
Donations
53 Directors' Report; ShrHoldr N/A Against N/A
Corporate Governance
Report
54 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Volvo AB
Ticker Security ID: Meeting Date Meeting Status
VOLVB CINS 928856301 06/29/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Extraordinary Dividend Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
WPP Plc
Ticker Security ID: Meeting Date Meeting Status
WPP CINS G9788D103 06/09/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Angela Ahrendts Mgmt For For For
DBE
5 Elect Tom Ilube CBE Mgmt For For For
6 Elect Dr. Ya-Quin Zhang Mgmt For For For
7 Elect Jacques Aigrain Mgmt For For For
8 Elect Sandrine Dufour Mgmt For For For
9 Elect Tarek M. N. Mgmt For For For
Farahat
10 Elect Roberto Quarta Mgmt For For For
11 Elect Mark Read Mgmt For For For
12 Elect John Rogers Mgmt For For For
13 Elect Cindy Rose Mgmt For For For
14 Elect Nicole Seligman Mgmt For For For
15 Elect Sally Susman Mgmt For For For
16 Elect Keith Weed Mgmt For For For
17 Elect Jasmine Whitbread Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Adoption of New Mgmt For For For
Articles
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zurich Insurance Group AG
Ticker Security ID: Meeting Date Meeting Status
ZURN CINS H9870Y105 04/07/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Appoint Michel M. Lies Mgmt For TNA N/A
as board
chair
8 Elect Joan Lordi C. Mgmt For TNA N/A
Amble
9 Elect Catherine P. Mgmt For TNA N/A
Bessant
10 Elect Dame Alison J. Mgmt For TNA N/A
Carnwath
11 Elect Christoph Franz Mgmt For TNA N/A
12 Elect Michael Halbherr Mgmt For TNA N/A
13 Elect Jeffrey L. Hayman Mgmt For TNA N/A
14 Elect Monica Machler Mgmt For TNA N/A
15 Elect Kishore Mahbubani Mgmt For TNA N/A
16 Elect Jasmin Staiblin Mgmt For TNA N/A
17 Elect Barry Stowe Mgmt For TNA N/A
18 Elect Sabine Mgmt For TNA N/A
Keller-Busse
19 Elect Michel M. Lies Mgmt For TNA N/A
as Compensation
Committee
Member
20 Elect Catherine P. Mgmt For TNA N/A
Bessant as
Compensation
Committee
Member
21 Elect Christoph Franz Mgmt For TNA N/A
as Compensation
Committee
Member
22 Elect Kishore Mgmt For TNA N/A
Mahbubani as
Compensation
Committee
Member
23 Elect Jasmin Staiblin Mgmt For TNA N/A
as Compensation
Committee
Member
24 Elect Sabine Mgmt For TNA N/A
Keller-Busse as
Compensation
Committee
Member
25 Appointment of Mgmt For TNA N/A
Independent
Proxy
26 Appointment of Auditor Mgmt For TNA N/A
27 Board Compensation Mgmt For TNA N/A
28 Executive Compensation Mgmt For TNA N/A
29 Renewal of Authorised Mgmt For TNA N/A
and Conditional
Capital
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATTON REAL ESTATE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joel S. Marcus Mgmt For For For
2 Elect Steven R. Hash Mgmt For For For
3 Elect James P. Cain Mgmt For For For
4 Elect Maria C. Freire Mgmt For For For
5 Elect Jennifer Friel Mgmt For For For
Goldstein
6 Elect Richard H. Klein Mgmt For For For
7 Elect Michael A. Mgmt For For For
Woronoff
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Bayless,
Jr.
2 Elect Herman E. Bulls Mgmt For For For
3 Elect G. Steven Dawson Mgmt For For For
4 Elect Cydney C. Donnell Mgmt For For For
5 Elect Mary Egan Mgmt For For For
6 Elect Alison M. Hill Mgmt For For For
7 Elect Craig A. Leupold Mgmt For For For
8 Elect Oliver Luck Mgmt For For For
9 Elect C. Patrick Oles Mgmt For For For
Jr.
10 Elect John T. Rippel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 03027X100 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Bartlett Mgmt For For For
2 Elect Raymond P. Dolan Mgmt For For For
3 Elect Kenneth R. Frank Mgmt For For For
4 Elect Robert D. Hormats Mgmt For For For
5 Elect Gustavo Lara Mgmt For For For
Cantu
6 Elect Grace D. Lieblein Mgmt For For For
7 Elect Craig Macnab Mgmt For For For
8 Elect JoAnn A. Reed Mgmt For For For
9 Elect Pamela D.A. Reeve Mgmt For For For
10 Elect David E. Sharbutt Mgmt For For For
11 Elect Bruce L. Tanner Mgmt For For For
12 Elect Samme L. Thompson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of a Human Rights
Risk Oversight
Committee
________________________________________________________________________________
Americold Realty Trust
Ticker Security ID: Meeting Date Meeting Status
COLD CUSIP 03064D108 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred W. Boehler Mgmt For For For
2 Elect George J. Mgmt For For For
Alburger,
Jr.
3 Elect Kelly H. Barrett Mgmt For For For
4 Elect Antonio F. Mgmt For For For
Fernandez
5 Elect James R. Heistand Mgmt For For For
6 Elect David J. Mgmt For For For
Neithercut
7 Elect Mark R. Patterson Mgmt For For For
8 Elect Andrew P. Power Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Andrea J. Mgmt For For For
Goldsmith
6 Elect Lee W. Hogan Mgmt For For For
7 Elect Tammy K. Jones Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Anthony J. Melone Mgmt For For For
10 Elect W. Benjamin Mgmt For For For
Moreland
11 Elect Kevin A. Stephens Mgmt For For For
12 Elect Matthew Thornton Mgmt For For For
III
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CubeSmart
Ticker Security ID: Meeting Date Meeting Status
CUBE CUSIP 229663109 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Piero Bussani Mgmt For For For
1.2 Elect Dorothy Dowling Mgmt For For For
1.3 Elect John W. Fain Mgmt For For For
1.4 Elect Marianne M. Keler Mgmt For For For
1.5 Elect Christopher P. Mgmt For For For
Marr
1.6 Elect Deborah Ratner Mgmt For For For
Salzberg
1.7 Elect John F. Remondi Mgmt For For For
1.8 Elect Jeffrey F. Rogatz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CyrusOne Inc.
Ticker Security ID: Meeting Date Meeting Status
CONE CUSIP 23283R100 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce W. Duncan Mgmt For For For
1.2 Elect David H. Ferdman Mgmt For For For
1.3 Elect John W. Gamble, Mgmt For For For
Jr
1.4 Elect T. Tod Nielsen Mgmt For For For
1.5 Elect Denise A. Olsen Mgmt For For For
1.6 Elect Alex Shumate Mgmt For For For
1.7 Elect William E. Mgmt For For For
Sullivan
1.8 Elect Lynn A. Wentworth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurence A. Mgmt For For For
Chapman
2 Elect Alexis Black Mgmt For For For
Bjorlin
3 Elect VeraLinn Jamieson Mgmt For For For
4 Elect Kevin J. Kennedy Mgmt For For For
5 Elect William G. Mgmt For For For
LaPerch
6 Elect Jean F.H.P. Mgmt For For For
Mandeville
7 Elect Afshin Mohebbi Mgmt For For For
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Mary Hogan Mgmt For For For
Preusse
10 Elect Dennis E. Mgmt For For For
Singleton
11 Elect A. William Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Case Mgmt For For For
2 Elect James B. Connor Mgmt For For For
3 Elect Tamara D. Fischer Mgmt For For For
4 Elect Norman K. Jenkins Mgmt For For For
5 Elect Kelly T. Mgmt For For For
Killingsworth
6 Elect Melanie R. Mgmt For For For
Sabelhaus
7 Elect Peter M. Scott Mgmt For For For
III
8 Elect David P. Stockert Mgmt For For For
9 Elect Chris Sultemeier Mgmt For For For
10 Elect Michael E. Mgmt For For For
Szymanczyk
11 Elect Warren M. Mgmt For For For
Thompson
12 Elect Lynn C. Thurber Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EastGroup Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
EGP CUSIP 277276101 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. Pike Aloian Mgmt For For For
2 Elect H. Eric Bolton, Mgmt For For For
Jr.
