UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-03599
Name of Registrant: The Royce Fund
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/18
Date of reporting period:
07/01/2018 - 06/30/2019
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was
"take no action" or "unvoted". The reason for no action being taken or a
security being unvoted (i.e., no vote being cast) may include, without
limitation: (a) the securities were out on loan at the time of a record date,
(b) administrative or operational constraints impeded the ability to cast a
timely vote (e.g., late receipt of proxy voting information), (c) systems,
administrative or processing errors occurred, including errors by the Adviser
or third party vendors, and/or (d) the portfolio manager concluded that the
potential benefit of voting was outweighed by the cost, and/or otherwise not in
the best interest of the Fund. The "meeting status" of a particular proposal
may also appear as "take no action" or "unvoted" in connection with contested
meetings at which only one of the agendas is actually voted upon.
Registrant Name : The Royce Fund
Fund Name : Royce International Small-Cap Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this eport.
Item 1: Proxy Voting Record - Item 1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce Dividend Value Fund
________________________________________________________________________________
Alamo Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ALG CUSIP 011311107 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick R. Baty Mgmt For For For
2 Elect Robert P. Bauer Mgmt For For For
3 Elect Eric P. Etchart Mgmt For For For
4 Elect David W. Grzelak Mgmt For For For
5 Elect Tracy C Jokinen Mgmt For For For
6 Elect Richard W. Parod Mgmt For For For
7 Elect Ronald A. Mgmt For For For
Robinson
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegiant Travel Company
Ticker Security ID: Meeting Date Meeting Status
ALGT CUSIP 01748X102 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maurice J. Mgmt For For For
Gallagher,
Jr.
2 Elect Montie Brewer Mgmt For For For
3 Elect Gary Ellmer Mgmt For For For
4 Elect Linda A. Marvin Mgmt For For For
5 Elect Charles W. Mgmt For For For
Pollard
6 Elect John T. Redmond Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
American Eagle Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEO CUSIP 02553E106 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah A. Mgmt For For For
Henretta
2 Elect Thomas R. Mgmt For For For
Ketteler
3 Elect Cary D. McMillan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Applied Industrial Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIT CUSIP 03820C105 10/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dorsman Mgmt For For For
1.2 Elect Vincent K. Mgmt For For For
Petrella
1.3 Elect Jerry Sue Mgmt For For For
Thornton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AptarGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giovanna Mgmt For For For
Kampouri
Monnas
2 Elect Isabel Mgmt For For For
Marey-Semper
3 Elect Stephan B. Tanda Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth B. Mgmt For For For
Amato
1.2 Elect Nicholas Mgmt For For For
DeBenedictis
1.3 Elect Christopher H. Mgmt For For For
Franklin
1.4 Elect Daniel J. Mgmt For For For
Hilferty
1.5 Elect Ellen T. Ruff Mgmt For For For
1.6 Elect Lee C. Stewart Mgmt For For For
1.7 Elect Christopher C Mgmt For For For
Womack
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Omnibus Equity
Compensation
Plan
________________________________________________________________________________
Ashmore Group plc
Ticker Security ID: Meeting Date Meeting Status
ASHM CINS G0609C101 10/19/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Coombs Mgmt For For For
4 Elect Tom Shippey Mgmt For For For
5 Elect Clive Adamson Mgmt For For For
6 Elect David Bennett Mgmt For For For
7 Elect Jennifer Bingham Mgmt For For For
8 Elect Anne Pringle Mgmt For For For
9 Remuneration Report Mgmt For For For
(Advisory)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(CEO Mark
Coombs)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 04/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Reconciliation of
Share Capital,
Article
5)
3 Amendments to Articles Mgmt For For For
(Board of Directors
and Management
Board)
4 Amendments to Articles Mgmt For For For
(Miscellaneous;
Technical)
5 Amendments to Articles Mgmt For For For
(General Provisions,
Article
76)
6 Amendments to Articles Mgmt For For For
(Temporary
Provisions, Article
79)
7 Amendments to Articles Mgmt For For For
(Technical)
8 Consolidation of Mgmt For For For
Articles
9 Amendments to Mgmt For For For
Long-Term Incentive
Plan
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Carla
Abrao
Costa
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Carlos
Quintella
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cassiano
Ricardo
Scarpelli
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Farkouh
Prado
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Edgar da
Silva
Ramos
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Mazzilli de
Vassimon
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Florian
Bartunek
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme
Affonso
Ferreira
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose de
Menezes Berenguer
Neto
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Lucas
Ferreira de
Melo
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Roberto
Machado
Filho
22 Ratify Updated Global Mgmt For For For
Remuneration Amount
(Management
Board)
23 Board of Directors Fees Mgmt For For For
24 Remuneration Policy Mgmt For Against Against
(Management
Board)
25 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
26 Election of Mgmt N/A For N/A
Supervisory
Council
27 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
28 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 05/23/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Amendments to Articles Mgmt For For For
(Board of Directors
and Management
Board)
6 Amendments to Articles Mgmt For For For
(Miscellaneous;
Technical)
7 Amendments to Article Mgmt For For For
76 (General
Provisions)
8 Amendments to Article Mgmt For For For
79 (Temporary
Provisions)
9 Amendments to Articles Mgmt For For For
(Technical)
10 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Bank of Georgia Group Plc
Ticker Security ID: Meeting Date Meeting Status
BGEO CINS G0R1NA104 05/17/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Neil Janin Mgmt For For For
6 Elect Al Breach Mgmt For For For
7 Elect Archil Mgmt For For For
Gachechiladze
8 Elect Tamaz Georgadze Mgmt For For For
9 Elect Hanna Loikkanen Mgmt For For For
10 Elect Veronique Mgmt For For For
McCarroll
11 Elect Jonathan W. Muir Mgmt For For For
12 Elect Cecil Quillen Mgmt For For For
13 Elect Andreas Wolf Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Benchmark Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHE CUSIP 08160H101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce A. Carlson Mgmt For For For
1.2 Elect Douglas G. Duncan Mgmt For For For
1.3 Elect Robert K. Gifford Mgmt For For For
1.4 Elect Kenneth T. Mgmt For For For
Lamneck
1.5 Elect Jeffrey McCreary Mgmt For For For
1.6 Elect Merilee Raines Mgmt For For For
1.7 Elect David W. Scheible Mgmt For For For
1.8 Elect Jeffrey W. Benck Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
BOK Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
BOKF CUSIP 05561Q201 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan S. Armstrong Mgmt For For For
1.2 Elect C. Fred Ball, Jr. Mgmt For For For
1.3 Elect Steven Bangert Mgmt For For For
1.4 Elect Peter C. Boylan, Mgmt For For For
III
1.5 Elect Steven G. Mgmt For For For
Bradshaw
1.6 Elect Chester Cadieux, Mgmt For For For
III
1.7 Elect Gerard P. Clancy Mgmt For For For
1.8 Elect John W. Coffey Mgmt For For For
1.9 Elect Joseph W. Craft Mgmt For For For
III
1.10 Elect Jack Finley Mgmt For For For
1.11 Elect David F. Griffin Mgmt For For For
1.12 Elect V. Burns Hargis Mgmt For For For
1.13 Elect Douglas D Mgmt For For For
Hawthorne
1.14 Elect Kimberley D. Mgmt For For For
Henry
1.15 Elect E. Carey Mgmt For For For
Joullian,
IV
1.16 Elect George B. Kaiser Mgmt For For For
1.17 Elect Stanley A. Mgmt For For For
Lybarger
1.18 Elect Steven J. Malcolm Mgmt For For For
1.19 Elect Steven E. Nell Mgmt For For For
1.20 Elect E.C. Richards Mgmt For For For
1.21 Elect Claudia San Pedro Mgmt For For For
1.22 Elect Michael C. Turpen Mgmt For For For
1.23 Elect R.A. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/29/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO and Mgmt For For For
Auditor
2 Report of the Board of Mgmt For For For
Directors
3 Financial Statements Mgmt For For For
4 Report on the Audit Mgmt For For For
and Corporate
Governance
Committee's
Activities
5 Report of the Mgmt For For For
Commissioner
6 Report on the Mgmt For For For
Regulatory and
Disciplinary
Committees
7 Report on Tax Mgmt For For For
Compliance
8 Allocation of Profits Mgmt For For For
9 Allocation of Dividends Mgmt For For For
10 Election of Directors; Mgmt For For For
Election of
Commissioners;
Election of
Committees'
Chair
11 Directors' Mgmt For For For
Commissioners and
Committee Members'
Fees
12 Report on the Mgmt For For For
Company's Repurchase
Programme
13 Authority to Mgmt For For For
Repurchase
Shares
14 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/29/2019 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Caleres, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAL CUSIP 129500104 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ward M. Klein Mgmt For For For
1.2 Elect Steven W. Korn Mgmt For For For
1.3 Elect W. Patrick Mgmt For For For
McGinnis
1.4 Elect Diane M. Sullivan Mgmt For For For
1.5 Elect Lisa A. Flavin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip M. Mgmt For For For
Anderson
1.2 Elect Kathleen Ligocki Mgmt For For For
1.3 Elect Jeffrey Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Helmerich Mgmt For For For
2 Elect Harold R. Logan, Mgmt For For For
Jr.
3 Elect Monroe W. Mgmt For For For
Robertson
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
City Holding Company
Ticker Security ID: Meeting Date Meeting Status
CHCO CUSIP 177835105 04/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles W. Mgmt For For For
Fairchilds
2 Elect William H. File Mgmt For For For
III
3 Elect Tracy W. Hylton Mgmt For For For
II
4 Elect C. Dallas Kayser Mgmt For For For
5 Elect Sharon H. Rowe Mgmt For For For
6 Elect Thomas Burnette Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Clarkson plc
Ticker Security ID: Meeting Date Meeting Status
CKN CINS G21840106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect William G. Thomas Mgmt For For For
5 Elect Andi Case Mgmt For For For
6 Elect Jeff Woyda Mgmt For For For
7 Elect Peter Backhouse Mgmt For Against Against
8 Elect Marie-Louise Mgmt For Against Against
Clayton
9 Elect James W.J. Mgmt For Against Against
Hughes-Hallett
10 Elect Tim J. Miller Mgmt For Against Against
11 Elect Birger Nergaard Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authorisation of Mgmt For For For
Political
Donations
16 Employee Share Mgmt For For For
Purchase
Plan
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alan P. Krusi Mgmt For For For
1.4 Elect Brian E. Lane Mgmt For For For
1.5 Elect Pablo G. Mercado Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect William J. Mgmt For For For
Sandbrook
1.8 Elect James H. Schultz Mgmt For For For
1.9 Elect Constance E. Mgmt For For For
Skidmore
1.10 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Coronation Fund Managers Limited
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 02/19/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect John A. Snalam Mgmt For For For
2 Re-elect Lulama Boyce Mgmt For For For
3 Re-elect John (Jock) Mgmt For For For
D.
McKenzie
4 Appointment of Auditor Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Lulama
Boyce)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Jock
McKenzie)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugo
Nelson)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Implementation Mgmt For For For
of Remuneration
Policy
11 Approve Financial Mgmt For For For
Assistance (Section
45)
12 Approve Financial Mgmt For For For
Assistance (Section
44)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Designer Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
DBI CUSIP 23334L102 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine J. Mgmt For For For
Eisenman
1.2 Elect Joanna T. Lau Mgmt For For For
1.3 Elect Joseph A. Mgmt For Withhold Against
Schottenstein
1.4 Elect Ekta Mgmt For For For
Singh-Bushell
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Cecere Mgmt For For For
1.2 Elect James J. Owens Mgmt For For For
1.3 Elect Trudy A. Rautio Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 08/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hwan-yoon F. Mgmt For For For
Chung
2 Elect Nelda J. Connors Mgmt For For For
3 Elect Arthur T. Mgmt For For For
Katsaros
4 Elect Robert Magnus Mgmt For For For
5 2018 Employee Stock Mgmt For For For
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ensign Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENSG CUSIP 29358P101 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee A. Daniels Mgmt For For For
2 Elect Ann S. Blouin Mgmt For For For
3 Elect Barry R. Port Mgmt For For For
4 Change in Board Size Mgmt For For For
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FamilyMart UNY Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8028 CINS J1340R107 05/28/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Koji Takayanagi Mgmt For For For
4 Elect Takashi Sawada Mgmt For For For
5 Elect Toshio Kato Mgmt For For For
6 Elect Kunihiro Nakade Mgmt For For For
7 Elect Isao Kubo Mgmt For For For
8 Elect Naoyoshi Mgmt For For For
Tsukamoto
9 Elect Atsushi Inoue Mgmt For For For
10 Elect Jun Takahashi Mgmt For For For
11 Elect Mikio Nishiwaki Mgmt For For For
12 Elect Tadashi Izawa Mgmt For For For
13 Elect Mika Takaoka Mgmt For For For
14 Elect Chikako Sekine Mgmt For For For
15 Elect Shintaro Tateoka Mgmt For For For
16 Elect Katsuji Sato Mgmt For For For
17 Elect Ichiro Uchijima Mgmt For For For
18 Elect Yoshiko Shirata Mgmt For For For
19 Directors' and Mgmt For For For
Statutory Auditors'
Fees
________________________________________________________________________________
Federal Signal Corporation
Ticker Security ID: Meeting Date Meeting Status
FSS CUSIP 313855108 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene J. Lowe, Mgmt For For For
III
1.2 Elect Dennis J. Martin Mgmt For For For
1.3 Elect Patrick E. Miller Mgmt For For For
1.4 Elect Richard R. Mudge Mgmt For For For
1.5 Elect William F. Owens Mgmt For For For
1.6 Elect Brenda L. Mgmt For For For
Reichelderfer
1.7 Elect Jennifer L. Mgmt For For For
Sherman
1.8 Elect John L. Workman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fielmann AG
Ticker Security ID: Meeting Date Meeting Status
FIE CINS D2617N114 07/12/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Flir Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLIR CUSIP 302445101 04/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Cannon Mgmt For For For
2 Elect John D. Carter Mgmt For For For
3 Elect William W. Crouch Mgmt For For For
4 Elect Catherine A. Mgmt For For For
Halligan
5 Elect Earl R. Lewis Mgmt For For For
6 Elect Angus L. Mgmt For For For
Macdonald
7 Elect Michael T. Smith Mgmt For For For
8 Elect Cathy A. Stauffer Mgmt For For For
9 Elect Robert S. Tyrer Mgmt For For For
10 Elect John W. Wood, Jr. Mgmt For For For
11 Elect Steven E. Wynne Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pierre Lassonde Mgmt For For For
1.2 Elect David Harquail Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Catharine Farrow Mgmt For For For
1.6 Elect Louis P. Gignac Mgmt For For For
1.7 Elect Jennifer Maki Mgmt For For For
1.8 Elect Randall Oliphant Mgmt For For For
1.9 Elect David R. Peterson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gaztransport Et Technigaz
Ticker Security ID: Meeting Date Meeting Status
GTT CINS F42674113 05/23/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Special Auditors Mgmt For For For
Report on Regulated
Agreements
5 Elect Christian Germa Mgmt For For For
6 Elect Michele Azalbert Mgmt For For For
7 Elect Cecile Previeu Mgmt For For For
8 Elect Judith Hartmann Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Remuneration of Mgmt For For For
Philippe
Berterottiere, Chair
and
CEO
12 Remuneration Policy Mgmt For For For
(Corporate
Officers)
13 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
14 Authority to Issue Mgmt For Against Against
Restricted
Shares
15 Authorisation of Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Geberit AG
Ticker Security ID: Meeting Date Meeting Status
GEBN CINS H2942E124 04/03/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
Acts
5 Elect Albert M. Baehny Mgmt For TNA N/A
as Board
Chair
6 Elect Felix R. Ehrat Mgmt For TNA N/A
7 Elect Thomas M. Hubner Mgmt For TNA N/A
8 Elect Hartmut Reuter Mgmt For TNA N/A
9 Elect Eunice Mgmt For TNA N/A
Zehnder-Lai
10 Elect Bernadette Koch Mgmt For TNA N/A
11 Elect Hartmut Reuter Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
12 Elect Eunice Mgmt For TNA N/A
Zehnder-Lai as
Nominating and
Compensation
Committee
Member
13 Elect Thomas M. Hubner Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
14 Appointment of Mgmt For TNA N/A
Independent
Proxy
15 Appointment of Auditor Mgmt For TNA N/A
16 Compensation Report Mgmt For TNA N/A
17 Board Compensation Mgmt For TNA N/A
18 Executive Compensation Mgmt For TNA N/A
________________________________________________________________________________
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Brown Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Hollars Mgmt For For For
1.4 Elect John Mulder Mgmt For For For
1.5 Elect Richard O. Schaum Mgmt For For For
1.6 Elect Frederick Sotok Mgmt For For For
1.7 Elect Kathleen Starkoff Mgmt For For For
1.8 Elect Brian C. Walker Mgmt For For For
1.9 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Genworth MI Canada Inc.
Ticker Security ID: Meeting Date Meeting Status
MIC CUSIP 37252B102 06/05/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrea Bolger Mgmt For For For
1.2 Elect Sharon Giffen Mgmt For For For
1.3 Elect Rohit Gupta Mgmt For For For
1.4 Elect Sidney Horn Mgmt For For For
1.5 Elect Brian Hurley Mgmt For For For
1.6 Elect Stuart Levings Mgmt For For For
1.7 Elect Neil Parkinson Mgmt For For For
1.8 Elect Rajinder Singh Mgmt For For For
1.9 Elect Jerome Upton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gluskin Sheff & Associates Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 37989N106 05/09/2019 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Gluskin Sheff & Associates Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 37989N106 11/15/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Beeston Mgmt For For For
1.2 Elect V. Ann Davis Mgmt For For For
1.3 Elect Wilfred A. Gobert Mgmt For For For
1.4 Elect Stephen Halperin Mgmt For For For
1.5 Elect Nancy H.O. Mgmt For For For
Lockhart
1.6 Elect Jeffrey W Moody Mgmt For For For
1.7 Elect Pierre-Andre Mgmt For For For
Themens
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUSIP 384109104 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric P. Etchart Mgmt For For For
2 Elect Jody H. Feragen Mgmt For For For
3 Elect J. Kevin Gilligan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Carty Mgmt For For For
1.2 Elect Abhinav Dhar Mgmt For For For
1.3 Elect Earl E. Fry Mgmt For For For
1.4 Elect Lawrence S. Mgmt For For For
Hershfield
1.5 Elect Peter R. Ingram Mgmt For For For
1.6 Elect Randall L. Jenson Mgmt For For For
1.7 Elect Crystal K. Rose Mgmt For For For
1.8 Elect Richard N. Zwern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Resident Status Mgmt N/A For N/A
5 Resident Status Mgmt N/A Against N/A
________________________________________________________________________________
Heico Corp.
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806208 03/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas M. Mgmt For For For
Culligan
1.2 Elect Adolfo Henriques Mgmt For For For
1.3 Elect Mark H. Mgmt For Withhold Against
Hildebrandt
1.4 Elect Eric A. Mendelson Mgmt For For For
1.5 Elect Laurans A. Mgmt For For For
Mendelson
1.6 Elect Victor H. Mgmt For For For
Mendelson
1.7 Elect Julie Neitzel Mgmt For For For
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank J. Mgmt For For For
Schwitter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delaney M. Mgmt For For For
Bellinger
2 Elect Kevin Cramton Mgmt For For For
3 Elect Randy A. Foutch Mgmt For For For
4 Elect Hans Helmerich Mgmt For For For
5 Elect John W. Lindsay Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect John D. Zeglis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Herman Miller, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Brandon Mgmt For For For
1.2 Elect Douglas D. French Mgmt For For For
1.3 Elect John R. Hoke III Mgmt For For For
1.4 Elect Heidi J. Mgmt For For For
Manheimer
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Houlihan Lokey Inc
Ticker Security ID: Meeting Date Meeting Status
HLI CUSIP 441593100 09/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Adelson Mgmt For For For
1.2 Elect David A. Preiser Mgmt For Withhold Against
1.3 Elect Robert A. Mgmt For For For
Schriesheim
1.4 Elect Hideto Nishitani Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUBB CUSIP 443510607 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos M. Cardoso Mgmt For For For
1.2 Elect Anthony J. Guzzi Mgmt For For For
1.3 Elect Neal J. Keating Mgmt For For For
1.4 Elect Bonnie C. Lind Mgmt For For For
1.5 Elect John F. Malloy Mgmt For For For
1.6 Elect Judith F. Marks Mgmt For For For
1.7 Elect David G. Nord Mgmt For For For
1.8 Elect John G. Russell Mgmt For For For
1.9 Elect Steven R. Shawley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hugo Boss AG
Ticker Security ID: Meeting Date Meeting Status
BOSS CINS D34902102 05/16/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
Hunter Douglas NV
Ticker Security ID: Meeting Date Meeting Status
HDG CINS N4327C122 06/05/2019 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Other Business Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hunter Douglas NV
Ticker Security ID: Meeting Date Meeting Status
HDG CINS N4327C122 06/05/2019 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
Report
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For For For
(Slate)
6 Appointment of Auditor Mgmt For For For
7 Other Business Mgmt For Against Against
________________________________________________________________________________
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernest J. Mrozek Mgmt For For For
1.2 Elect Livingston Mgmt For For For
Satterthwaite
1.3 Elect David C. Parry Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jefferies Financial Group Inc
Ticker Security ID: Meeting Date Meeting Status
JEF CUSIP 47233W109 03/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Barry J. Alperin Mgmt For For For
3 Elect Robert D. Beyer Mgmt For For For
4 Elect Francisco L. Mgmt For For For
Borges
5 Elect Brian P. Friedman Mgmt For For For
6 Elect MaryAnne Mgmt For For For
Gilmartin
7 Elect Richard B. Mgmt For For For
Handler
8 Elect Robert E. Joyal Mgmt For For For
9 Elect Jacob M. Katz Mgmt For For For
10 Elect Michael T. O'Kane Mgmt For For For
11 Elect Stuart H. Reese Mgmt For For For
12 Elect Joseph S. Mgmt For For For
Steinberg
13 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jupiter Fund Management Plc
Ticker Security ID: Meeting Date Meeting Status
JUP CINS G5207P107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Andrew Formica Mgmt For For For
4 Elect Liz Airey Mgmt For For For
5 Elect Jonathon Bond Mgmt For For For
6 Elect Edward H. Bonham Mgmt For For For
Carter
7 Elect Charlotte C Jones Mgmt For For For
8 Elect Bridget Macaskill Mgmt For For For
9 Elect Karl S. Sternberg Mgmt For For For
10 Elect Polly Williams Mgmt For For For
11 Elect Roger Yates Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
KBR, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBR CUSIP 48242W106 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark E. Baldwin Mgmt For For For
2 Elect James R. Mgmt For For For
Blackwell
3 Elect Stuart J. B. Mgmt For For For
Bradie
4 Elect Lester L. Lyles Mgmt For For For
5 Elect Wendy M. Masiello Mgmt For For For
6 Elect Jack B. Moore Mgmt For For For
7 Elect Ann D. Pickard Mgmt For For For
8 Elect Umberto della Mgmt For For For
Sala
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KKR & Co. Inc.
Ticker Security ID: Meeting Date Meeting Status
KKR CUSIP 48251W104 01/28/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2019 Mgmt For Abstain Against
Equity Incentive
Plan
________________________________________________________________________________
Korn/Ferry International
Ticker Security ID: Meeting Date Meeting Status
KFY CUSIP 500643200 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Doyle N. Beneby Mgmt For For For
2 Elect Gary D. Burnison Mgmt For For For
3 Elect William R. Floyd Mgmt For For For
4 Elect Christina A. Gold Mgmt For For For
5 Elect Jerry Leamon Mgmt For For For
6 Elect Angel R. Martinez Mgmt For For For
7 Elect Debra J. Perry Mgmt For For For
8 Elect George T. Shaheen Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Amendment Regarding Mgmt For Abstain Against
Right to Call a
Special
Meeting
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
La-Z-Boy Incorporated
Ticker Security ID: Meeting Date Meeting Status
LZB CUSIP 505336107 08/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kurt L. Darrow Mgmt For For For
1.2 Elect Sarah M. Mgmt For For For
Gallagher
1.3 Elect Edwin J. Holman Mgmt For For For
1.4 Elect Janet E. Kerr Mgmt For For For
1.5 Elect Michael T. Lawton Mgmt For For For
1.6 Elect H. George Levy Mgmt For For For
1.7 Elect W. Alan Mgmt For For For
McCollough
1.8 Elect Lauren B. Peters Mgmt For For For
1.9 Elect Nido R. Qubein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lazard Ltd.
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard N. Haass Mgmt For For For
1.2 Elect Jane L. Mendillo Mgmt For For For
1.3 Elect Richard D. Mgmt For For For
Parsons
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lincoln Electric Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LECO CUSIP 533900106 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Curtis E. Mgmt For For For
Espeland
1.2 Elect Patrick P. Goris Mgmt For For For
1.3 Elect Stephen G. Hanks Mgmt For For For
1.4 Elect Michael F. Hilton Mgmt For For For
1.5 Elect G. Russell Mgmt For For For
Lincoln
1.6 Elect Kathryn Jo Mgmt For For For
Lincoln
1.7 Elect William E. Mgmt For For For
Macdonald,
III
1.8 Elect Christopher L. Mgmt For For For
Mapes
1.9 Elect Phillip J. Mason Mgmt For For For
1.10 Elect Ben Patel Mgmt For For For
1.11 Elect Hellene S. Mgmt For For For
Runtagh
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 12/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary A. Lindsey Mgmt For For For
1.2 Elect Consuelo E. Mgmt For For For
Madere
1.3 Elect Michael C. Nahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ManpowerGroup Inc.
Ticker Security ID: Meeting Date Meeting Status
MAN CUSIP 56418H100 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gina R. Boswell Mgmt For For For
2 Elect Cari M. Dominguez Mgmt For For For
3 Elect William A. Downe Mgmt For For For
4 Elect John F. Ferraro Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Julie M. Howard Mgmt For For For
7 Elect Ulice Payne, Jr. Mgmt For For For
8 Elect Jonas Prising Mgmt For For For
9 Elect Paul Read Mgmt For For For
10 Elect Elizabeth P. Mgmt For For For
Sartain
11 Elect Michael J. Van Mgmt For For For
Handel
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter J. Mgmt For For For
Aspatore
2 Elect Brian J. Mgmt For For For
Cadwallader
3 Elect Darren M. Dawson Mgmt For For For
4 Elect Donald W. Duda Mgmt For For For
5 Elect Martha Goldberg Mgmt For For For
Aronson
6 Elect Isabelle C. Mgmt For For For
Goossen
7 Elect Christopher J. Mgmt For For For
Hornung
8 Elect Paul G. Shelton Mgmt For For For
9 Elect Lawrence B. Mgmt For For For
Skatoff
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MKS Instruments, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKSI CUSIP 55306N104 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jacqueline F. Mgmt For For For
Moloney
1.2 Elect Michelle M. Mgmt For For For
Warner
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Moelis & Company
Ticker Security ID: Meeting Date Meeting Status
MC CUSIP 60786M105 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Moelis Mgmt For For For
1.2 Elect Navid Mgmt For For For
Mahmoodzadegan
1.3 Elect Jeffrey Raich Mgmt For For For
1.4 Elect Eric Cantor Mgmt For For For
1.5 Elect Elizabeth Crain Mgmt For For For
1.6 Elect John A. Allison Mgmt For For For
IV
1.7 Elect Yolanda Mgmt For For For
Richardson
1.8 Elect Kenneth L. Mgmt For For For
Shropshire
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Nokian Renkaat Oyj
Ticker Security ID: Meeting Date Meeting Status
NRE1V CINS X5862L103 04/09/2019 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Amendments to Articles Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Walker Mgmt For For For
Bynoe
2 Elect Susan Crown Mgmt For For For
3 Elect Dean M. Harrison Mgmt For For For
4 Elect Jay L. Henderson Mgmt For For For
5 Elect Marcy s Klevorn Mgmt For For For
6 Elect Siddharth N. Mgmt For For For
Mehta
7 Elect Michael G. Mgmt For For For
O'Grady
8 Elect Jose Luis Prado Mgmt For For For
9 Elect Thomas E. Mgmt For For For
Richards
10 Elect Martin P. Slark Mgmt For For For
11 Elect David H. B. Mgmt For For For
Smith,
Jr.
12 Elect Donald Thompson Mgmt For For For
13 Elect Charles A. Mgmt For For For
Tribbett
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding the right
to call special
meetings
________________________________________________________________________________
Old Dominion Freight Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODFL CUSIP 679580100 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Earl E. Congdon Mgmt For For For
1.2 Elect David S. Congdon Mgmt For For For
1.3 Elect Sherry A. Aaholm Mgmt For For For
1.4 Elect John R. Congdon, Mgmt For For For
Jr.
1.5 Elect Bradley R. Mgmt For For For
Gabosch
1.6 Elect Greg C. Gantt Mgmt For For For
1.7 Elect Patrick D. Hanley Mgmt For For For
1.8 Elect John D. Kasarda Mgmt For For For
1.9 Elect Leo H. Suggs Mgmt For For For
1.10 Elect D. Michael Wray Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pfeiffer Vacuum Technology AG
Ticker Security ID: Meeting Date Meeting Status
PFV CINS D6058X101 05/23/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Eric Taberlet Mgmt For For For
7 Ratify Nathalie Mgmt For For For
Benedikt
8 Ratify Ulrich von Mgmt For For For
Hulsen
9 Ratify Matthias Wiemer Mgmt For For For
10 Ratify Ayla Busch Mgmt For For For
11 Ratify Gotz Timmerbeil Mgmt For For For
12 Ratify Filippo Th. Beck Mgmt For For For
13 Ratify Helmut Bernhardt Mgmt For For For
14 Ratify Manfred Gath Mgmt For For For
15 Ratify Henrik Newerla Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Douglas Mgmt For For For
1.2 Elect William H. Mgmt For For For
Osborne
1.3 Elect Fay West Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Recordati - Industria Chimica E Farmaceutica Spa
Ticker Security ID: Meeting Date Meeting Status
REC CINS T78458139 02/05/2019 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Board Term Length Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 List Presented by Mgmt For N/A N/A
FIMEI
S.p.A.
5 List Presented by Mgmt For For For
Institutional
Investors
Representing 1.3% of
Share
Capital
6 Directors' Fees Mgmt For Abstain Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Recordati - Industria Chimica E Farmaceutica Spa
Ticker Security ID: Meeting Date Meeting Status
REC CINS T78458139 04/11/2019 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Remuneration Policy Mgmt For Abstain Against
3 Amendment to the Mgmt For For For
2018-2022 Stock
Option
Plan
4 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christine R. Mgmt For For For
Detrick
2 Elect John J. Gauthier Mgmt For For For
3 Elect Alan C. Henderson Mgmt For For For
4 Elect Anna Manning Mgmt For For For
5 Elect Hazel M. Mgmt For For For
McNeilage
6 Elect Steven C. Van Wyk Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Karen W. Colonias Mgmt For For For
3 Elect John G. Figueroa Mgmt For For For
4 Elect David H. Hannah Mgmt For For For
5 Elect Mark V. Kaminski Mgmt For For For
6 Elect Robert A. McEvoy Mgmt For For For
7 Elect Gregg J. Mollins Mgmt For For For
8 Elect Andrew G. Mgmt For For For
Sharkey
III
9 Elect Douglas W. Mgmt For For For
Stotlar
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Relo Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8876 CINS J6436W118 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Masanori Sasada Mgmt For For For
2 Elect Kenichi Nakamura Mgmt For For For
3 Elect Yasushi Kadota Mgmt For For For
4 Elect Kenji Koshinaga Mgmt For For For
5 Elect Yasuji Shimizu Mgmt For For For
6 Elect Takeshi Kawano Mgmt For For For
7 Elect Takashi Onogi Mgmt For For For
8 Elect Kazuya Udagawa Mgmt For For For
________________________________________________________________________________
Robert Half International Inc.
Ticker Security ID: Meeting Date Meeting Status
RHI CUSIP 770323103 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julia L. Coronado Mgmt For For For
2 Elect Dirk A. Mgmt For For For
Kempthorne
3 Elect Harold M. Mgmt For For For
Messmer,
Jr.
4 Elect Marc H. Morial Mgmt For For For
5 Elect Barbara J. Mgmt For For For
Novogradac
6 Elect Robert J. Pace Mgmt For For For
7 Elect Fredrick A. Mgmt For For For
Richman
8 Elect M. Keith Waddell Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the Stock Mgmt For For For
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tony Jensen Mgmt For For For
2 Elect Jamie C. Sokalsky Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Santen Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4536 CINS J68467109 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akira Kurokawa Mgmt For For For
4 Elect Shigeo Taniuchi Mgmt For For For
5 Elect Takeshi Ito Mgmt For For For
6 Elect Kanoko Oishi Mgmt For For For
7 Elect Yutaro Shintaku Mgmt For For For
8 Elect Kunihito Minakawa Mgmt For For For
9 Elect Hirofumi Yasuhara Mgmt For For For
10 Elect Yumiko Ito Mgmt For For For
________________________________________________________________________________
SEI Investments Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUSIP 784117103 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alfred P. West, Mgmt For For For
Jr.