3 Elect Donald F. Mgmt For For For
Colleran
4 Elect Hayden C. Eaves, Mgmt For For For
III
5 Elect David H. Hoster Mgmt For For For
II
6 Elect Marshall A. Loeb Mgmt For For For
7 Elect Mary E. McCormick Mgmt For For For
8 Elect Katherine M. Mgmt For For For
Sandstrom
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Equinix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQIX CUSIP 29444U700 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Bartlett Mgmt For For For
1.2 Elect Nanci E. Caldwell Mgmt For For For
1.3 Elect Adaire Fox-Martin Mgmt For For For
1.4 Elect Gary F. Hromadko Mgmt For For For
1.5 Elect Irving F. Lyons, Mgmt For For For
III
1.6 Elect Charles Meyers Mgmt For For For
1.7 Elect Christopher B. Mgmt For For For
Paisley
1.8 Elect Sandra Rivera Mgmt For For For
1.9 Elect Peter F. Van Camp Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith R. Guericke Mgmt For For For
1.2 Elect Maria R. Mgmt For For For
Hawthorne
1.3 Elect Amal M. Johnson Mgmt For For For
1.4 Elect Mary Kasaris Mgmt For For For
1.5 Elect Irving F. Lyons, Mgmt For For For
III
1.6 Elect George M. Marcus Mgmt For For For
1.7 Elect Thomas E. Mgmt For For For
Robinson
1.8 Elect Michael J. Schall Mgmt For For For
1.9 Elect Byron A. Mgmt For For For
Scordelis
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Industrial Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32054K103 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter E. Baccile Mgmt For For For
2 Elect Teresa Bryce Mgmt For For For
Bazemore
3 Elect Matthew S. Mgmt For For For
Dominski
4 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
5 Elect Denise A. Olsen Mgmt For For For
6 Elect John E. Rau Mgmt For For For
7 Elect Marcus L. Smith Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Getty Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
GTY CUSIP 374297109 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Constant
2 Elect Milton Cooper Mgmt For For For
3 Elect Philip E. Mgmt For For For
Coviello
4 Elect Mary Lou Mgmt For For For
Malanoski
5 Elect Richard E. Montag Mgmt For For For
6 Elect Howard B. Mgmt For For For
Safenowitz
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
Healthcare Trust of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTA CUSIP 42225P501 07/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Peters Mgmt For For For
2 Elect W. Bradley Mgmt For For For
Blair,
II
3 Elect Vicki U. Booth Mgmt For For For
4 Elect H. Lee Cooper Mgmt For For For
5 Elect Warren D. Fix Mgmt For For For
6 Elect Peter N. Foss Mgmt For For For
7 Elect Jay P. Leupp Mgmt For For For
8 Elect Gary T. Wescombe Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Anderson
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Thomas P. Mgmt For For For
Anderson
1.4 Elect Carlos E. Evans Mgmt For For For
1.5 Elect David L. Gadis Mgmt For For For
1.6 Elect David J. Hartzell Mgmt For For For
1.7 Elect Sherry A. Kellett Mgmt For For For
1.8 Elect Theodore J. Mgmt For For For
Klinck
1.9 Elect Anne M. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2021 Mgmt For For For
Long-Term Equity
Incentive
Plan
________________________________________________________________________________
Hudson Pacific Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPP CUSIP 444097109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Coleman Mgmt For For For
2 Elect Theodore R. Mgmt For For For
Antenucci
3 Elect Karen Brodkin Mgmt For For For
4 Elect Richard B. Fried Mgmt For For For
5 Elect Jonathan M. Mgmt For For For
Glaser
6 Elect Robert L. Harris Mgmt For Against Against
II
7 Elect Christy Haubegger Mgmt For For For
8 Elect Mark D. Linehan Mgmt For For For
9 Elect Barry A. Porter Mgmt For For For
10 Elect Andrea L. Wong Mgmt For For For
11 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Innovative Industrial Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
IIPR CUSIP 45781V101 06/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan D. Gold Mgmt For For For
1.2 Elect Gary A. Kreitzer Mgmt For For For
1.3 Elect Mary A. Curran Mgmt For For For
1.4 Elect Scott Shoemaker Mgmt For For For
1.5 Elect Paul Smithers Mgmt For For For
1.6 Elect David Stecher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invitation Homes Inc.
Ticker Security ID: Meeting Date Meeting Status
INVH CUSIP 46187W107 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Mgmt For For For
Fascitelli
1.2 Elect Dallas B. Tanner Mgmt For For For
1.3 Elect Jana Cohen Barbe Mgmt For For For
1.4 Elect Richard D. Mgmt For For For
Bronson
1.5 Elect Jeffrey E. Kelter Mgmt For For For
1.6 Elect Joseph D. Mgmt For For For
Margolis
1.7 Elect John B. Rhea Mgmt For For For
1.8 Elect J. Heidi Roizen Mgmt For For For
1.9 Elect Janice L. Sears Mgmt For For For
1.10 Elect William J. Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kite Realty Group Trust
Ticker Security ID: Meeting Date Meeting Status
KRG CUSIP 49803T300 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Kite Mgmt For For For
2 Elect William E. Mgmt For For For
Bindley
3 Elect Derrick Burks Mgmt For For For
4 Elect Victor J. Coleman Mgmt For For For
5 Elect Lee A. Daniels Mgmt For For For
6 Elect Christie B. Kelly Mgmt For For For
7 Elect David R. O'Reilly Mgmt For For For
8 Elect Barton R. Mgmt For For For
Peterson
9 Elect Charles H. Mgmt For For For
Wurtzebach
10 Elect Caroline L. Young Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Life Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 53223X107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Barberio Mgmt For For For
1.2 Elect Joseph V. Saffire Mgmt For For For
1.3 Elect Stephen R. Mgmt For For For
Rusmisel
1.4 Elect Arthur L. Mgmt For For For
Havener,
Jr.
1.5 Elect Dana Hamilton Mgmt For For For
1.6 Elect Edward J. Mgmt For For For
Pettinella
1.7 Elect David L. Rogers Mgmt For For For
1.8 Elect Susan S. Harnett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MGM Growth Properties LLC
Ticker Security ID: Meeting Date Meeting Status
MGP CUSIP 55303A105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn Coleman Mgmt For For For
2 Elect Charles Irving Mgmt For For For
3 Elect Paul J. Salem Mgmt For For For
4 Elect Thomas A. Roberts Mgmt For For For
5 Elect Daniel J. Taylor Mgmt For For For
6 Elect Corey Sanders Mgmt For For For
7 Elect John M. McManus Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Eric Bolton, Mgmt For For For
Jr.
2 Elect Alan B. Graf, Jr. Mgmt For For For
3 Elect Toni Jennings Mgmt For For For
4 Elect Edith Kelly-Green Mgmt For For For
5 Elect James K. Lowder Mgmt For For For
6 Elect Thomas H. Lowder Mgmt For For For
7 Elect Monica McGurk Mgmt For For For
8 Elect Claude B. Nielsen Mgmt For For For
9 Elect Philip W. Norwood Mgmt For For For
10 Elect W. Reid Sanders Mgmt For For For
11 Elect Gary Shorb Mgmt For For For
12 Elect David P. Stockert Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela K. M. Mgmt For For For
Beall
1.2 Elect Steven D. Cosler Mgmt For For For
1.3 Elect Don DeFosset Mgmt For For For
1.4 Elect David M. Fick Mgmt For For For
1.5 Elect Edward J. Fritsch Mgmt For For For
1.6 Elect Kevin B. Habicht Mgmt For Withhold Against
1.7 Elect Betsy D. Holden Mgmt For For For
1.8 Elect Julian E. Mgmt For For For
Whitehurst
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NETSTREIT Corp.
Ticker Security ID: Meeting Date Meeting Status
NTST CUSIP 64119V303 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Manheimer Mgmt For For For
2 Elect Todd Minnis Mgmt For For For
3 Elect Michael N. Mgmt For For For
Christodolou
4 Elect Heidi Everett Mgmt For For For
5 Elect Matthew Troxell Mgmt For For For
6 Elect Lori Beth Wittman Mgmt For For For
7 Elect Robin Zeigler Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PotlatchDeltic Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Mgmt For For For
Driscoll
2 Elect D. Mark Leland Mgmt For For For
3 Elect Lenore M. Mgmt For For For
Sullivan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Prologis, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 74340W103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hamid R. Moghadam Mgmt For For For
2 Elect Cristina G. Bita Mgmt For For For
3 Elect George L. Mgmt For For For
Fotiades
4 Elect Lydia H. Kennard Mgmt For For For
5 Elect Irving F. Lyons, Mgmt For For For
III
6 Elect Avid Modjtabai Mgmt For For For
7 Elect David P. O'Connor Mgmt For For For
8 Elect Olivier Piani Mgmt For For For
9 Elect Jeffrey L. Mgmt For For For
Skelton
10 Elect Carl B. Webb Mgmt For For For
11 Elect William D. Mgmt For For For
Zollars
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Retail Opportunity Investments Corp.
Ticker Security ID: Meeting Date Meeting Status
ROIC CUSIP 76131N101 04/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Baker Mgmt For For For
1.2 Elect Angela K. Ho Mgmt For For For
1.3 Elect Michael J. Mgmt For For For
Indiveri
1.4 Elect Lee S. Neibart Mgmt For For For
1.5 Elect Charles J. Mgmt For For For
Persico
1.6 Elect Laura H. Mgmt For For For
Pomerantz
1.7 Elect Stuart A. Tanz Mgmt For For For
1.8 Elect Eric S. Zorn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Retail Properties of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPAI CUSIP 76131V202 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie S. Biumi Mgmt For For For
2 Elect Frank A. Mgmt For For For
Catalano,
Jr.
3 Elect Gerald M. Gorski Mgmt For For For
4 Elect Steven P. Grimes Mgmt For For For
5 Elect Richard P. Mgmt For For For
Imperiale
6 Elect Peter L. Lynch Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Sargeant
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Christian A. Mgmt For For For
Brickman
4 Elect Fazal Merchant Mgmt For For For
5 Elect Patrick Q. Moore Mgmt For For For
6 Elect Christine Pantoya Mgmt For For For
7 Elect Robert S. Mgmt For For For
Prather,
Jr.
8 Elect Colin V. Reed Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78410G104 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary S. Chan Mgmt For For For
2 Elect George R. Mgmt For For For
Krouse,
Jr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Howard Hughes Corporation
Ticker Security ID: Meeting Date Meeting Status
HHC CUSIP 44267D107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William A. Ackman Mgmt For For For
2 Elect Adam Flatto Mgmt For For For
3 Elect Jeffrey D. Furber Mgmt For Against Against
4 Elect Beth J. Kaplan Mgmt For For For
5 Elect Allen Model Mgmt For For For
6 Elect David O'Reilly Mgmt For For For
7 Elect R. Scot Sellers Mgmt For For For
8 Elect Steven Shepsman Mgmt For For For
9 Elect Mary Ann Tighe Mgmt For For For
10 Elect ANTHONY WILLIAMS Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UDR, Inc.
Ticker Security ID: Meeting Date Meeting Status
UDR CUSIP 902653104 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine A. Mgmt For For For
Cattanach
2 Elect Jon A. Grove Mgmt For For For
3 Elect Mary Ann King Mgmt For For For
4 Elect James D. Mgmt For For For
Klingbeil
5 Elect Clint D. Mgmt For For For
McDonnough
6 Elect Robert A. Mgmt For For For
McNamara
7 Elect Diane M. Mgmt For For For
Morefield
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Thomas W. Toomey Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Amendment to the 1999 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melody C. Barnes Mgmt For For For
2 Elect Debra A. Cafaro Mgmt For For For
3 Elect Jay M. Gellert Mgmt For For For
4 Elect Matthew J. Lustig Mgmt For For For
5 Elect Roxanne M. Mgmt For For For
Martino
6 Elect Marguerite M. Mgmt For For For
Nader
7 Elect Sean Nolan Mgmt For For For
8 Elect Walter C. Mgmt For For For
Rakowich
9 Elect Robert D. Reed Mgmt For For For
10 Elect James D. Shelton Mgmt For For For
11 Elect Maurice Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Welltower Inc.
Ticker Security ID: Meeting Date Meeting Status
WELL CUSIP 95040Q104 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth J. Bacon Mgmt For For For
2 Elect Karen B. DeSalvo Mgmt For For For
3 Elect Jeffrey H. Mgmt For For For
Donahue
4 Elect Philip L. Hawkins Mgmt For For For
5 Elect Dennis G. Lopez Mgmt For For For
6 Elect Shankh S. Mitra Mgmt For For For
7 Elect Ade J. Patton Mgmt For For For
8 Elect Diana W. Reid Mgmt For For For
9 Elect Sergio D. Rivera Mgmt For For For
10 Elect Johnese M. Spisso Mgmt For For For
11 Elect Kathryn M. Mgmt For For For
Sullivan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATTON MID CAP VALUE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Dawn Mgmt For For For
Tarnofsky-Ostroff
10 Elect Casey Wasserman Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP 025932104 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl H. Lindner, Mgmt For For For
III
1.2 Elect S. Craig Lindner Mgmt For For For
1.3 Elect John B. Berding Mgmt For For For
1.4 Elect Virginia C. Mgmt For For For
Drosos
1.5 Elect James E. Evans Mgmt For Withhold Against
1.6 Elect Terry S. Jacobs Mgmt For For For
1.7 Elect Gregory G. Joseph Mgmt For For For
1.8 Elect Mary Beth Martin Mgmt For For For
1.9 Elect Evans N. Nwankwo Mgmt For For For
1.10 Elect William W. Verity Mgmt For For For
1.11 Elect John I. Von Mgmt For For For
Lehman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Americold Realty Trust
Ticker Security ID: Meeting Date Meeting Status
COLD CUSIP 03064D108 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred W. Boehler Mgmt For For For
2 Elect George J. Mgmt For For For
Alburger,
Jr.
3 Elect Kelly H. Barrett Mgmt For For For
4 Elect Antonio F. Mgmt For For For
Fernandez
5 Elect James R. Heistand Mgmt For For For
6 Elect David J. Mgmt For For For
Neithercut
7 Elect Mark R. Patterson Mgmt For For For
8 Elect Andrew P. Power Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Jeffrey Noddle Mgmt For For For
6 Elect Robert F. Mgmt For Against Against
Sharpe,
Jr.
7 Elect Brian T. Shea Mgmt For For For
8 Elect W. Edward Walter Mgmt For For For
9 Elect Christopher J. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry W. Perry Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect Steven H. Gunby Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect M. Frances Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Laurel J. Mgmt For For For
Krzeminksi
1.9 Elect Michael J. Long Mgmt For For For
1.10 Elect Stephen C. Mgmt For For For
Patrick
1.11 Elect Gerry P. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Mark J. Mgmt For Against Against
Barrenechea
4 Elect Mitchell R. Mgmt For For For
Butier
5 Elect Ken C. Hicks Mgmt For For For
6 Elect Andres A. Lopez Mgmt For For For
7 Elect Patrick T. Mgmt For For For
Siewert
8 Elect Julia A. Stewart Mgmt For For For
9 Elect Martha N. Mgmt For For For
Sullivan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine M. Mgmt For For For
Burzik
2 Elect R. Andrew Eckert Mgmt For For For
3 Elect Vincent A. Mgmt For For For
Forlenza
4 Elect Claire M. Fraser Mgmt For For For
5 Elect Jeffrey W. Mgmt For For For
Henderson
6 Elect Christopher Jones Mgmt For For For
7 Elect Marshall O. Mgmt For For For
Larsen
8 Elect David F. Melcher Mgmt For For For
9 Elect Thomas E. Polen Mgmt For For For
10 Elect Claire Pomeroy Mgmt For For For
11 Elect Rebecca W. Rimel Mgmt For For For
12 Elect Timothy M. Ring Mgmt For For For
13 Elect Bertram L. Scott Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Berry Global Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
BERY CUSIP 08579W103 02/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Evan Bayh Mgmt For For For
2 Elect Jonathan F. Mgmt For For For
Foster
3 Elect Idalene F. Kesner Mgmt For For For
4 Elect Jill A. Rahman Mgmt For For For
5 Elect Carl J. Mgmt For For For
Rickertsen
6 Elect Thomas E. Salmon Mgmt For For For
7 Elect Paula A. Sneed Mgmt For For For
8 Elect Robert A. Steele Mgmt For For For
9 Elect Stephen E. Mgmt For For For
Sterrett
10 Elect Scott B. Ullem Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
14 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect W. Matt Ralls Mgmt For For For
1.8 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Caci International Inc.
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect Susan M. Gordon Mgmt For For For
3 Elect William L. Jews Mgmt For For For
4 Elect Gregory G. Mgmt For For For
Johnson
5 Elect J.P. London Mgmt For For For
6 Elect John S. Mengucci Mgmt For For For
7 Elect James L. Pavitt Mgmt For For For
8 Elect Warren R. Mgmt For For For
Phillips
9 Elect Debora A. Mgmt For For For
Plunkett
10 Elect Charles P. Mgmt For For For
Revoile
11 Elect William S. Mgmt For For For
Wallace
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2016 Mgmt For For For
Incentive
Compensation
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carlisle Companies Incorporated
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James D. Frias Mgmt For For For
2 Elect Maia A. Hansen Mgmt For For For
3 Elect Corrine D. Ricard Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lynn Horak Mgmt For For For
2 Elect Diane C. Mgmt For For For
Bridgewater
3 Elect David K. Lenhardt Mgmt For For For
4 Elect Darren M. Rebelez Mgmt For For For
5 Elect Larree M. Renda Mgmt For For For
6 Elect Judy A. Schmeling Mgmt For For For
7 Elect Allison M. Wing Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CDW Corporation
Ticker Security ID: Meeting Date Meeting Status
CDW CUSIP 12514G108 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Virginia C. Mgmt For For For
Addicott
2 Elect James A. Bell Mgmt For For For
3 Elect Lynda M. Clarizio Mgmt For For For
4 Elect Paul J. Finnegan Mgmt For For For
5 Elect Anthony Foxx Mgmt For For For
6 Elect Christine A. Mgmt For For For
Leahy
7 Elect Sanjay Mehrotra Mgmt For For For
8 Elect David W. Nelms Mgmt For For For
9 Elect Joseph R. Swedish Mgmt For For For
10 Elect Donna F. Zarcone Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Amendment to Mgmt For For For
Certificate of
Incorporation to
Eliminate Obsolete
Competition and
Corporate Opportunity
Provision
15 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
16 Amendment to the Mgmt For For For
Coworker Stock
Purchase
Plan
________________________________________________________________________________
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 04/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hassan M. Ahmed Mgmt For For For
2 Elect Bruce L. Claflin Mgmt For For For
3 Elect T. Michael Nevens Mgmt For For For
4 Elect Patrick Gallagher Mgmt For For For
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CyrusOne Inc.