2 Elect William M. Doran Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SimCorp
Ticker Security ID: Meeting Date Meeting Status
SIM CINS K8851Q129 03/27/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Peter Schutze Mgmt For For For
8 Elect Morten Hubbe Mgmt For For For
9 Elect Herve Couturier Mgmt For For For
10 Elect Simon Jeffreys Mgmt For For For
11 Elect Adam Warby Mgmt For For For
12 Elect Joan A Binstock Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Remuneration Guidelines Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Spirax-Sarco Engineering plc
Ticker Security ID: Meeting Date Meeting Status
SPX CINS G83561129 05/15/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Jamie Pike Mgmt For For For
7 Elect Nick Anderson Mgmt For For For
8 Elect Kevin J. Boyd Mgmt For For For
9 Elect Neil Daws Mgmt For For For
10 Elect Jay Whalen Mgmt For For For
11 Elect Jane Kingston Mgmt For For For
12 Elect Trudy Mgmt For For For
Schoolenberg
13 Elect Peter I. France Mgmt For For For
14 Elect Caroline A. Mgmt For For For
Johnstone
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Scrip Dividend Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sprott Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 852066109 05/10/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Dewhurst Mgmt For For For
1.2 Elect Peter Grosskopf Mgmt For For For
1.3 Elect Sharon Ranson Mgmt For For For
1.4 Elect Arthur R. Rule IV Mgmt For For For
1.5 Elect Rosemary Zigrossi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kennett F. Burnes Mgmt For For For
2 Elect Patrick de Mgmt For For For
Saint-Aignan
3 Elect Lynn A. Dugle Mgmt For For For
4 Elect Amelia C. Fawcett Mgmt For For For
5 Elect William C. Freda Mgmt For For For
6 Elect Joseph L. Hooley Mgmt For For For
7 Elect Sara Mathew Mgmt For For For
8 Elect William L. Meaney Mgmt For For For
9 Elect Ronald. P. Mgmt For For For
O'Hanley
10 Elect Sean O'Sullivan Mgmt For For For
11 Elect Richard P. Sergel Mgmt For For For
12 Elect Gregory L. Summe Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steven Madden, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHOO CUSIP 556269108 05/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward R. Mgmt For For For
Rosenfeld
1.2 Elect Mitchell S. Mgmt For For For
Klipper
1.3 Elect Rose Peabody Mgmt For For For
Lynch
1.4 Elect Peter Migliorini Mgmt For Withhold Against
1.5 Elect Richard P. Mgmt For For For
Randall
1.6 Elect Ravi Sachdev Mgmt For For For
1.7 Elect Thomas H. Mgmt For Withhold Against
Schwartz
1.8 Elect Robert Smith Mgmt For For For
1.9 Elect Amelia Newton Mgmt For For For
Varela
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Approval of the 2019 Mgmt For For For
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights
Risks
________________________________________________________________________________
TGS Nopec Geophysical Co
Ticker Security ID: Meeting Date Meeting Status
TGS CINS R9138B102 05/08/2019 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Elect Henry H. Mgmt For For For
Hamilton
III
10 Elect Mark Leonard Mgmt For For For
11 Elect Vicki Messer Mgmt For For For
12 Elect Tor Magne Lonnum Mgmt For For For
13 Elect Wenche Agerup Mgmt For For For
14 Elect Torstein Sanness Mgmt For Against Against
15 Elect Irene Egset Mgmt For For For
16 Elect Christopher Mgmt For For For
Finlayson
17 Directors' Fees Mgmt For For For
18 Elect Tor-Himberg Mgmt For For For
Larsen
19 Elect Christina Stray Mgmt For For For
20 Nomination Committee Mgmt For For For
Fees
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Remuneration Guidelines Mgmt For For For
23 Long-Term Incentive Mgmt For For For
Plan
24 Employee Stock Mgmt For For For
Purchase
Plan
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Instruments w or w/o
Preemptive
Rights
27 Authority to Mgmt For For For
Distribute
Dividends
________________________________________________________________________________
TGS Nopec Geophysical Co
Ticker Security ID: Meeting Date Meeting Status
TGS CINS R9138B102 06/21/2019 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Merger With Spectrum Mgmt For For For
Asa
8 Amendment to the 2019 Mgmt For For For
LTIP
________________________________________________________________________________
The Cheesecake Factory Incorporated
Ticker Security ID: Meeting Date Meeting Status
CAKE CUSIP 163072101 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Overton Mgmt For For For
2 Elect Edie Ames Mgmt For For For
3 Elect Alexander L. Mgmt For For For
Cappello
4 Elect Jerome I. Mgmt For For For
Kransdorf
5 Elect Laurence B. Mgmt For For For
Mindel
6 Elect David B. Pittaway Mgmt For For For
7 Elect Herbert Simon Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew E. Graves Mgmt For For For
1.2 Elect Amelia A. Mgmt For For For
Huntington
1.3 Elect Christopher J. Mgmt For For For
Klein
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Toto Ltd
Ticker Security ID: Meeting Date Meeting Status
5332 CINS J90268103 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kunio Harimoto Mgmt For For For
3 Elect Madoka Kitamura Mgmt For For For
4 Elect Noriaki Kiyota Mgmt For For For
5 Elect Nozomu Morimura Mgmt For For For
6 Elect Soichi Abe Mgmt For For For
7 Elect Ryosuke Hayashi Mgmt For For For
8 Elect Taiichi Aso Mgmt For For For
9 Elect Satoshi Shirakawa Mgmt For For For
10 Elect Tomoyuki Taguchi Mgmt For For For
11 Elect Shinya Tamura Mgmt For For For
12 Elect Kazuhiko Masuda Mgmt For For For
13 Elect Masatsugu Shimono Mgmt For For For
14 Elect Junji Tsuda Mgmt For For For
15 Elect Shuichi Sarasawa Mgmt For For For
16 Elect Yasushi Marumori Mgmt For For For
17 Elect Tsutomu Miyano Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
USS Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4732 CINS J9446Z105 06/18/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yukihiro Ando Mgmt For For For
5 Elect Dai Seta Mgmt For For For
6 Elect Motohiro Masuda Mgmt For For For
7 Elect Masafumi Yamanaka Mgmt For For For
8 Elect Toshio Mishima Mgmt For For For
9 Elect Masayuki Akase Mgmt For For For
10 Elect Hiromitsu Ikeda Mgmt For For For
11 Elect Hitoshi Tamura Mgmt For For For
12 Elect Akihiko Kato Mgmt For For For
13 Elect Nobuko Takagi Mgmt For For For
________________________________________________________________________________
Value Partners Group Limited
Ticker Security ID: Meeting Date Meeting Status
806 CINS G93175100 04/26/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect AU King Lun Mgmt For For For
6 Elect Renee HUNG Yuek Mgmt For For For
Yan
7 Elect WONG Poh Weng Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Amendments to Articles Mgmt For For For
14 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Vishay Intertechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSH CUSIP 928298108 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald Paul Mgmt For For For
1.2 Elect Timothy V. Mgmt For For For
Talbert
1.3 Elect Thomas C. Mgmt For For For
Wertheimer
1.4 Elect Michael Cody Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Wabash National Corporation
Ticker Security ID: Meeting Date Meeting Status
WNC CUSIP 929566107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin C. Jischke Mgmt For For For
2 Elect John G. Boss Mgmt For For For
3 Elect John E. Kunz Mgmt For For For
4 Elect Larry J. Magee Mgmt For For For
5 Elect Ann D. Murtlow Mgmt For For For
6 Elect Scott K. Sorensen Mgmt For For For
7 Elect Brent L. Yeagy Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Werner Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
WERN CUSIP 950755108 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth M. Bird Mgmt For For For
1.2 Elect Dwaine J. Peetz, Mgmt For For For
Jr.
1.3 Elect Jack A. Holmes Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Blystone Mgmt For For For
1.2 Elect Mark C. Davis Mgmt For For For
1.3 Elect Sidney A. Ribeau Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WSFS Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WSFS CUSIP 929328102 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francis B. Mgmt For For For
Brake,
Jr.
1.2 Elect Karen D. Buchholz Mgmt For For For
1.3 Elect Chris Gheysens Mgmt For For For
1.4 Elect Rodger Levenson Mgmt For For For
1.5 Elect Marvin N. Mgmt For For For
Schoenhals
1.6 Elect Eleuthere I. du Mgmt For For For
Pont
1.7 Elect David G. Turner Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce Global Financial Services Fund
________________________________________________________________________________
Air Lease Corporation
Ticker Security ID: Meeting Date Meeting Status
AL CUSIP 00912X302 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Hart Mgmt For For For
2 Elect Cheryl Gordon Mgmt For For For
Krongard
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Robert A. Milton Mgmt For For For
5 Elect John L. Plueger Mgmt For For For
6 Elect Ian M. Saines Mgmt For For For
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Steven F. Mgmt For For For
Udvar-Hazy
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Altus Group Limited
Ticker Security ID: Meeting Date Meeting Status
AIF CUSIP 02215R107 05/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angela L. Brown Mgmt For For For
1.2 Elect Robert Courteau Mgmt For For For
1.3 Elect Colin Dyer Mgmt For For For
1.4 Elect Carl Farrel Mgmt For For For
1.5 Elect Anthony Gaffney Mgmt For For For
1.6 Elect Anthony Long Mgmt For For For
1.7 Elect Diane MacDiarmid Mgmt For For For
1.8 Elect Raymond C. Mgmt For For For
Mikulich
1.9 Elect Eric W. Slavens Mgmt For For For
1.10 Elect Janet P. Woodruff Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ares Management Corporation
Ticker Security ID: Meeting Date Meeting Status
ARES CUSIP 03990B101 05/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Arougheti
2 Elect Antoinette C. Mgmt For For For
Bush
3 Elect Paul G. Joubert Mgmt For For For
4 Elect David B. Kaplan Mgmt For For For
5 Elect John H. Kissick Mgmt For For For
6 Elect Michael Mark Mgmt For For For
Lynton
7 Elect Judy Olian Mgmt For For For
8 Elect Antony P. Ressler Mgmt For For For
9 Elect Bennett Rosenthal Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Ashmore Group plc
Ticker Security ID: Meeting Date Meeting Status
ASHM CINS G0609C101 10/19/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Coombs Mgmt For For For
4 Elect Tom Shippey Mgmt For For For
5 Elect Clive Adamson Mgmt For For For
6 Elect David Bennett Mgmt For For For
7 Elect Jennifer Bingham Mgmt For For For
8 Elect Anne Pringle Mgmt For For For
9 Remuneration Report Mgmt For For For
(Advisory)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(CEO Mark
Coombs)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Associated Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AC CUSIP 045528106 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc J. Gabelli Mgmt For For For
1.2 Elect Mario J. Gabelli Mgmt For For For
1.3 Elect Douglas R. Mgmt For For For
Jamieson
1.4 Elect Daniel R. Lee Mgmt For For For
1.5 Elect Bruce M. Lisman Mgmt For For For
1.6 Elect Frederic V. Mgmt For For For
Salerno
1.7 Elect Salvatore F. Mgmt For For For
Sodano
1.8 Elect Elisa M. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axos Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AX CUSIP 05566U108 10/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Grinberg Mgmt For Withhold Against
1.2 Elect Gregory Mgmt For For For
Garrabrants
1.3 Elect Uzair Dada Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 04/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Reconciliation of
Share Capital,
Article
5)
3 Amendments to Articles Mgmt For For For
(Board of Directors
and Management
Board)
4 Amendments to Articles Mgmt For For For
(Miscellaneous;
Technical)
5 Amendments to Articles Mgmt For For For
(General Provisions,
Article
76)
6 Amendments to Articles Mgmt For For For
(Temporary
Provisions, Article
79)
7 Amendments to Articles Mgmt For For For
(Technical)
8 Consolidation of Mgmt For For For
Articles
9 Amendments to Mgmt For For For
Long-Term Incentive
Plan
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Carla
Abrao
Costa
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Carlos
Quintella
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cassiano
Ricardo
Scarpelli
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Farkouh
Prado
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Edgar da
Silva
Ramos
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Mazzilli de
Vassimon
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Florian
Bartunek
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme
Affonso
Ferreira
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose de
Menezes Berenguer
Neto
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Lucas
Ferreira de
Melo
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Roberto
Machado
Filho
22 Ratify Updated Global Mgmt For For For
Remuneration Amount
(Management
Board)
23 Board of Directors Fees Mgmt For For For
24 Remuneration Policy Mgmt For Against Against
(Management
Board)
25 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
26 Election of Mgmt N/A For N/A
Supervisory
Council
27 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
28 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 05/23/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Amendments to Articles Mgmt For For For
(Board of Directors
and Management
Board)
6 Amendments to Articles Mgmt For For For
(Miscellaneous;
Technical)
7 Amendments to Article Mgmt For For For
76 (General
Provisions)
8 Amendments to Article Mgmt For For For
79 (Temporary
Provisions)
9 Amendments to Articles Mgmt For For For
(Technical)
10 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Benefitfocus, Inc.
Ticker Security ID: Meeting Date Meeting Status
BNFT CUSIP 08180D106 05/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas A. Mgmt For For For
Dennerline
1.2 Elect Francis J. Mgmt For For For
Pelzer
V
1.3 Elect Ana M. White Mgmt For For For
2 Amendment to the 2012 Mgmt For Abstain Against
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BOK Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
BOKF CUSIP 05561Q201 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan S. Armstrong Mgmt For For For
1.2 Elect C. Fred Ball, Jr. Mgmt For For For
1.3 Elect Steven Bangert Mgmt For For For
1.4 Elect Peter C. Boylan, Mgmt For For For
III
1.5 Elect Steven G. Mgmt For For For
Bradshaw
1.6 Elect Chester Cadieux, Mgmt For For For
III
1.7 Elect Gerard P. Clancy Mgmt For For For
1.8 Elect John W. Coffey Mgmt For For For
1.9 Elect Joseph W. Craft Mgmt For For For
III
1.10 Elect Jack Finley Mgmt For For For
1.11 Elect David F. Griffin Mgmt For For For
1.12 Elect V. Burns Hargis Mgmt For For For
1.13 Elect Douglas D Mgmt For For For
Hawthorne
1.14 Elect Kimberley D. Mgmt For For For
Henry
1.15 Elect E. Carey Mgmt For For For
Joullian,
IV
1.16 Elect George B. Kaiser Mgmt For For For
1.17 Elect Stanley A. Mgmt For For For
Lybarger
1.18 Elect Steven J. Malcolm Mgmt For For For
1.19 Elect Steven E. Nell Mgmt For For For
1.20 Elect E.C. Richards Mgmt For For For
1.21 Elect Claudia San Pedro Mgmt For For For
1.22 Elect Michael C. Turpen Mgmt For For For
1.23 Elect R.A. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/29/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO and Mgmt For For For
Auditor
2 Report of the Board of Mgmt For For For
Directors
3 Financial Statements Mgmt For For For
4 Report on the Audit Mgmt For For For
and Corporate
Governance
Committee's
Activities
5 Report of the Mgmt For For For
Commissioner
6 Report on the Mgmt For For For
Regulatory and
Disciplinary
Committees
7 Report on Tax Mgmt For For For
Compliance
8 Allocation of Profits Mgmt For For For
9 Allocation of Dividends Mgmt For For For
10 Election of Directors; Mgmt For For For
Election of
Commissioners;
Election of
Committees'
Chair
11 Directors' Mgmt For For For
Commissioners and
Committee Members'
Fees
12 Report on the Mgmt For For For
Company's Repurchase
Programme
13 Authority to Mgmt For For For
Repurchase
Shares
14 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/29/2019 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bottomline Technologies (de), Inc.
Ticker Security ID: Meeting Date Meeting Status
EPAY CUSIP 101388106 11/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Gibson Mgmt For For For
1.2 Elect Joseph L. Mullen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
4 Approval of the 2018 Mgmt For For For
Israeli Special
Purpose Stock
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bryn Mawr Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
BMTC CUSIP 117665109 04/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Clement
1.2 Elect Scott M. Jenkins Mgmt For For For
1.3 Elect A. John May Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cadence Bancorporation
Ticker Security ID: Meeting Date Meeting Status
CADE CUSIP 12739A100 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Richard Mgmt For For For
Fredericks
2 Elect Virginia A. Mgmt For For For
Hepner
3 Elect Kathy N. Waller Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canaccord Genuity Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 134801109 08/02/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Charles N. Mgmt For For For
Bralver
2.2 Elect Daniel J. Daviau Mgmt For For For
2.3 Elect Kalpana Desai Mgmt For For For
2.4 Elect Michael D. Harris Mgmt For For For
2.5 Elect Merri L. Jones Mgmt For For For
2.6 Elect David J. Kassie Mgmt For For For
2.7 Elect Terrence A. Lyons Mgmt For For For
2.8 Elect Dipesh Shah Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of the Mgmt For Against Against
Performance Share
Option Plan and
Ratification of
Option
Grants
________________________________________________________________________________
Canadian Western Bank
Ticker Security ID: Meeting Date Meeting Status
CWB CUSIP 13677F101 04/04/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew J. Bibby Mgmt For For For
1.2 Elect Christopher H. Mgmt For For For
Fowler
1.3 Elect Linda M.O. Hohol Mgmt For For For
1.4 Elect Robert A. Manning Mgmt For For For
1.5 Elect E. Gay Mitchell Mgmt For For For
1.6 Elect Sarah A. Mgmt For For For
Morgan-Silvester
1.7 Elect Margaret J. Mgmt For For For
Mulligan
1.8 Elect Robert L. Mgmt For For For
Phillips
1.9 Elect Raymond J. Protti Mgmt For For For
1.10 Elect Ian M. Reid Mgmt For For For
1.11 Elect H. Sanford Riley Mgmt For For For
1.12 Elect Alan M. Rowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Directors Fees Mgmt For For For
________________________________________________________________________________
Capital City Bank Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCBG CUSIP 139674105 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allan G. Bense Mgmt For For For
1.2 Elect Cader B. Cox, III Mgmt For For For
1.3 Elect John G. Sample, Mgmt For For For
Jr.
1.4 Elect William G. Mgmt For For For
Smith,
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cass Information Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASS CUSIP 14808P109 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Clermont Mgmt For For For
2 Elect James J. Mgmt For For For
Lindemann
3 Elect Sally H. Roth Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemung Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald M. Bentley Mgmt For For For
1.2 Elect David M. Buicko Mgmt For For For
1.3 Elect Robert H. Mgmt For For For
Dalrymple
1.4 Elect Jeffery B. Mgmt For For For
Streeter
1.5 Elect Richard W. Swan Mgmt For For For
1.6 Elect Larry Becker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coronation Fund Managers Limited
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 02/19/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect John A. Snalam Mgmt For For For
2 Re-elect Lulama Boyce Mgmt For For For
3 Re-elect John (Jock) Mgmt For For For
D.
McKenzie
4 Appointment of Auditor Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Lulama
Boyce)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Jock
McKenzie)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugo
Nelson)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Implementation Mgmt For For For
of Remuneration
Policy
11 Approve Financial Mgmt For For For
Assistance (Section
45)
12 Approve Financial Mgmt For For For
Assistance (Section
44)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
County Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICBK CUSIP 221907108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Binversie Mgmt For For For
1.2 Elect Robert E. Matzke Mgmt For For For
1.3 Elect Patrick J. Roe Mgmt For For For
1.4 Elect Kaithi P. Seifert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crisil Ltd.
Ticker Security ID: Meeting Date Meeting Status
CRISIL CINS Y1791U115 04/17/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect John L. Berisford Mgmt For For For
4 Elect Arundhati Mgmt For For For
Bhattacharya
________________________________________________________________________________
Currency Exchange International, Corp.
Ticker Security ID: Meeting Date Meeting Status
CXI CUSIP 23131B307 03/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph August Mgmt For For For
1.2 Elect Chirag Bhavsar Mgmt For For For
1.3 Elect Johanne Brossard Mgmt For For For
1.4 Elect Chitwant S. Kohli Mgmt For For For
1.5 Elect Mark Mgmt For For For
Mickleborough
1.6 Elect Randolph W. Pinna Mgmt For For For
1.7 Elect V. James Sardo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
E-L Financial Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ELF CUSIP 268575107 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James F. Billett Mgmt For For For
1.2 Elect Michael J. Cooper Mgmt For For For
1.3 Elect William J. Mgmt For For For
Corcoran
1.4 Elect Duncan N.R. Mgmt For For For
Jackman
1.5 Elect Henry N.R. Mgmt For For For
Jackman
1.6 Elect M. Victoria D. Mgmt For For For
Jackman
1.7 Elect R.B. Matthews Mgmt For For For
1.8 Elect Clive P. Rowe Mgmt For For For
1.9 Elect Stephen J.R. Mgmt For For For
Smith
1.10 Elect Mark M. Taylor Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
ECN Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
ECN CUSIP 26829L107 03/26/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Lovatt Mgmt For For For
1.2 Elect Steven Hudson Mgmt For For For
1.3 Elect Paul Stoyan Mgmt For For For
1.4 Elect Pierre Lortie Mgmt For For For
1.5 Elect David Morris Mgmt For For For
1.6 Elect Donna Toth Mgmt For For For
1.7 Elect Carol E. Goldman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Option
Plan
5 Deferred Share Unit Mgmt For Against Against
Plan
Renewal
6 Share Unit Plan Renewal Mgmt For Against Against
________________________________________________________________________________
Edelweiss Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
EDELWEISS CINS Y22490208 04/30/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Mgmt For For For
Edelweiss Employees
Stock Appreciation
Rights Plan
2019
3 Approval to Extend the Mgmt For For For
Edelweiss Employees
Stock Appreciation
Rights Plan 2019 to
Subsidiaries
________________________________________________________________________________
Edelweiss Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
EDELWEISS CINS Y22490208 07/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vidya Shah Mgmt For For For
5 Elect Himanshu Kaji Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Biswamohan Mgmt For For For
Mahapatra
8 Elect Pudugramam N. Mgmt For For For
Venkatachalam
9 Appointment of Vidya Mgmt For For For
Shah (Spouse of
Rashesh Shah);
Approval of
Remuneration
________________________________________________________________________________
Edmond de Rothschild (Suisse) SA
Ticker Security ID: Meeting Date Meeting Status
RLD CINS H2084V108 04/26/2019 Take No Action
Meeting Type Country of Trade
Ordinary Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Annual Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Board Compensation Mgmt For TNA N/A
7 Executive Compensation Mgmt For TNA N/A
(Fixed)
8 Executive Compensation Mgmt For TNA N/A
(Variable)
9 Elect Baroness Ariane Mgmt For TNA N/A
de
Rothschild
10 Elect Benoit Dumont Mgmt For TNA N/A
11 Elect Tobias Guldimann Mgmt For TNA N/A
12 Elect Jean Mgmt For TNA N/A
Laurent-Bellue
13 Elect Maurice Monbaron Mgmt For TNA N/A
14 Elect Philippe Perles Mgmt For TNA N/A
15 Elect Francois Pauly Mgmt For TNA N/A
16 Elect Katie Blacklock Mgmt For TNA N/A
17 Appoint Ariane de Mgmt For TNA N/A
Rothschild as Board
Chair
18 Elect Ariane de Mgmt For TNA N/A
Rothschild as
Compensation
Committee
Member
19 Elect Jean Mgmt For TNA N/A
Laurent-Bellue as
Compensation
Committee
Member
20 Elect Philippe Perles Mgmt For TNA N/A
as Compensation
Committee
Member
21 Elect Katie Blacklock Mgmt For TNA N/A
as Compensation
Committee
Member
22 Appointment of Mgmt For TNA N/A
Independent
Proxy
23 Appointment of Auditor Mgmt For TNA N/A
24 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
25 Amendments to Articles Mgmt For TNA N/A
(Share
Capital)
26 ERF Transaction Mgmt For TNA N/A
27 Amendments to Articles Mgmt For TNA N/A
(Resolutions of the
Board of
Directors)
28 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/21/2019 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Corporate Governance Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts; Board
Changes
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Charitable Donations Mgmt For Abstain Against
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/21/2019 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Abstain Against
38 and
49
3 Amendments to Articles Mgmt For Abstain Against
(Compensation
Plan)
________________________________________________________________________________
Envestnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENV CUSIP 29404K106 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judson Bergman Mgmt For For For
1.2 Elect Anil Arora Mgmt For For For
1.3 Elect Gayle Crowell Mgmt For For For
1.4 Elect Valerie A. Mosley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Financial Engines Inc.
Ticker Security ID: Meeting Date Meeting Status
FNGN CUSIP 317485100 07/16/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Reginald H. Mgmt For For For
Gilyard
1.2 Elect Parker S. Kennedy Mgmt For For For
1.3 Elect Mark C. Oman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Citizens Bancshares, Inc (NC)
Ticker Security ID: Meeting Date Meeting Status
FCNCA CUSIP 31946M103 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Mgmt For For For
Alexander,
Jr.
1.2 Elect Victor E. Bell Mgmt For For For
III
1.3 Elect Peter M. Bristow Mgmt For For For
1.4 Elect Hope H. Bryant Mgmt For For For
1.5 Elect H. Lee Durham, Mgmt For For For
Jr.
1.6 Elect Daniel L. Heavner Mgmt For For For
1.7 Elect Frank B. Mgmt For For For
Holding,
Jr.
1.8 Elect Robert R. Hoppe Mgmt For For For
1.9 Elect Floyd L. Keels Mgmt For For For
1.10 Elect Robert E. Mason Mgmt For For For
IV
1.11 Elect Robert T. Newcomb Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Republic Bank
Ticker Security ID: Meeting Date Meeting Status
FRC CUSIP 33616C100 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Mgmt For For For
Herbert,
II
2 Elect Katherine Mgmt For For For
August-deWilde
3 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
4 Elect Hafize Gaye Erkan Mgmt For For For
5 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
6 Elect Boris Groysberg Mgmt For For For
7 Elect Sandra R. Mgmt For For For
Hernandez,
M.D.
8 Elect Pamela J. Joyner Mgmt For For For
9 Elect Reynold Levy Mgmt For For For
10 Elect Duncan L. Mgmt For For For
Niederauer
11 Elect George G. C. Mgmt For For For
Parker
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
FirstService Corporation
Ticker Security ID: Meeting Date Meeting Status
FSV CUSIP 33767E103 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Brendan Calder Mgmt For For For
2.2 Elect Bernard I. Ghert Mgmt For For For
2.3 Elect Jay S. Hennick Mgmt For For For
2.4 Elect D. Scott Mgmt For For For
Patterson
2.5 Elect Frederick F. Mgmt For For For
Reichheld
2.6 Elect Joan Eloise Mgmt For For For
Sproul
2.7 Elect Michael Stein Mgmt For For For
2.8 Elect Erin J. Wallace Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Mgmt For For For
Transaction and
Elimination of Dual
Class
Stock
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pierre Lassonde Mgmt For For For
1.2 Elect David Harquail Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Catharine Farrow Mgmt For For For
1.6 Elect Louis P. Gignac Mgmt For For For
1.7 Elect Jennifer Maki Mgmt For For For
1.8 Elect Randall Oliphant Mgmt For For For
1.9 Elect David R. Peterson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FRP Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPH CUSIP 30292L107 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Baker II Mgmt For For For
1.2 Elect Charles E. Mgmt For For For
Commander
III
1.3 Elect H.W. Shad III Mgmt For For For
1.4 Elect Martin E. Stein, Mgmt For For For
Jr.
1.5 Elect William H. Mgmt For For For
Walton
III
1.6 Elect Margaret B. Mgmt For For For
Wetherbee
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GBST Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
GBT CINS Q3972E109 10/25/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Allan J. Mgmt For For For
Brackin
4 Re-elect Deborah R. Mgmt For For For
Page
5 Approve Option Plan Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Robert De
Dominicis)
________________________________________________________________________________
Gluskin Sheff & Associates Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 37989N106 05/09/2019 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Gluskin Sheff & Associates Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 37989N106 11/15/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Beeston Mgmt For For For
1.2 Elect V. Ann Davis Mgmt For For For
1.3 Elect Wilfred A. Gobert Mgmt For For For
1.4 Elect Stephen Halperin Mgmt For For For
1.5 Elect Nancy H.O. Mgmt For For For
Lockhart
1.6 Elect Jeffrey W Moody Mgmt For For For
1.7 Elect Pierre-Andre Mgmt For For For
Themens
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
GMP Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
GMP CUSIP 380134106 05/02/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David G. Brown Mgmt For For For
1.2 Elect David C. Ferguson Mgmt For For For
1.3 Elect Harris A. Fricker Mgmt For For For
1.4 Elect Kishore Kapoor Mgmt For For For
1.5 Elect Julie A Lassonde Mgmt For For For
1.6 Elect Fiona L. Mgmt For For For
MacDonald
1.7 Elect Eugene C. Mgmt For For For
McBurney
1.8 Elect Kevin Sullivan Mgmt For For For
1.9 Elect Donald A. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Great Elm Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GEC CUSIP 39036P209 10/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew A. Mgmt For For For
Drapkin
2 Elect Thomas S. Harbin Mgmt For For For
III
3 Elect James P. Parmelee Mgmt For For For
4 Elect Peter A. Reed Mgmt For For For
5 Elect Jeffrey S. Serota Mgmt For For For
6 Elect Mark Alan Snell Mgmt For For For
7 Elect Hugh S. Wilson Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Compensation
Plan
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Hamilton Lane Inc
Ticker Security ID: Meeting Date Meeting Status
HLNE CUSIP 407497106 09/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Erik Hirsch Mgmt For For For
1.2 Elect Leslie F. Varon Mgmt For For For
2 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hellenic Exchanges -Athens Stock Exchange S.A.
Ticker Security ID: Meeting Date Meeting Status
EXAE CINS X3247C104 05/30/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
and Auditor's
Acts
4 Directors' Fees (2018) Mgmt For For For
5 Directors' Fees (2019) Mgmt For For For
6 Remuneration Policy Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Election of Directors Mgmt For For For
9 Election of Audit Mgmt For For For
Committee
Members
10 Board Transactions Mgmt For For For
11 Capital Repayment Mgmt For For For
12 Amendments to Articles Mgmt For Abstain Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IHS Markit Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFO CUSIP G47567105 04/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean-Paul L. Mgmt For For For
Montupet
2 Elect Richard W. Roedel Mgmt For For For
3 Elect James A. Mgmt For For For
Rosenthal
4 Elect Lance Uggla Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Adoption of Proxy Mgmt For For For
Access
________________________________________________________________________________
Intermediate Capital Group plc
Ticker Security ID: Meeting Date Meeting Status
ICP CINS G4807D192 07/26/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Abstain Against
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Kevin Parry Mgmt For For For
7 Elect Benoit Durteste Mgmt For For For
8 Elect Virginia Holmes Mgmt For For For
9 Elect Philip Keller Mgmt For For For
10 Elect Michael Mgmt For For For
("Rusty")
Nelligan
11 Elect Kathryn Purves Mgmt For For For
12 Elect Amy Schioldager Mgmt For For For
13 Elect Andrew F. Sykes Mgmt For For For
14 Elect Stephen Welton Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 02/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Branch Mgmt For For For
1.2 Elect Diane L. Cooper Mgmt For For For
1.3 Elect John M. Fowler Mgmt For For For
1.4 Elect Daryl K. Henze Mgmt For For For
1.5 Elect Steven Kass Mgmt For For For
1.6 Elect Bruce Krehbiel Mgmt For For For
1.7 Elect Sean M. O'Connor Mgmt For For For
1.8 Elect Eric Parthemore Mgmt For For For
1.9 Elect John Michael Mgmt For For For
Radziwill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Stock Option
Plan
________________________________________________________________________________
IOOF Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IFL CINS Q49809108 11/28/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Elizabeth Mgmt For For For
Flynn
3 Re-elect John Selak Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant Mgmt For For For
(Christopher Kelaher
MD)
6 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Jardine Lloyd Thompson Group plc
Ticker Security ID: Meeting Date Meeting Status
JLT CINS G55440104 11/07/2018 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Jardine Lloyd Thompson Group plc
Ticker Security ID: Meeting Date Meeting Status
JLT CINS G55440104 11/07/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities Pursuant
to
Merger
________________________________________________________________________________
JSE Limited
Ticker Security ID: Meeting Date Meeting Status
JSE CINS S4254A102 05/22/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Suresh P. Kana Mgmt For For For
2 Elect Ben J. Kruger Mgmt For For For
3 Elect Fatima Daniels Mgmt For For For
4 Elect Faith N. Khanyile Mgmt For For For
5 Elect Zarina B.M. Bassa Mgmt For For For
6 Re-elect Nonkululeko Mgmt For For For
M.C.
Nyembezi-Heita
7 Re-elect David M. Mgmt For For For
Lawrence
8 Appointment of Auditor Mgmt For For For
9 Appointment of Audit Mgmt For For For
Partner
10 Election of Audit Mgmt For For For
Committee Member
(Suresh
Kana)
11 Election of Audit Mgmt For For For
Committee Member
(Fatima
Daniels)
12 Election of Audit Mgmt For For For
Committee Member
(Faith
Khanyile)
13 Election of Audit Mgmt For For For
Committee Member
(Zarina
Bassa)
14 Authorization of Legal Mgmt For For For
Formalities
15 Approve Remuneration Mgmt For Abstain Against
Policy
16 Approve Remuneration Mgmt For Abstain Against
Implementation
Report
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Financial Mgmt For For For
Assistance
19 Approve NEDs' Fees Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jupiter Fund Management Plc
Ticker Security ID: Meeting Date Meeting Status
JUP CINS G5207P107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Andrew Formica Mgmt For For For
4 Elect Liz Airey Mgmt For For For
5 Elect Jonathon Bond Mgmt For For For
6 Elect Edward H. Bonham Mgmt For For For
Carter
7 Elect Charlotte C Jones Mgmt For For For
8 Elect Bridget Macaskill Mgmt For For For
9 Elect Karl S. Sternberg Mgmt For For For
10 Elect Polly Williams Mgmt For For For
11 Elect Roger Yates Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
KKR & Co. Inc.
Ticker Security ID: Meeting Date Meeting Status
KKR CUSIP 48251W104 01/28/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2019 Mgmt For Abstain Against
Equity Incentive
Plan
________________________________________________________________________________
Live Oak Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOB CUSIP 53803X105 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Cameron
1.2 Elect Diane B. Glossman Mgmt For For For
1.3 Elect Glen F. Hoffsis Mgmt For For For
1.4 Elect Howard K. Landis Mgmt For For For
III
1.5 Elect James S. Mahan Mgmt For For For
III
1.6 Elect Miltom E. Petty Mgmt For For For
1.7 Elect Neil L. Underwood Mgmt For For For
1.8 Elect William L. Mgmt For For For
Williams
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MarketAxess Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
MKTX CUSIP 57060D108 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. McVey Mgmt For For For
2 Elect Nancy A. Mgmt For For For
Altobello
3 Elect Steven Begleiter Mgmt For For For
4 Elect Stephen P. Casper Mgmt For For For
5 Elect Jane P. Chwick Mgmt For For For
6 Elect Christopher R. Mgmt For For For
Concannon
7 Elect William F. Cruger Mgmt For For For
8 Elect Richard G. Mgmt For For For
Ketchum
9 Elect Emily H. Portney Mgmt For For For
10 Elect John Steinhardt Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MBIA Inc.
Ticker Security ID: Meeting Date Meeting Status
MBI CUSIP 55262C100 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis Y. Chin Mgmt For For For
2 Elect Diane L. Dewbrey Mgmt For For For
3 Elect William C. Fallon Mgmt For For For
4 Elect Steven J. Gilbert Mgmt For For For
5 Elect Charles R. Mgmt For For For
Rinehart
6 Elect Theodore Shasta Mgmt For For For
7 Elect Richard C. Mgmt For For For
Vaughan
8 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MVC Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVC CUSIP 553829102 10/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emilio Dominianni Mgmt For For For
1.2 Elect Phillip Goldstein Mgmt For For For
1.3 Elect Gerald Hellerman Mgmt For For For
1.4 Elect Warren Holtsberg Mgmt For For For
1.5 Elect Robert Knapp Mgmt For For For
1.6 Elect Scott Krase Mgmt For For For
1.7 Elect William Taylor Mgmt For For For
1.8 Elect Michael T. Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Western Life Group Inc
Ticker Security ID: Meeting Date Meeting Status
NWLI CUSIP 638517102 06/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Boone Mgmt For For For
1.2 Elect Stephen E. Mgmt For For For
Glasgow
1.3 Elect E.J. Pederson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Walker Mgmt For For For
Bynoe
2 Elect Susan Crown Mgmt For For For
3 Elect Dean M. Harrison Mgmt For For For
4 Elect Jay L. Henderson Mgmt For For For
5 Elect Marcy s Klevorn Mgmt For For For
6 Elect Siddharth N. Mgmt For For For
Mehta
7 Elect Michael G. Mgmt For For For
O'Grady
8 Elect Jose Luis Prado Mgmt For For For
9 Elect Thomas E. Mgmt For For For
Richards
10 Elect Martin P. Slark Mgmt For For For
11 Elect David H. B. Mgmt For For For
Smith,
Jr.