Ticker Security ID: Meeting Date Meeting Status
CONE CUSIP 23283R100 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce W. Duncan Mgmt For For For
1.2 Elect David H. Ferdman Mgmt For For For
1.3 Elect John W. Gamble, Mgmt For For For
Jr
1.4 Elect T. Tod Nielsen Mgmt For For For
1.5 Elect Denise A. Olsen Mgmt For For For
1.6 Elect Alex Shumate Mgmt For For For
1.7 Elect William E. Mgmt For For For
Sullivan
1.8 Elect Lynn A. Wentworth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurence A. Mgmt For For For
Chapman
2 Elect Alexis Black Mgmt For For For
Bjorlin
3 Elect VeraLinn Jamieson Mgmt For For For
4 Elect Kevin J. Kennedy Mgmt For For For
5 Elect William G. Mgmt For For For
LaPerch
6 Elect Jean F.H.P. Mgmt For For For
Mandeville
7 Elect Afshin Mohebbi Mgmt For For For
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Mary Hogan Mgmt For For For
Preusse
10 Elect Dennis E. Mgmt For For For
Singleton
11 Elect A. William Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Molly Campbell Mgmt For For For
2 Elect Iris S. Chan Mgmt For For For
3 Elect Archana Deskus Mgmt For For For
4 Elect Rudolph I. Mgmt For For For
Estrada
5 Elect Paul H. Irving Mgmt For For For
6 Elect Jack C. Liu Mgmt For For For
7 Elect Dominic Ng Mgmt For For For
8 Elect Lester M. Sussman Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EastGroup Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
EGP CUSIP 277276101 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. Pike Aloian Mgmt For For For
2 Elect H. Eric Bolton, Mgmt For For For
Jr.
3 Elect Donald F. Mgmt For For For
Colleran
4 Elect Hayden C. Eaves, Mgmt For For For
III
5 Elect David H. Hoster Mgmt For For For
II
6 Elect Marshall A. Loeb Mgmt For For For
7 Elect Mary E. McCormick Mgmt For For For
8 Elect Katherine M. Mgmt For For For
Sandstrom
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis J. Gilmore Mgmt For For For
1.2 Elect Margaret M. Mgmt For Withhold Against
McCarthy
1.3 Elect Martha B. Wyrsch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Republic Bank
Ticker Security ID: Meeting Date Meeting Status
FRC CUSIP 33616C100 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Herbert Mgmt For For For
2 Elect Katherine Mgmt For For For
August-deWilde
3 Elect Hafize Gaye Erkan Mgmt For For For
4 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
5 Elect Boris Groysberg Mgmt For For For
6 Elect Sandra R. Mgmt For For For
Hernandez,
M.D.
7 Elect Pamela J. Joyner Mgmt For For For
8 Elect Reynold Levy Mgmt For For For
9 Elect Duncan L. Mgmt For For For
Niederauer
10 Elect George G. C. Mgmt For For For
Parker
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Kevin M. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Globe Life Inc.
Ticker Security ID: Meeting Date Meeting Status
GL CUSIP 37959E102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Adair Mgmt For For For
2 Elect Linda L. Addison Mgmt For For For
3 Elect Marilyn A. Mgmt For For For
Alexander
4 Elect Cheryl D. Alston Mgmt For For For
5 Elect Jane M. Buchan Mgmt For For For
6 Elect Gary L. Coleman Mgmt For For For
7 Elect Larry M. Mgmt For For For
Hutchison
8 Elect Robert W. Ingram Mgmt For For For
9 Elect Steven P. Johnson Mgmt For For For
10 Elect Darren M. Rebelez Mgmt For For For
11 Elect Mary E. Thigpen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Anderson
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Thomas P. Mgmt For For For
Anderson
1.4 Elect Carlos E. Evans Mgmt For For For
1.5 Elect David L. Gadis Mgmt For For For
1.6 Elect David J. Hartzell Mgmt For For For
1.7 Elect Sherry A. Kellett Mgmt For For For
1.8 Elect Theodore J. Mgmt For For For
Klinck
1.9 Elect Anne M. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2021 Mgmt For For For
Long-Term Equity
Incentive
Plan
________________________________________________________________________________
Hudson Pacific Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPP CUSIP 444097109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Coleman Mgmt For For For
2 Elect Theodore R. Mgmt For For For
Antenucci
3 Elect Karen Brodkin Mgmt For For For
4 Elect Richard B. Fried Mgmt For For For
5 Elect Jonathan M. Mgmt For For For
Glaser
6 Elect Robert L. Harris Mgmt For Against Against
II
7 Elect Christy Haubegger Mgmt For For For
8 Elect Mark D. Linehan Mgmt For For For
9 Elect Barry A. Porter Mgmt For For For
10 Elect Andrea L. Wong Mgmt For For For
11 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 03/25/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizabeth A. Mgmt For For For
Ardisana
1.2 Elect Alanna Y. Cotton Mgmt For For For
1.3 Elect Ann B. Crane Mgmt For For For
1.4 Elect Robert S. Cubbin Mgmt For For For
1.5 Elect Steven G. Elliott Mgmt For For For
1.6 Elect Gina D. France Mgmt For For For
1.7 Elect J. Michael Mgmt For For For
Hochschwender
1.8 Elect John Chris Inglis Mgmt For For For
1.9 Elect Katherine M.A. Mgmt For For For
Kline
1.10 Elect Richard W. Neu Mgmt For For For
1.11 Elect Kenneth J. Phelan Mgmt For For For
1.12 Elect David L. Porteous Mgmt For For For
1.13 Elect Stephen D. Mgmt For For For
Steinour
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 06/15/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Pendergast Mgmt For For For
2 Elect Hugh Brady Mgmt For For For
3 Elect Ronan Murphy Mgmt For For For
4 Elect Julie O'Neill Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
10 Authority to Mgmt For For For
Repurchase
Shares
11 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce D. Mgmt For For For
Broussard
2 Elect Alexander M. Mgmt For For For
Cutler
3 Elect H. James Dallas Mgmt For For For
4 Elect Elizabeth R. Gile Mgmt For For For
5 Elect Ruth Ann M. Mgmt For For For
Gillis
6 Elect Christopher M. Mgmt For For For
Gorman
7 Elect Robin Hayes Mgmt For For For
8 Elect Carlton L. Mgmt For For For
Highsmith
9 Elect Richard J. Hipple Mgmt For For For
10 Elect Devina Rankin Mgmt For For For
11 Elect Barbara R. Snyder Mgmt For For For
12 Elect Todd J. Vasos Mgmt For For For
13 Elect David K. Wilson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of the Mgmt For For For
Discounted Stock
Purchase
Plan
17 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
________________________________________________________________________________
Lamb Weston Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LW CUSIP 513272104 09/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Charles A. Blixt Mgmt For For For
3 Elect Robert J. Mgmt For For For
Coviello
4 Elect Andre J. Hawaux Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Robert A. Niblock Mgmt For For For
8 Elect Hala G. Moddelmog Mgmt For For For
9 Elect Maria Renna Mgmt For For For
Sharpe
10 Elect Thomas P. Werner Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Guy Bowie Mgmt For For For
2 Elect Mary S. Chan Mgmt For For For
3 Elect V. Peter Harder Mgmt For For For
4 Elect Seetarama S. Mgmt For For For
Kotagiri
5 Elect Kurt J. Lauk Mgmt For For For
6 Elect Robert F. Mgmt For For For
MacLellan
7 Elect Mary Lou Maher Mgmt For For For
8 Elect Cynthia A. Mgmt For For For
Niekamp
9 Elect William A. Ruh Mgmt For For For
10 Elect Indira V. Mgmt For For For
Samarasekera
11 Elect Lisa S. Westlake Mgmt For For For
12 Elect William L. Young Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MasTec, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTZ CUSIP 576323109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose R. Mas Mgmt For For For
1.2 Elect Javier Palomarez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Medpace Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEDP CUSIP 58506Q109 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred B. Mgmt For Withhold Against
Davenport,
Jr.
1.2 Elect Cornelius P Mgmt For For For
McCarthy
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Eric Bolton, Mgmt For For For
Jr.
2 Elect Alan B. Graf, Jr. Mgmt For For For
3 Elect Toni Jennings Mgmt For For For
4 Elect Edith Kelly-Green Mgmt For For For
5 Elect James K. Lowder Mgmt For For For
6 Elect Thomas H. Lowder Mgmt For For For
7 Elect Monica McGurk Mgmt For For For
8 Elect Claude B. Nielsen Mgmt For For For
9 Elect Philip W. Norwood Mgmt For For For
10 Elect W. Reid Sanders Mgmt For For For
11 Elect Gary Shorb Mgmt For For For
12 Elect David P. Stockert Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Wilson R. Jones Mgmt For For For
1.3 Elect Tyrone M. Jordan Mgmt For For For
1.4 Elect Kimberley Mgmt For For For
Metcalf-Kupres
1.5 Elect Stephen D. Newlin Mgmt For For For
1.6 Elect Raymond T. Mgmt For For For
Odierno
1.7 Elect Craig P. Omtvedt Mgmt For For For
1.8 Elect Duncan J. Palmer Mgmt For For For
1.9 Elect Sandra E. Rowland Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Performance Food Group Co.
Ticker Security ID: Meeting Date Meeting Status
PFGC CUSIP 71377A103 11/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Holm Mgmt For For For
2 Elect Barbara J. Beck Mgmt For For For
3 Elect Matthew C. Mgmt For For For
Flanigan
4 Elect David V. Singer Mgmt For For For
5 Elect Meredith Adler Mgmt For For For
6 Elect Jeffrey M. Overly Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Perkinelmer, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKI CUSIP 714046109 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Barrett Mgmt For For For
2 Elect Samuel R. Chapin Mgmt For For For
3 Elect Sylvie Gregoire Mgmt For For For
4 Elect Alexis P. Michas Mgmt For For For
5 Elect Pralad Singh Mgmt For For For
6 Elect Michel Vounatsos Mgmt For For For
7 Elect Frank Witney Mgmt For For For
8 Elect Pascale Witz Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Bushman Mgmt For For For
2 Elect Lisa Davis Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Greenhouse
Gas Reduction
Targets
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Polaris Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin M. Farr Mgmt For For For
2 Elect John P. Wiehoff Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect J. Phillip Mgmt For For For
Holloman
8 Elect Ryan R. Marshall Mgmt For For For
9 Elect John R. Peshkin Mgmt For For For
10 Elect Scott F. Powers Mgmt For For For
11 Elect Lila Snyder Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Batey Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For Against Against
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Christine King Mgmt For For For
6 Elect David P. McGlade Mgmt For For For
7 Elect Robert A. Mgmt For For For
Schriesheim
8 Elect Kimberly S. Mgmt For For For
Stevenson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
12 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
Southwest Gas Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Mgmt For For For
Boughner
1.2 Elect Jose A. Cardenas Mgmt For For For
1.3 Elect Stephen C. Comer Mgmt For For For
1.4 Elect John P. Hester Mgmt For For For
1.5 Elect Jane Mgmt For For For
Lewis-Raymond
1.6 Elect Anne L. Mariucci Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Melarkey
1.8 Elect A. Randall Thoman Mgmt For For For
1.9 Elect Thomas A. Thomas Mgmt For For For
1.10 Elect Leslie T. Mgmt For For For
Thornton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For Against Against
7 Elect Paul Viera Mgmt For For For
8 Elect Roland A. Mgmt For For For
Hernandez
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harriett Tee Mgmt For For For
Taggart
2 Elect Kevin J. Mgmt For For For
Bradicich
3 Elect J. Paul Condrin Mgmt For For For
III
4 Elect Cynthia L. Egan Mgmt For For For
5 Elect Kathleen S. Lane Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc N. Casper Mgmt For For For
2 Elect Nelson J. Chai Mgmt For For For
3 Elect C. Martin Harris Mgmt For For For
4 Elect Tyler Jacks Mgmt For For For
5 Elect R. Alexandra Mgmt For For For
Keith
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Jim P. Manzi Mgmt For For For
8 Elect James C. Mullen Mgmt For For For
9 Elect Lars Rebien Mgmt For For For
Sorensen
10 Elect Debora L. Spar Mgmt For For For
11 Elect Scott M. Sperling Mgmt For For For
12 Elect Dion J. Weisler Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank S. Hermance Mgmt For For For
2 Elect M. Shawn Bort Mgmt For For For
3 Elect Theodore A. Dosch Mgmt For For For
4 Elect Alan N. Harris Mgmt For For For
5 Elect Mario Longhi Mgmt For For For
6 Elect William J. Mgmt For For For
Marrazzo
7 Elect Cindy J. Miller Mgmt For For For
8 Elect Kelly A. Romano Mgmt For For For
9 Elect James B. Mgmt For For For
Stallings,
Jr.
10 Elect John L. Walsh Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Incentive Award
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose B. Alvarez Mgmt For For For
2 Elect Marc A. Bruno Mgmt For For For
3 Elect Matthew J. Mgmt For For For
Flannery
4 Elect Bobby J. Griffin Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Terri L. Kelly Mgmt For For For
7 Elect Michael J. Mgmt For For For
Kneeland
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Elect Donald C. Roof Mgmt For For For
11 Elect Shiv Singh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
Westlake Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
WLK CUSIP 960413102 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Chao Mgmt For Withhold Against
1.2 Elect John Chao Mgmt For Withhold Against
1.3 Elect Mark A. McCollum Mgmt For For For
1.4 Elect R. Bruce Mgmt For For For
Northcutt
2 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wintrust Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WTFC CUSIP 97650W108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter D. Crist Mgmt For For For
2 Elect Bruce K. Crowther Mgmt For For For
3 Elect William J. Doyle Mgmt For For For
4 Elect Marla F. Glabe Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Scott K. Heitmann Mgmt For For For
7 Elect Deborah L. Hall Mgmt For For For
Lefevre
8 Elect Suzet M. McKinney Mgmt For For For
9 Elect Gary D. Sweeney Mgmt For For For
10 Elect Karin Gustafson Mgmt For For For
Teglia
11 Elect Alex E. Mgmt For For For
Washington,
III
12 Elect Edward J. Wehmer Mgmt For For For
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Michael J. Mgmt For For For
Farrell
4 Elect Robert A. Mgmt For For For
Hagemann
5 Elect Bryan C. Hanson Mgmt For For For
6 Elect Arthur J. Higgins Mgmt For For For
7 Elect Maria Teresa Mgmt For For For
Hilado
8 Elect Syed Jafry Mgmt For For For
9 Elect Sreelakshmi Kolli Mgmt For For For
10 Elect Michael W. Mgmt For For For
Michelson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
14 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
15 Amendment to the Mgmt For For For
Directors' Deferred
Compensation
Plan
16 Permit Shareholders to Mgmt For For For
Call a Special
Meeting
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATTON SMALL CAP VALUE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karen Alvingham Mgmt For For For
2 Elect Tracy A. Atkinson Mgmt For For For
3 Elect Dwight D. Mgmt For For For
Churchill
4 Elect Jay C. Horgen Mgmt For For For
5 Elect Reuben Jeffery Mgmt For For For
III
6 Elect Felix V. Matos Mgmt For For For
Rodriguez
7 Elect Tracy P. Mgmt For For For
Palandjian
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Bayless,
Jr.
2 Elect Herman E. Bulls Mgmt For For For
3 Elect G. Steven Dawson Mgmt For For For
4 Elect Cydney C. Donnell Mgmt For For For
5 Elect Mary Egan Mgmt For For For
6 Elect Alison M. Hill Mgmt For For For
7 Elect Craig A. Leupold Mgmt For For For
8 Elect Oliver Luck Mgmt For For For
9 Elect C. Patrick Oles Mgmt For For For
Jr.
10 Elect John T. Rippel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avient Corporation
Ticker Security ID: Meeting Date Meeting Status
AVNT CUSIP 05368V106 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Mgmt For For For
Abernathy
1.2 Elect Richard H. Fearon Mgmt For For For
1.3 Elect Gregory J. Goff Mgmt For For For
1.4 Elect William R. Mgmt For For For
Jellison
1.5 Elect Sandra Beach Lin Mgmt For For For
1.6 Elect Kim Ann Mink Mgmt For For For
1.7 Elect Robert M. Mgmt For For For
Patterson
1.8 Elect Kerry J. Preete Mgmt For For For
1.9 Elect Patricia Verduin Mgmt For For For
1.10 Elect William A. Mgmt For For For
Wulfsohn
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Belden Inc.
Ticker Security ID: Meeting Date Meeting Status
BDC CUSIP 077454106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Lance C. Balk Mgmt For For For
3 Elect Steven W. Mgmt For For For
Berglund
4 Elect Diane D. Brink Mgmt For For For
5 Elect Judy L. Brown Mgmt For For For
6 Elect Nancy E. Calderon Mgmt For For For
7 Elect Bryan C. Cressey Mgmt For Against Against
8 Elect Jonathan C. Klein Mgmt For For For
9 Elect George E. Minnich Mgmt For For For
10 Elect Roel Vestjens Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2021 Mgmt For For For
Long Term Incentive
Plan
14 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Program
________________________________________________________________________________
BJ's Wholesale Club Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BJ CUSIP 05550J101 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher J. Mgmt For For For
Baldwin
1.2 Elect Ken Parent Mgmt For For For
1.3 Elect Robert A. Steele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Caci International Inc.
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect Susan M. Gordon Mgmt For For For
3 Elect William L. Jews Mgmt For For For
4 Elect Gregory G. Mgmt For For For
Johnson
5 Elect J.P. London Mgmt For For For
6 Elect John S. Mengucci Mgmt For For For
7 Elect James L. Pavitt Mgmt For For For
8 Elect Warren R. Mgmt For For For
Phillips
9 Elect Debora A. Mgmt For For For
Plunkett
10 Elect Charles P. Mgmt For For For
Revoile
11 Elect William S. Mgmt For For For
Wallace
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2016 Mgmt For For For
Incentive
Compensation
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lynn Horak Mgmt For For For
2 Elect Diane C. Mgmt For For For
Bridgewater
3 Elect David K. Lenhardt Mgmt For For For
4 Elect Darren M. Rebelez Mgmt For For For
5 Elect Larree M. Renda Mgmt For For For
6 Elect Judy A. Schmeling Mgmt For For For
7 Elect Allison M. Wing Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Community Bank System, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBU CUSIP 203607106 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian R. Ace Mgmt For For For
2 Elect Mark J. Bolus Mgmt For For For
3 Elect Jeffrey L. Davis Mgmt For For For
4 Elect Neil E. Fesette Mgmt For For For
5 Elect Kerrie D. Mgmt For For For
MacPherson
6 Elect John Parente Mgmt For For For
7 Elect Raymond C. Pecor Mgmt For For For
III
8 Elect Susan E. Skerritt Mgmt For For For
9 Elect Sally A. Steele Mgmt For For For
10 Elect Eric E. Stickels Mgmt For For For
11 Elect Mark E. Tryniski Mgmt For For For
12 Elect John F. Whipple, Mgmt For For For
Jr.