12 Elect Donald Thompson Mgmt For For For
13 Elect Charles A. Mgmt For For For
Tribbett
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding the right
to call special
meetings
________________________________________________________________________________
NZX Limited
Ticker Security ID: Meeting Date Meeting Status
NZX CINS Q7018C118 04/05/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorise Board to Set Mgmt For For For
Auditor's
Fees
2 Elect Elaine Campbell Mgmt For For For
3 Re-elect James B. Mgmt For For For
Miller
4 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Onex Corporation
Ticker Security ID: Meeting Date Meeting Status
ONEX CUSIP 68272K103 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Set Mgmt For For For
Auditor's
Fees
3.1 Elect William A. Mgmt For For For
Etherington
3.2 Elect Mitchell Goldhar Mgmt For For For
3.3 Elect Arianna Mgmt For For For
Huffington
3.4 Elect Arni C. Mgmt For For For
Thorsteinson
3.5 Elect Beth A. Wilkinson Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PayPal Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYPL CUSIP 70450Y103 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect Wences Casares Mgmt For For For
3 Elect Jonathan Mgmt For For For
Christodoro
4 Elect John J. Donahoe Mgmt For For For
II
5 Elect David W. Dorman Mgmt For For For
6 Elect Belinda J. Mgmt For For For
Johnson
7 Elect Gail J. McGovern Mgmt For For For
8 Elect Deborah M. Mgmt For For For
Messemer
9 Elect David M. Moffett Mgmt For For For
10 Elect Ann M. Sarnoff Mgmt For For For
11 Elect Daniel H. Mgmt For For For
Schulman
12 Elect Frank D. Yeary Mgmt For For For
13 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Integration
of Human and
Indigenous Peoples'
Rights Policy in
Corporate
Documents
________________________________________________________________________________
People Corporation
Ticker Security ID: Meeting Date Meeting Status
PEO CUSIP 709762108 02/26/2019 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurie Goldberg Mgmt For For For
1.2 Elect Scott Anderson Mgmt For For For
1.3 Elect Richard Leipsic Mgmt For For For
1.4 Elect Eric Stefanson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Security Based
Compensation
Plan
________________________________________________________________________________
Popular, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPOP CUSIP 733174700 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joaquin E. Mgmt For For For
Bacardi,
III
2 Elect Robert Carrady Mgmt For For For
3 Elect John W. Diercksen Mgmt For For For
4 Elect Myrna M. Soto Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rothschild & Co
Ticker Security ID: Meeting Date Meeting Status
ROTH CINS F7957F116 05/16/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Elect Angelika Gifford Mgmt For For For
9 Elect Luisa Todini Mgmt For For For
10 Elect Carole Piwnica Mgmt For For For
11 Elect Arielle Malard Mgmt For For For
de
Rothschild
12 Elect Daniel Daeniker Mgmt For For For
13 Elect Adam P.C. Keswick Mgmt For For For
14 Elect Francois Henrot Mgmt For For For
as
Censor
15 Supervisory Board Mgmt For For For
Members'
Fees
16 Remuneration of Mgmt For For For
Rothschild & Co
Gestion SAS, Managing
Partner
17 Remuneration of David Mgmt For For For
de Rothschild (Chair
of Rothschild & Co
Gestion SAS until May
17, 2018) and
Alexandre de
Rothschild (Chair of
Rothschild & Co
Gestion SAS since May
17,
2018)
18 Remuneration of Eric Mgmt For For For
de Rothschild
(Supervisory Board
Chair until May 17,
2018) and David de
Rothschild
(Supervisory Board
Chair since May 17,
2018)
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Maximum Variable Pay Mgmt For For For
Ratio for Identified
Staff
21 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Global Ceiling on Mgmt For For For
Capital
Increases
24 Authorisation of Legal Mgmt For For For
Formalities
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SEI Investments Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUSIP 784117103 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alfred P. West, Mgmt For For For
Jr.
2 Elect William M. Doran Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shuaa Capital PSC
Ticker Security ID: Meeting Date Meeting Status
SHUAA CINS M84076104 09/13/2018 Voted
Meeting Type Country of Trade
Ordinary United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For Abstain Against
Repurchase Shares;
Amendment to
Articles
2 Amendments to Article Mgmt For Abstain Against
57 (Distribution of
Interim
Dividends)
3 Allocation of Interim Mgmt For Abstain Against
Dividends
4 Amendments to Article Mgmt For Abstain Against
35 (Location of
Meetings)
5 Amendments to Article Mgmt For Abstain Against
5K (Business
Scope)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Silvercrest Asset Management Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Messina Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Singapore Exchange Limited
Ticker Security ID: Meeting Date Meeting Status
S68 CINS Y79946102 09/20/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kevin KWOK Khien Mgmt For For For
4 Elect LOH Boon Chye Mgmt For For For
5 Chairman's Fees Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect NG Wai King Mgmt For For For
9 Elect Subra Suresh Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Authority to Adopt the Mgmt For For For
SGX Restricted Share
Plan
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sprott Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 852066109 05/10/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Dewhurst Mgmt For For For
1.2 Elect Peter Grosskopf Mgmt For For For
1.3 Elect Sharon Ranson Mgmt For For For
1.4 Elect Arthur R. Rule IV Mgmt For For For
1.5 Elect Rosemary Zigrossi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
State Bank Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STBZ CUSIP 856190103 09/18/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
TD Ameritrade Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AMTD CUSIP 87236Y108 02/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bharat B. Masrani Mgmt For For For
1.2 Elect Irene R. Miller Mgmt For For For
1.3 Elect Todd M. Ricketts Mgmt For For For
1.4 Elect Allan R. Tessler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John K. Adams, Mgmt For For For
Jr.
2 Elect Stephen A. Ellis Mgmt For For For
3 Elect Arun Sarin Mgmt For For For
4 Elect Charles R. Schwab Mgmt For For For
5 Elect Paula A. Sneed Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
The RMR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RMR CUSIP 74967R106 04/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer B. Clark Mgmt For For For
2 Elect Ann D. Logan Mgmt For For For
3 Elect Rosen Plevneliev Mgmt For For For
4 Elect Adam D. Portnoy Mgmt For For For
5 Elect Walter C. Watkins Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Westaim Corporation
Ticker Security ID: Meeting Date Meeting Status
WED CUSIP 956909303 05/30/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen R. Cole Mgmt For For For
1.2 Elect Ian W. Delaney Mgmt For For For
1.3 Elect John Gildner Mgmt For For For
1.4 Elect J. Cameron Mgmt For For For
MacDonald
1.5 Elect Bruce V. Walter Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Incentive Stock Option Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Thomas Cook India Limited
Ticker Security ID: Meeting Date Meeting Status
THOMASCOOK CINS Y8806V137 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chandran Mgmt For For For
Ratnaswami
5 Determination of Fees Mgmt For For For
for Servicing of
Documents
6 Continuation of the Mgmt For For For
office of director
Kishori
Udeshi
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Elect Mahesh Iyer Mgmt For For For
9 Appointment of Mahesh Mgmt For Abstain Against
Iyer (Chief Executive
Officer); Approval of
Remuneration
________________________________________________________________________________
Tristate Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSC CUSIP 89678F100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E.H. Dewhurst Mgmt For For For
1.2 Elect A. William Mgmt For For For
Schenck
III
1.3 Elect John B. Yasinsky Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Umpqua Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UMPQ CUSIP 904214103 04/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peggy Y. Fowler Mgmt For For For
2 Elect Stephen M. Gambee Mgmt For For For
3 Elect James S. Greene Mgmt For For For
4 Elect Luis F. Machuca Mgmt For For For
5 Elect Cort L. O'Haver Mgmt For For For
6 Elect Maria M. Pope Mgmt For For For
7 Elect John F. Schultz Mgmt For For For
8 Elect Susan F. Stevens Mgmt For For For
9 Elect Hilliard C. Mgmt For For For
Terry,
III
10 Elect Bryan L. Timm Mgmt For For For
11 Elect Anddria Varnado Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Value Partners Group Limited
Ticker Security ID: Meeting Date Meeting Status
806 CINS G93175100 04/26/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect AU King Lun Mgmt For For For
6 Elect Renee HUNG Yuek Mgmt For For For
Yan
7 Elect WONG Poh Weng Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Amendments to Articles Mgmt For For For
14 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Virtu Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VIRT CUSIP 928254101 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Cruger Mgmt For For For
1.2 Elect Glenn H. Hutchins Mgmt For For For
1.3 Elect Christopher C. Mgmt For For For
Quick
1.4 Elect Vincent Viola Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
VZ Holding AG
Ticker Security ID: Meeting Date Meeting Status
VZN CINS H9239A103 04/09/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Ratification of Board Mgmt For TNA N/A
and Management
Acts
3 Allocation of Profits/ Mgmt For TNA N/A
Dividends
4 Elect Fred Kindle as Mgmt For TNA N/A
Board
Chair
5 Elect Roland Iff Mgmt For TNA N/A
6 Elect Albrecht Langhart Mgmt For TNA N/A
7 Elect Roland Mgmt For TNA N/A
Ledergerber
8 Elect Olivier de Mgmt For TNA N/A
Perregaux
9 Elect Fred Kindle as Mgmt For TNA N/A
Compensation
Committee
Member
10 Elect Roland Mgmt For TNA N/A
Ledergerber as
Compensation
Committee
Member
11 Appointment of Mgmt For TNA N/A
Independent
Proxy
12 Appointment of Auditor Mgmt For TNA N/A
13 Board Compensation Mgmt For TNA N/A
14 Fixed Executive Mgmt For TNA N/A
Compensation
15 Annual Variable Mgmt For TNA N/A
Executive
Compensation
16 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Warsaw Stock Exchange
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 06/17/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Financial
Statements
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Management Board)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Financial
Statements )
11 Presentation of Mgmt For For For
Supervisory Board
Report
(Profit
Allocation)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
13 Presentation of Mgmt For For For
Supervisory Board
Report
(Company's
Standing)
14 Presentation of Mgmt For For For
Supervisory Board
Report
(Corporate
Governance)
15 Accounts and Reports Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Accounts and Reports Mgmt For For For
(Consolidated)
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Ratification of Mgmt For For For
Management Board
Acts
20 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
21 Amendments to Articles Mgmt For For For
22 Election of Exchange Mgmt For Abstain Against
Court
Judges
23 Election of Exchange Mgmt For Abstain Against
Court President and
Vice
President
24 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Management
Board Remuneration
Policy
25 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board Remuneration
Policy
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
WisdomTree Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
WETF CUSIP 97717P104 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan Cosgrove Mgmt For For For
2 Elect Win Neuger Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce International Discovery Fund
________________________________________________________________________________
Ain Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
9627 CINS J00602102 07/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kiichi Ohtani Mgmt For For For
4 Elect Masahito Sakurai Mgmt For For For
5 Elect Shohichi Shudoh Mgmt For For For
6 Elect Toshihide Mgmt For For For
Mizushima
7 Elect Miya Ohishi Mgmt For For For
8 Elect Rieko Kimei Mgmt For For For
9 Elect Hidehiro Awaji Mgmt For For For
10 Elect Masato Sakai Mgmt For For For
11 Elect Koh Mori Mgmt For For For
12 Elect Yasuyuki Hamada Mgmt For For For
13 Elect Shigeki Kimura Mgmt For For For
14 Elect Noriko Endoh Mgmt For For For
________________________________________________________________________________
Ashmore Group plc
Ticker Security ID: Meeting Date Meeting Status
ASHM CINS G0609C101 10/19/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Coombs Mgmt For For For
4 Elect Tom Shippey Mgmt For For For
5 Elect Clive Adamson Mgmt For For For
6 Elect David Bennett Mgmt For For For
7 Elect Jennifer Bingham Mgmt For For For
8 Elect Anne Pringle Mgmt For For For
9 Remuneration Report Mgmt For For For
(Advisory)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(CEO Mark
Coombs)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Biffa Plc
Ticker Security ID: Meeting Date Meeting Status
BIFF CINS G1R62B102 07/18/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Carol Chesney Mgmt For For For
5 Elect Michael Averill Mgmt For For For
6 Elect Ken Lever Mgmt For For For
7 Elect David Martin Mgmt For For For
8 Elect Michael Topham Mgmt For For For
9 Elect Ian Wakelin Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Construtora Tenda S.A.
Ticker Security ID: Meeting Date Meeting Status
TEND3 CINS P31432100 08/09/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Restricted Mgmt For For For
Shares
Plan
________________________________________________________________________________
Construtora Tenda S.A.
Ticker Security ID: Meeting Date Meeting Status
TEND3 CINS P31432100 10/04/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Amendments to Mgmt For For For
the Restricted Share
Plan
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 11/06/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Amendments to Article Mgmt For For For
14 (Board of
Directors'
Composition)
4 Election of Directors Mgmt For For For
5 Recasting of Votes for Mgmt N/A Against N/A
Amended
Slate
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Eduardo
Falco Pires
Correa
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Silvio Jose
Genisini
Junior
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Henrique
Teixeira
Alvares
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Cunha Monnerat Solon
de
Pontes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Deli Koki
Matsuo
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cristina
Helena Zingaretti
Junqueira
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis Otavio
Saliba
Furtado
15 Consolidation of Mgmt For For For
Articles
16 Ratify Luis Eduardo Mgmt For Against Against
Falco Pires Correa's
Independence
Status
17 Ratify Silvio Jose Mgmt For For For
Genesini Junior's
Independence
Status
18 Ratify Henrique Mgmt For For For
Teixeira Alvares'
Independence
Status
19 Ratify Eduardo Cunha Mgmt For For For
Monnerat Solon de
Pontes' Independence
Status
20 Ratify Deli Koki Mgmt For For For
Matsuo's Independence
Status
21 Ratify Cristina Helena Mgmt For For For
Zingaretti
Junqueira's
Independence
Status
22 Ratify Luis Otavio Mgmt For For For
Saliba Furtado's
Independence
Status
23 Election of Board Mgmt For For For
Chair and Vice
Chair
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DHFL CINS Y2055V112 09/15/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Edelweiss Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
EDELWEISS CINS Y22490208 07/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vidya Shah Mgmt For For For
5 Elect Himanshu Kaji Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Biswamohan Mgmt For For For
Mahapatra
8 Elect Pudugramam N. Mgmt For For For
Venkatachalam
9 Appointment of Vidya Mgmt For For For
Shah (Spouse of
Rashesh Shah);
Approval of
Remuneration
________________________________________________________________________________
EML Payments Limited
Ticker Security ID: Meeting Date Meeting Status
EML CINS Q3482X100 11/14/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Elect Melanie Wilson Mgmt For For For
4 Elect Kirstin Ferguson Mgmt For For For
5 Re-elect David P. Liddy Mgmt For For For
6 Re-elect Tony Adcock Mgmt For For For
7 Approve Equity Mgmt For For For
Incentive
Plan
8 Equity Grant (MD/CEO Mgmt For For For
Tom
Cregan)
________________________________________________________________________________
Financial Products Group Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
7148 CINS J14302103 12/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keiko Ohara as Mgmt For For For
Director
4 Outside Directors' Fees Mgmt For For For
________________________________________________________________________________
Flex Lng Ltd
Ticker Security ID: Meeting Date Meeting Status
FLNG CINS G35947103 09/21/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect David McManus Mgmt For For For
5 Elect Marius Hermansen Mgmt For For For
6 Elect Ola Lorentzon Mgmt For For For
7 Elect Nikolai Grigoriev Mgmt For For For
8 Elect Georgina Sousa Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' Fees Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares Pursuant to
Director's
Fees
________________________________________________________________________________
Kainos Group Plc
Ticker Security ID: Meeting Date Meeting Status
KNOS CINS G5209U104 09/20/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect John Lillywhite Mgmt For For For
5 Elect Brendan Mooney Mgmt For For For
6 Elect Richard McCann Mgmt For For For
7 Elect Paul Gannon Mgmt For For For
8 Elect Andy Malpass Mgmt For For For
9 Elect Chris Cowan Mgmt For For For
10 Elect Tom J.W. Burnet Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
KEI Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
517569 CINS Y4640F123 09/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Archana Gupta Mgmt For Against Against
4 Appoint Anil Gupta Mgmt For Against Against
(Chairman & Managing
Director); Approval
of
Remuneration
5 Elect Sadhu Ram Bansal Mgmt For For For
6 Amendment to Borrowing Mgmt For For For
Powers
7 Authority to Mortgage Mgmt For For For
Assets
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Major Drilling Group International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDI CUSIP 560909103 09/07/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Breiner Mgmt For For For
1.2 Elect Jean Desrosiers Mgmt For For For
1.3 Elect Fred J. Dyment Mgmt For For For
1.4 Elect Denis Larocque Mgmt For For For
1.5 Elect Janice Rennie Mgmt For For For
1.6 Elect David B. Tennant Mgmt For For For
1.7 Elect Jo Mark Zurel Mgmt For For For
1.8 Elect John Burzynski Mgmt For For For
1.9 Elect Louise-Pierre Mgmt For For For
Gignac
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Mitra Pinasthika Mustika
Ticker Security ID: Meeting Date Meeting Status
MPMX CINS Y7139N101 09/27/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Directors Mgmt For Against Against
(Slate)
________________________________________________________________________________
Open House Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3288 CINS J3072G101 12/19/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Masaaki Arai Mgmt For For For
5 Elect Kazuhiko Kamata Mgmt For For For
6 Elect Hitoshi Imamura Mgmt For For For
7 Elect Ryosuke Fukuoka Mgmt For For For
8 Elect Kotaro Wakatabi Mgmt For For For
9 Elect Hitoshi Ishimura Mgmt For For For
10 Elect Masaru Sakurai Mgmt For For For
11 Elect Koichi Matsumoto Mgmt For For For
as Statutory
Auditor
12 Elect Kazumi Ido as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Radico Khaitan Limited
Ticker Security ID: Meeting Date Meeting Status
RADICO CINS Y7174A147 08/31/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kushal Pal Singh Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resurs Holding AB
Ticker Security ID: Meeting Date Meeting Status
RESURS CINS W7552F108 10/05/2018 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Interim Dividend Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
RPC Group plc
Ticker Security ID: Meeting Date Meeting Status
RPC CINS G7699G108 07/18/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jamie Pike Mgmt For For For
5 Elect Pim R.M. Vervaat Mgmt For For For
6 Elect Simon Kesterton Mgmt For For For
7 Elect Lynn Drummond Mgmt For For For
8 Elect Ros Catherine Mgmt For For For
Rivaz
9 Elect Kevin Thompson Mgmt For For For
10 Elect Godwin Wong Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 2018 Performance Share Mgmt For For For
Plan
________________________________________________________________________________
Star Bulk Carriers Corp.
Ticker Security ID: Meeting Date Meeting Status
SBLK CUSIP Y8162K204 10/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Box Mgmt For For For
1.2 Elect Koert Erhardt Mgmt For For For
1.3 Elect Roger Schmitz Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Steadfast Group Limited
Ticker Security ID: Meeting Date Meeting Status
SDF CINS Q8744R106 10/18/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Robert
Kelly)
4 Elect Gai McGrath Mgmt For For For
5 Re-elect David Liddy Mgmt For For For
6 Re-elect Anne Mgmt For For For
O'Driscoll
________________________________________________________________________________
Yumeshin Holdings Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2362 CINS J9845R100 12/19/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shingo Sato Mgmt For For For
4 Elect Daio Sato Mgmt For For For
5 Elect Yusaku Soeda Mgmt For For For
6 Elect Kenjiro Ogawa Mgmt For For For
7 Elect Norikiyo Sato Mgmt For For For
8 Elect Tomohiro Sakamoto Mgmt For For For
9 Elect Miki Oda Mgmt For For For
10 Elect Hirofumi Mgmt For For For
Takahashi
11 Elect Hiroaki Rokugawa Mgmt For For For
12 Elect Masato Kusuhara Mgmt For For For
13 Merger/Acquisition Mgmt For For For
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce International Premier Fund
________________________________________________________________________________
Ai Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3076 CINS J0060P101 09/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hideyoshi Sasaki Mgmt For For For
3 Elect Akihiko Oshima Mgmt For For For
4 Elect Shuji Yoshida Mgmt For For For
5 Elect Yuzoh Miyama Mgmt For For For
6 Elect Hirotaka Kawamoto Mgmt For For For
7 Elect Tsuguo Taguchi Mgmt For For For
as Statutory
Auditor
8 Elect Kazuhiko Adachi Mgmt For For For
as Statutory
Auditor
9 Elect Akitoshi Mgmt For For For
Ishimoto as Statutory
Auditor
10 Elect Michiya Seki as Mgmt For For For
Alternate Statutory
Auditor
11 Elect Masato Kikuchi Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
AIA Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
AIAENG CINS Y0028Y106 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bhumika Shyamal Mgmt For For For
Shodhan
5 Related Party Mgmt For For For
Transactions
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
ALS Limited
Ticker Security ID: Meeting Date Meeting Status
ALQ CINS Q0266A116 08/01/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Bruce J. Mgmt For For For
Phillips
3 Re-elect Charlie R. Mgmt For For For
Sartain
4 Remuneration Report Mgmt For For For
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
6 Equity Grant (MD/CEO Mgmt For For For
Raj
Naran)
7 Approve Termination Mgmt For For For
Payments
________________________________________________________________________________
Altus Group Limited
Ticker Security ID: Meeting Date Meeting Status
AIF CUSIP 02215R107 05/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angela L. Brown Mgmt For For For
1.2 Elect Robert Courteau Mgmt For For For
1.3 Elect Colin Dyer Mgmt For For For
1.4 Elect Carl Farrel Mgmt For For For
1.5 Elect Anthony Gaffney Mgmt For For For
1.6 Elect Anthony Long Mgmt For For For
1.7 Elect Diane MacDiarmid Mgmt For For For
1.8 Elect Raymond C. Mgmt For For For
Mikulich
1.9 Elect Eric W. Slavens Mgmt For For For
1.10 Elect Janet P. Woodruff Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amadeus Fire AG
Ticker Security ID: Meeting Date Meeting Status
AAD CINS D0349N105 05/23/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Mgmt For For For
Remuneration
Policy
________________________________________________________________________________
As One Corp.
Ticker Security ID: Meeting Date Meeting Status
7476 CINS J0332U102 06/18/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect of Takeo Mgmt For For For
Morisawa as Alternate
Statutory
Auditor
________________________________________________________________________________
Ashmore Group plc
Ticker Security ID: Meeting Date Meeting Status
ASHM CINS G0609C101 10/19/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Coombs Mgmt For For For
4 Elect Tom Shippey Mgmt For For For
5 Elect Clive Adamson Mgmt For For For
6 Elect David Bennett Mgmt For For For
7 Elect Jennifer Bingham Mgmt For For For
8 Elect Anne Pringle Mgmt For For For
9 Remuneration Report Mgmt For For For
(Advisory)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(CEO Mark
Coombs)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Benefit One Inc.
Ticker Security ID: Meeting Date Meeting Status
2412 CINS J0447X108 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Junko Fukasawa Mgmt For For For
3 Elect Norio Shiraishi Mgmt For For For
4 Elect Hideyo Tanaka Mgmt For For For
5 Elect Kenji Ozaki Mgmt For For For
6 Elect Takuo Umekita Mgmt For For For
7 Elect Nobuyasu Kubo Mgmt For For For
8 Elect Toshiaki Hamada Mgmt For For For
9 Elect Tomonori Fujiike Mgmt For For For
10 Non-Audit Committee Mgmt For For For
Directors'
Fees
11 Audit Committee Mgmt For For For
Directors'
Fees
12 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Bravida Holding AB
Ticker Security ID: Meeting Date Meeting Status
BRAV CINS W2R16Z106 04/26/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors, Mgmt For For For
Appointment of
Auditor
19 Remuneration Guidelines Mgmt For Abstain Against
20 Nomination Committee Mgmt For For For
Guidelines
21 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
22 Long-Term Incentive Mgmt For Abstain Against
Plan
2019
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bravida Holding AB
Ticker Security ID: Meeting Date Meeting Status
BRAV CINS W2R16Z106 06/03/2019 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Ltip 2019 Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For For For
Shares Pursuant to
LTIP
2019
14 Authority to Mgmt For For For
Repurchase Shares
Pursuant to LTIP
2019
15 Authority to Transfer Mgmt For For For
Treasury Shares
Pursuant to LTIP
2019
16 Equity Swap Agreement Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bravura Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
BVS CINS Q17548167 11/27/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Martin Deda Mgmt For For For
(ED/CFO)
4 Equity Grant (CEO Tony Mgmt For For For
Klim)
5 Equity Grant (CFO Mgmt For For For
Martin
Deda)
6 Amendment to Mgmt For For For
Conditions of Equity
Grant (MD/CEO Tony
Klim)
7 Amendment to Mgmt For For For
Conditions of Equity
Grant (ED/CFO Martin
Deda)
________________________________________________________________________________
Carl Zeiss Meditec AG
Ticker Security ID: Meeting Date Meeting Status
AFX CINS D14895102 03/19/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Supervisory Board Size Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Elect Christian Muller Mgmt For For For
as Supervisory Board
Member
________________________________________________________________________________
Cochlear Limited
Ticker Security ID: Meeting Date Meeting Status
COH CINS Q25953102 10/16/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Re-Elect Catriona Mgmt For For For
(Alison)
Deans
5 Re-Elect Glen Boreham Mgmt For For For
6 Equity Grant (CEO & Mgmt For For For
President Dig
Howitt)
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Computer Modelling Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 205249105 07/12/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Judith J. Athaide Mgmt For For For
2.2 Elect Kenneth M. Mgmt For For For
Dedeluk
2.3 Elect Christopher L. Mgmt For For For
Fong
2.4 Elect Patrick R. Mgmt For For For
Jamieson
2.5 Elect Peter H. Kinash Mgmt For For For
2.6 Elect Ryan N. Schneider Mgmt For For For
2.7 Elect Robert F. M. Mgmt For For For
Smith
2.8 Elect John B. Zaozirny Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Consort Medical Plc
Ticker Security ID: Meeting Date Meeting Status
CSRT CINS G2506K103 09/05/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Peter Fellner Mgmt For For For
6 Elect William Jenkins Mgmt For For For
7 Elect Steve Crummett Mgmt For For For
8 Elect Ian J. Nicholson Mgmt For For For
9 Elect Charlotta Ginman Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Croda International plc
Ticker Security ID: Meeting Date Meeting Status
CRDA CINS G25536148 04/24/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Roberto Cirillo Mgmt For For For
5 Elect Alan M. Ferguson Mgmt For For For
6 Elect Jacqui Ferguson Mgmt For For For
7 Elect Steve E. Foots Mgmt For For For
8 Elect Anita M. Frew Mgmt For For For
9 Elect Helena Mgmt For For For
Ganczakowski
10 Elect Keith Layden Mgmt For For For
11 Elect Jeremy K. Maiden Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Special Dividend & Mgmt For For For
Share
Consolidation
________________________________________________________________________________
Daifuku Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
6383 CINS J08988107 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akio Tanaka Mgmt For For For
3 Elect Hiroshi Geshiro Mgmt For For For
4 Elect Mikio Inohara Mgmt For For For
5 Elect Shuichi Honda Mgmt For For For
6 Elect Hidenori Iwamoto Mgmt For For For
7 Elect Yoshiyuki Mgmt For For For
Nakashima
8 Elect Seiji Sato Mgmt For For For
9 Elect Yoshiaki Ozawa Mgmt For For For
10 Elect Mineo Sakai Mgmt For For For
11 Elect Kaku Kato Mgmt For For For
12 Elect Keiko Kaneko Mgmt For For For
13 Elect Nobuo Wada as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Diasorin S.p.A.
Ticker Security ID: Meeting Date Meeting Status
DIA CINS T3475Y104 04/24/2019 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Board Size Mgmt For Abstain Against
5 Board Term Length Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List Presented by IP Mgmt For N/A N/A
Investimenti e
Partecipazioni
S.r.l.
8 List Presented by a Mgmt For For For
Group of
Institutional
Investors
Representing 1.01% of
Share
Capital
9 Directors' Fees Mgmt For Abstain Against
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 List Presented by IP Mgmt N/A Abstain N/A
Investimenti e
Partecipazioni
S.r.l.
12 List Presented by Mgmt N/A For N/A
Group of
Institutional
Investors
Representing 1.01% of
Share
Capital
13 Election of Chair of Mgmt For For For
Board of Statutory
Auditors
14 Statutory Auditors' Mgmt For Abstain Against
Fees
15 Stock Option Plan 2019 Mgmt For For For
16 Authority to Mgmt For Against Against
Repurchase and
Reissue Shares (Stock
Option Plans 2017 and
2019)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EPS Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
4282 CINS J2159X102 12/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kazuki Sekitani Mgmt For For For
as
Director
3 Elect Toshiaki Tochigi Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Fisher & Paykel Healthcare Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
FPH CINS Q38992105 08/23/2018 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Scott A. St. Mgmt For For For
John
3 Re-elect Michael G. Mgmt For For For
Daniell
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Equity Grant (MD/CEO Mgmt For For For
Lewis Gradon -
Performance
Share Rights)
6 Equity Grant (MD/CEO Mgmt For For For
Lewis Gradon -
Options)
________________________________________________________________________________
Hansen Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HSN CINS Q4474Z103 11/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt For For For
2 Re-elect David Osborne Mgmt For For For
3 Re-elect Sarah Morgan Mgmt For For For
4 Elect David Howell Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Andrew
Hansen)
6 Appointment of Auditor Mgmt For For For
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hexpol AB
Ticker Security ID: Meeting Date Meeting Status
HPOLB CINS W4580B159 04/26/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Directors' and Mgmt For For For
Auditor's
Fees
19 Election of Directors Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Election of Nomination Mgmt For For For
Committee
Members
22 Remuneration Guidelines Mgmt For Abstain Against
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IMCD N.V.
Ticker Security ID: Meeting Date Meeting Status
IMCD CINS N4447S106 05/08/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Michel G. Mgmt For For For
Plantevin to the
Supervisory
Board
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Suppress Mgmt For For For
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Inficon Holding AG
Ticker Security ID: Meeting Date Meeting Status
IFCN CINS H7190K102 03/28/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
Acts
4 Allocation of Profits; Mgmt For TNA N/A
Dividends from
Reserves
5 Elect Beat E. Luthi as Mgmt For TNA N/A
Board
Chair
6 Elect Richard Fischer Mgmt For TNA N/A
7 Elect Vanessa Frey Mgmt For TNA N/A
8 Elect Beat Siegrist Mgmt For TNA N/A
9 Elect Thomas Staehelin Mgmt For TNA N/A
10 Elect Richard Fischer Mgmt For TNA N/A
as Compensation and
Nominating Committee
Member
11 Elect Beat Siegrist as Mgmt For TNA N/A
Compensation and
Nominating Committee
Member
12 Elect Thomas Staehelin Mgmt For TNA N/A
as Compensation and
Nominating Committee
Member
13 Appointment of Mgmt For TNA N/A
Independent
Proxy
14 Appointment of Auditor Mgmt For TNA N/A
15 Compensation Report Mgmt For TNA N/A
16 Board Compensation Mgmt For TNA N/A
17 Executive Compensation Mgmt For TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Intertrust N.V.
Ticker Security ID: Meeting Date Meeting Status
INTER CINS N4584R101 10/17/2018 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Johan Turkesteen Mgmt For For For
to the Management
Board
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Intertrust NV
Ticker Security ID: Meeting Date Meeting Status
INTER CINS N4584R101 05/16/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Amendments to Mgmt For For For
Remuneration
Policy
5 Long Term Incentive Mgmt For Against Against
Plan
6 Supervisory Board Fees Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Appointment of Auditor Mgmt For For For
13 Elect Helene Mgmt For For For
Vletter-van Dort to
the Supervisory
Board
14 Elect Anthony Ruys to Mgmt For For For
the Supervisory
Board
15 Elect Stewart Rudolf Mgmt For For For
Bennett to the
Supervisory
Board
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Suppress Mgmt For For For
Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
IPH Limited
Ticker Security ID: Meeting Date Meeting Status
IPH CINS Q496B9100 11/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Robin J. Low Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Andrew
Blattman)
4 Remuneration Report Mgmt For For For
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 09/24/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of ITE Expo Mgmt For Abstain Against
LLC
________________________________________________________________________________
Kardex AG
Ticker Security ID: Meeting Date Meeting Status
KARN CINS H44577189 04/11/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Compensation Report Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Elect Philipp Buhofer Mgmt For TNA N/A
6 Elect Jakob Bleiker Mgmt For TNA N/A
7 Elect Ulrich Looser Mgmt For TNA N/A
8 Elect Felix A. Thoni Mgmt For TNA N/A
9 Elect Walter T. Vogel Mgmt For TNA N/A
10 Elect Philipp Buhofer Mgmt For TNA N/A
as Board
Chair
11 Elect Ulrich Looser as Mgmt For TNA N/A
Compensation and
Nominating Committee
Member
12 Elect Felix A. Thoni Mgmt For TNA N/A
as Compensation and
Nominating Committee
Member
13 Elect Walter T. Vogel Mgmt For TNA N/A
as Compensation and
Nominating
Committee
14 Appointment of Mgmt For TNA N/A
Independent
Proxy
15 Appointment of Auditor Mgmt For TNA N/A
16 Board Compensation Mgmt For TNA N/A
17 Executive Compensation Mgmt For TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Lagercrantz Group AB
Ticker Security ID: Meeting Date Meeting Status
LAGRB CINS W5303A139 09/28/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Nomination Committee Mgmt For For For
17 Board Size Mgmt For For For
18 Directors and Mgmt For For For
Auditors'
Fees
19 Election of Directors Mgmt For For For
20 Election of Anders Mgmt For For For
Borjesson as
Chair
21 Appointment of Auditor Mgmt For For For
22 Remuneration Guidelines Mgmt For For For
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 2018 Call Option Mgmt For For For
Program
25 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lectra SA
Ticker Security ID: Meeting Date Meeting Status
LSS CINS F56028107 04/30/2019 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Ratification of Board Mgmt For For For
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Non Tax-Deductible Mgmt For For For
Expenses
9 Remuneration of Daniel Mgmt For For For
Harari, CEO and
Chair
10 Remuneration Policy Mgmt For For For
(Chair and
CEO)
11 Elect Anne Binder Mgmt For For For
12 Elect Bernard Jourdan Mgmt For For For
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Authorisation of Legal Mgmt For For For
Formalities
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LEM Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
LEHN CINS H48909149 06/27/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Compensation Report Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Board Compensation Mgmt For TNA N/A
6 Executive Compensation Mgmt For TNA N/A
(Short-Term)
7 Executive Compensation Mgmt For TNA N/A
(Long-Term)
8 Executive Compensation Mgmt For TNA N/A
(Fixed)
9 Elect Ilan Cohen Mgmt For TNA N/A
10 Elect Ulrich Looser Mgmt For TNA N/A
11 Elect Ueli Wampfler Mgmt For TNA N/A
12 Elect Werner C. Weber Mgmt For TNA N/A
13 Elect Francois Gabella Mgmt For TNA N/A
14 Elect Andreas Hurlimann Mgmt For TNA N/A
15 Elect Ulrich Looser as Mgmt For TNA N/A
Nominating and
Compensation
Committee
Member
16 Elect Andreas Mgmt For TNA N/A
Hurlimann as
Nominating and
Compensation
Committee
Member
17 Appointment of Mgmt For TNA N/A
Independent
Proxy
18 Appointment of Auditor Mgmt For TNA N/A
19 Non-Voting Meeting Note N/A N/A TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Loomis AB
Ticker Security ID: Meeting Date Meeting Status
LOOMB CINS W5650X104 05/08/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Dividend Record Date Mgmt For For For
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Directors and Mgmt For For For
Auditors'
Fees
19 Election of Directors; Mgmt For For For
Appointment of
Auditor
20 Remuneration Guidelines Mgmt For For For
21 Incentive Scheme Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Mayr-Melnhof Karton AG
Ticker Security ID: Meeting Date Meeting Status
MMK CINS A42818103 04/24/2019 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Medikit Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7749 CINS J4187P101 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hiroaki Nakajima Mgmt For For For
3 Elect Nobufumi Kurita Mgmt For For For
4 Elect Ken Ishida Mgmt For For For
5 Elect Yoji Kageyama Mgmt For For For
6 Elect Kazuaki Takada Mgmt For For For
7 Elect Takashi Nakajima Mgmt For For For
8 Elect Jiro Sato Mgmt For For For
9 Elect Hiroshi Mgmt For For For
Horinouchi
10 Elect Fumihiro Nakajima Mgmt For For For
11 Elect Yasuyuki Yoshida Mgmt For For For
________________________________________________________________________________
Meitec Corporation
Ticker Security ID: Meeting Date Meeting Status
9744 CINS J42067108 06/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideyo Kokubun Mgmt For For For
4 Elect Masato Uemura Mgmt For For For
5 Elect Hiroshi Yoneda Mgmt For For For
6 Elect Hiroyuki Rokugo Mgmt For For For
7 Elect Keisuke Ito Mgmt For For For
8 Elect Minao Shimizu Mgmt For For For
9 Elect Hiroyuki Kishi Mgmt For For For
10 Elect Akira Yamaguchi Mgmt For For For
11 Elect Kumi Yokoe Mgmt For For For
12 Elect Toru Kunibe as Mgmt For For For
Statutory
Auditor
13 Outside Directors' Fees Mgmt For For For
________________________________________________________________________________
Morneau Shepell Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 61767W104 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Luc Bachand Mgmt For For For
1.2 Elect Gillian H. Denham Mgmt For For For
1.3 Elect Kish Kapoor Mgmt For For For
1.4 Elect Ron A. Lalonde Mgmt For For For
1.5 Elect Stephen Liptrap Mgmt For For For
1.6 Elect Jack M. Mintz Mgmt For For For
1.7 Elect Kevin Pennington Mgmt For For For
1.8 Elect Dale Ponder Mgmt For For For
1.9 Elect Michele Trogni Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neurones
Ticker Security ID: Meeting Date Meeting Status
NRO CINS F6523H101 06/06/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For Abstain Against
Report on Regulated
Agreements
9 Ratification of Board Mgmt For For For
Acts
10 Elect Luc de Chammard Mgmt For For For
11 Elect Bertrand Ducurtil Mgmt For For For
12 Elect Marie-Francoise Mgmt For For For
Jaubert
13 Elect Jean-Louis Mgmt For For For
Pacquement
14 Elect Herve Pichard Mgmt For For For
15 Elect Daphne de Mgmt For For For
Chammard
16 Remuneration Policy Mgmt For For For
(Chair and
CEO)
17 Remuneration Policy Mgmt For For For
(Deputy
CEO)
18 Remuneration of Luc de Mgmt For For For
Chammard, Chair and
CEO
19 Remuneration of Mgmt For For For
Bertrand Ducurtil,
Deputy
CEO
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Amendments to Articles Mgmt For For For
Regarding Director
Age
Limits
23 Amendments to Articles Mgmt For For For
Regarding CEO /
Deputy CEO Age
Limits
24 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
NSD Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9759 CINS J56107105 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshikazu Imajo Mgmt For For For
3 Elect Hideshi Maekawa Mgmt For For For
4 Elect Osamu Yamoto Mgmt For For For
5 Elect Masahiko Suzuki Mgmt For For For
6 Elect Kumiko Jinnuchi Mgmt For For For
7 Elect Kimiou Yamashita Mgmt For For For
8 Elect Norio Hashizume Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 01/02/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of the Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Odonto System Planos
Odontologicos
Ltda.)