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin R. Benante Mgmt For For For
2 Elect Donald G. Cook Mgmt For For For
3 Elect Michael Dinkins Mgmt For For For
4 Elect Ronald C. Lindsay Mgmt For For For
5 Elect Ellen McClain Mgmt For For For
6 Elect Charles G. Mgmt For For For
McClure,
Jr.
7 Elect Max H. Mitchell Mgmt For For For
8 Elect Jennifer M. Mgmt For For For
Pollino
9 Elect John S. Stroup Mgmt For For For
10 Elect James L. L. Mgmt For For For
Tullis
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2018 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Dorman Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
DORM CUSIP 258278100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven L. Berman Mgmt For For For
2 Elect Kevin M. Olsen Mgmt For For For
3 Elect Lisa M. Bachmann Mgmt For For For
4 Elect John J. Gavin Mgmt For For For
5 Elect Paul R. Lederer Mgmt For For For
6 Elect Richard T. Riley Mgmt For For For
7 Elect Kelly A. Romano Mgmt For For For
8 Elect G. Michael Mgmt For For For
Stakias
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 07/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Chan Mgmt For For For
2 Elect Steven M. Fludder Mgmt For For For
3 Elect Paul J. Tufano Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ePlus inc.
Ticker Security ID: Meeting Date Meeting Status
PLUS CUSIP 294268107 09/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce M. Bowen Mgmt For For For
1.2 Elect John E. Callies Mgmt For For For
1.3 Elect C. Thomas Mgmt For For For
Faulders,
III
1.4 Elect Eric D. Hovde Mgmt For For For
1.5 Elect Ira A. Hunt, III Mgmt For For For
1.6 Elect Mark P. Marron Mgmt For For For
1.7 Elect Maureen F. Mgmt For For For
Morrison
1.8 Elect Ben Xiang Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Horizon Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harry V. Barton, Mgmt For For For
Jr.
2 Elect Kenneth A. Mgmt For For For
Burdick
3 Elect Daryl G. Byrd Mgmt For For For
4 Elect John N. Casbon Mgmt For For For
5 Elect John C. Compton Mgmt For For For
6 Elect Wendy P. Davidson Mgmt For For For
7 Elect William H. Mgmt For For For
Fenstermaker
8 Elect D. Bryan Jordan Mgmt For For For
9 Elect J. Michael Kemp, Mgmt For For For
Sr.
10 Elect Rick E. Maples Mgmt For For For
11 Elect Vicki R. Palmer Mgmt For For For
12 Elect Colin V. Reed Mgmt For For For
13 Elect E. Stewart Shea Mgmt For For For
III
14 Elect Cecelia D. Mgmt For For For
Stewart
15 Elect Rajesh Mgmt For For For
Subramaniam
16 Elect Rosa Sugranes Mgmt For For For
17 Elect R. Eugene Taylor Mgmt For For For
18 Approval of the 2021 Mgmt For For For
Incentive
Plan
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
First Industrial Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32054K103 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter E. Baccile Mgmt For For For
2 Elect Teresa Bryce Mgmt For For For
Bazemore
3 Elect Matthew S. Mgmt For For For
Dominski
4 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
5 Elect Denise A. Olsen Mgmt For For For
6 Elect John E. Rau Mgmt For For For
7 Elect Marcus L. Smith Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Midwest Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMBI CUSIP 320867104 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara A. Mgmt For For For
Boigegrain
2 Elect Thomas L. Brown Mgmt For For For
3 Elect Phupinder S. Gill Mgmt For For For
4 Elect Kathryn J Hayley Mgmt For For For
5 Elect Peter J. Henseler Mgmt For For For
6 Elect Frank B. Modruson Mgmt For For For
7 Elect Ellen A. Rudnick Mgmt For For For
8 Elect Mark G. Sander Mgmt For For For
9 Elect Michael L. Mgmt For For For
Scudder
10 Elect Michael J. Small Mgmt For For For
11 Elect Stephen C Van Mgmt For For For
Arsdell
12 Amendment to the 2018 Mgmt For For For
Stock and Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Glacier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUSIP 37637Q105 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Boyles Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Cashell,
Jr.
1.3 Elect Randall M. Mgmt For For For
Chesler
1.4 Elect Sherry L. Mgmt For For For
Cladouhos
1.5 Elect James M. English Mgmt For For For
1.6 Elect Annie M. Goodwin Mgmt For For For
1.7 Elect Kristen Heck Mgmt For For For
1.8 Elect Craig A. Langel Mgmt For For For
1.9 Elect Douglas J. Mgmt For For For
McBride
1.10 Elect George R. Sutton Mgmt For For For
2 Director Mgmt For For For
Indemnification
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Anderson
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Thomas P. Mgmt For For For
Anderson
1.4 Elect Carlos E. Evans Mgmt For For For
1.5 Elect David L. Gadis Mgmt For For For
1.6 Elect David J. Hartzell Mgmt For For For
1.7 Elect Sherry A. Kellett Mgmt For For For
1.8 Elect Theodore J. Mgmt For For For
Klinck
1.9 Elect Anne M. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2021 Mgmt For For For
Long-Term Equity
Incentive
Plan
________________________________________________________________________________
MasTec, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTZ CUSIP 576323109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose R. Mas Mgmt For For For
1.2 Elect Javier Palomarez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L. Ax Mgmt For For For
2 Elect Gerald W. Haddock Mgmt For For For
3 Elect Joseph Keough Mgmt For For For
4 Elect Michael R. Odell Mgmt For For For
5 Elect Phillippe Lord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Moog Inc.
Ticker Security ID: Meeting Date Meeting Status
MOGA CUSIP 615394202 02/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet B. Coletti Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Susan K. Carter Mgmt For For For
4 Elect Thomas L. Mgmt For For For
Deitrich
5 Elect Gilles Delfassy Mgmt For For For
6 Elect Hassaine S. Mgmt For For For
El-Khoury
7 Elect Bruce E. Kiddoo Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Gregory L. Waters Mgmt For For For
10 Elect Christine Y. Yan Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
14 Amendment to the Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Wilson R. Jones Mgmt For For For
1.3 Elect Tyrone M. Jordan Mgmt For For For
1.4 Elect Kimberley Mgmt For For For
Metcalf-Kupres
1.5 Elect Stephen D. Newlin Mgmt For For For
1.6 Elect Raymond T. Mgmt For For For
Odierno
1.7 Elect Craig P. Omtvedt Mgmt For For For
1.8 Elect Duncan J. Palmer Mgmt For For For
1.9 Elect Sandra E. Rowland Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Performance Food Group Co.
Ticker Security ID: Meeting Date Meeting Status
PFGC CUSIP 71377A103 11/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Holm Mgmt For For For
2 Elect Barbara J. Beck Mgmt For For For
3 Elect Matthew C. Mgmt For For For
Flanigan
4 Elect David V. Singer Mgmt For For For
5 Elect Meredith Adler Mgmt For For For
6 Elect Jeffrey M. Overly Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney Brown Mgmt For For For
2 Elect Jack Davis Mgmt For For For
3 Elect Kirby Dyess Mgmt For For For
4 Elect Mark Ganz Mgmt For For For
5 Elect Marie Oh Huber Mgmt For For For
6 Elect Kathryn Jackson Mgmt For For For
7 Elect Michael Lewis Mgmt For For For
8 Elect Michael Millegan Mgmt For For For
9 Elect Neil Nelson Mgmt For For For
10 Elect Lee Pelton Mgmt For For For
11 Elect Maria Pope Mgmt For For For
12 Elect James Torgerson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PROG Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRG CUSIP 002535300 06/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathy T. Betty Mgmt For For For
2 Elect Douglas C. Mgmt For For For
Curling
3 Elect Cynthia N. Day Mgmt For For For
4 Elect Curtis L. Doman Mgmt For For For
5 Elect Steven A. Mgmt For For For
Michaels
6 Elect Ray M. Robinson Mgmt For For For
7 Elect James P. Smith Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Jeffery Gardner Mgmt For For For
1.4 Elect John R. Harding Mgmt For For For
1.5 Elect David H.Y. Ho Mgmt For For For
1.6 Elect Roderick D. Mgmt For For For
Nelson
1.7 Elect Walden C. Rhines Mgmt For For For
1.8 Elect Susan L. Spradley Mgmt For For For
1.9 Elect Walter H. Mgmt For For For
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Selective Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIGI CUSIP 816300107 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ainar D. Aijala, Mgmt For For For
Jr.