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/01/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
3 Consolidation of Mgmt For For For
Articles
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/01/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Supervisory Council Mgmt For For For
Size
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Supervisory Mgmt For For For
Council
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
9 Elect Candidate to the Mgmt For N/A N/A
Supervisory Council
Presented by
Minority
10 Supervisory Council Mgmt For For For
Fees
11 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 05/03/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
5 Ratify Board Changes Mgmt For For For
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 08/06/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Odonto Mgmt For For For
System Planos
Odontologicos
Ltda.
________________________________________________________________________________
Partners Group Holding AG
Ticker Security ID: Meeting Date Meeting Status
PGHN CINS H6120A101 05/15/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Compensation Report Mgmt For TNA N/A
6 Board Compensation Mgmt For TNA N/A
(Short-term)
7 Executive Compensation Mgmt For TNA N/A
(FY 2019; Fixed and
Short-Term)
8 Executive Compensation Mgmt For TNA N/A
(FY 2020; Fixed and
Short-Term)
9 Elect Steffen Meister Mgmt For TNA N/A
10 Elect Marcel Erni Mgmt For TNA N/A
11 Elect Michelle Felman Mgmt For TNA N/A
12 Elect Alfred Gantner Mgmt For TNA N/A
13 Elect Grace del Mgmt For TNA N/A
Rosario-Castano
14 Elect Martin Strobel Mgmt For TNA N/A
15 Elect Eric Strutz Mgmt For TNA N/A
16 Elect Patrick Ward Mgmt For TNA N/A
17 Elect Urs Wietlisbach Mgmt For TNA N/A
18 Elect Michelle Felman Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
19 Elect Grace del Mgmt For TNA N/A
Rosario-Castano as
Nominating and
Compensation
Committee
Member
20 Elect Martin Strobel Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
21 Appointment of Mgmt For TNA N/A
Independent
Proxy
22 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Relo Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8876 CINS J6436W118 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Masanori Sasada Mgmt For For For
2 Elect Kenichi Nakamura Mgmt For For For
3 Elect Yasushi Kadota Mgmt For For For
4 Elect Kenji Koshinaga Mgmt For For For
5 Elect Yasuji Shimizu Mgmt For For For
6 Elect Takeshi Kawano Mgmt For For For
7 Elect Takashi Onogi Mgmt For For For
8 Elect Kazuya Udagawa Mgmt For For For
________________________________________________________________________________
Restore Plc
Ticker Security ID: Meeting Date Meeting Status
RST CINS G7595U102 05/21/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Elect Adam Councell Mgmt For For For
5 Elect Charles Bligh Mgmt For For For
6 Elect Susan J. Davy Mgmt For For For
7 Elect Martin Towers Mgmt For For For
8 Elect James Wilde Mgmt For For For
9 Elect Sharon Baylay Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
S H Kelkar and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SHK CINS Y7T57W116 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Prabha Vaze Mgmt For For For
5 Elect Shrikant Oka Mgmt For For For
6 Elect Deepak Raj Bindra Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
SimCorp
Ticker Security ID: Meeting Date Meeting Status
SIM CINS K8851Q129 03/27/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Peter Schutze Mgmt For For For
8 Elect Morten Hubbe Mgmt For For For
9 Elect Herve Couturier Mgmt For For For
10 Elect Simon Jeffreys Mgmt For For For
11 Elect Adam Warby Mgmt For For For
12 Elect Joan A Binstock Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Remuneration Guidelines Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Spirax-Sarco Engineering plc
Ticker Security ID: Meeting Date Meeting Status
SPX CINS G83561129 05/15/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Jamie Pike Mgmt For For For
7 Elect Nick Anderson Mgmt For For For
8 Elect Kevin J. Boyd Mgmt For For For
9 Elect Neil Daws Mgmt For For For
10 Elect Jay Whalen Mgmt For For For
11 Elect Jane Kingston Mgmt For For For
12 Elect Trudy Mgmt For For For
Schoolenberg
13 Elect Peter I. France Mgmt For For For
14 Elect Caroline A. Mgmt For For For
Johnstone
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Scrip Dividend Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Technology One Limited
Ticker Security ID: Meeting Date Meeting Status
TNE CINS Q89275103 02/26/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sharon Doyle Mgmt For For For
3 Re-elect Richard C. Mgmt For For For
Anstey
4 Approve Omnibus Mgmt For For For
Incentive
Plan
5 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
TGS Nopec Geophysical Co
Ticker Security ID: Meeting Date Meeting Status
TGS CINS R9138B102 05/08/2019 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Elect Henry H. Mgmt For For For
Hamilton
III
10 Elect Mark Leonard Mgmt For For For
11 Elect Vicki Messer Mgmt For For For
12 Elect Tor Magne Lonnum Mgmt For For For
13 Elect Wenche Agerup Mgmt For For For
14 Elect Torstein Sanness Mgmt For Against Against
15 Elect Irene Egset Mgmt For For For
16 Elect Christopher Mgmt For For For
Finlayson
17 Directors' Fees Mgmt For For For
18 Elect Tor-Himberg Mgmt For For For
Larsen
19 Elect Christina Stray Mgmt For For For
20 Nomination Committee Mgmt For For For
Fees
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Remuneration Guidelines Mgmt For For For
23 Long-Term Incentive Mgmt For For For
Plan
24 Employee Stock Mgmt For For For
Purchase
Plan
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Instruments w or w/o
Preemptive
Rights
27 Authority to Mgmt For For For
Distribute
Dividends
________________________________________________________________________________
TGS Nopec Geophysical Co
Ticker Security ID: Meeting Date Meeting Status
TGS CINS R9138B102 06/21/2019 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Merger With Spectrum Mgmt For For For
Asa
8 Amendment to the 2019 Mgmt For For For
LTIP
________________________________________________________________________________
Thermador Groupe
Ticker Security ID: Meeting Date Meeting Status
THEP CINS F91651194 04/08/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Karine Gaudin Mgmt For For For
9 Elect Olivier Mgmt For For For
Villemonte de la
Clergerie
10 Elect Mathilde Yagoubi Mgmt For For For
11 Remuneration Policy Mgmt For Abstain Against
(Corporate
Officers)
12 Remuneration of Mgmt For For For
Guillaume Robin,
Chair and
CEO
13 Remuneration of Mgmt For For For
Patricia Mavigner,
Deputy
CEO
14 Special Auditors Mgmt For For For
Report on Regulated
Agreements
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Employee Stock Mgmt For For For
Purchase
Plan
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
TKC Corporation
Ticker Security ID: Meeting Date Meeting Status
9746 CINS J83560102 12/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Kazuyuki Sumi Mgmt For For For
4 Elect Hitoshi Iwata Mgmt For For For
5 Elect Masanori Iizuka Mgmt For For For
6 Elect Makoto Ito Mgmt For For For
7 Elect Masao Yuzawa Mgmt For For For
8 Elect Yasuo Igarashi Mgmt For For For
9 Elect Satoshi Hitaka Mgmt For For For
10 Elect Misao Taguchi Mgmt For For For
11 Elect Takehiro Kariya Mgmt For For For
12 Elect Yoshimasa Oshida Mgmt For For For
13 Elect Kiyotsugu Mgmt For For For
Nakanishi as
Statutory
Auditor
14 Performance-Linked Mgmt For Abstain Against
Equity Compensation
Plan
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/18/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Restricted Share
Plan
3 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/18/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Eduardo Mazzilli Mgmt For For For
de
Vassimon
7 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Mazzilli de
Vassimon
9 Remuneration Policy Mgmt For For For
10 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
11 Instructions if Mgmt N/A Abstain N/A
Meeting is Held on
Second
Call
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 05/07/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorised Mgmt For Against Against
Capital
________________________________________________________________________________
Trade Me Group Limited
Ticker Security ID: Meeting Date Meeting Status
TME CINS Q9162N106 11/08/2018 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Paul McCarney Mgmt For For For
2 Re-elect Katrina Mgmt For For For
Johnson
3 Authorise Board to Set Mgmt For For For
Auditors'
Fees
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Election of ZHAO Mgmt For For For
Xiaohang; Resignation
of CAO Jianxiong
9 Authority to Issue Mgmt For For For
Domestic and H Shares
w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase H
Shares
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 06/27/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 08/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect TANG Bing Mgmt For For For
4 Elect HAN Wensheng Mgmt For For For
________________________________________________________________________________
USS Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4732 CINS J9446Z105 06/18/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yukihiro Ando Mgmt For For For
5 Elect Dai Seta Mgmt For For For
6 Elect Motohiro Masuda Mgmt For For For
7 Elect Masafumi Yamanaka Mgmt For For For
8 Elect Toshio Mishima Mgmt For For For
9 Elect Masayuki Akase Mgmt For For For
10 Elect Hiromitsu Ikeda Mgmt For For For
11 Elect Hitoshi Tamura Mgmt For For For
12 Elect Akihiko Kato Mgmt For For For
13 Elect Nobuko Takagi Mgmt For For For
________________________________________________________________________________
Victrex plc
Ticker Security ID: Meeting Date Meeting Status
VCT CINS G9358Y107 02/06/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Special Dividend Mgmt For For For
5 Elect Lawrence C. Pentz Mgmt For For For
6 Elect Pamela J. Kirby Mgmt For For For
7 Elect Jane Toogood Mgmt For For For
8 Elect Janet Ashdown Mgmt For For For
9 Elect Brendan Connolly Mgmt For For For
10 Elect Jakob Sigurdsson Mgmt For For For
11 Elect Tim Cooper Mgmt For For For
12 Elect Martin Court Mgmt For For For
13 Elect David J. Thomas Mgmt For For For
14 Elect Richard J. Mgmt For For For
Armitage
15 Increase in NED Fee Cap Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Long Term Incentive Mgmt For For For
Plan
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
VZ Holding AG
Ticker Security ID: Meeting Date Meeting Status
VZN CINS H9239A103 04/09/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Ratification of Board Mgmt For TNA N/A
and Management
Acts
3 Allocation of Profits/ Mgmt For TNA N/A
Dividends
4 Elect Fred Kindle as Mgmt For TNA N/A
Board
Chair
5 Elect Roland Iff Mgmt For TNA N/A
6 Elect Albrecht Langhart Mgmt For TNA N/A
7 Elect Roland Mgmt For TNA N/A
Ledergerber
8 Elect Olivier de Mgmt For TNA N/A
Perregaux
9 Elect Fred Kindle as Mgmt For TNA N/A
Compensation
Committee
Member
10 Elect Roland Mgmt For TNA N/A
Ledergerber as
Compensation
Committee
Member
11 Appointment of Mgmt For TNA N/A
Independent
Proxy
12 Appointment of Auditor Mgmt For TNA N/A
13 Board Compensation Mgmt For TNA N/A
14 Fixed Executive Mgmt For TNA N/A
Compensation
15 Annual Variable Mgmt For TNA N/A
Executive
Compensation
16 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
XP Power Limited
Ticker Security ID: Meeting Date Meeting Status
XPP CINS Y97249109 04/16/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect James Peters Mgmt For For For
4 Elect Terry Twigger Mgmt For For For
5 Elect Andy Sng Mgmt For For For
6 Elect Gavin Griggs Mgmt For For For
7 Elect Duncan Penny Mgmt For For For
8 Elect Polly Williams Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Remuneration Report Mgmt For For For
(Advisory)
12 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Mgmt For Abstain Against
Repurchase
Shares
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce Low-Priced Stock Fund
________________________________________________________________________________
Adesto Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
IOTS CUSIP 00687D101 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Crandell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aehr Test Systems
Ticker Security ID: Meeting Date Meeting Status
AEHR CUSIP 00760J108 10/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhea J. Posedel Mgmt For For For
1.2 Elect Gayn Erickson Mgmt For For For
1.3 Elect William W.R. Mgmt For Withhold Against
Elder
1.4 Elect Mario M. Rosati Mgmt For Withhold Against
1.5 Elect John M. Schneider Mgmt For For For
1.6 Elect Howard T. Slayen Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald A. Colvin Mgmt For For For
1.2 Elect Jerry C. Jones Mgmt For For For
1.3 Elect Michael A. Mgmt For For For
Kaufman
1.4 Elect Melvin L. Keating Mgmt For For For
1.5 Elect Keith M. Kolerus Mgmt For For For
1.6 Elect John Mutch Mgmt For For For
1.7 Elect Ramesh Srinivasan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Beckworth Mgmt For For For
1.2 Elect Matthew H. Mgmt For For For
Hartzell
1.3 Elect Umesh (Mike) Jain Mgmt For For For
1.4 Elect Frances H. Jeter Mgmt For For For
1.5 Elect Roland L. Mgmt For For For
Williams
1.6 Elect Robert E. McKee Mgmt For For For
III
1.7 Elect Louis A. Waters Mgmt For For For
2 2019 Stock Awards and Mgmt For For For
Incentive
Plan
3 2019 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 09/14/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
AMAG Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAG CUSIP 00163U106 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William K. Heiden Mgmt For For For
2 Elect Barbara Deptula Mgmt For For For
3 Elect John A. Fallon Mgmt For For For
4 Elect Kathrine O'Brien Mgmt For For For
5 Elect Robert J. Perez Mgmt For For For
6 Elect Anne M. Phillips Mgmt For For For
7 Elect Gino Santini Mgmt For For For
8 Elect Davey S. Scoon Mgmt For For For
9 Elect James R. Sulat Mgmt For For For
10 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameresco, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRC CUSIP 02361E108 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas I. Foy Mgmt For For For
1.2 Elect Jennifer L. Mgmt For For For
Miller
1.3 Elect Nickolas Mgmt For For For
Stavropoulos
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ardmore Shipping Corp
Ticker Security ID: Meeting Date Meeting Status
ASC CUSIP Y0207T100 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Dunne Mgmt For Withhold Against
1.2 Elect Curtis McWilliams Mgmt For For For
________________________________________________________________________________
ASV Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASV CUSIP 00215L104 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Lisi Mgmt For For For
1.2 Elect Joseph M. Nowicki Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atento S.A.
Ticker Security ID: Meeting Date Meeting Status
ATTO CUSIP L0427L105 05/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Management's Mgmt For For For
Report of Company
Accounts
2 Approval of Auditor's Mgmt For For For
Report of Company
Accounts
3 Accounts and Reports Mgmt For For For
4 Approval of Allocation Mgmt For For For
of Annual
Results
5 Election of Directors Mgmt For For For
6 Resignation of Director Mgmt For For For
7 Resignation of Director Mgmt For For For
8 Resignation of Director Mgmt For For For
9 Resignation of Director Mgmt For For For
10 Discharge of Directors Mgmt For For For
for
Performance
11 Appointment of Auditor Mgmt For For For
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
AtriCure, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRC CUSIP 04963C209 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. Carrel Mgmt For For For
2 Elect Mark A. Collar Mgmt For For For
3 Elect Scott W. Drake Mgmt For For For
4 Elect Regina E. Groves Mgmt For For For
5 Elect B. Kristine Mgmt For For For
Johnson
6 Elect Mark R. Lanning Mgmt For For For
7 Elect Sven A. Wehrwein Mgmt For For For
8 Elect Robert S. White Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 04/07/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Declaration of Mgmt N/A For N/A
Material
Interest
3 Acceleration of Mgmt For For For
Vesting of NED
Equity-Based
Awards
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 12/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shimon Alon Mgmt For For For
1.2 Elect Dov Biran Mgmt For For For
1.3 Elect Dan Falk Mgmt For For For
2 Amendment to Mgmt For For For
Compensation
Policy
3 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
4 Compensation Terms CEO Mgmt For For For
5 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
6 Annual performance Mgmt For For For
bonus for
CEO
7 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
8 Equity Grants of CEO Mgmt For For For
9 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Axsome Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXSM CUSIP 05464T104 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger Jeffs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard J. Mgmt For For For
LeBlanc
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For Withhold Against
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Amendment to the 2009 Mgmt For Against Against
Stock Incentive
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 07/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For For For
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
BayCom Corp
Ticker Security ID: Meeting Date Meeting Status
BCML CUSIP 07272M107 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd W. Kendall Mgmt For For For
1.2 Elect George J. Guarini Mgmt For For For
1.3 Elect James S. Camp Mgmt For For For
1.4 Elect Harpreet C. Mgmt For For For
Chaudhary
1.5 Elect Rocco Davis Mgmt For For For
1.6 Elect Malcolm F. Mgmt For For For
Hotchkiss
1.7 Elect Robert R. Laverne Mgmt For For For
1.8 Elect David M. Spatz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BioDelivery Sciences International, Inc.
Ticker Security ID: Meeting Date Meeting Status
BDSI CUSIP 09060J106 08/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Amendment Clarifying Mgmt For For For
Voting
Standard
3 Increase of Authorized Mgmt For For For
Common
Stock
4.1 Elect Peter S. Mgmt For For For
Greenleaf
4.2 Elect Todd C. Davis Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Ratification of Series Mgmt For For For
B Preferred Stock and
Issuance of Common
Stock Upon its
Conversion
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Blue Hills Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
BHBK CUSIP 095573101 01/16/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Brookline Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKL CUSIP 11373M107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joanne B. Chang Mgmt For For For
2 Elect David C. Chapin Mgmt For For For
3 Elect John A. Hackett Mgmt For For For
4 Elect John L. Hall II Mgmt For For For
5 Elect John M. Pereira Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 01/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robyn C. Davis Mgmt For For For
1.3 Elect Joseph R. Martin Mgmt For For For
1.4 Elect Krishna G. Palepu Mgmt For For For
1.5 Elect Kirk P. Pond Mgmt For For For
1.6 Elect Michael Mgmt For For For
Rosenblatt
1.7 Elect Stephen S. Mgmt For For For
Schwartz
1.8 Elect Alfred Mgmt For For For
Woollacott
III
1.9 Elect Mark S. Wrighton Mgmt For For For
1.10 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carbonite, Inc.
Ticker Security ID: Meeting Date Meeting Status
CARB CUSIP 141337105 05/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles F. Kane Mgmt For For For
1.2 Elect Stephen Munford Mgmt For For For
1.3 Elect Linda Connly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dinah Corbaci Mgmt For For For
2 Elect Eduard Berger Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cirrus Logic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRUS CUSIP 172755100 08/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Carter Mgmt For For For
1.2 Elect Alexander M. Mgmt For For For
Davern
1.3 Elect Timothy R. Dehne Mgmt For For For
1.4 Elect Christine King Mgmt For For For
1.5 Elect Jason P. Rhode Mgmt For For For
1.6 Elect Alan R. Schuele Mgmt For For For
1.7 Elect David J. Tupman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Clarkson plc
Ticker Security ID: Meeting Date Meeting Status
CKN CINS G21840106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect William G. Thomas Mgmt For For For
5 Elect Andi Case Mgmt For For For
6 Elect Jeff Woyda Mgmt For For For
7 Elect Peter Backhouse Mgmt For Against Against
8 Elect Marie-Louise Mgmt For Against Against
Clayton
9 Elect James W.J. Mgmt For Against Against
Hughes-Hallett
10 Elect Tim J. Miller Mgmt For Against Against
11 Elect Birger Nergaard Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authorisation of Mgmt For For For
Political
Donations
16 Employee Share Mgmt For For For
Purchase
Plan
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cohu, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHU CUSIP 192576106 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Mgmt For For For
Bilodeau
2 Elect James A. Donahue Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
5 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Computer Modelling Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 205249105 07/12/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Judith J. Athaide Mgmt For For For
2.2 Elect Kenneth M. Mgmt For For For
Dedeluk
2.3 Elect Christopher L. Mgmt For For For
Fong
2.4 Elect Patrick R. Mgmt For For For
Jamieson
2.5 Elect Peter H. Kinash Mgmt For For For
2.6 Elect Ryan N. Schneider Mgmt For For For
2.7 Elect Robert F. M. Mgmt For For For
Smith
2.8 Elect John B. Zaozirny Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Construction Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROAD CUSIP 21044C107 03/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ned N Fleming, Mgmt For Abstain Against
III
2 Elect Charles E. Owens Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CPI Aerostructures, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVU CUSIP 125919308 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet K. Cooper Mgmt For For For
1.2 Elect Carey E. Bond Mgmt For For For
1.3 Elect Michael Faber Mgmt For For For
1.4 Elect Douglas McCrosson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cryolife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Mgmt For For For
Ackerman
1.2 Elect Daniel J. Mgmt For For For
Bevevino
1.3 Elect Marna P. Mgmt For For For
Borgstrom
1.4 Elect James W. Bullock Mgmt For For For
1.5 Elect Jeffrey H. Mgmt For For For
Burbank
1.6 Elect Pat Mackin Mgmt For For For
1.7 Elect Ronald D. McCall Mgmt For For For
1.8 Elect Harvey Morgan Mgmt For For For
1.9 Elect Jon W. Salveson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendments to the Mgmt For For For
Restated Articles of
Incorporation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CUI Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUI CUSIP 126576206 12/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Clough Mgmt For For For
1.2 Elect C. Stephen Mgmt For For For
Cochennet
1.3 Elect Sean P. Rooney Mgmt For For For
1.4 Elect Paul D. White Mgmt For Withhold Against
1.5 Elect Corey A. Mgmt For Withhold Against
Lambrecht
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CyberOptics Corporation
Ticker Security ID: Meeting Date Meeting Status
CYBE CUSIP 232517102 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Craig D. Gates Mgmt For For For
1.2 Elect Subodh Kulkarni Mgmt For For For
1.3 Elect Irene M. Qualters Mgmt For For For
1.4 Elect Michael M. Mgmt For For For
Selzer,
Jr.
1.5 Elect Vivek Mohindra Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Del Taco Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
TACO CUSIP 245496104 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ari B. Levy Mgmt For For For
1.2 Elect R.J. Melman Mgmt For For For
1.3 Elect John D. Mgmt For For For
Cappasola,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Designer Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
DBI CUSIP 23334L102 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine J. Mgmt For For For
Eisenman
1.2 Elect Joanna T. Lau Mgmt For For For
1.3 Elect Joseph A. Mgmt For Withhold Against
Schottenstein
1.4 Elect Ekta Mgmt For For For
Singh-Bushell
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Digi International, Inc.
Ticker Security ID: Meeting Date Meeting Status
DGII CUSIP 253798102 02/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Spiro Lazarakis Mgmt For For For
1.2 Elect Hatem H. Naguib Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynavax Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
DVAX CUSIP 268158201 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Carson Mgmt For For For
1.2 Elect Eddie Gray Mgmt For For For
1.3 Elect Laura A. Brege Mgmt For For For
2 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Electro Scientific Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUSIP 285229100 01/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Electro Scientific Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUSIP 285229100 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Michael D. Burger Mgmt For For For
1.3 Elect Lynne J. Camp Mgmt For For For
1.4 Elect Laurence E. Mgmt For For For
Cramer
1.5 Elect Raymond A. Link Mgmt For For For
1.6 Elect Richard H. Wills Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank H. Levinson Mgmt For For For
1.2 Elect David T. Mitchell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy E. Clark Mgmt For For For
1.2 Elect Stacy Mgmt For For For
Loretz-Congdon
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lothar Maier Mgmt For For For
2 Elect Kelly Mgmt For For For
Steven-Waiss
3 Elect Michael W. Mgmt For For For
Zellner
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry L. Mgmt For For For
Enterline
1.2 Elect Thomas Duncan Mgmt For For For
1.3 Elect Jean Hlay Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Gehl Mgmt For For For
1.2 Elect Andrew B. Schmitt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gaia, Inc.
Ticker Security ID: Meeting Date Meeting Status
GAIA CUSIP 36269P104 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jirka Rysavy Mgmt For For For
1.2 Elect Kristin Frank Mgmt For For For
1.3 Elect Chris Jaeb Mgmt For For For
1.4 Elect David Maisel Mgmt For For For
1.5 Elect Keyur Patel Mgmt For Withhold Against
1.6 Elect Dae Mellencamp Mgmt For For For
1.7 Elect Paul Sutherland Mgmt For Withhold Against
2 Approval of the 2019 Mgmt For Against Against
Long-Term Incentive
Plan
3 Approval of the 2019 Mgmt For Against Against
Employee Stock
Purchase
Plan
________________________________________________________________________________
GP Strategies Corporation
Ticker Security ID: Meeting Date Meeting Status
GPX CUSIP 36225V104 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamar Elkeles Mgmt For For For
2 Elect Marshall S. Mgmt For For For
Geller
3 Elect Scott N. Mgmt For For For
Greenberg
4 Elect Steven E. Koonin Mgmt For For For
5 Elect Jacques Manardo Mgmt For For For
6 Elect Richard C. Mgmt For For For
Pfenniger,
Jr.
7 Elect Samuel D. Mgmt For For For
Robinson
8 Elect Miriam H. Strouse Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Graham Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Fortier Mgmt For For For
1.2 Elect James R. Lines Mgmt For For For
1.3 Elect Lisa M. Schnorr Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GTY Technology Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
GTYH CUSIP G4182A110 10/30/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Business Mgmt For For For
Combination
Deadline
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gulf Island Fabrication, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIFI CUSIP 402307102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Murray W. Burns Mgmt For For For
1.2 Elect William E. Chiles Mgmt For For For
1.3 Elect Michael A. Flick Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Decrease in Threshold Mgmt For For For
Required to Call a
Special
Meeting
6 Bundled Amendments to Mgmt For For For
Articles of
Incorporation to
Conform to LBCA and
Current Governance
Best
Practices
________________________________________________________________________________
Hamilton Lane Inc
Ticker Security ID: Meeting Date Meeting Status
HLNE CUSIP 407497106 09/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Erik Hirsch Mgmt For For For
1.2 Elect Leslie F. Varon Mgmt For For For
2 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HarborOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HONE CUSIP 41165F101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph F. Barry Mgmt For For For
1.2 Elect James W. Blake Mgmt For For For
1.3 Elect Timothy R. Lynch Mgmt For For For
1.4 Elect Damian W. Wilmot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harmonic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Harshman
1.2 Elect Patrick Gallagher Mgmt For For For
1.3 Elect Deborah L. Mgmt For For For
Clifford
1.4 Elect David A. Krall Mgmt For For For
1.5 Elect Mitzi Reaugh Mgmt For For For
1.6 Elect Susan Swenson Mgmt For For For
1.7 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1995 Mgmt For Abstain Against
Stock
Plan
5 Amendment to the 2002 Mgmt For For For
Director Stock
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harvard Bioscience, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBIO CUSIP 416906105 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James W. Green Mgmt For For For
1.2 Elect Bertrand Loy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Health Insurance Innovations, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIIQ CUSIP 42225K106 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul E. Avery Mgmt For For For
1.2 Elect Anthony J. Mgmt For For For
Barkett
1.3 Elect Ellen M. Duffield Mgmt For For For
1.4 Elect John A. Fichthorn Mgmt For For For
1.5 Elect Paul G. Gabos Mgmt For For For
1.6 Elect Robert S. Murley Mgmt For For For
1.7 Elect Peggy B. Scott Mgmt For For For
1.8 Elect Gavin Southwell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth L. Mgmt For For For
Axelrod
1.2 Elect Clare M. Chapman Mgmt For For For
1.3 Elect Gary E. Knell Mgmt For For For
1.4 Elect Lyle Logan Mgmt For For For
1.5 Elect Willem Mesdag Mgmt For For For
1.6 Elect Krishnan Mgmt For For For
Rajagopalan
1.7 Elect Stacey Rauch Mgmt For For For
1.8 Elect Adam Warby Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian J. Recatto Mgmt For For For
1.2 Elect Charles E. Mgmt For For For
Schalliol
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive Award
Plan
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Heron Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRTX CUSIP 427746102 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin C. Tang Mgmt For For For
2 Elect Barry D. Quart Mgmt For For For
3 Elect Craig A. Johnson Mgmt For For For
4 Elect John W. Poyhonen Mgmt For For For
5 Elect Christian Waage Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
10 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Ichor Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICHR CUSIP G4740B105 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc Haugen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IES Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 44951W106 02/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd M. Cleveland Mgmt For For For
1.2 Elect Joseph L. Mgmt For For For
Dowling,
III
1.3 Elect David B. Gendell Mgmt For For For
1.4 Elect Jeffrey L. Mgmt For For For
Gendell
1.5 Elect Joe D. Koshkin Mgmt For For For
1.6 Elect Robert W. Lewey Mgmt For For For
1.7 Elect Donald L. Luke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Inphi Corporation
Ticker Security ID: Meeting Date Meeting Status
IPHI CUSIP 45772F107 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chenming C. Hu Mgmt For For For
1.2 Elect Elissa Murphy Mgmt For For For
1.3 Elect Sam S. Srinivasan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Investar Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
ISTR CUSIP 46134L105 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Baker Mgmt For For For
1.2 Elect Thomas C. Mgmt For For For
Besselman,
Sr.
1.3 Elect James H. Boyce, Mgmt For For For
III
1.4 Elect Robert M. Boyce, Mgmt For For For
Sr.
1.5 Elect John J. D'Angelo Mgmt For For For
1.6 Elect Robert Chris Mgmt For For For
Jordan
1.7 Elect William H. Mgmt For For For
Hidalgo,
Sr.
1.8 Elect Gordon H. Mgmt For For For
Joffrion,
III
1.9 Elect David J. Mgmt For For For
Lukinovich
1.10 Elect Suzanne O. Mgmt For For For
Middleton
1.11 Elect Andrew C. Nelson Mgmt For For For
1.12 Elect Frank L. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 01/24/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Richard Last Mgmt For For For
4 Elect Sharon Baylay Mgmt For For For
5 Elect Andrew Beach Mgmt For For For
6 Elect Stephen Puckett Mgmt For For For
7 Elect Mark S. Shashoua Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Remuneration Policy Mgmt For Against Against
(Binding)
11 Remuneration Report Mgmt For For For
(Advisory)
12 Amendment to the Mgmt For Against Against
Performance Share
Plan
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 09/24/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of ITE Expo Mgmt For Abstain Against
LLC
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall A. Mehl Mgmt For For For
1.2 Elect Elaine D. Rosen Mgmt For For For
1.3 Elect Ralph E. Mgmt For For For
Struzziero
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Kirkland's, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIRK CUSIP 497498105 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan S. Lanigan Mgmt For For For
2 Elect Charles Pleas, Mgmt For For For
III
3 Elect Steven C. Mgmt For For For
Woodward
4 Amendment to the 2002 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kornit Digital Ltd
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect Eli Blatt Mgmt For For For
3 Elect Marc Lesnick Mgmt For For For
4 Elect Lauri A. Hanover Mgmt For For For
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Elect Yehoshua Nir Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Equity Grants of Mgmt For For For
Directors
11 Employment Terms of Mgmt For For For
Incoming
CEO
12 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Kratos Defense & Security Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B207 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Anderson Mgmt For For For
1.2 Elect Bandel L. Carano Mgmt For For For
1.3 Elect Eric DeMarco Mgmt For For For
1.4 Elect William Hoglund Mgmt For For For
1.5 Elect Scot Jarvis Mgmt For For For
1.6 Elect Jane Judd Mgmt For For For
1.7 Elect Samuel Liberatore Mgmt For For For
1.8 Elect Amy Zegart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick Frank Mgmt For For For
1.2 Elect Steven D. Goldby Mgmt For For For
1.3 Elect Nelson Obus Mgmt For For For
1.4 Elect Andrew Powell Mgmt For For For
1.5 Elect Catherine Angell Mgmt For For For
Sohn
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lightpath Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPTH CUSIP 532257805 11/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail Khan Mgmt For For For
1.2 Elect Steven Brueck Mgmt For For For
1.3 Elect M. Scott Faris Mgmt For For For
2 2018 Omnibus Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lindblad Expeditions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIND CUSIP 535219109 06/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard W. Mgmt For For For
Aronson
1.2 Elect Elliott Bisnow Mgmt For For For
1.3 Elect Daniel J. Mgmt For For For
Hanrahan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP G5698W116 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alok Maskara Mgmt For For For
2 Elect David F. Landless Mgmt For For For
3 Elect Clive J. Snowdon Mgmt For For For
4 Elect Richard J. Hipple Mgmt For For For
5 Elect Allisha Elliot Mgmt For For For
6 Remuneration Report Mgmt For For For
(Advisory)
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Amendment to Share Mgmt For For For
Incentive
Plan
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Major Drilling Group International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDI CUSIP 560909103 09/07/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Breiner Mgmt For For For
1.2 Elect Jean Desrosiers Mgmt For For For
1.3 Elect Fred J. Dyment Mgmt For For For
1.4 Elect Denis Larocque Mgmt For For For
1.5 Elect Janice Rennie Mgmt For For For
1.6 Elect David B. Tennant Mgmt For For For
1.7 Elect Jo Mark Zurel Mgmt For For For
1.8 Elect John Burzynski Mgmt For For For
1.9 Elect Louise-Pierre Mgmt For For For
Gignac
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Mammoth Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TUSK CUSIP 56155L108 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc McCarthy Mgmt For For For
1.2 Elect Arty Straehla Mgmt For For For
1.3 Elect Arthur H. Amron Mgmt For For For
1.4 Elect Paul Heerwagen Mgmt For For For
1.5 Elect James D. Palm Mgmt For For For
1.6 Elect Matthew Ross Mgmt For For For
1.7 Elect Arthur L. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MCBC Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCFT CUSIP 55276F107 10/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry McNew Mgmt For For For
1.2 Elect Frederick A. Mgmt For For For
Brightbill
1.3 Elect W. Patrick Battle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Modine Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
MOD CUSIP 607828100 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Suresh V. Mgmt For For For
Garimella
2 Elect Christopher W. Mgmt For For For
Patterson
3 Elect Christine Y. Yan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Natural Gas Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NGS CUSIP 63886Q109 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Chisholm Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nautilus, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLS CUSIP 63910B102 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald P. Badie Mgmt For For For
1.2 Elect Richard A. Horn Mgmt For For For
1.3 Elect M. Carl Johnson, Mgmt For For For
III
1.4 Elect Anne G. Saunders Mgmt For For For
1.5 Elect Marvin G. Siegert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Steven C. Jones Mgmt For For For
3 Elect Kevin C. Johnson Mgmt For For For
4 Elect Raymond R. Hipp Mgmt For For For
5 Elect Bruce K. Crowther Mgmt For For For
6 Elect Lynn A. Tetrault Mgmt For For For
7 Elect Allison L. Hannah Mgmt For For For
8 Elect Stephen M. Mgmt For For For
Kanovsky
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Employee Equity
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
nLIGHT, Inc.
Ticker Security ID: Meeting Date Meeting Status
LASR CUSIP 65487K100 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Keeney Mgmt For Abstain Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northwest Pipe Company
Ticker Security ID: Meeting Date Meeting Status
NWPX CUSIP 667746101 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Mgmt For For For
Franson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CUSIP M7516K103 06/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Brunstein Mgmt For For For
2 Elect Avi Cohen Mgmt For For For
3 Elect Raanan Cohen Mgmt For For For
4 Elect Miron Kenneth Mgmt For For For
5 Compensation Policy Mgmt For Against Against
6 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
7 Amend Equity-Based Mgmt For For For
Compensation of
Non-Executive
Directors
8 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
9 Revised Employment Mgmt For For For
Agreement with
CEO
10 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
11 Amendments to Articles Mgmt For Against Against
of
Association
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Novanta Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVT CUSIP 67000B104 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen W. Mgmt For For For
Bershad
1.2 Elect Lonny J. Mgmt For For For
Carpenter
1.3 Elect Deborah DiSanzo Mgmt For For For
Eldracher
1.4 Elect Matthijs Glastra Mgmt For For For
1.5 Elect Brian D. King Mgmt For For For
1.6 Elect Ira J. Lamel Mgmt For For For
1.7 Elect Dominic A. Romeo Mgmt For For For
1.8 Elect Thomas N. Secor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orbcomm Inc
Ticker Security ID: Meeting Date Meeting Status
ORBC CUSIP 68555P100 04/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denise Waund Mgmt For For For
Gibson
1.2 Elect Karen Gould Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
OrthoPediatrics Corp.
Ticker Security ID: Meeting Date Meeting Status
KIDS CUSIP 68752L100 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred L. Hite Mgmt For For For
1.2 Elect Bryan W. Hughes Mgmt For For For
1.3 Elect Mark Throdahl Mgmt For For For
1.4 Elect Samuel D. Mgmt For For For
Riccitelli
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paratek Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRTK CUSIP 699374302 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Dietz Mgmt For For For
1.2 Elect Timothy R. Mgmt For For For
Franson
1.3 Elect Evan Loh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pason Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
PSI CUSIP 702925108 05/02/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James D. Hill Mgmt For For For
2.2 Elect James B. Howe Mgmt For For For
2.3 Elect Marcel Kessler Mgmt For For For
2.4 Elect T. Jay Collins Mgmt For For For
2.5 Elect Judi M. Hess Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PC Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXN CUSIP 69318J100 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect David Mgmt For For For
Beffa-Negrini
1.4 Elect Barbara Duckett Mgmt For For For
1.5 Elect Jack Ferguson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
5 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PCSB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PCSB CUSIP 69324R104 10/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey D. Mgmt For For For
Kellogg
1.2 Elect Robert C. Lusardi Mgmt For For For
1.3 Elect Matthew G. Mgmt For For For
McCrosson
2 2018 Equity Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDF Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDFS CUSIP 693282105 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Kibarian Mgmt For For For
1.2 Elect Michael B Mgmt For For For
Gustafson
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For Abstain Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Fiederowicz
1.2 Elect Joseph A. Mgmt For For For
Fiorita,
Jr.
1.3 Elect Liang-Choo Hsia Mgmt For For For
1.4 Elect Dr. Peter S. Mgmt For For For
Kirlin
1.5 Elect Constantine S. Mgmt For For For
Macricostas
1.6 Elect George Mgmt For For For
Macricostas
1.7 Elect Mitchell G. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Porvair plc
Ticker Security ID: Meeting Date Meeting Status
PRV CINS G71942109 04/11/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Paul Dean Mgmt For For For
5 Elect Sally Martin Mgmt For For For
6 Elect John E. Nicholas Mgmt For For For
7 Elect Ben Stocks Mgmt For For For
8 Elect Christopher Mgmt For For For
Tyler
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/02/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect Joseph J. Ovsenek Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect Peter Birkey Mgmt For For For
2.5 Elect David Smith Mgmt For For For
2.6 Elect Faheem Tejani Mgmt For For For
2.7 Elect Robin Bienenstock Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Amendment to Mgmt For For For
Restricted Stock
Plan
6 Amendments to Articles Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Primo Water Corporation
Ticker Security ID: Meeting Date Meeting Status
PRMW CUSIP 74165N105 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Mgmt For For For
Brenner
1.2 Elect Susan E. Cates Mgmt For For For
1.3 Elect Charles A. Norris Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For Abstain Against
Omnibus Long-Term
Incentive
Plan
4 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Profire Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFIE CUSIP 74316X101 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brenton W. Hatch Mgmt For For For
1.2 Elect Ryan W. Oviatt Mgmt For Withhold Against
1.3 Elect Ronald R. Spoehel Mgmt For For For
1.4 Elect Daren J. Shaw Mgmt For For For
1.5 Elect Arlen B. Crouch Mgmt For Withhold Against
2 Frequency of Advisory Mgmt 2 Years 1 Year Against
Vote on Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QAD Inc.
Ticker Security ID: Meeting Date Meeting Status
QADB CUSIP 74727D306 06/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott J. Adelson Mgmt For For For
2 Elect Anton Chilton Mgmt For For For
3 Elect Peter R. van Mgmt For For For
Cuylenburg
4 Elect Pamela M. Lopker Mgmt For For For
5 Elect Lee D. Roberts Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QuinStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
QNST CUSIP 74874Q100 10/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas Valenti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Raven Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jason M. Andringa Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Thomas S. Everist Mgmt For For For
4 Elect Janet M. Holloway Mgmt For For For
5 Elect Kevin T. Kirby Mgmt For For For
6 Elect Marc E. LeBaron Mgmt For For For
7 Elect Lois M. Martin Mgmt For For For
8 Elect Richard W. Parod Mgmt For For For
9 Elect Daniel A. Rykhus Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Red Lion Hotels Corporation
Ticker Security ID: Meeting Date Meeting Status
RLH CUSIP 756764106 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Wolfe Mgmt For For For
2 Elect Ted Darnall Mgmt For For For
3 Elect James P. Evans Mgmt For For For
4 Elect Amy E. Humphreys Mgmt For For For
5 Elect Joseph B. Megibow Mgmt For For For
6 Elect Gregory T. Mount Mgmt For For For
7 Elect R. Carter Pate Mgmt For Against Against
8 Elect Bonny W Simi Mgmt For For For
9 Elect Michael Vernon Mgmt For For For
10 Amendment to the 2015 Mgmt For Against Against
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Resources Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
RECN CUSIP 76122Q105 10/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan J. Crawford Mgmt For For For
2 Elect Donald B. Murray Mgmt For For For
3 Elect A. Robert Pisano Mgmt For For For
4 Elect Michael H. Mgmt For For For
Wargotz
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rubicon Project Inc
Ticker Security ID: Meeting Date Meeting Status
RUBI CUSIP 78112V102 10/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank Addante Mgmt For For For
2 Elect Robert J. Mgmt For For For
Frankenberg
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rudolph Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel H. Berry Mgmt For For For
2 Elect Vita A. Cassese Mgmt For For For
3 Elect Thomas G. Greig Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhonda D. Hunter Mgmt For For For
1.2 Elect David L. Jahnke Mgmt For For For
1.3 Elect William D. Mgmt For For For
Larsson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SeaChange International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEAC CUSIP 811699107 07/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark J. Bonney Mgmt For For For
2 Elect Mary Palermo Mgmt For For For
Cotton
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shoe Carnival, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCVL CUSIP 824889109 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clifton E. Mgmt For For For
Sifford
2 Elect James A. Mgmt For For For
Aschleman
3 Elect Andrea R. Guthrie Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Silvercrest Asset Management Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Messina Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spartan Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPAR CUSIP 846819100 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard F. Dauch Mgmt For For For
1.2 Elect Ronald Harbour Mgmt For For For
1.3 Elect James A. Sharman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sprott Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 852066109 05/10/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Dewhurst Mgmt For For For
1.2 Elect Peter Grosskopf Mgmt For For For
1.3 Elect Sharon Ranson Mgmt For For For
1.4 Elect Arthur R. Rule IV Mgmt For For For
1.5 Elect Rosemary Zigrossi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Stoneridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRI CUSIP 86183P102 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan B. Mgmt For For For
DeGaynor
1.2 Elect Jeffrey P. Draime Mgmt For For For
1.3 Elect Douglas C. Jacobs Mgmt For For For
1.4 Elect Ira C. Kaplan Mgmt For For For
1.5 Elect Kim Korth Mgmt For For For
1.6 Elect William M. Lasky Mgmt For For For
1.7 Elect George S. Mayes, Mgmt For For For
Jr.
1.8 Elect Paul J. Schlather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Superior Gold Inc
Ticker Security ID: Meeting Date Meeting Status
SGI CUSIP 86816U106 06/27/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Mgmt For For For
Bradbook
1.2 Elect Tamara Brown Mgmt For For For
1.3 Elect Rene Marion Mgmt For For For
1.4 Elect Michael Mulroney Mgmt For For For
1.5 Elect Mark Wellings Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Omnibus Incentive Plan Mgmt For For For
Renewal
________________________________________________________________________________
Surmodics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRDX CUSIP 868873100 02/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald B. Kalich Mgmt For For For
1.2 Elect Shawn T. Mgmt For For For
McCormick
2 Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
TGS Nopec Geophysical Co
Ticker Security ID: Meeting Date Meeting Status
TGS CINS R9138B102 05/08/2019 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Elect Henry H. Mgmt For For For
Hamilton
III
10 Elect Mark Leonard Mgmt For For For
11 Elect Vicki Messer Mgmt For For For
12 Elect Tor Magne Lonnum Mgmt For For For
13 Elect Wenche Agerup Mgmt For For For
14 Elect Torstein Sanness Mgmt For Against Against
15 Elect Irene Egset Mgmt For For For
16 Elect Christopher Mgmt For For For
Finlayson
17 Directors' Fees Mgmt For For For
18 Elect Tor-Himberg Mgmt For For For
Larsen
19 Elect Christina Stray Mgmt For For For
20 Nomination Committee Mgmt For For For
Fees
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Remuneration Guidelines Mgmt For For For
23 Long-Term Incentive Mgmt For For For
Plan
24 Employee Stock Mgmt For For For
Purchase
Plan
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Instruments w or w/o
Preemptive
Rights
27 Authority to Mgmt For For For
Distribute
Dividends
________________________________________________________________________________
TGS Nopec Geophysical Co
Ticker Security ID: Meeting Date Meeting Status
TGS CINS R9138B102 06/21/2019 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Merger With Spectrum Mgmt For For For
Asa
8 Amendment to the 2019 Mgmt For For For
LTIP
________________________________________________________________________________
The Buckle, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKE CUSIP 118440106 06/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel J. Mgmt For For For
Hirschfeld
1.2 Elect Dennis H. Nelson Mgmt For For For
1.3 Elect Thomas B. Heacock Mgmt For For For
1.4 Elect Karl G. Smith Mgmt For For For
1.5 Elect Hank M. Bounds Mgmt For For For
1.6 Elect Bill L. Fairfield Mgmt For For For
1.7 Elect Bruce L. Hoberman Mgmt For For For
1.8 Elect Michael E. Huss Mgmt For For For
1.9 Elect John P. Peetz, Mgmt For For For
III
1.10 Elect Karen B. Rhoads Mgmt For For For
1.11 Elect James E. Shada Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
The Lovesac Company
Ticker Security ID: Meeting Date Meeting Status
LOVE CUSIP 54738L109 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew R. Heyer Mgmt For For For
1.2 Elect Shawn Nelson Mgmt For For For
1.3 Elect William P. Mgmt For For For
Phoenix
1.4 Elect Jared Rubin Mgmt For For For
1.5 Elect John Grafer Mgmt For For For
1.6 Elect Shirley Romig Mgmt For For For
1.7 Elect Walter McLallen Mgmt For For For
2 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Rubicon Project, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUBI CUSIP 78112V102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Mgmt For For For
Barrett
2 Elect Robert F. Mgmt For For For
Spillane
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Total Energy Services Inc.
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89154B102 05/15/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George K. Chow Mgmt For For For
1.2 Elect Gregory K. Mgmt For For For
Melchin
1.3 Elect Bruce L. Mgmt For For For
Pachkowski
1.4 Elect Glenn Dagenais Mgmt For For For
1.5 Elect Daniel K. Halyk Mgmt For For For
1.6 Elect Andrew B. Wiswell Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Share Mgmt For For For
Option
Plan
________________________________________________________________________________
Trecora Resources
Ticker Security ID: Meeting Date Meeting Status
TREC CUSIP 894648104 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary K. Adams Mgmt For For For
2 Elect Pamela R. Butcher Mgmt For For For
3 Elect Nicholas N. Mgmt For For For
Carter
4 Elect Adam C. Peakes Mgmt For For For
5 Elect Patrick D. Mgmt For For For
Quarles
6 Elect Janet S. Roemer Mgmt For For For
7 Elect Karen A. Mgmt For For For
Twitchell
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tristate Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSC CUSIP 89678F100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E.H. Dewhurst Mgmt For For For
1.2 Elect A. William Mgmt For For For
Schenck
III
1.3 Elect John B. Yasinsky Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence L. Mgmt For For For
Granger
2 Elect James P. Mgmt For For For
Scholhamer
3 Elect David T. ibnAle Mgmt For For For
4 Elect Leonid Mezhvinsky Mgmt For For For
5 Elect Emily Maddox Mgmt For For For
Liggett
6 Elect Thomas T. Edman Mgmt For For For
7 Elect Barbara V. Mgmt For For For
Scherer
8 Elect Ernest E. Maddock Mgmt For For For
9 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Unique Fabricating, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFAB CUSIP 90915J103 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Cooke Mgmt For For For
1.2 Elect Kim Korth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Unit Corporation
Ticker Security ID: Meeting Date Meeting Status
UNT CUSIP 909218109 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William B. Morgan Mgmt For For For
2 Elect Larry D. Pinkston Mgmt For For For
3 Elect Carla S. Mgmt For For For
Mashinski
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Ayers
1.2 Elect Judith L. Bacchus Mgmt For For For
1.3 Elect M. David Mgmt For For For
Kornblatt
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vera Bradley, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRA CUSIP 92335C106 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Bradley Mgmt For For For
Baekgaard
1.2 Elect Richard Baum Mgmt For For For
1.3 Elect Patricia R. Mgmt For For For
Miller
1.4 Elect Frances P. Philip Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Vishay Precision Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
VPG CUSIP 92835K103 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Zandman Mgmt For For For
1.2 Elect Janet M. Clarke Mgmt For For For
1.3 Elect Wesley Cummins Mgmt For For For
1.4 Elect Bruce Lerner Mgmt For For For
1.5 Elect Saul V. Reibstein Mgmt For Withhold Against
1.6 Elect Timothy V. Mgmt For For For
Talbert
1.7 Elect Ziv Shoshani Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wabash National Corporation
Ticker Security ID: Meeting Date Meeting Status
WNC CUSIP 929566107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin C. Jischke Mgmt For For For
2 Elect John G. Boss Mgmt For For For
3 Elect John E. Kunz Mgmt For For For
4 Elect Larry J. Magee Mgmt For For For
5 Elect Ann D. Murtlow Mgmt For For For
6 Elect Scott K. Sorensen Mgmt For For For
7 Elect Brent L. Yeagy Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western New England Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
WNEB CUSIP 958892101 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary G. Mgmt For For For
Fitzgerald
1.2 Elect Paul C. Picknelly Mgmt For For For
1.3 Elect Kevin M. Sweeney Mgmt For For For
1.4 Elect Christos A. Mgmt For For For
Tapases
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zealand Pharma A/S.
Ticker Security ID: Meeting Date Meeting Status
ZEAL CINS K9898X127 04/04/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Alain Munoz Mgmt For For For
8 Elect Martin Nicklasson Mgmt For For For
9 Elect Michael J. Owen Mgmt For For For
10 Elect Kirsten Aarup Mgmt For For For
Drejer
11 Elect Bernadette Mgmt For For For
Connaughton
12 Elect Jeffrey Berkowitz Mgmt For For For
13 Elect Leonard Kruimer Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Amendments to Articles Mgmt For For For
Regarding the
Election of the
Vice-Chair
17 Incentive Pay Mgmt For For For
Guidelines
18 Remuneration Guidelines Mgmt For For For
19 Directors' Fees Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce Micro-Cap Fund
________________________________________________________________________________
Acme United Corporation
Ticker Security ID: Meeting Date Meeting Status
ACU CUSIP 004816104 04/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter C. Johnsen Mgmt For For For
1.2 Elect Richmond Y. Mgmt For For For
Holden
Jr.
1.3 Elect Brian S. Olschan Mgmt For For For
1.4 Elect Stevenson E. Mgmt For For For
Ward,
III
1.5 Elect Susan H. Murphy Mgmt For For For
1.6 Elect Rex L. Davidson Mgmt For For For
1.7 Elect Brian K Barker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Adesto Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
IOTS CUSIP 00687D101 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Crandell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aehr Test Systems
Ticker Security ID: Meeting Date Meeting Status
AEHR CUSIP 00760J108 10/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhea J. Posedel Mgmt For For For
1.2 Elect Gayn Erickson Mgmt For For For
1.3 Elect William W.R. Mgmt For Withhold Against
Elder
1.4 Elect Mario M. Rosati Mgmt For Withhold Against
1.5 Elect John M. Schneider Mgmt For For For
1.6 Elect Howard T. Slayen Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald A. Colvin Mgmt For For For
1.2 Elect Jerry C. Jones Mgmt For For For
1.3 Elect Michael A. Mgmt For For For
Kaufman
1.4 Elect Melvin L. Keating Mgmt For For For
1.5 Elect Keith M. Kolerus Mgmt For For For
1.6 Elect John Mutch Mgmt For For For
1.7 Elect Ramesh Srinivasan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alimak Group AB
Ticker Security ID: Meeting Date Meeting Status
ALIG CINS W1R155105 05/09/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Lti 2019 Mgmt For For For
22 Authority to Mgmt For For For
Repurchase
Shares
23 Issuance of Treasury Mgmt For For For
Shares
24 Issuance of Treasury Mgmt For For For
Shares Pursuant to
LTI
2019
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Beckworth Mgmt For For For
1.2 Elect Matthew H. Mgmt For For For
Hartzell
1.3 Elect Umesh (Mike) Jain Mgmt For For For
1.4 Elect Frances H. Jeter Mgmt For For For
1.5 Elect Roland L. Mgmt For For For
Williams
1.6 Elect Robert E. McKee Mgmt For For For
III
1.7 Elect Louis A. Waters Mgmt For For For
2 2019 Stock Awards and Mgmt For For For
Incentive
Plan
3 2019 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 09/14/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
AMAG Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAG CUSIP 00163U106 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William K. Heiden Mgmt For For For
2 Elect Barbara Deptula Mgmt For For For
3 Elect John A. Fallon Mgmt For For For
4 Elect Kathrine O'Brien Mgmt For For For
5 Elect Robert J. Perez Mgmt For For For
6 Elect Anne M. Phillips Mgmt For For For
7 Elect Gino Santini Mgmt For For For
8 Elect Davey S. Scoon Mgmt For For For
9 Elect James R. Sulat Mgmt For For For
10 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Superconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
AMSC CUSIP 030111207 07/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vikram S. Mgmt For For For
Budhraja
1.2 Elect Arthur H. House Mgmt For For For
1.3 Elect Daniel P. McGahn Mgmt For For For
1.4 Elect David R. Oliver, Mgmt For For For
Jr.
1.5 Elect John W. Wood, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ardmore Shipping Corp
Ticker Security ID: Meeting Date Meeting Status
ASC CUSIP Y0207T100 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Dunne Mgmt For Withhold Against
1.2 Elect Curtis McWilliams Mgmt For For For
________________________________________________________________________________
Astronics Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRO CUSIP 046433207 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond W. Mgmt For For For
Boushie
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect Jeffry D. Frisby Mgmt For For For
1.4 Elect Peter J. Mgmt For For For
Gundermann
1.5 Elect Warren C. Johnson Mgmt For For For
1.6 Elect Kevin T. Keane Mgmt For For For
1.7 Elect Neil Kim Mgmt For For For
1.8 Elect Mark Moran Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AstroNova, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALOT CUSIP 04638F108 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean Bua Mgmt For For For
1.2 Elect Mitchell I. Quain Mgmt For For For
1.3 Elect Yvonne Schlaeppi Mgmt For For For
1.4 Elect Harold Schofield Mgmt For For For
1.5 Elect Richard S. Mgmt For For For
Warzala
1.6 Elect Gregory A. Woods Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AtriCure, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRC CUSIP 04963C209 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. Carrel Mgmt For For For
2 Elect Mark A. Collar Mgmt For For For
3 Elect Scott W. Drake Mgmt For For For
4 Elect Regina E. Groves Mgmt For For For
5 Elect B. Kristine Mgmt For For For
Johnson
6 Elect Mark R. Lanning Mgmt For For For
7 Elect Sven A. Wehrwein Mgmt For For For
8 Elect Robert S. White Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 04/07/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Declaration of Mgmt N/A For N/A
Material
Interest
3 Acceleration of Mgmt For For For
Vesting of NED
Equity-Based
Awards
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 12/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shimon Alon Mgmt For For For
1.2 Elect Dov Biran Mgmt For For For
1.3 Elect Dan Falk Mgmt For For For
2 Amendment to Mgmt For For For
Compensation
Policy
3 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
4 Compensation Terms CEO Mgmt For For For
5 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
6 Annual performance Mgmt For For For
bonus for
CEO
7 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
8 Equity Grants of CEO Mgmt For For For
9 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard J. Mgmt For For For
LeBlanc
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For Withhold Against
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Amendment to the 2009 Mgmt For Against Against
Stock Incentive
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 07/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For For For
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
BayCom Corp
Ticker Security ID: Meeting Date Meeting Status
BCML CUSIP 07272M107 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd W. Kendall Mgmt For For For
1.2 Elect George J. Guarini Mgmt For For For
1.3 Elect James S. Camp Mgmt For For For
1.4 Elect Harpreet C. Mgmt For For For
Chaudhary
1.5 Elect Rocco Davis Mgmt For For For
1.6 Elect Malcolm F. Mgmt For For For
Hotchkiss
1.7 Elect Robert R. Laverne Mgmt For For For
1.8 Elect David M. Spatz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BayCom Corp
Ticker Security ID: Meeting Date Meeting Status
BCML CUSIP 07272M107 07/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd W. Kendall Mgmt For For For
1.2 Elect George J. Guarini Mgmt For For For
1.3 Elect James S. Camp Mgmt For For For
1.4 Elect Harpreet C. Mgmt For For For
Chaudhary
1.5 Elect Rocco Davis Mgmt For For For
1.6 Elect Malcolm F. Mgmt For For For
Hotchkiss
1.7 Elect Robert R. Laverne Mgmt For For For
1.8 Elect David M. Spatz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BioDelivery Sciences International, Inc.
Ticker Security ID: Meeting Date Meeting Status
BDSI CUSIP 09060J106 08/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Amendment Clarifying Mgmt For For For
Voting
Standard
3 Increase of Authorized Mgmt For For For
Common
Stock
4.1 Elect Peter S. Mgmt For For For
Greenleaf
4.2 Elect Todd C. Davis Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Ratification of Series Mgmt For For For
B Preferred Stock and
Issuance of Common
Stock Upon its
Conversion
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Biospecifics Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
BSTC CUSIP 090931106 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Schamroth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2019 Omnibus Incentive Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Brookline Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKL CUSIP 11373M107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joanne B. Chang Mgmt For For For
2 Elect David C. Chapin Mgmt For For For
3 Elect John A. Hackett Mgmt For For For
4 Elect John L. Hall II Mgmt For For For
5 Elect John M. Pereira Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 01/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robyn C. Davis Mgmt For For For
1.3 Elect Joseph R. Martin Mgmt For For For
1.4 Elect Krishna G. Palepu Mgmt For For For
1.5 Elect Kirk P. Pond Mgmt For For For
1.6 Elect Michael Mgmt For For For
Rosenblatt
1.7 Elect Stephen S. Mgmt For For For
Schwartz
1.8 Elect Alfred Mgmt For For For
Woollacott
III
1.9 Elect Mark S. Wrighton Mgmt For For For
1.10 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Camtek Limited
Ticker Security ID: Meeting Date Meeting Status
CAMT CUSIP M20791105 06/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Private Mgmt For For For
Placement
Transaction
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Elect Rafi Amit Mgmt For For For
4 Elect Yotam Stern Mgmt For For For
5 Elect Eran Bendoly Mgmt For For For
6 Elect Moty Ben-Arie Mgmt For For For
7 Elect Yehezkel Ofir Mgmt For For For
8 Amend Compensation Mgmt For For For
Policy
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Canaccord Genuity Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 134801109 08/02/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Charles N. Mgmt For For For
Bralver
2.2 Elect Daniel J. Daviau Mgmt For For For
2.3 Elect Kalpana Desai Mgmt For For For
2.4 Elect Michael D. Harris Mgmt For For For
2.5 Elect Merri L. Jones Mgmt For For For
2.6 Elect David J. Kassie Mgmt For For For
2.7 Elect Terrence A. Lyons Mgmt For For For
2.8 Elect Dipesh Shah Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of the Mgmt For Against Against
Performance Share
Option Plan and
Ratification of
Option
Grants
________________________________________________________________________________
Cass Information Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASS CUSIP 14808P109 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Clermont Mgmt For For For
2 Elect James J. Mgmt For For For
Lindemann
3 Elect Sally H. Roth Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven G. Bunger Mgmt For For For
1.2 Elect Jack Hanna Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dinah Corbaci Mgmt For For For
2 Elect Eduard Berger Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Chembio Diagnostics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEMI CUSIP 163572209 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine L. Mgmt For For For
Davis
1.2 Elect Gail S. Page Mgmt For For For
1.3 Elect Mary Lake Polan Mgmt For For For
1.4 Elect John G. Potthoff Mgmt For For For
1.5 Elect John J. Sperzel Mgmt For For For
III
2 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Citi Trends, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTRN CUSIP 17306X102 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Carney Mgmt For For For
2 Elect Barbara Levy Mgmt For For For
3 Elect Peter Sachse Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clarkson plc
Ticker Security ID: Meeting Date Meeting Status
CKN CINS G21840106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect William G. Thomas Mgmt For For For
5 Elect Andi Case Mgmt For For For
6 Elect Jeff Woyda Mgmt For For For
7 Elect Peter Backhouse Mgmt For Against Against
8 Elect Marie-Louise Mgmt For Against Against
Clayton
9 Elect James W.J. Mgmt For Against Against
Hughes-Hallett
10 Elect Tim J. Miller Mgmt For Against Against
11 Elect Birger Nergaard Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authorisation of Mgmt For For For
Political
Donations
16 Employee Share Mgmt For For For
Purchase
Plan
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cohu, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHU CUSIP 192576106 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Mgmt For For For
Bilodeau
2 Elect James A. Donahue Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
5 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Community Healthcare Trust Inc
Ticker Security ID: Meeting Date Meeting Status
CHCT CUSIP 20369C106 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Gardner Mgmt For For For
1.2 Elect Clarie Gulmi Mgmt For For For
1.3 Elect Robert Z. Hensley Mgmt For For For
1.4 Elect R. Lawrence Van Mgmt For For For
Horn
1.5 Elect Timothy G. Mgmt For For For
Wallace
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Computer Modelling Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 205249105 07/12/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Judith J. Athaide Mgmt For For For
2.2 Elect Kenneth M. Mgmt For For For
Dedeluk
2.3 Elect Christopher L. Mgmt For For For
Fong
2.4 Elect Patrick R. Mgmt For For For
Jamieson
2.5 Elect Peter H. Kinash Mgmt For For For
2.6 Elect Ryan N. Schneider Mgmt For For For
2.7 Elect Robert F. M. Mgmt For For For
Smith
2.8 Elect John B. Zaozirny Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Computer Task Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTG CUSIP 205477102 07/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel J. Mgmt For For For
Sullivan
1.2 Elect Arthur W. Mgmt For For For
Crumlish
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Construction Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROAD CUSIP 21044C107 03/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ned N Fleming, Mgmt For Abstain Against
III
2 Elect Charles E. Owens Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Correvio Pharma Corp.
Ticker Security ID: Meeting Date Meeting Status
CORV CUSIP 22026V105 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard M. Mgmt For For For
Glickman
1.2 Elect W. James O'Shea Mgmt For For For
1.3 Elect William L. Hunter Mgmt For For For
1.4 Elect Mark H.N. Mgmt For For For
Corrigan
1.5 Elect Arthur H. Willms Mgmt For For For
1.6 Elect Robert J. Meyer Mgmt For For For
1.7 Elect Vanda De Cian Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
County Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICBK CUSIP 221907108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Binversie Mgmt For For For
1.2 Elect Robert E. Matzke Mgmt For For For
1.3 Elect Patrick J. Roe Mgmt For For For
1.4 Elect Kaithi P. Seifert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CPI Aerostructures, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVU CUSIP 125919308 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet K. Cooper Mgmt For For For
1.2 Elect Carey E. Bond Mgmt For For For
1.3 Elect Michael Faber Mgmt For For For
1.4 Elect Douglas McCrosson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CRA International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRAI CUSIP 12618T105 07/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Holthausen Mgmt For For For
1.2 Elect Nancy Hawthorne Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cryolife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Mgmt For For For
Ackerman
1.2 Elect Daniel J. Mgmt For For For
Bevevino
1.3 Elect Marna P. Mgmt For For For
Borgstrom
1.4 Elect James W. Bullock Mgmt For For For
1.5 Elect Jeffrey H. Mgmt For For For
Burbank
1.6 Elect Pat Mackin Mgmt For For For
1.7 Elect Ronald D. McCall Mgmt For For For
1.8 Elect Harvey Morgan Mgmt For For For
1.9 Elect Jon W. Salveson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendments to the Mgmt For For For
Restated Articles of
Incorporation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CUI Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUI CUSIP 126576206 12/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Clough Mgmt For For For
1.2 Elect C. Stephen Mgmt For For For
Cochennet
1.3 Elect Sean P. Rooney Mgmt For For For
1.4 Elect Paul D. White Mgmt For Withhold Against
1.5 Elect Corey A. Mgmt For Withhold Against
Lambrecht
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Culp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CULP CUSIP 230215105 09/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Culp, Mgmt For For For
III
1.2 Elect Fred A. Jackson Mgmt For For For
1.3 Elect Kenneth R. Larson Mgmt For For For
1.4 Elect Kenneth W. Mgmt For For For
McAllister
1.5 Elect Franklin N. Saxon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CyberOptics Corporation
Ticker Security ID: Meeting Date Meeting Status
CYBE CUSIP 232517102 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Craig D. Gates Mgmt For For For
1.2 Elect Subodh Kulkarni Mgmt For For For
1.3 Elect Irene M. Qualters Mgmt For For For
1.4 Elect Michael M. Mgmt For For For
Selzer,
Jr.
1.5 Elect Vivek Mohindra Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Del Taco Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
TACO CUSIP 245496104 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ari B. Levy Mgmt For For For
1.2 Elect R.J. Melman Mgmt For For For
1.3 Elect John D. Mgmt For For For
Cappasola,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Digi International, Inc.