2 Elect Lisa R. Bacus Mgmt For For For
3 Elect John C. Burville Mgmt For For For
4 Elect Terrence W. Mgmt For For For
Cavanaugh
5 Elect Wole C. Coaxum Mgmt For For For
6 Elect Robert Kelly Mgmt For For For
Doherty
7 Elect John J. Marchioni Mgmt For For For
8 Elect Thomas A. Mgmt For For For
McCarthy
9 Elect Stephen C. Mills Mgmt For For For
10 Elect H. Elizabeth Mgmt For For For
Mitchell
11 Elect Michael J. Mgmt For For For
Morrissey
12 Elect Gregory E. Murphy Mgmt For For For
13 Elect Cynthia S. Mgmt For For For
Nicholson
14 Elect William M. Rue Mgmt For For For
15 Elect John S. Scheid Mgmt For For For
16 Elect J. Brian Thebault Mgmt For For For
17 Elect Philip H. Urban Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
20 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn A. Byrne Mgmt For For For
2 Elect Maggie Timoney Mgmt For For For
3 Elect George Tsunis Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
7 Increase in Authorized Mgmt For For For
Common
Stock
8 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Betsy S. Atkins Mgmt For For For
3 Elect Edwin T. Burton Mgmt For For For
III
4 Elect Lauren B. Dillard Mgmt For For For
5 Elect Stephen L. Green Mgmt For For For
6 Elect Craig M. Hatkoff Mgmt For For For
7 Elect Marc Holliday Mgmt For For For
8 Elect John S. Levy Mgmt For For For
9 Elect Andrew W. Mathias Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southwest Gas Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Mgmt For For For
Boughner
1.2 Elect Jose A. Cardenas Mgmt For For For
1.3 Elect Stephen C. Comer Mgmt For For For
1.4 Elect John P. Hester Mgmt For For For
1.5 Elect Jane Mgmt For For For
Lewis-Raymond
1.6 Elect Anne L. Mariucci Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Melarkey
1.8 Elect A. Randall Thoman Mgmt For For For
1.9 Elect Thomas A. Thomas Mgmt For For For
1.10 Elect Leslie T. Mgmt For For For
Thornton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect John Clendening Mgmt For For For
1.4 Elect Richard Daniels Mgmt For For For
1.5 Elect Alison Davis Mgmt For For For
1.6 Elect Roger F. Dunbar Mgmt For For For
1.7 Elect Joel P. Friedman Mgmt For For For
1.8 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.9 Elect Kay Matthews Mgmt For For For
1.10 Elect Mary J. Miller Mgmt For For For
1.11 Elect Kate D. Mitchell Mgmt For For For
1.12 Elect Garen K. Staglin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For Against Against
7 Elect Paul Viera Mgmt For For For
8 Elect Roland A. Mgmt For For For
Hernandez
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TCF Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TCF CUSIP 872307103 03/25/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harriett Tee Mgmt For For For
Taggart
2 Elect Kevin J. Mgmt For For For
Bradicich
3 Elect J. Paul Condrin Mgmt For For For
III
4 Elect Cynthia L. Egan Mgmt For For For
5 Elect Kathleen S. Lane Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Umpqua Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UMPQ CUSIP 904214103 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peggy Y. Fowler Mgmt For For For
2 Elect Stephen M. Gambee Mgmt For For For
3 Elect James S. Greene Mgmt For For For
4 Elect Luis F. Machuca Mgmt For For For
5 Elect Maria M. Pope Mgmt For For For
6 Elect Cort L. O'Haver Mgmt For For For
7 Elect John F. Schultz Mgmt For For For
8 Elect Susan F. Stevens Mgmt For For For
9 Elect Hilliard C. Mgmt For For For
Terry,
III
10 Elect Bryan L. Timm Mgmt For For For
11 Elect Anddria Varnado Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBSI CUSIP 909907107 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard M. Adams Mgmt For For For
1.2 Elect Charles L. Mgmt For For For
Capito,
Jr.
1.3 Elect Peter A. Converse Mgmt For For For
1.4 Elect Michael P. Mgmt For For For
Fitzgerald
1.5 Elect Theodore J. Mgmt For For For
Georgelas
1.6 Elect Patrice A. Harris Mgmt For For For
1.7 Elect J. Paul McNamara Mgmt For For For
1.8 Elect Mark R. Mgmt For For For
Nesselroad
1.9 Elect Jerold L. Rexroad Mgmt For For For
1.10 Elect Albert H. Small, Mgmt For For For
Jr.
1.11 Elect Mary K. Weddle Mgmt For For For
1.12 Elect Gary G. White Mgmt For For For
1.13 Elect P. Clinton Winter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose B. Alvarez Mgmt For For For
2 Elect Marc A. Bruno Mgmt For For For
3 Elect Matthew J. Mgmt For For For
Flannery
4 Elect Bobby J. Griffin Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Terri L. Kelly Mgmt For For For
7 Elect Michael J. Mgmt For For For
Kneeland
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Elect Donald C. Roof Mgmt For For For
11 Elect Shiv Singh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Atwell Mgmt For For For
2 Elect John R. Ciulla Mgmt For For For
3 Elect Elizabeth E. Mgmt For For For
Flynn
4 Elect E. Carol Hayles Mgmt For For For
5 Elect Linda H. Ianieri Mgmt For For For
6 Elect Laurence C. Morse Mgmt For For For
7 Elect Karen R. Osar Mgmt For For For
8 Elect Mark Pettie Mgmt For For For
9 Elect Lauren C. States Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
West Pharmaceutical Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
WST CUSIP 955306105 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Buthman Mgmt For For For
2 Elect William F. Mgmt For For For
Feehery
3 Elect Robert F. Friel Mgmt For For For
4 Elect Eric M. Green Mgmt For For For
5 Elect Thomas W. Hofmann Mgmt For For For
6 Elect Deborah L. V. Mgmt For For For
Keller
7 Elect Myla P. Mgmt For For For
Lai-Goldman
8 Elect Douglas A. Mgmt For For For
Michels
9 Elect Paolo Pucci Mgmt For For For
10 Elect Patrick J. Zenner Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wintrust Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WTFC CUSIP 97650W108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter D. Crist Mgmt For For For
2 Elect Bruce K. Crowther Mgmt For For For
3 Elect William J. Doyle Mgmt For For For
4 Elect Marla F. Glabe Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Scott K. Heitmann Mgmt For For For
7 Elect Deborah L. Hall Mgmt For For For
Lefevre
8 Elect Suzet M. McKinney Mgmt For For For
9 Elect Gary D. Sweeney Mgmt For For For
10 Elect Karin Gustafson Mgmt For For For
Teglia
11 Elect Alex E. Mgmt For For For
Washington,
III
12 Elect Edward J. Wehmer Mgmt For For For
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : Sterling Capital Funds
Fund Name : Sterling Capital SMID Opportunites Fund
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Y. Bowen Mgmt For For For
2 Elect Marianne C. Brown Mgmt For For For
3 Elect Monte E. Ford Mgmt For For For
4 Elect Jill Greenthal Mgmt For For For
5 Elect Daniel R. Hesse Mgmt For For For
6 Elect Peter Thomas Mgmt For For For
Killalea
7 Elect F. Thomson Mgmt For For For
Leighton
8 Elect Jonathan F. Mgmt For For For
Miller
9 Elect Madhu Ranganathan Mgmt For For For
10 Elect Bernardus Mgmt For For For
Verwaayen
11 Elect William R. Wagner Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect James S. Kahan Mgmt For For For
4 Elect Rafael de la Vega Mgmt For For For
5 Elect Giora Yaron Mgmt For For For
6 Elect Eli Gelman Mgmt For For For
7 Elect Richard T.C. Mgmt For For For
LeFave
8 Elect John A. MacDonald Mgmt For For For
9 Elect Shuky Sheffer Mgmt For For For
10 Elect Yvette Kanouff Mgmt For For For
11 Increase Quarterly Mgmt For For For
Dividend
12 Accounts and Reports Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Aptiv PLC
Ticker Security ID: Meeting Date Meeting Status
APTV CUSIP G6095L109 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Clark Mgmt For For For
2 Elect Richard L. Mgmt For For For
Clemmer
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect Nicholas M. Mgmt For For For
Donofrio
5 Elect Rajiv L. Gupta Mgmt For For For
6 Elect Joseph L. Hooley Mgmt For For For
7 Elect Merit E. Janow Mgmt For For For
8 Elect Sean O. Mahoney Mgmt For For For
9 Elect Paul M. Meister Mgmt For For For
10 Elect Robert K. Ortberg Mgmt For For For
11 Elect Colin J. Parris Mgmt For For For
12 Elect Ana G. Pinczuk Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect William L. Bax Mgmt For For For
3 Elect D. John Coldman Mgmt For For For
4 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
5 Elect David S. Johnson Mgmt For For For
6 Elect Kay W. McCurdy Mgmt For For For
7 Elect Christopher C. Mgmt For For For
Miskel
8 Elect Ralph J. Mgmt For For For
Nicoletti
9 Elect Norman L. Mgmt For For For
Rosenthal
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Bryant Mgmt For For For
1.2 Elect Michael J. Cave Mgmt For For For
1.3 Elect Daniel W. Fisher Mgmt For For For
1.4 Elect Pedro Henrique Mgmt For For For
Mariani
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Black Knight, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKI CUSIP 09215C105 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William P. Foley Mgmt For Withhold Against
1.2 Elect Anthony M. Mgmt For For For
Jabbour
1.3 Elect Catherine L. Mgmt For For For
Burke
1.4 Elect Thomas M. Hagerty Mgmt For For For
1.5 Elect Joseph M. Otting Mgmt For For For
1.6 Elect John D. Rood Mgmt For For For
1.7 Elect Nancy L. Shanik Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Broadridge Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BR CUSIP 11133T103 11/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Pamela L. Carter Mgmt For For For
3 Elect Richard J. Daly Mgmt For For For
4 Elect Robert N. Duelks Mgmt For For For
5 Elect Timothy C. Gokey Mgmt For For For
6 Elect Brett A. Keller Mgmt For For For
7 Elect Maura A. Markus Mgmt For For For
8 Elect Thomas J. Perna Mgmt For For For