Ticker Security ID: Meeting Date Meeting Status
DGII CUSIP 253798102 02/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Spiro Lazarakis Mgmt For For For
1.2 Elect Hatem H. Naguib Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynavax Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
DVAX CUSIP 268158201 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Carson Mgmt For For For
1.2 Elect Eddie Gray Mgmt For For For
1.3 Elect Laura A. Brege Mgmt For For For
2 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Electro Scientific Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUSIP 285229100 01/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Emcore Corp.
Ticker Security ID: Meeting Date Meeting Status
EMKR CUSIP 290846203 03/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rex S. Jackson Mgmt For For For
1.2 Elect Jeffrey Mgmt For For For
Rittichier
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encore Wire Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Mgmt For For For
Courtney
1.2 Elect Gregory J. Fisher Mgmt For For For
1.3 Elect Daniel L. Jones Mgmt For For For
1.4 Elect William R. Mgmt For For For
Thomas
III
1.5 Elect Scott D. Weaver Mgmt For For For
1.6 Elect John H. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ePlus Inc.
Ticker Security ID: Meeting Date Meeting Status
PLUS CUSIP 294268107 09/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip G. Norton Mgmt For For For
1.2 Elect Bruce M. Bowen Mgmt For For For
1.3 Elect C. Thomas Mgmt For For For
Faulders,
III
1.4 Elect Terrence Mgmt For For For
O'Donnell
1.5 Elect Lawrence S. Mgmt For For For
Herman
1.6 Elect Ira A. Hunt, III Mgmt For For For
1.7 Elect John E. Callies Mgmt For For For
1.8 Elect Eric D. Hovde Mgmt For For For
1.9 Elect Maureen F. Mgmt For For For
Morrison
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Everspin Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRAM CUSIP 30041T104 05/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Conley Mgmt For For For
1.2 Elect Geoffrey R. Tate Mgmt For For For
1.3 Elect Darin G. Mgmt For For For
Billerbeck
1.4 Elect Lawrence Finch Mgmt For For For
1.5 Elect Ronald C. Foster Mgmt For For For
1.6 Elect Michael B. Mgmt For For For
Gustafson
1.7 Elect Peter Hebert Mgmt For For For
1.8 Elect Geoffrey G. Ribar Mgmt For For For
1.9 Elect Stephen J. Mgmt For For For
Socolof
2 Ratification of Auditor Mgmt For For For
3 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Exco Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
XTC CUSIP 30150P109 01/30/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward H. Mgmt For For For
Kernaghan
1.2 Elect Darren M. Kirk Mgmt For For For
1.3 Elect Robert B. Magee Mgmt For For For
1.4 Elect Colleen M. Mgmt For For For
McMorrow
1.5 Elect Paul R. Riganelli Mgmt For For For
1.6 Elect Brian A. Robbins Mgmt For For For
1.7 Elect Anne Marie Mgmt For For For
Turnbull
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank H. Levinson Mgmt For For For
1.2 Elect David T. Mitchell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy E. Clark Mgmt For For For
1.2 Elect Stacy Mgmt For For For
Loretz-Congdon
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry L. Mgmt For For For
Enterline
1.2 Elect Thomas Duncan Mgmt For For For
1.3 Elect Jean Hlay Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Gehl Mgmt For For For
1.2 Elect Andrew B. Schmitt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FRP Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPH CUSIP 30292L107 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Baker II Mgmt For For For
1.2 Elect Charles E. Mgmt For For For
Commander
III
1.3 Elect H.W. Shad III Mgmt For For For
1.4 Elect Martin E. Stein, Mgmt For For For
Jr.
1.5 Elect William H. Mgmt For For For
Walton
III
1.6 Elect Margaret B. Mgmt For For For
Wetherbee
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Futurefuel Corp.
Ticker Security ID: Meeting Date Meeting Status
FF CUSIP 36116M106 09/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul A. Novelly Mgmt For For For
1.2 Elect Dale E. Cole Mgmt For For For
1.3 Elect Alain Louvel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gaia, Inc.
Ticker Security ID: Meeting Date Meeting Status
GAIA CUSIP 36269P104 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jirka Rysavy Mgmt For For For
1.2 Elect Kristin Frank Mgmt For For For
1.3 Elect Chris Jaeb Mgmt For For For
1.4 Elect David Maisel Mgmt For For For
1.5 Elect Keyur Patel Mgmt For Withhold Against
1.6 Elect Dae Mellencamp Mgmt For For For
1.7 Elect Paul Sutherland Mgmt For Withhold Against
2 Approval of the 2019 Mgmt For Against Against
Long-Term Incentive
Plan
3 Approval of the 2019 Mgmt For Against Against
Employee Stock
Purchase
Plan
________________________________________________________________________________
Gain Capital Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
GCAP CUSIP 36268W100 07/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alex Goor Mgmt For For For
2 Elect Mark Richards Mgmt For For For
3 Elect Christopher S. Mgmt For For For
Sugden
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Brass and Copper Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRSS CUSIP 37953G103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicki L. Avril Mgmt For For For
2 Elect Donald L. Marsh Mgmt For For For
3 Elect Bradford T. Ray Mgmt For For For
4 Elect John H. Walker Mgmt For For For
5 Elect John J. Wasz Mgmt For For For
6 Elect Martin E. Welch Mgmt For For For
III
7 Elect Ronald C. Mgmt For For For
Whitaker
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gluskin Sheff & Associates Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 37989N106 11/15/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Beeston Mgmt For For For
1.2 Elect V. Ann Davis Mgmt For For For
1.3 Elect Wilfred A. Gobert Mgmt For For For
1.4 Elect Stephen Halperin Mgmt For For For
1.5 Elect Nancy H.O. Mgmt For For For
Lockhart
1.6 Elect Jeffrey W Moody Mgmt For For For
1.7 Elect Pierre-Andre Mgmt For For For
Themens
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
GP Strategies Corporation
Ticker Security ID: Meeting Date Meeting Status
GPX CUSIP 36225V104 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamar Elkeles Mgmt For For For
2 Elect Marshall S. Mgmt For For For
Geller
3 Elect Scott N. Mgmt For For For
Greenberg
4 Elect Steven E. Koonin Mgmt For For For
5 Elect Jacques Manardo Mgmt For For For
6 Elect Richard C. Mgmt For For For
Pfenniger,
Jr.
7 Elect Samuel D. Mgmt For For For
Robinson
8 Elect Miriam H. Strouse Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Graham Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Fortier Mgmt For For For
1.2 Elect James R. Lines Mgmt For For For
1.3 Elect Lisa M. Schnorr Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Greenbrier Cos., Inc.
Ticker Security ID: Meeting Date Meeting Status
GBX CUSIP 393657101 01/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas B. Fargo Mgmt For For For
1.2 Elect Duane C. Mgmt For For For
McDougall
1.3 Elect Donald A. Mgmt For For For
Washburn
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gulf Island Fabrication, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIFI CUSIP 402307102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Murray W. Burns Mgmt For For For
1.2 Elect William E. Chiles Mgmt For For For
1.3 Elect Michael A. Flick Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Decrease in Threshold Mgmt For For For
Required to Call a
Special
Meeting
6 Bundled Amendments to Mgmt For For For
Articles of
Incorporation to
Conform to LBCA and
Current Governance
Best
Practices
________________________________________________________________________________
HarborOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HONE CUSIP 41165F101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph F. Barry Mgmt For For For
1.2 Elect James W. Blake Mgmt For For For
1.3 Elect Timothy R. Lynch Mgmt For For For
1.4 Elect Damian W. Wilmot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harvard Bioscience, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBIO CUSIP 416906105 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James W. Green Mgmt For For For
1.2 Elect Bertrand Loy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Haverty Furniture Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HVT CUSIP 419596101 05/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Allison Dukes Mgmt For For For
1.2 Elect G. Thomas Hough Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect John C. Corey Mgmt For For For
3 Elect Robert H. Getz Mgmt For For For
4 Elect Dawne S. Hickton Mgmt For For For
5 Elect Michael L. Shor Mgmt For For For
6 Elect William P. Wall Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Health Insurance Innovations, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIIQ CUSIP 42225K106 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul E. Avery Mgmt For For For
1.2 Elect Anthony J. Mgmt For For For
Barkett
1.3 Elect Ellen M. Duffield Mgmt For For For
1.4 Elect John A. Fichthorn Mgmt For For For
1.5 Elect Paul G. Gabos Mgmt For For For
1.6 Elect Robert S. Murley Mgmt For For For
1.7 Elect Peggy B. Scott Mgmt For For For
1.8 Elect Gavin Southwell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth L. Mgmt For For For
Axelrod
1.2 Elect Clare M. Chapman Mgmt For For For
1.3 Elect Gary E. Knell Mgmt For For For
1.4 Elect Lyle Logan Mgmt For For For
1.5 Elect Willem Mesdag Mgmt For For For
1.6 Elect Krishnan Mgmt For For For
Rajagopalan
1.7 Elect Stacey Rauch Mgmt For For For
1.8 Elect Adam Warby Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian J. Recatto Mgmt For For For
1.2 Elect Charles E. Mgmt For For For
Schalliol
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive Award
Plan
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
HomeTrust Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTBI CUSIP 437872104 11/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sidney A. Mgmt For For For
Biesecker
1.2 Elect Robert G. Mgmt For For For
Dinsmore,
Jr.
1.3 Elect Richard T. Mgmt For For For
Williams
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Extension of Tax Mgmt For For For
Benefits Preservation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ichor Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICHR CUSIP G4740B105 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc Haugen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.2 Elect J. Anthony Mgmt For For For
Gallegos,
Jr.
1.3 Elect James Crandell Mgmt For For For
1.4 Elect Matthew D. Mgmt For For For
Fitzgerald
1.5 Elect Daniel F. McNease Mgmt For For For
1.6 Elect James G. Minmier Mgmt For For For
1.7 Elect Adam J. Piekarski Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 10/01/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Investar Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
ISTR CUSIP 46134L105 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Baker Mgmt For For For
1.2 Elect Thomas C. Mgmt For For For
Besselman,
Sr.
1.3 Elect James H. Boyce, Mgmt For For For
III
1.4 Elect Robert M. Boyce, Mgmt For For For
Sr.
1.5 Elect John J. D'Angelo Mgmt For For For
1.6 Elect Robert Chris Mgmt For For For
Jordan
1.7 Elect William H. Mgmt For For For
Hidalgo,
Sr.
1.8 Elect Gordon H. Mgmt For For For
Joffrion,
III
1.9 Elect David J. Mgmt For For For
Lukinovich
1.10 Elect Suzanne O. Mgmt For For For
Middleton
1.11 Elect Andrew C. Nelson Mgmt For For For
1.12 Elect Frank L. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
John B. Sanfilippo & Son, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBSS CUSIP 800422107 11/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Edgar Mgmt For For For
1.2 Elect Ellen C. Taaffe Mgmt For For For
1.3 Elect Daniel M. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kadant, Inc.
Ticker Security ID: Meeting Date Meeting Status
KAI CUSIP 48282T104 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan W. Mgmt For For For
Painter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of RSU Grants Mgmt For For For
to Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall A. Mehl Mgmt For For For
1.2 Elect Elaine D. Rosen Mgmt For For For
1.3 Elect Ralph E. Mgmt For For For
Struzziero
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Kirkland's, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIRK CUSIP 497498105 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan S. Lanigan Mgmt For For For
2 Elect Charles Pleas, Mgmt For For For
III
3 Elect Steven C. Mgmt For For For
Woodward
4 Amendment to the 2002 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kornit Digital Ltd
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect Eli Blatt Mgmt For For For
3 Elect Marc Lesnick Mgmt For For For
4 Elect Lauri A. Hanover Mgmt For For For
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Elect Yehoshua Nir Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Equity Grants of Mgmt For For For
Directors
11 Employment Terms of Mgmt For For For
Incoming
CEO
12 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Lindblad Expeditions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIND CUSIP 535219109 06/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard W. Mgmt For For For
Aronson
1.2 Elect Elliott Bisnow Mgmt For For For
1.3 Elect Daniel J. Mgmt For For For
Hanrahan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 12/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary A. Lindsey Mgmt For For For
1.2 Elect Consuelo E. Mgmt For For For
Madere
1.3 Elect Michael C. Nahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP G5698W116 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alok Maskara Mgmt For For For
2 Elect David F. Landless Mgmt For For For
3 Elect Clive J. Snowdon Mgmt For For For
4 Elect Richard J. Hipple Mgmt For For For
5 Elect Allisha Elliot Mgmt For For For
6 Remuneration Report Mgmt For For For
(Advisory)
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Amendment to Share Mgmt For For For
Incentive
Plan
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lydall, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDL CUSIP 550819106 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale G. Barnhart Mgmt For For For
1.2 Elect David G. Bills Mgmt For For For
1.3 Elect Kathleen Burdett Mgmt For For For
1.4 Elect James J. Cannon Mgmt For For For
1.5 Elect Matthew T. Mgmt For For For
Farrell
1.6 Elect Marc T. Giles Mgmt For For For
1.7 Elect William D. Gurley Mgmt For For For
1.8 Elect Suzanne Hammett Mgmt For For For
1.9 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Major Drilling Group International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDI CUSIP 560909103 09/07/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Breiner Mgmt For For For
1.2 Elect Jean Desrosiers Mgmt For For For
1.3 Elect Fred J. Dyment Mgmt For For For
1.4 Elect Denis Larocque Mgmt For For For
1.5 Elect Janice Rennie Mgmt For For For
1.6 Elect David B. Tennant Mgmt For For For
1.7 Elect Jo Mark Zurel Mgmt For For For
1.8 Elect John Burzynski Mgmt For For For
1.9 Elect Louise-Pierre Mgmt For For For
Gignac
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Marcus & Millichap, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMI CUSIP 566324109 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George M. Marcus Mgmt For For For
1.2 Elect George T. Shaheen Mgmt For For For
1.3 Elect Don C. Watters Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Marten Transport, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRTN CUSIP 573075108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph L. Mgmt For For For
Marten
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Mgmt For For For
Demorest
1.6 Elect G. Larry Owens Mgmt For For For
1.7 Elect Ronald R. Booth Mgmt For Withhold Against
2 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
MCBC Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCFT CUSIP 55276F107 10/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry McNew Mgmt For For For
1.2 Elect Frederick A. Mgmt For For For
Brightbill
1.3 Elect W. Patrick Battle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mesa Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 10/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael T. Brooks Mgmt For For For
1.2 Elect H. Stuart Mgmt For For For
Campbell
1.3 Elect Robert V. Dwyer Mgmt For For For
1.4 Elect Evan C. Guillemin Mgmt For For For
1.5 Elect David M. Kelly Mgmt For For For
1.6 Elect John B. Schmieder Mgmt For For For
1.7 Elect John J. Sullivan Mgmt For For For
1.8 Elect Gary M. Owens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Natural Gas Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NGS CUSIP 63886Q109 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Chisholm Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nautilus, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLS CUSIP 63910B102 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald P. Badie Mgmt For For For
1.2 Elect Richard A. Horn Mgmt For For For
1.3 Elect M. Carl Johnson, Mgmt For For For
III
1.4 Elect Anne G. Saunders Mgmt For For For
1.5 Elect Marvin G. Siegert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Steven C. Jones Mgmt For For For
3 Elect Kevin C. Johnson Mgmt For For For
4 Elect Raymond R. Hipp Mgmt For For For
5 Elect Bruce K. Crowther Mgmt For For For
6 Elect Lynn A. Tetrault Mgmt For For For
7 Elect Allison L. Hannah Mgmt For For For
8 Elect Stephen M. Mgmt For For For
Kanovsky
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ihab Tarazi Mgmt For For For
1.2 Elect Rajiv Ramaswami Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Employee Equity
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
nLIGHT, Inc.
Ticker Security ID: Meeting Date Meeting Status
LASR CUSIP 65487K100 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Keeney Mgmt For Abstain Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northwest Pipe Company
Ticker Security ID: Meeting Date Meeting Status
NWPX CUSIP 667746101 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Mgmt For For For
Franson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CUSIP M7516K103 06/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Brunstein Mgmt For For For
2 Elect Avi Cohen Mgmt For For For
3 Elect Raanan Cohen Mgmt For For For
4 Elect Miron Kenneth Mgmt For For For
5 Compensation Policy Mgmt For Against Against
6 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
7 Amend Equity-Based Mgmt For For For
Compensation of
Non-Executive
Directors
8 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
9 Revised Employment Mgmt For For For
Agreement with
CEO
10 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
11 Amendments to Articles Mgmt For Against Against
of
Association
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Novanta Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVT CUSIP 67000B104 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen W. Mgmt For For For
Bershad
1.2 Elect Lonny J. Mgmt For For For
Carpenter
1.3 Elect Deborah DiSanzo Mgmt For For For
Eldracher
1.4 Elect Matthijs Glastra Mgmt For For For
1.5 Elect Brian D. King Mgmt For For For
1.6 Elect Ira J. Lamel Mgmt For For For
1.7 Elect Dominic A. Romeo Mgmt For For For
1.8 Elect Thomas N. Secor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orbcomm Inc
Ticker Security ID: Meeting Date Meeting Status
ORBC CUSIP 68555P100 04/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denise Waund Mgmt For For For
Gibson
1.2 Elect Karen Gould Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
OrthoPediatrics Corp.
Ticker Security ID: Meeting Date Meeting Status
KIDS CUSIP 68752L100 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred L. Hite Mgmt For For For
1.2 Elect Bryan W. Hughes Mgmt For For For
1.3 Elect Mark Throdahl Mgmt For For For
1.4 Elect Samuel D. Mgmt For For For
Riccitelli
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paratek Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRTK CUSIP 699374302 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Dietz Mgmt For For For
1.2 Elect Timothy R. Mgmt For For For
Franson
1.3 Elect Evan Loh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PC Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXN CUSIP 69318J100 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect David Mgmt For For For
Beffa-Negrini
1.4 Elect Barbara Duckett Mgmt For For For
1.5 Elect Jack Ferguson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
5 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PCSB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PCSB CUSIP 69324R104 10/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey D. Mgmt For For For
Kellogg
1.2 Elect Robert C. Lusardi Mgmt For For For
1.3 Elect Matthew G. Mgmt For For For
McCrosson
2 2018 Equity Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDF Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDFS CUSIP 693282105 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Kibarian Mgmt For For For
1.2 Elect Michael B Mgmt For For For
Gustafson
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For Abstain Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Fiederowicz
1.2 Elect Joseph A. Mgmt For For For
Fiorita,
Jr.
1.3 Elect Liang-Choo Hsia Mgmt For For For
1.4 Elect Dr. Peter S. Mgmt For For For
Kirlin
1.5 Elect Constantine S. Mgmt For For For
Macricostas
1.6 Elect George Mgmt For For For
Macricostas
1.7 Elect Mitchell G. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Primo Water Corporation
Ticker Security ID: Meeting Date Meeting Status
PRMW CUSIP 74165N105 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Mgmt For For For
Brenner
1.2 Elect Susan E. Cates Mgmt For For For
1.3 Elect Charles A. Norris Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For Abstain Against
Omnibus Long-Term
Incentive
Plan
4 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Profire Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFIE CUSIP 74316X101 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brenton W. Hatch Mgmt For For For
1.2 Elect Ryan W. Oviatt Mgmt For Withhold Against
1.3 Elect Ronald R. Spoehel Mgmt For For For
1.4 Elect Daren J. Shaw Mgmt For For For
1.5 Elect Arlen B. Crouch Mgmt For Withhold Against
2 Frequency of Advisory Mgmt 2 Years 1 Year Against
Vote on Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QAD Inc.
Ticker Security ID: Meeting Date Meeting Status
QADB CUSIP 74727D306 06/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott J. Adelson Mgmt For For For
2 Elect Anton Chilton Mgmt For For For
3 Elect Peter R. van Mgmt For For For
Cuylenburg
4 Elect Pamela M. Lopker Mgmt For For For
5 Elect Lee D. Roberts Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Douglas Mgmt For For For
1.2 Elect William H. Mgmt For For For
Osborne
1.3 Elect Fay West Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QuinStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
QNST CUSIP 74874Q100 10/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas Valenti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Raven Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jason M. Andringa Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Thomas S. Everist Mgmt For For For
4 Elect Janet M. Holloway Mgmt For For For
5 Elect Kevin T. Kirby Mgmt For For For
6 Elect Marc E. LeBaron Mgmt For For For
7 Elect Lois M. Martin Mgmt For For For
8 Elect Richard W. Parod Mgmt For For For
9 Elect Daniel A. Rykhus Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Red Lion Hotels Corporation
Ticker Security ID: Meeting Date Meeting Status
RLH CUSIP 756764106 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Wolfe Mgmt For For For
2 Elect Ted Darnall Mgmt For For For
3 Elect James P. Evans Mgmt For For For
4 Elect Amy E. Humphreys Mgmt For For For
5 Elect Joseph B. Megibow Mgmt For For For
6 Elect Gregory T. Mount Mgmt For For For
7 Elect R. Carter Pate Mgmt For Against Against
8 Elect Bonny W Simi Mgmt For For For
9 Elect Michael Vernon Mgmt For For For
10 Amendment to the 2015 Mgmt For Against Against
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Resources Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
RECN CUSIP 76122Q105 10/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan J. Crawford Mgmt For For For
2 Elect Donald B. Murray Mgmt For For For
3 Elect A. Robert Pisano Mgmt For For For
4 Elect Michael H. Mgmt For For For
Wargotz
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rudolph Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel H. Berry Mgmt For For For
2 Elect Vita A. Cassese Mgmt For For For
3 Elect Thomas G. Greig Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhonda D. Hunter Mgmt For For For
1.2 Elect David L. Jahnke Mgmt For For For
1.3 Elect William D. Mgmt For For For
Larsson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SeaChange International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEAC CUSIP 811699107 07/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark J. Bonney Mgmt For For For
2 Elect Mary Palermo Mgmt For For For
Cotton
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shoe Carnival, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCVL CUSIP 824889109 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clifton E. Mgmt For For For
Sifford
2 Elect James A. Mgmt For For For
Aschleman
3 Elect Andrea R. Guthrie Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Silicon Motion Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
SIMO CUSIP 82706C108 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Additional Mgmt For For For
Directors
(Slate)
2 Elect Han-Ping D. Shieh Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Silvercrest Asset Management Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Messina Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spartan Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPAR CUSIP 846819100 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard F. Dauch Mgmt For For For
1.2 Elect Ronald Harbour Mgmt For For For
1.3 Elect James A. Sharman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Standard Motor Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMP CUSIP 853666105 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Gethin Mgmt For For For
1.2 Elect Pamela Forbes Mgmt For For For
Lieberman
1.3 Elect Patrick S. Mgmt For For For
McClymont
1.4 Elect Joseph W. Mgmt For For For
McDonnell
1.5 Elect Alisa C. Norris Mgmt For For For
1.6 Elect Eric P. Sills Mgmt For For For
1.7 Elect Lawrence I. Sills Mgmt For For For
1.8 Elect William H. Turner Mgmt For For For
1.9 Elect Richard S. Ward Mgmt For For For
1.10 Elect Roger M. Widmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stewardship Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
SSFN CUSIP 860326107 05/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard W. Culp Mgmt For For For
1.2 Elect Michael Westra Mgmt For For For
1.3 Elect Howard R. Yeaton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stoneridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRI CUSIP 86183P102 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan B. Mgmt For For For
DeGaynor
1.2 Elect Jeffrey P. Draime Mgmt For For For
1.3 Elect Douglas C. Jacobs Mgmt For For For
1.4 Elect Ira C. Kaplan Mgmt For For For
1.5 Elect Kim Korth Mgmt For For For
1.6 Elect William M. Lasky Mgmt For For For
1.7 Elect George S. Mayes, Mgmt For For For
Jr.
1.8 Elect Paul J. Schlather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sun Hydraulics Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Bertoneche Mgmt For For For
1.2 Elect Douglas M. Britt Mgmt For For For
1.3 Elect Philippe Lemaitre Mgmt For For For
1.4 Elect Kennon H. Mgmt For For For
Guglielmo
2 Company Name Change Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Surmodics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRDX CUSIP 868873100 02/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald B. Kalich Mgmt For For For
1.2 Elect Shawn T. Mgmt For For For
McCormick
2 Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Tactile Systems Technology, Inc
Ticker Security ID: Meeting Date Meeting Status
TCMD CUSIP 87357P100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William W. Burke Mgmt For For For
1.2 Elect Raymond Mgmt For For For
Huggenberger
1.3 Elect Gerald R. Mattys Mgmt For For For
1.4 Elect Richard J. Nigon Mgmt For For For
1.5 Elect Cheryl Pegus Mgmt For For For
1.6 Elect Kevin H. Roche Mgmt For For For
1.7 Elect Peter H. Mgmt For For For
Soderberg
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Territorial Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
TBNK CUSIP 88145X108 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kirk W. Caldwell Mgmt For For For
1.2 Elect Jennifer Isobe Mgmt For For For
1.3 Elect Francis E. Tanaka Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Tetraphase Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTPH CUSIP 88165N105 06/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Garen G. Bohlin Mgmt For For For
1.2 Elect John G. Freund Mgmt For For For
2 Amendment to the 2014 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Lovesac Company
Ticker Security ID: Meeting Date Meeting Status
LOVE CUSIP 54738L109 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew R. Heyer Mgmt For For For
1.2 Elect Shawn Nelson Mgmt For For For
1.3 Elect William P. Mgmt For For For
Phoenix
1.4 Elect Jared Rubin Mgmt For For For
1.5 Elect John Grafer Mgmt For For For
1.6 Elect Shirley Romig Mgmt For For For
1.7 Elect Walter McLallen Mgmt For For For
2 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Total Energy Services Inc.
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89154B102 05/15/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George K. Chow Mgmt For For For
1.2 Elect Gregory K. Mgmt For For For
Melchin
1.3 Elect Bruce L. Mgmt For For For
Pachkowski
1.4 Elect Glenn Dagenais Mgmt For For For
1.5 Elect Daniel K. Halyk Mgmt For For For
1.6 Elect Andrew B. Wiswell Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Share Mgmt For For For
Option
Plan
________________________________________________________________________________
Trecora Resources
Ticker Security ID: Meeting Date Meeting Status
TREC CUSIP 894648104 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary K. Adams Mgmt For For For
2 Elect Pamela R. Butcher Mgmt For For For
3 Elect Nicholas N. Mgmt For For For
Carter
4 Elect Adam C. Peakes Mgmt For For For
5 Elect Patrick D. Mgmt For For For
Quarles
6 Elect Janet S. Roemer Mgmt For For For
7 Elect Karen A. Mgmt For For For
Twitchell
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tristate Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSC CUSIP 89678F100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E.H. Dewhurst Mgmt For For For
1.2 Elect A. William Mgmt For For For
Schenck
III
1.3 Elect John B. Yasinsky Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Two River Bancorp
Ticker Security ID: Meeting Date Meeting Status
TRCB CUSIP 90207C105 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Mgmt For For For
Bollerman
1.2 Elect Robert B. Mgmt For For For
Grossman
1.3 Elect John J. Perri, Mgmt For For For
Jr.
1.4 Elect Robin Zager Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence L. Mgmt For For For
Granger
2 Elect James P. Mgmt For For For
Scholhamer
3 Elect David T. ibnAle Mgmt For For For
4 Elect Leonid Mezhvinsky Mgmt For For For
5 Elect Emily Maddox Mgmt For For For
Liggett
6 Elect Thomas T. Edman Mgmt For For For
7 Elect Barbara V. Mgmt For For For
Scherer
8 Elect Ernest E. Maddock Mgmt For For For
9 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Unique Fabricating, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFAB CUSIP 90915J103 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Cooke Mgmt For For For
1.2 Elect Kim Korth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Ayers
1.2 Elect Judith L. Bacchus Mgmt For For For
1.3 Elect M. David Mgmt For For For
Kornblatt
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vera Bradley, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRA CUSIP 92335C106 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Bradley Mgmt For For For
Baekgaard
1.2 Elect Richard Baum Mgmt For For For
1.3 Elect Patricia R. Mgmt For For For
Miller
1.4 Elect Frances P. Philip Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Vishay Precision Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
VPG CUSIP 92835K103 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Zandman Mgmt For For For
1.2 Elect Janet M. Clarke Mgmt For For For
1.3 Elect Wesley Cummins Mgmt For For For
1.4 Elect Bruce Lerner Mgmt For For For
1.5 Elect Saul V. Reibstein Mgmt For Withhold Against
1.6 Elect Timothy V. Mgmt For For For
Talbert
1.7 Elect Ziv Shoshani Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Western New England Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
WNEB CUSIP 958892101 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary G. Mgmt For For For
Fitzgerald
1.2 Elect Paul C. Picknelly Mgmt For For For
1.3 Elect Kevin M. Sweeney Mgmt For For For
1.4 Elect Christos A. Mgmt For For For
Tapases
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westport Fuel Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
WPRT CUSIP 960908309 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony Harris Mgmt For For For
1.2 Elect Brenda J. Eprile Mgmt For For For
1.3 Elect Colin S. Johnston Mgmt For For For
1.4 Elect Daniel M. Hancock Mgmt For For For
1.5 Elect David Johnson Mgmt For For For
1.6 Elect Michele J. Mgmt For For For
Buchignani
1.7 Elect Peter M. Yu Mgmt For For For
1.8 Elect Rodney T. Nunn Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Westwood Holdings Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WHG CUSIP 961765104 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian O. Casey Mgmt For For For
1.2 Elect Richard M. Frank Mgmt For For For
1.3 Elect Susan M. Byrne Mgmt For For For
1.4 Elect Ellen H. Mgmt For For For
Masterson
1.5 Elect Geoffrey R. Mgmt For For For
Norman
1.6 Elect Raymond E. Mgmt For For For
Wooldridge
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Eliminate Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
________________________________________________________________________________
Zealand Pharma A/S.
Ticker Security ID: Meeting Date Meeting Status
ZEAL CINS K9898X127 04/04/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Alain Munoz Mgmt For For For
8 Elect Martin Nicklasson Mgmt For For For
9 Elect Michael J. Owen Mgmt For For For
10 Elect Kirsten Aarup Mgmt For For For
Drejer
11 Elect Bernadette Mgmt For For For
Connaughton
12 Elect Jeffrey Berkowitz Mgmt For For For
13 Elect Leonard Kruimer Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Amendments to Articles Mgmt For For For
Regarding the
Election of the
Vice-Chair
17 Incentive Pay Mgmt For For For
Guidelines
18 Remuneration Guidelines Mgmt For For For
19 Directors' Fees Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce Micro-Cap Opportunity Fund
________________________________________________________________________________
A10 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEN CUSIP 002121101 11/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillip J. Mgmt For For For
Salsbury
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Accuray Incorporated
Ticker Security ID: Meeting Date Meeting Status
ARAY CUSIP 004397105 11/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth H. Mgmt For For For
Davila
2 Elect Joshua H. Levine Mgmt For For For
3 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
4 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aerohive Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIVE CUSIP 007786106 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ingrid Burton Mgmt For For For
1.2 Elect Fank J. Marshall Mgmt For For For
1.3 Elect Conway Mgmt For For For
Rulon-Miller
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Beckworth Mgmt For For For
1.2 Elect Matthew H. Mgmt For For For
Hartzell
1.3 Elect Umesh (Mike) Jain Mgmt For For For
1.4 Elect Frances H. Jeter Mgmt For For For
1.5 Elect Roland L. Mgmt For For For
Williams
1.6 Elect Robert E. McKee Mgmt For For For
III
1.7 Elect Louis A. Waters Mgmt For For For
2 2019 Stock Awards and Mgmt For For For
Incentive
Plan
3 2019 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alpha & Omega Semiconductor Limited
Ticker Security ID: Meeting Date Meeting Status
AOSL CUSIP G6331P104 11/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mike F. Chang Mgmt For For For
1.2 Elect Yueh-Se Ho Mgmt For For For
1.3 Elect Lucas S. Chang Mgmt For For For
1.4 Elect Robert I. Chen Mgmt For For For
1.5 Elect OWYANG King Mgmt For For For
1.6 Elect Michael L. Mgmt For For For
Pfeiffer
1.7 Elect Michael J. Mgmt For For For
Salameh
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2018 Mgmt For For For
Omnibus Incentive
Plan
4 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMAG Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAG CUSIP 00163U106 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William K. Heiden Mgmt For For For
2 Elect Barbara Deptula Mgmt For For For
3 Elect John A. Fallon Mgmt For For For
4 Elect Kathrine O'Brien Mgmt For For For
5 Elect Robert J. Perez Mgmt For For For
6 Elect Anne M. Phillips Mgmt For For For
7 Elect Gino Santini Mgmt For For For
8 Elect Davey S. Scoon Mgmt For For For
9 Elect James R. Sulat Mgmt For For For
10 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameresco, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRC CUSIP 02361E108 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas I. Foy Mgmt For For For
1.2 Elect Jennifer L. Mgmt For For For
Miller
1.3 Elect Nickolas Mgmt For For For
Stavropoulos
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armada Hoffler Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
AHH CUSIP 04208T108 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George F. Allen Mgmt For For For
1.2 Elect James A. Carroll Mgmt For For For
1.3 Elect James C. Cherry Mgmt For For For
1.4 Elect Louis S. Haddad Mgmt For For For
1.5 Elect Eva S. Hardy Mgmt For For For
1.6 Elect Daniel A. Hoffler Mgmt For For For
1.7 Elect A. Russell Kirk Mgmt For For For
1.8 Elect John W. Snow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Aspen Aerogels, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASPN CUSIP 04523Y105 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark L. Noetzel Mgmt For For For
1.2 Elect William P. Mgmt For For For
Noglows
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Astec Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASTE CUSIP 046224101 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Sansom Mgmt For For For
1.2 Elect W. Bradley Mgmt For For For
Southern
1.3 Elect Tracey H. Cook Mgmt For For For
1.4 Elect Mary L. Howell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avid Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVID CUSIP 05367P100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M. Bakish Mgmt For For For
2 Elect Paula E. Boggs Mgmt For For For
3 Elect Jeff Rosica Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avon Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose Armario Mgmt For For For
1.2 Elect W. Don Cornwell Mgmt For For For
1.3 Elect Nancy Killefer Mgmt For For For
1.4 Elect Susan J. Kropf Mgmt For For For
1.5 Elect Helen McCluskey Mgmt For For For
1.6 Elect Andrew G. Mgmt For For For
McMaster
1.7 Elect James A. Mgmt For For For
Mitarotonda
1.8 Elect Jan Zijderveld Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axos Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AX CUSIP 05566U108 10/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Grinberg Mgmt For Withhold Against
1.2 Elect Gregory Mgmt For For For
Garrabrants
1.3 Elect Uzair Dada Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard J. Mgmt For For For
LeBlanc
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For Withhold Against
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Amendment to the 2009 Mgmt For Against Against
Stock Incentive
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 07/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For For For
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Beazer Homes USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
BZH CUSIP 07556Q881 02/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth S. Mgmt For For For
Acton
2 Elect Laurent Alpert Mgmt For For For
3 Elect Brian C. Beazer Mgmt For For For
4 Elect Peter G. Mgmt For For For
Leemputte
5 Elect Allan P. Merrill Mgmt For For For
6 Elect Peter M. Orser Mgmt For For For
7 Elect Norma A. Mgmt For For For
Provencio
8 Elect Danny R. Shepherd Mgmt For For For
9 Elect Stephen P. Mgmt For For For
Zelnak,
Jr.
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Extension of Share Mgmt For For For
Transfer
Restrictions
13 Approval of Section Mgmt For For For
382 Rights
Agreement
________________________________________________________________________________
BioScrip, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIOS CUSIP 09069N108 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel E. Mgmt For For For
Greenleaf
1.2 Elect Michael G. Mgmt For For For
Bronfein
1.3 Elect David W. Golding Mgmt For For For
1.4 Elect Michael Goldstein Mgmt For For For
1.5 Elect Steven Neumann Mgmt For For For
1.6 Elect R. Carter Pate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
CAI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAI CUSIP 12477X106 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Masaaki Nishibori Mgmt For For For
1.2 Elect David G. Mgmt For For For
Remington
1.3 Elect John H. Williford Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive
Plan
5 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
CareDx, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNA CUSIP 14167L103 06/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred E. Cohen Mgmt For For For
1.2 Elect William A. Mgmt For For For
Hagstrom
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Castlight Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSLT CUSIP 14862Q100 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ed Park Mgmt For For For
1.2 Elect David B. Singer Mgmt For For For
1.3 Elect Judith K. Verhave Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dinah Corbaci Mgmt For For For
2 Elect Eduard Berger Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Century Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCS CUSIP 156504300 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale Francescon Mgmt For For For
1.2 Elect Robert J. Mgmt For For For
Francescon
1.3 Elect John P. Box Mgmt For For For
1.4 Elect Keith R. Guericke Mgmt For For For
1.5 Elect James M. Lippman Mgmt For For For
2 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Civitas Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIVI CUSIP 17887R102 03/07/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Commercial Vehicle Group, Inc
Ticker Security ID: Meeting Date Meeting Status
CVGI CUSIP 202608105 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott C. Arves Mgmt For For For
1.2 Elect Harold C. Bevis Mgmt For For For
1.3 Elect Roger L. Fix Mgmt For For For
1.4 Elect Robert C. Griffin Mgmt For For For
1.5 Elect Patrick E. Miller Mgmt For For For
1.6 Elect Wayne M. Rancourt Mgmt For For For
1.7 Elect Janice E. Stipp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comtech Telecommunications Corp.
Ticker Security ID: Meeting Date Meeting Status
CMTL CUSIP 205826209 12/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Paul Mgmt For For For
2 Elect Lawrence J. Mgmt For For For
Waldman
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2001 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Control4 Corporation
Ticker Security ID: Meeting Date Meeting Status
CTRL CUSIP 21240D107 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Habiger Mgmt For For For
1.2 Elect Martin Plaehn Mgmt For For For
1.3 Elect Maria Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Covenant Transportation Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVTI CUSIP 22284P105 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Parker Mgmt For For For
1.2 Elect William T. Alt Mgmt For For For
1.3 Elect Robert E. Mgmt For For For
Bosworth
1.4 Elect Bradley A. Moline Mgmt For For For
1.5 Elect Herbert J. Mgmt For For For
Schmidt
1.6 Elect W. Miller Welborn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Amendment to the 2006 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Ducommun Incorporated
Ticker Security ID: Meeting Date Meeting Status
DCO CUSIP 264147109 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert C. Mgmt For For For
Ducommun
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect Jay L. Haberland Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eagle Bulk Shipping Inc.
Ticker Security ID: Meeting Date Meeting Status
EGLE CUSIP Y2187A143 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Leand, Mgmt For For For
Jr.
1.2 Elect Randee E. Day Mgmt For For For
1.3 Elect Justin A. Knowles Mgmt For For For
1.4 Elect Bart Veldhuizen Mgmt For For For
1.5 Elect Gary Vogel Mgmt For For For
1.6 Elect Gary Weston Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
eGain Corporation
Ticker Security ID: Meeting Date Meeting Status
EGAN CUSIP 28225C806 11/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ashutosh Roy Mgmt For For For
1.2 Elect Gunjan Sinha Mgmt For For For
1.3 Elect Phiroz P. Mgmt For For For
Darukhanavala
1.4 Elect Brett Shockley Mgmt For For For
1.5 Elect Christine Russell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Electro Scientific Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUSIP 285229100 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Michael D. Burger Mgmt For For For
1.3 Elect Lynne J. Camp Mgmt For For For
1.4 Elect Laurence E. Mgmt For For For
Cramer
1.5 Elect Raymond A. Link Mgmt For For For
1.6 Elect Richard H. Wills Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EverQuote, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVER CUSIP 30041R108 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Blundin Mgmt For For For
1.2 Elect Sanju K. Bansal Mgmt For Withhold Against
1.3 Elect Seth Birnbaum Mgmt For For For
1.4 Elect Paul F. Deninger Mgmt For For For
1.5 Elect John Lunny Mgmt For Withhold Against
1.6 Elect George Neble Mgmt For For For
1.7 Elect John L. Shields Mgmt For For For
1.8 Elect Mira Wilczek Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ferroglobe Plc
Ticker Security ID: Meeting Date Meeting Status
GSM CUSIP G33856108 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Javier Lopez Mgmt For For For
Madrid
5 Elect Jose Maria Mgmt For For For
Alapont
6 Elect Donald G. Barger Mgmt For For For
7 Elect Bruce L. Crockett Mgmt For For For
8 Elect Stuart E. Mgmt For For For
Eizenstat
9 Elect Manuel Garrido Mgmt For For For
Ruano
10 Elect Greger Hamilton Mgmt For For For
11 Elect Pedro Larrea Mgmt For For For
Paguaga
12 Elect Juan Villar-Mir Mgmt For For For
de
Fuentes
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
First Foundation Inc.
Ticker Security ID: Meeting Date Meeting Status
FFWM CUSIP 32026V104 08/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Brakke Mgmt For For For
1.2 Elect Max A. Briggs Mgmt For For For
1.3 Elect Martha Corbett Mgmt For For For
1.4 Elect Warren D. Fix Mgmt For For For
1.5 Elect John Hakopian Mgmt For For For
1.6 Elect Scott F. Mgmt For For For
Kavanaugh
1.7 Elect Ulrich E. Mgmt For For For
Keller,
Jr.
1.8 Elect David Lake Mgmt For For For
1.9 Elect Mitchell M. Mgmt For For For
Rosenberg
1.10 Elect Jacob Sonenshine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Flexion Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXN CUSIP 33938J106 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Canute Mgmt For For For
1.2 Elect Samuel D. Colella Mgmt For For For
1.3 Elect Mark P. Stejbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lothar Maier Mgmt For For For
2 Elect Kelly Mgmt For For For
Steven-Waiss
3 Elect Michael W. Mgmt For For For
Zellner
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Forterra, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRTA CUSIP 34960W106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clint D. Mgmt For For For
McDonnough
1.2 Elect John McPherson Mgmt For For For
1.3 Elect Jacques Sarrazin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fulgent Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLGT CUSIP 359664109 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ming Hsieh Mgmt For For For
1.2 Elect John Bolger Mgmt For For For
1.3 Elect James J. Mule Mgmt For For For
1.4 Elect Yun Yen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gencor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
GENC CUSIP 368678108 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John G. Coburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
General Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
GFN CUSIP 369822101 12/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
Baribault
2 Elect Larry D. Tashjian Mgmt For For For
3 Elect Ronald F. Valenta Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Exclusive Forum Mgmt For Against Against
Provision
________________________________________________________________________________
GenMark Diagnostics, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNMK CUSIP 372309104 05/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa M. Giles Mgmt For For For
2 Elect Michael S. Mgmt For For For
Kagnoff
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Hamilton Lane Inc
Ticker Security ID: Meeting Date Meeting Status
HLNE CUSIP 407497106 09/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Erik Hirsch Mgmt For For For
1.2 Elect Leslie F. Varon Mgmt For For For
2 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HCI Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCI CUSIP 40416E103 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Apostolou Mgmt For For For
1.2 Elect Paresh Patel Mgmt For For For
1.3 Elect Gregory Politis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Heritage Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRTG CUSIP 42727J102 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Lucas Mgmt For For For
1.2 Elect Richard Mgmt For For For
Widdiecombe
1.3 Elect Pete Apostolou Mgmt For For For
1.4 Elect Irini Barlas Mgmt For For For
1.5 Elect Steven Martindale Mgmt For For For
1.6 Elect James Masiello Mgmt For For For
1.7 Elect Nicholas Pappas Mgmt For For For
1.8 Elect Joseph Mgmt For For For
Vattamattam
1.9 Elect Vijay Walvekar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Horizon Global Corporation
Ticker Security ID: Meeting Date Meeting Status
HZN CUSIP 44052W104 06/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Carl S. Bizon Mgmt For For For
2.2 Elect Frederick A. Mgmt For For For
Henderson
2.3 Elect Denise Ilitch Mgmt For For For
2.4 Elect John C. Kennedy Mgmt For For For
2.5 Elect Ryan L. Langdon Mgmt For For For
2.6 Elect Brett N. Milgrim Mgmt For For For
2.7 Elect David A. Roberts Mgmt For For For
2.8 Elect Mark D. Weber Mgmt For For For
2.9 Elect Harry J. Wilson Mgmt For For For
2.10 Elect Carl S. Bizon Mgmt For For For
2.11 Elect Frederick A. Mgmt For For For
Henderson
2.12 Elect Harry J. Wilson Mgmt For For For
3 Issuance of Common Mgmt For For For
Stock and
Warrants
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of the
Company
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.2 Elect J. Anthony Mgmt For For For
Gallegos,
Jr.
1.3 Elect James Crandell Mgmt For For For
1.4 Elect Matthew D. Mgmt For For For
Fitzgerald
1.5 Elect Daniel F. McNease Mgmt For For For
1.6 Elect James G. Minmier Mgmt For For For
1.7 Elect Adam J. Piekarski Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 10/01/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Infinera Corporation
Ticker Security ID: Meeting Date Meeting Status
INFN CUSIP 45667G103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marcel Gani Mgmt For For For
2 Elect Mark A. Mgmt For For For
Wegleitner
3 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
4 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intevac, Inc.
Ticker Security ID: Meeting Date Meeting Status
IVAC CUSIP 461148108 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Dury Mgmt For For For
1.2 Elect Wendell T. Mgmt For For For
Blonigan
1.3 Elect Kevin D. Barber Mgmt For For For
1.4 Elect Stephen A. Mgmt For For For
Jamison
1.5 Elect Mark P. Popovich Mgmt For For For
1.6 Elect Thomas M. Rohrs Mgmt For For For
1.7 Elect John F. Schaefer Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intrepid Potash, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPI CUSIP 46121Y102 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Landis Martin Mgmt For For For
2 Elect Barth E. Whitham Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Invacare Corporation
Ticker Security ID: Meeting Date Meeting Status
IVC CUSIP 461203101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan H. Mgmt For For For
Alexander
1.2 Elect Petra Mgmt For For For
Danielsohn-Weil
1.3 Elect Diana S. Ferguson Mgmt For For For
1.4 Elect Marc M. Gibeley Mgmt For For For
1.5 Elect C. Martin Harris Mgmt For For For
1.6 Elect Matthew E. Mgmt For For For
Monaghan
1.7 Elect Clifford D. Mgmt For For For
Nastas
1.8 Elect Baiju R. Shah Mgmt For For For
2 Amendment to the 2018 Mgmt For For For
Equity Compensation
Plan
3 Issuance of Common Mgmt For For For
Stock
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
K12 Inc.
Ticker Security ID: Meeting Date Meeting Status
LRN CUSIP 48273U102 12/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aida M. Alvarez Mgmt For For For
1.2 Elect Craig R. Barrett Mgmt For For For
1.3 Elect Guillermo Bron Mgmt For For For
1.4 Elect Nathaniel A. Mgmt For For For
Davis
1.5 Elect John M. Engler Mgmt For For For
1.6 Elect Steven B. Fink Mgmt For For For
1.7 Elect Robert E. Mgmt For For For
Knowling,
Jr.
1.8 Elect Liza McFadden Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KEMET Corporation
Ticker Security ID: Meeting Date Meeting Status
KEM CUSIP 488360207 07/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wilfried Backes Mgmt For For For
2 Elect Gurminder S. Bedi Mgmt For For For
3 Elect Per-Olof Loof Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kraton Corporation
Ticker Security ID: Meeting Date Meeting Status
KRA CUSIP 50077C106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Blinn Mgmt For For For
1.2 Elect Anna C. Catalano Mgmt For For For
1.3 Elect Dan F. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kratos Defense & Security Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B207 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Anderson Mgmt For For For
1.2 Elect Bandel L. Carano Mgmt For For For
1.3 Elect Eric DeMarco Mgmt For For For
1.4 Elect William Hoglund Mgmt For For For
1.5 Elect Scot Jarvis Mgmt For For For
1.6 Elect Jane Judd Mgmt For For For
1.7 Elect Samuel Liberatore Mgmt For For For
1.8 Elect Amy Zegart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick Frank Mgmt For For For
1.2 Elect Steven D. Goldby Mgmt For For For
1.3 Elect Nelson Obus Mgmt For For For
1.4 Elect Andrew Powell Mgmt For For For
1.5 Elect Catherine Angell Mgmt For For For
Sohn
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Libbey Inc.
Ticker Security ID: Meeting Date Meeting Status
LBY CUSIP 529898108 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ginger M. Jones Mgmt For For For
1.2 Elect Eileen A. Mgmt For For For
Mallesch
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lightpath Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPTH CUSIP 532257805 11/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail Khan Mgmt For For For
1.2 Elect Steven Brueck Mgmt For For For
1.3 Elect M. Scott Faris Mgmt For For For
2 2018 Omnibus Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MACOM Technology Solutions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTSI CUSIP 55405Y100 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Y. Chung Mgmt For For For
1.2 Elect Geoffrey G. Ribar Mgmt For For For
1.3 Elect Gil J. Van Lunsen Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marinemax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George E. Borst Mgmt For For For
2 Elect Hilliard M. Eure Mgmt For For For
III
3 Elect Joseph A. Watters Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Navigator Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVGS CUSIP Y62132108 09/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Butters Mgmt For For For
1.2 Elect Heiko Fischer Mgmt For For For
1.3 Elect David D. Mgmt For For For
Kenwright
1.4 Elect Hal Malone Mgmt For For For
1.5 Elect Spiros Milonas Mgmt For For For
1.6 Elect Alexander Oetker Mgmt For For For
1.7 Elect Florian Weidinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ihab Tarazi Mgmt For For For
1.2 Elect Rajiv Ramaswami Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Employee Equity
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NMI Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NMIH CUSIP 629209305 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley M. Mgmt For For For
Shuster
1.2 Elect Claudia J. Merkle Mgmt For For For
1.3 Elect Michael Embler Mgmt For For For
1.4 Elect James G. Jones Mgmt For For For
1.5 Elect Lynn S. McCreary Mgmt For For For
1.6 Elect Michael Mgmt For For For
Montgomery
1.7 Elect Regina Mgmt For For For
Muehlhauser
1.8 Elect James H. Ozanne Mgmt For For For
1.9 Elect Steven L. Scheid Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David K. Floyd Mgmt For For For
1.2 Elect Janice E. Stipp Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Old Line Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
OLBK CUSIP 67984M100 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven K. Breeden Mgmt For For For
1.2 Elect James R. Mgmt For For For
Clifford,
Sr.
1.3 Elect James W. Mgmt For For For
Cornelsen
1.4 Elect James F. Dent Mgmt For For For
1.5 Elect Thomas H. Graham Mgmt For For For
1.6 Elect Jeffrey A. Rivest Mgmt For For For
1.7 Elect Rosie Mgmt For For For
Allen-Herring
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ooma, Inc.
Ticker Security ID: Meeting Date Meeting Status
OOMA CUSIP 683416101 06/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter J. Goettner Mgmt For For For
1.2 Elect Eric B. Stang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PGT Innovations, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGTI CUSIP 69336V101 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander R. Mgmt For For For
Castaldi
2 Elect William J. Morgan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
5 Approval of the 2019 Mgmt For For For
Equity and Incentive
Compensation
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Quantenna Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
QTNA CUSIP 74766D100 06/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Radnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDNT CUSIP 750491102 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard G. Berger Mgmt For For For
1.2 Elect Marvin S. Cadwell Mgmt For For For
1.3 Elect John V. Crues III Mgmt For Withhold Against
1.4 Elect Norman R. Hames Mgmt For For For
1.5 Elect Lawrence L. Mgmt For For For
Levitt
1.6 Elect Michael L. Mgmt For Withhold Against
Sherman
1.7 Elect David L. Swartz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Rubicon Project Inc
Ticker Security ID: Meeting Date Meeting Status
RUBI CUSIP 78112V102 10/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank Addante Mgmt For For For
2 Elect Robert J. Mgmt For For For
Frankenberg
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rudolph Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel H. Berry Mgmt For For For
2 Elect Vita A. Cassese Mgmt For For For
3 Elect Thomas G. Greig Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SeaSpine Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
SPNE CUSIP 81255T108 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Bradley Mgmt For For For
1.2 Elect Michael Fekete Mgmt For For For
1.3 Elect John B. Mgmt For For For
Henneman,
III
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2015 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
SecureWorks Corp.
Ticker Security ID: Meeting Date Meeting Status
SCWX CUSIP 81374A105 06/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dell Mgmt For For For
1.2 Elect Mark J. Hawkins Mgmt For For For
1.3 Elect William R. Mgmt For For For
McDermott
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shiloh Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLO CUSIP 824543102 02/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cloyd J. Abruzzo Mgmt For For For
1.2 Elect Dieter Kaesgen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
5 Approval of the 2019 Mgmt For For For
Equity and Incentive
Compensation
Plan
6 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Smart & Final Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFS CUSIP 83190B101 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew A. Mgmt For For For
Giancamilli
2 Elect Elaine K. Rubin Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Tuchman
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Spartan Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPAR CUSIP 846819100 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard F. Dauch Mgmt For For For
1.2 Elect Ronald Harbour Mgmt For For For
1.3 Elect James A. Sharman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Surgery Partners Inc
Ticker Security ID: Meeting Date Meeting Status
SGRY CUSIP 86881A100 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Deane Mgmt For For For
1.2 Elect Teresa DeLuca Mgmt For For For
1.3 Elect Wayne S. DeVeydt Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Synalloy Corporation
Ticker Security ID: Meeting Date Meeting Status
SYNL CUSIP 871565107 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Craig C. Bram Mgmt For For For
1.2 Elect Anthony A. Mgmt For For For
Callander
1.3 Elect Susan S. Gayner Mgmt For For For
1.4 Elect Henry L. Guy Mgmt For For For
1.5 Elect Jeffrey Kaczka Mgmt For For For
1.6 Elect Amy J. Michtich Mgmt For For For
1.7 Elect James W. Terry, Mgmt For For For
Jr.
1.8 Elect Murray H. Wright Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Telaria, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLRA CUSIP 879181105 06/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Zagorski Mgmt For For For
2 Elect Robert Schechter Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
The KeyW Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
KEYW CUSIP 493723100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah Bonanni Mgmt For For For
2 Elect William I. Mgmt For For For
Campbell
3 Elect Shephard Hill Mgmt For For For
4 Elect John Chris Inglis Mgmt For For For
5 Elect Kenneth A. Mgmt For For For
Minihan
6 Elect Arthur Money Mgmt For For For
7 Elect Caroline S. Mgmt For For For
Pisano
8 Elect Mark Sopp Mgmt For For For
9 Elect Bill Weber Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The New Home Company Inc.
Ticker Security ID: Meeting Date Meeting Status
NWHM CUSIP 645370107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sam Mgmt For For For
Bakhshandehpour
1.2 Elect Michael Berchtold Mgmt For For For
1.3 Elect Wayne Stelmar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Rubicon Project, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUBI CUSIP 78112V102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Mgmt For For For
Barrett
2 Elect Robert F. Mgmt For For For
Spillane
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tristate Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSC CUSIP 89678F100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E.H. Dewhurst Mgmt For For For
1.2 Elect A. William Mgmt For For For
Schenck
III
1.3 Elect John B. Yasinsky Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UNIFI, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFI CUSIP 904677200 10/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Bishop Mgmt For For For
2 Elect Albert P. Carey Mgmt For For For
3 Elect Thomas H. Mgmt For For For
Caudle,
Jr.
4 Elect Paul R. Charron Mgmt For For For
5 Elect Archibald Cox, Mgmt For For For
Jr.
6 Elect Kevin D. Hall Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Kenneth G. Mgmt For For For
Langone
9 Elect James D. Mead Mgmt For For For
10 Elect Suzanne M. Mgmt For For For
Present
11 Elect Eva T. Zlotnicka Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2013 Mgmt For For For
Incentive
Compensation
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Ayers
1.2 Elect Judith L. Bacchus Mgmt For For For
1.3 Elect M. David Mgmt For For For
Kornblatt
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vince Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
VNCE CUSIP 92719W207 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan H. Mgmt For For For
Borell
1.2 Elect Ryan J. Esko Mgmt For For For
1.3 Elect Eugenia Ulasewicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Zovio Inc
Ticker Security ID: Meeting Date Meeting Status
ZVO CUSIP 10807M105 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Victor K. Nichols Mgmt For For For
1.2 Elect George Mgmt For For For
Pernsteiner
2 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : The Royce Fund
Fund Name : Royce Opportunity Fund
________________________________________________________________________________
3D Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
DDD CUSIP 88554D205 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Malissia Clinton Mgmt For For For
2 Elect William E. Curran Mgmt For For For
3 Elect Thomas W. Mgmt For For For
Erickson
4 Elect Charles W. Hull Mgmt For For For
5 Elect William D. Humes Mgmt For For For
6 Elect Vyomesh Joshi Mgmt For For For
7 Elect Jim D. Kever Mgmt For For For
8 Elect Charles G. Mgmt For For For
McClure,
Jr.
9 Elect Kevin S. Moore Mgmt For For For
10 Elect John J. Tracy Mgmt For For For
11 Elect Jeffrey Wadsworth Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
A10 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEN CUSIP 002121101 11/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillip J. Mgmt For For For
Salsbury
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACHC CUSIP 00404A109 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William F. Grieco Mgmt For For For
2 Elect Reeve B. Waud Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Accuray Incorporated
Ticker Security ID: Meeting Date Meeting Status
ARAY CUSIP 004397105 11/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth H. Mgmt For For For
Davila
2 Elect Joshua H. Levine Mgmt For For For
3 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
4 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aegion Corporation
Ticker Security ID: Meeting Date Meeting Status
AEGN CUSIP 00770F104 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen P. Mgmt For For For
Cortinovis
2 Elect Stephanie A. Mgmt For For For
Cuskley
3 Elect Walter J. Galvin Mgmt For For For
4 Elect Rhonda Germany Mgmt For For For
Ballintyn
5 Elect Charles R. Gordon Mgmt For For For
6 Elect Juanita H. Mgmt For For For
Hinshaw
7 Elect M. Richard Smith Mgmt For For For
8 Elect Phillip D. Wright Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2016 Mgmt For For For
Non-Employee Director
Equity
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aerohive Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIVE CUSIP 007786106 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ingrid Burton Mgmt For For For
1.2 Elect Fank J. Marshall Mgmt For For For
1.3 Elect Conway Mgmt For For For
Rulon-Miller
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aerojet Rocketdyne Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AJRD CUSIP 007800105 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin P. Chilton Mgmt For For For
1.2 Elect Thomas A. Mgmt For For For
Corcoran
1.3 Elect Eileen P. Drake Mgmt For For For
1.4 Elect James R. Mgmt For For For
Henderson
1.5 Elect Warren G. Mgmt For For For
Lichtenstein
1.6 Elect Lance W. Lord Mgmt For For For
1.7 Elect Martin Turchin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2019 Mgmt For For For
Equity and
Performance Incentive
Plan
________________________________________________________________________________
Air Lease Corporation
Ticker Security ID: Meeting Date Meeting Status
AL CUSIP 00912X302 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Hart Mgmt For For For
2 Elect Cheryl Gordon Mgmt For For For
Krongard
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Robert A. Milton Mgmt For For For
5 Elect John L. Plueger Mgmt For For For
6 Elect Ian M. Saines Mgmt For For For
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Steven F. Mgmt For For For
Udvar-Hazy
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis C. Cuneo Mgmt For For For
2 Elect Sheri H. Edison Mgmt For For For
3 Elect Mark G. Essig Mgmt For For For
4 Elect William K. Gerber Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Ralph S. Mgmt For For For
Michael,
III
7 Elect Roger K. Newport Mgmt For For For
8 Elect Dwayne A. Wilson Mgmt For For For
9 Elect Vicente Wright Mgmt For For For
10 Elect Arlene M. Yocum Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2019 Mgmt For For For
Omnibus Supplemental
Incentive
Plan
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leroy M. Ball Mgmt For For For
2 Elect Carolyn Corvi Mgmt For For For
3 Elect Robert S. Mgmt For For For
Wetherbee
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Beckworth Mgmt For For For
1.2 Elect Matthew H. Mgmt For For For
Hartzell
1.3 Elect Umesh (Mike) Jain Mgmt For For For
1.4 Elect Frances H. Jeter Mgmt For For For
1.5 Elect Roland L. Mgmt For For For
Williams
1.6 Elect Robert E. McKee Mgmt For For For
III
1.7 Elect Louis A. Waters Mgmt For For For
2 2019 Stock Awards and Mgmt For For For
Incentive
Plan
3 2019 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allscripts Healthcare Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDRX CUSIP 01988P108 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mara G. Aspinall Mgmt For For For
2 Elect Paul M. Black Mgmt For For For
3 Elect P. Gregory Mgmt For For For
Garrison
4 Elect Jonathan J. Judge Mgmt For For For
5 Elect Michael A. Klayko Mgmt For For For
6 Elect Yancey L. Spruill Mgmt For For For
7 Elect Dave B. Stevens Mgmt For For For
8 Elect David D. Stevens Mgmt For For For
9 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alpha & Omega Semiconductor Limited
Ticker Security ID: Meeting Date Meeting Status
AOSL CUSIP G6331P104 11/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mike F. Chang Mgmt For For For
1.2 Elect Yueh-Se Ho Mgmt For For For
1.3 Elect Lucas S. Chang Mgmt For For For
1.4 Elect Robert I. Chen Mgmt For For For
1.5 Elect OWYANG King Mgmt For For For
1.6 Elect Michael L. Mgmt For For For
Pfeiffer
1.7 Elect Michael J. Mgmt For For For
Salameh
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2018 Mgmt For For For
Omnibus Incentive
Plan
4 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alphatec Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEC CUSIP 02081G201 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Evan Bakst Mgmt For For For
1.2 Elect Mortimer Mgmt For For For
Berkowitz
III
1.3 Elect Quentin Blackford Mgmt For For For
1.4 Elect Jason Hochberg Mgmt For For For
1.5 Elect Patrick S. Miles Mgmt For For For
1.6 Elect David H. Mowry Mgmt For For For
1.7 Elect Jeffrey P. Rydin Mgmt For For For
1.8 Elect James L. L. Mgmt For For For
Tullis
1.9 Elect Donald (Don) A. Mgmt For For For
Williams
1.10 Elect Ward W. Woods, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
AMAG Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAG CUSIP 00163U106 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William K. Heiden Mgmt For For For
2 Elect Barbara Deptula Mgmt For For For
3 Elect John A. Fallon Mgmt For For For
4 Elect Kathrine O'Brien Mgmt For For For
5 Elect Robert J. Perez Mgmt For For For
6 Elect Anne M. Phillips Mgmt For For For
7 Elect Gino Santini Mgmt For For For
8 Elect Davey S. Scoon Mgmt For For For
9 Elect James R. Sulat Mgmt For For For
10 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameresco, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRC CUSIP 02361E108 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas I. Foy Mgmt For For For
1.2 Elect Jennifer L. Mgmt For For For
Miller
1.3 Elect Nickolas Mgmt For For For
Stavropoulos
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Axle & Manufacturing Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXL CUSIP 024061103 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth A. Mgmt For For For
Chappell
2 Elect Herbert K. Parker Mgmt For For For
3 Elect John F. Smith Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amkor Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMKR CUSIP 031652100 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Kim Mgmt For For For
1.2 Elect Stephen D. Kelley Mgmt For For For
1.3 Elect Douglas A. Mgmt For For For
Alexander
1.4 Elect Roger A. Carolin Mgmt For For For
1.5 Elect Winston J. Mgmt For For For
Churchill
1.6 Elect John T. Kim Mgmt For For For
1.7 Elect Susan Y. Kim Mgmt For For For
1.8 Elect MaryFrances Mgmt For For For
McCourt
1.9 Elect Robert R. Morse Mgmt For For For
1.10 Elect David N. Watson Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amtech Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASYS CUSIP 032332504 03/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jong S. Whang Mgmt For For For
1.2 Elect Robert M. Averick Mgmt For For For
1.3 Elect Michael Mgmt For For For
Garnreiter
1.4 Elect Robert F. King Mgmt For Withhold Against
1.5 Elect Sukesh Mohan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Employee Stock
Incentive
Plan
________________________________________________________________________________
AngioDynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANGO CUSIP 03475V101 10/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wesley E. Mgmt For For For
Johnson,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Mgmt For For For
Amended 2004 Stock
and Incentive Award
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Applied Optoelectronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAOI CUSIP 03823U102 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chih-Hsiang Lin Mgmt For For For
1.2 Elect Richard B. Black Mgmt For For For
1.3 Elect Min-Chu Chen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Archrock, Inc.
Ticker Security ID: Meeting Date Meeting Status
AROC CUSIP 03957W106 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
1.2 Elect Wendell R. Brooks Mgmt For For For
1.3 Elect D. Bradley Mgmt For For For
Childers
1.4 Elect Gordon T. Hall Mgmt For For For
1.5 Elect Frances Powell Mgmt For For For
Hawes
1.6 Elect J.W.G. Mgmt For For For
Honeybourne
1.7 Elect James H. Lytal Mgmt For For For
1.8 Elect Edmund P. Segner Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arcosa, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACA CUSIP 039653100 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald J. Gafford Mgmt For For For
2 Elect Douglas L. Rock Mgmt For For For
3 Elect Melanie M. Trent Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ardmore Shipping Corp
Ticker Security ID: Meeting Date Meeting Status
ASC CUSIP Y0207T100 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Dunne Mgmt For Withhold Against
1.2 Elect Curtis McWilliams Mgmt For For For
________________________________________________________________________________
Ascena Retail Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASNA CUSIP 04351G101 12/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven L. Mgmt For For For
Kirshenbaum
2 Elect Carrie W. Teffner Mgmt For For For
3 Elect Linda Yaccarino Mgmt For For For
4 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Removal of Directors Mgmt For For For
With or Without
Cause
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aspen Aerogels, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASPN CUSIP 04523Y105 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark L. Noetzel Mgmt For For For
1.2 Elect William P. Mgmt For For For
Noglows
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Astec Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASTE CUSIP 046224101 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Sansom Mgmt For For For
1.2 Elect W. Bradley Mgmt For For For
Southern
1.3 Elect Tracey H. Cook Mgmt For For For
1.4 Elect Mary L. Howell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Asure Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASUR CUSIP 04649U102 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Sandberg Mgmt For For For
1.2 Elect Bradford Mgmt For For For
Oberwager
1.3 Elect Daniel Gill Mgmt For For For
1.4 Elect Patrick Goepel Mgmt For For For
1.5 Elect J. Randall Mgmt For For For
Waterfield
2 Ratification of Auditor Mgmt For For For
3 NOL Rights Plan Renewal Mgmt For For For
4 Amendment to the 2018 Mgmt For For For
Incentive Award
Plan
5 Amendment to the 2018 Mgmt For Against Against
Incentive Award Plan
to Permit One-Time
Option Exchange
Program
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Atlas Air Worldwide Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAWW CUSIP 049164205 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert F. Agnew Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Bernlohr
3 Elect Charles F. Mgmt For For For
Bolden,
Jr.
4 Elect William J. Flynn Mgmt For For For
5 Elect Bobby J. Griffin Mgmt For For For
6 Elect Carol B. Hallett Mgmt For For For
7 Elect Jane H. Lute Mgmt For For For
8 Elect Duncan J. McNabb Mgmt For For For
9 Elect Sheila A. Stamps Mgmt For For For
10 Elect John K. Wulff Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2018 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Avaya Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
AVYA CUSIP 05351X101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Mgmt For For For
Watkins
1.2 Elect James M Chirico Mgmt For For For
1.3 Elect Stephan Scholl Mgmt For For For
1.4 Elect Susan L. Spradley Mgmt For For For
1.5 Elect Stanley J. Sutula Mgmt For For For
1.6 Elect Scott D. Vogel Mgmt For For For
1.7 Elect Jacqueline E. Mgmt For For For
Yeaney
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aviat Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVNW CUSIP 05366Y201 11/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Mutch Mgmt For For For
2 Elect Kenneth Kong Mgmt For For For
3 Elect Michael A. Pangia Mgmt For For For
4 Elect John J. Quicke Mgmt For For For
5 Elect James C. Stoffel Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avid Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVID CUSIP 05367P100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M. Bakish Mgmt For For For
2 Elect Paula E. Boggs Mgmt For For For
3 Elect Jeff Rosica Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avon Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose Armario Mgmt For For For
1.2 Elect W. Don Cornwell Mgmt For For For
1.3 Elect Nancy Killefer Mgmt For For For
1.4 Elect Susan J. Kropf Mgmt For For For
1.5 Elect Helen McCluskey Mgmt For For For
1.6 Elect Andrew G. Mgmt For For For
McMaster
1.7 Elect James A. Mgmt For For For
Mitarotonda
1.8 Elect Jan Zijderveld Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard J. Mgmt For For For
LeBlanc
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For Withhold Against
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Amendment to the 2009 Mgmt For Against Against
Stock Incentive
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 07/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryant R. Riley Mgmt For For For
1.2 Elect Robert D'Agostino Mgmt For For For
1.3 Elect Andrew Gumaer Mgmt For For For
1.4 Elect Todd D. Sims Mgmt For For For
1.5 Elect Thomas J. Mgmt For For For
Kelleher
1.6 Elect Mikel H. Williams Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sheldon
1.8 Elect Robert L. Antin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Barnes & Noble, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKS CUSIP 067774109 10/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott S. Cowen Mgmt For For For
1.2 Elect William T. Mgmt For For For
Dillard,
II
1.3 Elect Patricia L. Mgmt For For For
Higgins
2 Advisory vote on Mgmt For For For
executive
compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Baytex Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
BTE CUSIP 07317Q105 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Bly Mgmt For For For
1.2 Elect Trudy M. Curran Mgmt For For For
1.3 Elect Naveen Dargan Mgmt For For For
1.4 Elect Edward D. LaFehr Mgmt For For For
1.5 Elect Gregory K. Mgmt For For For
Melchin
1.6 Elect Kevin D. Olsen Mgmt For For For
1.7 Elect David L. Pearce Mgmt For For For
1.8 Elect Neil J. Roszell Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Share Award Incentive Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Beazer Homes USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
BZH CUSIP 07556Q881 02/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth S. Mgmt For For For
Acton
2 Elect Laurent Alpert Mgmt For For For
3 Elect Brian C. Beazer Mgmt For For For
4 Elect Peter G. Mgmt For For For
Leemputte
5 Elect Allan P. Merrill Mgmt For For For
6 Elect Peter M. Orser Mgmt For For For
7 Elect Norma A. Mgmt For For For
Provencio
8 Elect Danny R. Shepherd Mgmt For For For
9 Elect Stephen P. Mgmt For For For
Zelnak,
Jr.