9 Elect Alan J. Weber Mgmt For For For
10 Elect Amit K. Zavery Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
CarMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMX CUSIP 143130102 06/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect Sona Chawla Mgmt For For For
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Robert J. Hombach Mgmt For For For
7 Elect David W. Mgmt For For For
McCreight
8 Elect William D. Nash Mgmt For For For
9 Elect Mark F. O'Neil Mgmt For For For
10 Elect Pietro Satriano Mgmt For For For
11 Elect Marcella Shinder Mgmt For For For
12 Elect Mitchell D. Mgmt For For For
Steenrod
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
CDK Global Inc
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian M. Krzanich Mgmt For For For
5 Elect Stephen A. Miles Mgmt For For For
6 Elect Robert E. Radway Mgmt For For For
7 Elect Stephen F. Mgmt For For For
Schuckenbrock
8 Elect Frank S. Sowinski Mgmt For For For
9 Elect Eileen J. Voynick Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jessica L. Blume Mgmt For For For
2 Elect Frederick H. Mgmt For For For
Eppinger
3 Elect David L. Steward Mgmt For For For
4 Elect William L. Mgmt For For For
Trubeck
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
8 Elimination of Mgmt For For For
Supermajority
Requirements
9 Shareholder Proposal ShrHoldr For For For
Regarding Board
Declassification
________________________________________________________________________________
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sandra E. Mgmt For For For
Bergeron
2 Elect Elizabeth L. Buse Mgmt For For For
3 Elect Michel Combes Mgmt For For For
4 Elect Michael L. Dreyer Mgmt For For For
5 Elect Alan J. Higginson Mgmt For For For
6 Elect Peter S. Klein Mgmt For For For
7 Elect Francois Mgmt For For For
Locoh-Donou
8 Elect Nikhil Mehta Mgmt For For For
9 Elect Marie E. Myers Mgmt For For For
10 Elect Sripada Mgmt For For For
Shivananda
11 Amendment to the 2014 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Kevin M. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Genpact Limited
Ticker Security ID: Meeting Date Meeting Status
G CUSIP G3922B107 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N.V. Tyagarajan Mgmt For For For
2 Elect James C. Madden Mgmt For For For
3 Elect Ajay Agrawal Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Laura Conigliaro Mgmt For For For
6 Elect Tamara Franklin Mgmt For For For
7 Elect Carol Lindstrom Mgmt For For For
8 Elect CeCelia Morken Mgmt For For For
9 Elect Mark Nunnelly Mgmt For For For
10 Elect Brian M. Stevens Mgmt For For For
11 Elect Mark Verdi Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Brown Mgmt For For For
1.2 Elect Steve Downing Mgmt For For For
1.3 Elect Gary Goode Mgmt For For For
1.4 Elect James Hollars Mgmt For For For
1.5 Elect Richard O. Schaum Mgmt For For For
1.6 Elect Kathleen Starkoff Mgmt For For For
1.7 Elect Brian C. Walker Mgmt For For For
1.8 Elect James Wallace Mgmt For For For
1.9 Elect Ling Zang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Thaddeus Mgmt For For For
Arroyo
2 Elect Robert H.B. Mgmt For For For
Baldwin,
Jr.
3 Elect John G. Bruno Mgmt For For For
4 Elect Kriss Cloninger Mgmt For For For
III
5 Elect William I Jacobs Mgmt For For For
6 Elect Joia M. Johnson Mgmt For For For
7 Elect Ruth Ann Marshall Mgmt For For For
8 Elect Connie D. Mgmt For For For
McDaniel
9 Elect William B. Mgmt For For For
Plummer
10 Elect Jeffrey S. Sloan Mgmt For For For
11 Elect John T. Turner Mgmt For For For
12 Elect M. Troy Woods Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Healthcare Realty Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
HR CUSIP 421946104 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd J. Meredith Mgmt For For For
1.2 Elect John V. Abbott Mgmt For For For
1.3 Elect Nancy H. Agee Mgmt For For For
1.4 Elect Edward H. Braman Mgmt For For For
1.5 Elect Ajay Gupta Mgmt For For For
1.6 Elect James J. Kilroy Mgmt For For For
1.7 Elect Peter F. Lyle, Mgmt For For For
Sr.
1.8 Elect John Knox Mgmt For For For
Singleton
1.9 Elect Christann M. Mgmt For For For
Vasquez
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen P. Mgmt For For For
MacMillan
2 Elect Sally W. Crawford Mgmt For For For
3 Elect Charles J. Mgmt For For For
Dockendorff
4 Elect Scott T. Garrett Mgmt For For For
5 Elect Ludwig N. Hantson Mgmt For For For
6 Elect Namal Nawana Mgmt For For For
7 Elect Christina Mgmt For For For
Stamoulis
8 Elect Amy M. Wendell Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Morningstar, Inc.
Ticker Security ID: Meeting Date Meeting Status
MORN CUSIP 617700109 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe Mansueto Mgmt For For For
2 Elect Kunal Kapoor Mgmt For For For
3 Elect Robin Diamonte Mgmt For For For
4 Elect Cheryl A. Francis Mgmt For For For
5 Elect Steve Joynt Mgmt For For For
6 Elect Steven Kaplan Mgmt For For For
7 Elect Gail Landis Mgmt For For For
8 Elect Bill Lyons Mgmt For Against Against
9 Elect Doniel N. Sutton Mgmt For For For
10 Elect Caroline J. Tsay Mgmt For For For
11 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NVR, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVR CUSIP 62944T105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight C. Schar Mgmt For For For
2 Elect C. E. Andrews Mgmt For For For
3 Elect Sallie B. Bailey Mgmt For For For
4 Elect Thomas D. Eckert Mgmt For For For
5 Elect Alfred E. Festa Mgmt For For For
6 Elect Manuel H. Johnson Mgmt For For For
7 Elect Alexandra A. Jung Mgmt For For For
8 Elect Mel Martinez Mgmt For For For
9 Elect William A. Moran Mgmt For Against Against
10 Elect David A. Preiser Mgmt For For For
11 Elect W. Grady Rosier Mgmt For For For
12 Elect Susan Williamson Mgmt For For For
Ross
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Parsley Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 01/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Pioneer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.R. Alameddine Mgmt For For For
2 Elect Edison C. Mgmt For For For
Buchanan
3 Elect Matthew Gallagher Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Phoebe A. Wood Mgmt For For For
12 Elect Michael D. Mgmt For For For
Wortley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Premier Inc
Ticker Security ID: Meeting Date Meeting Status
PINC CUSIP 74051N102 12/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John T. Bigalke Mgmt For For For
1.2 Elect Helen M. Boudreau Mgmt For For For
1.3 Elect Stephen R. D'Arcy Mgmt For For For
1.4 Elect Marc D. Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rackspace Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
RXT CUSIP 750102105 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan Arthur Mgmt For For For
1.2 Elect Jeffrey D. Mgmt For For For
Benjamin
1.3 Elect Aaron Sobel Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul G. Child Mgmt For For For
2 Elect Mary Carter Mgmt For For For
Warren
Franke
3 Elect Marianne M. Keler Mgmt For For For
4 Elect Mark L. Lavelle Mgmt For For For
5 Elect Ted Manvitz Mgmt For For For
6 Elect Jim Matheson Mgmt For For For
7 Elect Frank C. Puleo Mgmt For For For
8 Elect Vivian C. Mgmt For For For
Schneck-Last
9 Elect William N. Mgmt For For For
Shiebler
10 Elect Robert S. Strong Mgmt For For For
11 Elect Jonathan W. Mgmt For For For
Witter
12 Elect Kirsten O. Mgmt For For For
Wolberg
13 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For Against Against
7 Elect Paul Viera Mgmt For For For
8 Elect Roland A. Mgmt For For For
Hernandez
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Teleflex Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUSIP 879369106 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Candace H. Duncan Mgmt For For For
2 Elect Stephen K. Klasko Mgmt For For For
3 Elect Stuart A. Randle Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Abstain For Against
Regarding Board
Declassification
________________________________________________________________________________
TransUnion
Ticker Security ID: Meeting Date Meeting Status
TRU CUSIP 89400J107 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Billy Bosworth Mgmt For For For
2 Elect Suzanne P. Clark Mgmt For For For
3 Elect Kermit R. Mgmt For For For
Crawford
4 Elect Russell P. Fradin Mgmt For For For
5 Elect Pamela A. Joseph Mgmt For For For
6 Elect Thomas L. Mgmt For For For
Monahan
III
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UniFirst Corporation
Ticker Security ID: Meeting Date Meeting Status
UNF CUSIP 904708104 01/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen M. Mgmt For For For
Camilli
1.2 Elect Michael Iandoli Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Health Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
UHS CUSIP 913903100 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 94106B101 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward E. Guillet Mgmt For For For
2 Elect Michael W. Harlan Mgmt For For For
3 Elect Larry S. Hughes Mgmt For For For
4 Elect Worthing F. Mgmt For For For
Jackman
5 Elect Elise L. Jordan Mgmt For For For
6 Elect Susan Lee Mgmt For For For
7 Elect Ronald J. Mgmt For For For
Mittelstaedt
8 Elect William J. Mgmt For For For
Razzouk
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Sterling Capital Funds | |
| By (Signature and Title)* | /s/ James T. Gillespie | |
| James T. Gillespie, President | ||
| (principal executive officer) | ||
| Date | August 10, 2021 |
| * | Print the name and title of each signing officer under his or her signature. |
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