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Extension of Share Mgmt For For For
Transfer
Restrictions
13 Approval of Section Mgmt For For For
382 Rights
Agreement
________________________________________________________________________________
BioScrip, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIOS CUSIP 09069N108 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel E. Mgmt For For For
Greenleaf
1.2 Elect Michael G. Mgmt For For For
Bronfein
1.3 Elect David W. Golding Mgmt For For For
1.4 Elect Michael Goldstein Mgmt For For For
1.5 Elect Steven Neumann Mgmt For For For
1.6 Elect R. Carter Pate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
BlackRock Municipal 2020 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BCX CUSIP 09257A108 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Fabozzi Mgmt For For For
1.2 Elect Robert Fairbairn Mgmt For For For
1.3 Elect Catherine A. Mgmt For For For
Lynch
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
Bonanza Creek Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCEI CUSIP 097793400 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eric T. Greager Mgmt For For For
1.2 Elect Paul Keglevic Mgmt For For For
1.3 Elect Brian Steck Mgmt For For For
1.4 Elect Thomas B. Tyree Mgmt For For For
Jr.
1.5 Elect Jack E. Vaughn Mgmt For For For
1.6 Elect Scott D. Vogel Mgmt For For For
1.7 Elect Jeff E. Wojahn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Boston Private Capital Trust I
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 04/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony DeChellis Mgmt For For For
1.2 Elect Mark F. Furlong Mgmt For For For
1.3 Elect Joseph C. Guyaux Mgmt For For For
1.4 Elect Deborah F. Mgmt For For For
Kuenstner
1.5 Elect Gloria C. Larson Mgmt For For For
1.6 Elect Kimberly S. Mgmt For For For
Stevenson
1.7 Elect Luis A. Ubinas Mgmt For For For
1.8 Elect Stephen M. Waters Mgmt For For For
1.9 Elect Lizabeth H. Mgmt For For For
Zlatkus
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brookdale Senior Living Inc.
Ticker Security ID: Meeting Date Meeting Status
BKD CUSIP 112463104 10/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marcus E. Bromley Mgmt For For For
2 Elect Rita Mgmt For For For
Johnson-Mills
3 Elect Denise W. Warren Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Mgmt For For For
Board
7 Elimination of Mgmt For For For
Supermajority
Requirement for
Director
Removal
8 Elimination of Charter Mgmt For For For
Provisions Which No
Longer
Apply
________________________________________________________________________________
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 01/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robyn C. Davis Mgmt For For For
1.3 Elect Joseph R. Martin Mgmt For For For
1.4 Elect Krishna G. Palepu Mgmt For For For
1.5 Elect Kirk P. Pond Mgmt For For For
1.6 Elect Michael Mgmt For For For
Rosenblatt
1.7 Elect Stephen S. Mgmt For For For
Schwartz
1.8 Elect Alfred Mgmt For For For
Woollacott
III
1.9 Elect Mark S. Wrighton Mgmt For For For
1.10 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Builders FirstSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLDR CUSIP 12008R107 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Agroskin Mgmt For For For
1.2 Elect Floyd F. Sherman Mgmt For For For
1.3 Elect M Chad Crow Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael M. Morrow Mgmt For For For
2 Elect Sue H. Rataj Mgmt For For For
3 Elect Frank A. Wilson Mgmt For For For
4 Elect Matthias L. Mgmt For For For
Wolfgruber
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CAI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAI CUSIP 12477X106 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Masaaki Nishibori Mgmt For For For
1.2 Elect David G. Mgmt For For For
Remington
1.3 Elect John H. Williford Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive
Plan
5 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Cambrex Corporation
Ticker Security ID: Meeting Date Meeting Status
CBM CUSIP 132011107 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory B. Brown Mgmt For For For
2 Elect Claes Glassell Mgmt For For For
3 Elect Louis J. Mgmt For For For
Grabowsky
4 Elect Bernhard Hampl Mgmt For For For
5 Elect Kathryn R. Mgmt For For For
Harrigan
6 Elect Ilan Kaufthal Mgmt For For For
7 Elect Steven M. Klosk Mgmt For For For
8 Elect Shlomo Yanai Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip M. Mgmt For For For
Anderson
1.2 Elect Kathleen Ligocki Mgmt For For For
1.3 Elect Jeffrey Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Castlight Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSLT CUSIP 14862Q100 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ed Park Mgmt For For For
1.2 Elect David B. Singer Mgmt For For For
1.3 Elect Judith K. Verhave Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Catchmark Timber Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTT CUSIP 14912Y202 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry Barag Mgmt For For For
2 Elect Paul S. Fisher Mgmt For For For
3 Elect Mary E. McBride Mgmt For For For
4 Elect Donald S. Moss Mgmt For For For
5 Elect Willis J. Potts, Mgmt For For For
Jr.
6 Elect Douglas D. Mgmt For For For
Rubenstein
7 Elect Henry G. Zigtema Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CenterState Bank Corp.
Ticker Security ID: Meeting Date Meeting Status
CSFL CUSIP 15201P109 03/07/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CenterState Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
CSFL CUSIP 15201P109 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Bingham Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Brown,
Sr.
1.3 Elect C. Dennis Carlton Mgmt For For For
1.4 Elect Michael F. Mgmt For For For
Ciferri
1.5 Elect John C. Corbett Mgmt For For For
1.6 Elect Jody Jean Dreyer Mgmt For For For
1.7 Elect Griffin A. Greene Mgmt For For For
1.8 Elect Charles W. Mgmt For For For
McPherson
1.9 Elect G. Tierso Nunez Mgmt For For For
II
1.10 Elect Thomas E. Oakley Mgmt For For For
1.11 Elect Ernest S. Pinner Mgmt For For For
1.12 Elect William Knox Pou Mgmt For For For
Jr.
1.13 Elect Daniel R. Richey Mgmt For For For
1.14 Elect David G Salyers Mgmt For For For
1.15 Elect Joshua A. Snively Mgmt For For For
1.16 Elect Mark W Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Century Aluminum Company
Ticker Security ID: Meeting Date Meeting Status
CENX CUSIP 156431108 06/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jarl Berntzen Mgmt For For For
1.2 Elect Michael A. Bless Mgmt For For For
1.3 Elect Errol Glasser Mgmt For For For
1.4 Elect Wilhelm van Mgmt For For For
Jaarsveld
1.5 Elect Andrew G. Mgmt For For For
Michelmore
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dinah Corbaci Mgmt For For For
2 Elect Eduard Berger Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Century Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCS CUSIP 156504300 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale Francescon Mgmt For For For
1.2 Elect Robert J. Mgmt For For For
Francescon
1.3 Elect John P. Box Mgmt For For For
1.4 Elect Keith R. Guericke Mgmt For For For
1.5 Elect James M. Lippman Mgmt For For For
2 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 03/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lawton W. Fitt Mgmt For For For
2 Elect Patrick H. Mgmt For For For
Nettles
3 Elect Joanne B. Olsen Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cleveland-Cliffs Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185899101 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John T. Baldwin Mgmt For For For
1.2 Elect Robert P. Mgmt For For For
Fisher,
Jr.
1.3 Elect C. Lourenco Mgmt For For For
Goncalves
1.4 Elect Susan M. Green Mgmt For For For
1.5 Elect M. Ann Harlan Mgmt For For For
1.6 Elect Janet L. Miller Mgmt For For For
1.7 Elect Joseph A. Mgmt For For For
Rutkowski
1.8 Elect Eric M. Rychel Mgmt For For For
1.9 Elect Michael D. Siegal Mgmt For For For
1.10 Elect Gabriel Stoliar Mgmt For For For
1.11 Elect Douglas C. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Sebastian Edwards Mgmt For For For
3 Elect Randolph E. Gress Mgmt For For For
4 Elect Mitchell J. Krebs Mgmt For For For
5 Elect Eduardo Luna Mgmt For For For
6 Elect Jessica L. Mgmt For For For
McDonald
7 Elect Robert E. Mellor Mgmt For For For
8 Elect John H. Robinson Mgmt For For For
9 Elect Brian E Sandoval Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Pamela Fletcher Mgmt For For For
4 Elect Susan M. James Mgmt For For For
5 Elect Michael R. Mgmt For For For
McMullen
6 Elect Garry W. Rogerson Mgmt For For For
7 Elect Steve Skaggs Mgmt For For For
8 Elect Sandeep S. Vij Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cohu, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHU CUSIP 192576106 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Mgmt For For For
Bilodeau
2 Elect James A. Donahue Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
5 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cohu, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHU CUSIP 192576106 08/30/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rhys J. Best Mgmt For For For
2 Elect Richard B. Kelson Mgmt For For For
3 Elect Charles L. Szews Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Commercial Vehicle Group, Inc
Ticker Security ID: Meeting Date Meeting Status
CVGI CUSIP 202608105 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott C. Arves Mgmt For For For
1.2 Elect Harold C. Bevis Mgmt For For For
1.3 Elect Roger L. Fix Mgmt For For For
1.4 Elect Robert C. Griffin Mgmt For For For
1.5 Elect Patrick E. Miller Mgmt For For For
1.6 Elect Wayne M. Rancourt Mgmt For For For
1.7 Elect Janice E. Stipp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Community Health Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYH CUSIP 203668108 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Clerico Mgmt For For For
2 Elect Michael Dinkins Mgmt For For For
3 Elect James S. Ely III Mgmt For For For
4 Elect John A. Fry Mgmt For For For
5 Elect Tim L. Hingtgen Mgmt For For For
6 Elect Elizabeth T. Mgmt For For For
Hirsch
7 Elect William Norris Mgmt For For For
Jennings
8 Elect K. Ranga Krishnan Mgmt For For For
9 Elect Julia B. North Mgmt For For For
10 Elect Wayne T. Smith Mgmt For For For
11 Elect H. James Williams Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Computer Task Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTG CUSIP 205477102 07/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel J. Mgmt For For For
Sullivan
1.2 Elect Arthur W. Mgmt For For For
Crumlish
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Comtech Telecommunications Corp.
Ticker Security ID: Meeting Date Meeting Status
CMTL CUSIP 205826209 12/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Paul Mgmt For For For
2 Elect Lawrence J. Mgmt For For For
Waldman
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2001 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Conn's, Inc.
Ticker Security ID: Meeting Date Meeting Status
CONN CUSIP 208242107 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Haworth Mgmt For For For
2 Elect Kelly M. Malson Mgmt For For For
3 Elect Bob L. Martin Mgmt For For For
4 Elect Douglas H. Martin Mgmt For For For
5 Elect Norman L. Miller Mgmt For For For
6 Elect William E. Mgmt For For For
Saunders,
Jr.
7 Elect William (David) Mgmt For For For
Schofman
8 Elect Oded Shein Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Construction Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROAD CUSIP 21044C107 03/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ned N Fleming, Mgmt For Abstain Against
III
2 Elect Charles E. Owens Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cooper Tire & Rubber Company
Ticker Security ID: Meeting Date Meeting Status
CTB CUSIP 216831107 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas P. Capo Mgmt For For For
1.2 Elect Steven M. Chapman Mgmt For For For
1.3 Elect Susan F. Davis Mgmt For For For
1.4 Elect Kathryn P. Mgmt For For For
Dickson
1.5 Elect John J. Holland Mgmt For For For
1.6 Elect Bradley E. Hughes Mgmt For For For
1.7 Elect Tracey I. Joubert Mgmt For For For
1.8 Elect Gary S. Michel Mgmt For For For
1.9 Elect Brian C. Walker Mgmt For For For
1.10 Elect Robert D. Welding Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CoreLogic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLGX CUSIP 21871D103 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. David Chatham Mgmt For For For
2 Elect Douglas C. Mgmt For For For
Curling
3 Elect John C. Dorman Mgmt For For For
4 Elect Paul F. Folino Mgmt For For For
5 Elect Frank D. Martell Mgmt For For For
6 Elect Claudia Fan Munce Mgmt For For For
7 Elect Thomas C. O'Brien Mgmt For For For
8 Elect Vikrant Raina Mgmt For For For
9 Elect Jaynie M. Mgmt For For For
Studenmund
10 Elect David F. Walker Mgmt For For For
11 Elect Mary Lee Widener Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cray Inc.
Ticker Security ID: Meeting Date Meeting Status
CRAY CUSIP 225223304 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Prithviraj Mgmt For For For
Banerjee
2 Elect Catriona M. Mgmt For For For
Fallon
3 Elect Stephen E. Gold Mgmt For For For
4 Elect Stephen C. Kiely Mgmt For For For
5 Elect Sally G. Narodick Mgmt For For For
6 Elect Daniel C. Regis Mgmt For For For
7 Elect Max L. Schireson Mgmt For For For
8 Elect Brian V. Turner Mgmt For For For
9 Elect Peter J. Ungaro Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Hodge Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Darren R. Jackson Mgmt For For For
1.4 Elect Duy-Loan T. Le Mgmt For For For
1.5 Elect Gregg A. Lowe Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cross Country Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCRN CUSIP 227483104 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin C. Clark Mgmt For For For
1.2 Elect W. Larry Cash Mgmt For For For
1.3 Elect Thomas C. Dircks Mgmt For For For
1.4 Elect Gale S. Mgmt For For For
Fitzgerald
1.5 Elect Darrell S. Mgmt For For For
Freeman,
Sr
1.6 Elect Richard M. Mgmt For For For
Mastaler
1.7 Elect Mark C. Perlberg Mgmt For For For
1.8 Elect Joseph A. Trunfio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CUI Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUI CUSIP 126576206 12/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Clough Mgmt For For For
1.2 Elect C. Stephen Mgmt For For For
Cochennet
1.3 Elect Sean P. Rooney Mgmt For For For
1.4 Elect Paul D. White Mgmt For Withhold Against
1.5 Elect Corey A. Mgmt For Withhold Against
Lambrecht
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Steve Albrecht Mgmt For For For
2 Elect Hassane El-Khoury Mgmt For For For
3 Elect Oh Chul Kwon Mgmt For For For
4 Elect Catherine P. Lego Mgmt For For For
5 Elect Camillo Martino Mgmt For For For
6 Elect Jeffrey J. Owens Mgmt For For For
7 Elect Jeannine Sargent Mgmt For For For
8 Elect Michael S. Mgmt For For For
Wishart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 09/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Byron J. Anderson Mgmt For For For
1.2 Elect John P. Friel Mgmt For For For
1.3 Elect Reece A. Mgmt For For For
Kurtenbach
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Dana Incorporated
Ticker Security ID: Meeting Date Meeting Status
DAN CUSIP 235825205 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rachel A. Mgmt For For For
Gonzalez
1.2 Elect James K. Mgmt For For For
Kamsickas
1.3 Elect Virginia A. Mgmt For For For
Kamsky
1.4 Elect Raymond E. Mgmt For For For
Mabus,
Jr.
1.5 Elect Michael J. Mack, Mgmt For For For
Jr.
1.6 Elect R. Bruce McDonald Mgmt For For For
1.7 Elect Diarmuid B. Mgmt For For For
O'Connell
1.8 Elect Keith E. Wandell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Diana Shipping Inc.
Ticker Security ID: Meeting Date Meeting Status
DSX CUSIP Y2066G104 02/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Lawes Mgmt For For For
2 Elect Konstantinos Mgmt For For For
Psaltis
3 Elect Kyriacos Riris Mgmt For For For
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dorian LPG Ltd.
Ticker Security ID: Meeting Date Meeting Status
LPG CUSIP Y2106R110 12/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Oivind Lorentzen Mgmt For For For
III
1.2 Elect Ted Kalborg Mgmt For For For
1.3 Elect John C. Lycouris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ducommun Incorporated
Ticker Security ID: Meeting Date Meeting Status
DCO CUSIP 264147109 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert C. Mgmt For For For
Ducommun
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect Jay L. Haberland Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eagle Bulk Shipping Inc.
Ticker Security ID: Meeting Date Meeting Status
EGLE CUSIP Y2187A143 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Leand, Mgmt For For For
Jr.
1.2 Elect Randee E. Day Mgmt For For For
1.3 Elect Justin A. Knowles Mgmt For For For
1.4 Elect Bart Veldhuizen Mgmt For For For
1.5 Elect Gary Vogel Mgmt For For For
1.6 Elect Gary Weston Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Echelon Corporation
Ticker Security ID: Meeting Date Meeting Status
ELON CUSIP 27874N303 09/13/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
El Pollo Loco Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOCO CUSIP 268603107 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas J. Babb Mgmt For For For
1.2 Elect William R. Floyd Mgmt For For For
1.3 Elect Dean C. Kehler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Electro Scientific Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUSIP 285229100 01/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Emcore Corp.
Ticker Security ID: Meeting Date Meeting Status
EMKR CUSIP 290846203 03/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rex S. Jackson Mgmt For For For
1.2 Elect Jeffrey Mgmt For For For
Rittichier
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Engility Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGL CUSIP 29286C107 01/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Abstain Against
Golden
Parachutes
________________________________________________________________________________
Ethan Allen Interiors, Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Farooq Mgmt For For For
Kathwari
2 Elect James B. Carlson Mgmt For For For
3 Elect John J. Dooner, Mgmt For For For
Jr.
4 Elect Domenick J. Mgmt For For For
Esposito
5 Elect Mary Garrett Mgmt For For For
6 Elect James W. Mgmt For For For
Schmotter
7 Elect Tara J. Stacom Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EverQuote, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVER CUSIP 30041R108 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Blundin Mgmt For For For
1.2 Elect Sanju K. Bansal Mgmt For Withhold Against
1.3 Elect Seth Birnbaum Mgmt For For For
1.4 Elect Paul F. Deninger Mgmt For For For
1.5 Elect John Lunny Mgmt For Withhold Against
1.6 Elect George Neble Mgmt For For For
1.7 Elect John L. Shields Mgmt For For For
1.8 Elect Mira Wilczek Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Evolent Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVH CUSIP 30050B101 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Seth Blackley Mgmt For For For
2 Elect David Farner Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Extreme Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXTR CUSIP 30226D106 11/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles P. Mgmt For For For
Carinalli
1.2 Elect Kathleen M. Mgmt For For For
Holmgren
1.3 Elect Raj Khanna Mgmt For For For
1.4 Elect Edward H. Kennedy Mgmt For For For
1.5 Elect Edward B. Mgmt For For For
Meyercord
III
1.6 Elect John C. Shoemaker Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Rights Agreement
Plan
5 Amendment to the 2014 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank H. Levinson Mgmt For For For
1.2 Elect David T. Mitchell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Federal Signal Corporation
Ticker Security ID: Meeting Date Meeting Status
FSS CUSIP 313855108 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene J. Lowe, Mgmt For For For
III
1.2 Elect Dennis J. Martin Mgmt For For For
1.3 Elect Patrick E. Miller Mgmt For For For
1.4 Elect Richard R. Mudge Mgmt For For For
1.5 Elect William F. Owens Mgmt For For For
1.6 Elect Brenda L. Mgmt For For For
Reichelderfer
1.7 Elect Jennifer L. Mgmt For For For
Sherman
1.8 Elect John L. Workman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ferro Corporation
Ticker Security ID: Meeting Date Meeting Status
FOE CUSIP 315405100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Lorber Mgmt For For For
1.2 Elect Marran H. Ogilvie Mgmt For For For
1.3 Elect Andrew M. Ross Mgmt For For For
1.4 Elect Allen A. Spizzo Mgmt For For For
1.5 Elect Peter T. Thomas Mgmt For For For
1.6 Elect Ronald P. Vargo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ferroglobe Plc
Ticker Security ID: Meeting Date Meeting Status
GSM CUSIP G33856108 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Javier Lopez Mgmt For For For
Madrid
5 Elect Jose Maria Mgmt For For For
Alapont
6 Elect Donald G. Barger Mgmt For For For
7 Elect Bruce L. Crockett Mgmt For For For
8 Elect Stuart E. Mgmt For For For
Eizenstat
9 Elect Manuel Garrido Mgmt For For For
Ruano
10 Elect Greger Hamilton Mgmt For For For
11 Elect Pedro Larrea Mgmt For For For
Paguaga
12 Elect Juan Villar-Mir Mgmt For For For
de
Fuentes
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
FINISAR Corporation
Ticker Security ID: Meeting Date Meeting Status
FNSR CUSIP 31787A507 03/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Abstain Against
Golden
Parachutes
________________________________________________________________________________
Finisar Corporation
Ticker Security ID: Meeting Date Meeting Status
FNSR CUSIP 31787A507 09/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Child Mgmt For For For
1.2 Elect Roger C. Ferguson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
First Foundation Inc.
Ticker Security ID: Meeting Date Meeting Status
FFWM CUSIP 32026V104 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Max A. Briggs Mgmt For For For
1.2 Elect John Hakopian Mgmt For For For
1.3 Elect Scott F. Mgmt For For For
Kavanaugh
1.4 Elect Ulrich E. Mgmt For For For
Keller,
Jr.
1.5 Elect David Lake Mgmt For For For
1.6 Elect Elizabeth A. Mgmt For For For
Pagliarini
1.7 Elect Mitchell M. Mgmt For For For
Rosenberg
1.8 Elect Diane M. Rubin Mgmt For For For
1.9 Elect Jacob Sonenshine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
First Foundation Inc.
Ticker Security ID: Meeting Date Meeting Status
FFWM CUSIP 32026V104 08/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Brakke Mgmt For For For
1.2 Elect Max A. Briggs Mgmt For For For
1.3 Elect Martha Corbett Mgmt For For For
1.4 Elect Warren D. Fix Mgmt For For For
1.5 Elect John Hakopian Mgmt For For For
1.6 Elect Scott F. Mgmt For For For
Kavanaugh
1.7 Elect Ulrich E. Mgmt For For For
Keller,
Jr.
1.8 Elect David Lake Mgmt For For For
1.9 Elect Mitchell M. Mgmt For For For
Rosenberg
1.10 Elect Jacob Sonenshine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lothar Maier Mgmt For For For
2 Elect Kelly Mgmt For For For
Steven-Waiss
3 Elect Michael W. Mgmt For For For
Zellner
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Forterra, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRTA CUSIP 34960W106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clint D. Mgmt For For For
McDonnough
1.2 Elect John McPherson Mgmt For For For
1.3 Elect Jacques Sarrazin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fossil Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOSL CUSIP 34988V106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark R. Belgya Mgmt For For For
2 Elect William B. Mgmt For For For
Chiasson
3 Elect Kosta N. Mgmt For For For
Kartsotis
4 Elect Kevin Mansell Mgmt For For For
5 Elect Diane L. Neal Mgmt For For For
6 Elect Thomas M. Nealon Mgmt For For For
7 Elect James E. Skinner Mgmt For For For
8 Elect Gail B. Tifford Mgmt For For For
9 Elect James M. Mgmt For For For
Zimmerman
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Franklin Financial Network, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSB CUSIP 35352P104 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jimmy E. Allen Mgmt For For For
1.2 Elect James W. Cross IV Mgmt For For For
1.3 Elect David H. Kemp Mgmt For For For
1.4 Elect Anil C. Patel Mgmt For For For
1.5 Elect Paul M. Pratt Jr. Mgmt For For For
1.6 Elect Pamela J. Mgmt For For For
Stephens
1.7 Elect Melody J. Mgmt For For For
Sullivan
1.8 Elect Gregory E. Mgmt For For For
Waldron
1.9 Elect Benjamin P. Wynd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Gehl Mgmt For For For
1.2 Elect Andrew B. Schmitt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Frequency Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FEIM CUSIP 358010106 10/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin B. Bloch Mgmt For For For
1.2 Elect Joel Girsky Mgmt For For For
1.3 Elect Jonathan Brolin Mgmt For For For
1.4 Elect Richard Schwartz Mgmt For For For
1.5 Elect Stanton D. Sloane Mgmt For For For
1.6 Elect Russell M. Mgmt For For For
Sarachek
1.7 Elect Lance W. Lord Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Frontdoor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTDR CUSIP 35905A109 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L. Cella Mgmt For For For
2 Elect Liane J. Mgmt For For For
Pelletier
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
GasLog Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLOG CUSIP G37585109 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter G. Livanos Mgmt For For For
2 Elect Bruce L. Blythe Mgmt For For For
3 Elect David P. Conner Mgmt For For For
4 Elect William M. Mgmt For For For
Friedrich
5 Elect Dennis M. Houston Mgmt For For For
6 Elect Donald J. Kintzer Mgmt For For For
7 Elect Julian Metherell Mgmt For For For
8 Elect Anthony S. Mgmt For For For
Papadimitriou
9 Elect Graham Westgarth Mgmt For For For
10 Elect Paul Wogan Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gaslog Partners LP
Ticker Security ID: Meeting Date Meeting Status
GLOP CUSIP Y2687W108 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B Mgmt For For For
Allardice,
III
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Granite Construction Incorporated
Ticker Security ID: Meeting Date Meeting Status
GVA CUSIP 387328107 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Claes G. Bjork Mgmt For For For
2 Elect Patricia Galloway Mgmt For For For
3 Elect Alan P. Krusi Mgmt For For For
4 Elect Jeffrey J. Lyash Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Lakes Dredge & Dock Corporation
Ticker Security ID: Meeting Date Meeting Status
GLDD CUSIP 390607109 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lawrence R. Mgmt For For For
Dickerson
2 Elect Ronald R. Steger Mgmt For For For
3 Elect D. Michael Mgmt For For For
Steuert
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Griffon Corporation
Ticker Security ID: Meeting Date Meeting Status
GFF CUSIP 398433102 01/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louis J. Mgmt For For For
Grabowsky
1.2 Elect Robert F. Mehmel Mgmt For For For
1.3 Elect Cheryl L. Mgmt For For For
Turnbull
1.4 Elect William H. Mgmt For For For
Waldorf
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Guaranty Bancorp
Ticker Security ID: Meeting Date Meeting Status
GBNK CUSIP 40075T607 09/25/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Harmonic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Harshman
1.2 Elect Patrick Gallagher Mgmt For For For
1.3 Elect Deborah L. Mgmt For For For
Clifford
1.4 Elect David A. Krall Mgmt For For For
1.5 Elect Mitzi Reaugh Mgmt For For For
1.6 Elect Susan Swenson Mgmt For For For
1.7 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1995 Mgmt For Abstain Against
Stock
Plan
5 Amendment to the 2002 Mgmt For For For
Director Stock
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Carty Mgmt For For For
1.2 Elect Abhinav Dhar Mgmt For For For
1.3 Elect Earl E. Fry Mgmt For For For
1.4 Elect Lawrence S. Mgmt For For For
Hershfield
1.5 Elect Peter R. Ingram Mgmt For For For
1.6 Elect Randall L. Jenson Mgmt For For For
1.7 Elect Crystal K. Rose Mgmt For For For
1.8 Elect Richard N. Zwern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Resident Status Mgmt N/A For N/A
5 Resident Status Mgmt N/A Against N/A
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect John C. Corey Mgmt For For For
3 Elect Robert H. Getz Mgmt For For For
4 Elect Dawne S. Hickton Mgmt For For For
5 Elect Michael L. Shor Mgmt For For For
6 Elect William P. Wall Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HCI Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCI CUSIP 40416E103 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Apostolou Mgmt For For For
1.2 Elect Paresh Patel Mgmt For For For
1.3 Elect Gregory Politis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ted Crumley Mgmt For For For
2 Elect Terry V. Rogers Mgmt For For For
3 Elect Charles B. Mgmt For For For
Stanley
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
6 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
7 Elimination of Mgmt For For For
Supermajority
Requirements Relating
to Special
Meetings
8 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
9 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Herc Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HRI CUSIP 42704L104 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert L. Henkel Mgmt For For For
2 Elect Lawrence Silber Mgmt For For For
3 Elect James H. Browning Mgmt For For For
4 Elect Patrick D. Mgmt For For For
Campbell
5 Elect Nicholas F. Mgmt For For For
Graziano
6 Elect Jean K. Holley Mgmt For For For
7 Elect Jacob M. Katz Mgmt For For For
8 Elect Michael A. Kelly Mgmt For For For
9 Elect Courtney R. Mgmt For For For
Mather
10 Elect Louis J. Pastor Mgmt For For For
11 Elect Mary Pat Salomone Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRTG CUSIP 42727J102 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Lucas Mgmt For For For
1.2 Elect Richard Mgmt For For For
Widdiecombe
1.3 Elect Pete Apostolou Mgmt For For For
1.4 Elect Irini Barlas Mgmt For For For
1.5 Elect Steven Martindale Mgmt For For For
1.6 Elect James Masiello Mgmt For For For
1.7 Elect Nicholas Pappas Mgmt For For For
1.8 Elect Joseph Mgmt For For For
Vattamattam
1.9 Elect Vijay Walvekar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Herman Miller, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Brandon Mgmt For For For
1.2 Elect Douglas D. French Mgmt For For For
1.3 Elect John R. Hoke III Mgmt For For For
1.4 Elect Heidi J. Mgmt For For For
Manheimer
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hertz Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTZ CUSIP 42806J106 05/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Barnes Mgmt For For For
2 Elect SungHwan Cho Mgmt For For For
3 Elect Vincent J. Mgmt For For For
Intrieri
4 Elect Henry R. Keizer Mgmt For For For
5 Elect Kathryn V. Mgmt For For For
Marinello
6 Elect Anindita Mgmt For For For
Mukherjee
7 Elect Daniel A. Mgmt For For For
Ninivaggi
8 Elect Kevin M. Sheehan Mgmt For For For
9 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HighPoint Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
HPR CUSIP 43114K108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Berg Mgmt For For For
1.2 Elect Scott A. Mgmt For For For
Gieselman
1.3 Elect Craig S. Glick Mgmt For For For
1.4 Elect Andrew C. Kidd Mgmt For For For
1.5 Elect Lori A. Lancaster Mgmt For For For
1.6 Elect Jim W. Mogg Mgmt For For For
1.7 Elect William F. Owens Mgmt For For For
1.8 Elect Edmund P. Segner Mgmt For For For
III
1.9 Elect Michael R. Mgmt For For For
Starzer
1.10 Elect Randy I. Stein Mgmt For For For
1.11 Elect Michael E. Wiley Mgmt For For For
1.12 Elect R. Scot Woodall Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hilltop Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HTH CUSIP 432748101 07/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charlotte Jones Mgmt For For For
Anderson
1.2 Elect Rhodes R. Bobbitt Mgmt For For For
1.3 Elect Tracy A. Bolt Mgmt For For For
1.4 Elect W. Joris Mgmt For For For
Brinkerhoff
1.5 Elect J. Taylor Mgmt For For For
Crandall
1.6 Elect Charles R. Mgmt For For For
Cummings
1.7 Elect Hill A. Feinberg Mgmt For For For
1.8 Elect Gerald J. Ford Mgmt For For For
1.9 Elect Jeremy B. Ford Mgmt For For For
1.10 Elect J. Markham Green Mgmt For For For
1.11 Elect William T. Hill, Mgmt For For For
Jr.
1.12 Elect Lee Lewis Mgmt For For For
1.13 Elect Andrew J. Mgmt For For For
Littlefair
1.14 Elect W. Robert Mgmt For For For
Nichols,
III
1.15 Elect C. Clifton Mgmt For For For
Robinson
1.16 Elect Kenneth D. Mgmt For For For
Russell
1.17 Elect A. Haag Sherman Mgmt For For For
1.18 Elect Robert C. Mgmt For For For
Taylor,
Jr.
1.19 Elect Carl B. Webb Mgmt For For For
1.20 Elect Alan B. White Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Horizon Global Corporation
Ticker Security ID: Meeting Date Meeting Status
HZN CUSIP 44052W104 06/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Carl S. Bizon Mgmt For For For
2.2 Elect Frederick A. Mgmt For For For
Henderson
2.3 Elect Denise Ilitch Mgmt For For For
2.4 Elect John C. Kennedy Mgmt For For For
2.5 Elect Ryan L. Langdon Mgmt For For For
2.6 Elect Brett N. Milgrim Mgmt For For For
2.7 Elect David A. Roberts Mgmt For For For
2.8 Elect Mark D. Weber Mgmt For For For
2.9 Elect Harry J. Wilson Mgmt For For For
2.10 Elect Carl S. Bizon Mgmt For For For
2.11 Elect Frederick A. Mgmt For For For
Henderson
2.12 Elect Harry J. Wilson Mgmt For For For
3 Issuance of Common Mgmt For For For
Stock and
Warrants
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of the
Company
________________________________________________________________________________
Houghton Mifflin Harcourt Company
Ticker Security ID: Meeting Date Meeting Status
HMHC CUSIP 44157R109 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel M. Allen Mgmt For For For
1.2 Elect L. Gordon Crovitz Mgmt For For For
1.3 Elect Jean S. Mgmt For For For
Desravines
1.4 Elect Lawrence K. Fish Mgmt For For For
1.5 Elect Jill Greenthal Mgmt For For For
1.6 Elect John F. Killian Mgmt For For For
1.7 Elect John J. Lynch, Mgmt For For For
Jr.
1.8 Elect John R. Mgmt For For For
McKernan,
Jr.
1.9 Elect E. Rogers Novak, Mgmt For For For
Jr.
1.10 Elect Tracey D. Weber Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter R. Huntsman Mgmt For For For
2 Elect Nolan D. Mgmt For For For
Archibald
3 Elect Mary C. Beckerle Mgmt For For For
4 Elect M. Anthony Burns Mgmt For For For
5 Elect Daniele Ferrari Mgmt For For For
6 Elect Robert J. Mgmt For For For
Margetts
7 Elect Wayne A. Reaud Mgmt For For For
8 Elect Jan E. Tighe Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act By Written
Consent
________________________________________________________________________________
Hurco Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HURC CUSIP 447324104 03/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Aaro Mgmt For For For
1.2 Elect Robert W. Mgmt For For For
Cruickshank
1.3 Elect Michael Doar Mgmt For For For
1.4 Elect Cynthia S. Dubin Mgmt For For For
1.5 Elect Timothy J. Mgmt For For For
Gardner
1.6 Elect Jay C. Longbottom Mgmt For For For
1.7 Elect Andrew Niner Mgmt For For For
1.8 Elect Richard Porter Mgmt For For For
1.9 Elect Janaki Sivanesan Mgmt For For For
1.10 Elect Gregory S. Mgmt For For For
Volovic
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hyster-Yale Materials Handling, Inc.
Ticker Security ID: Meeting Date Meeting Status
HY CUSIP 449172105 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Bemowski Mgmt For For For
2 Elect J.C. Butler, Jr. Mgmt For For For
3 Elect Carolyn Corvi Mgmt For For For
4 Elect John P. Jumper Mgmt For For For
5 Elect Dennis W. LaBarre Mgmt For For For
6 Elect H. Vincent Poor Mgmt For For For
7 Elect Alfred M. Mgmt For For For
Rankin,
Jr.
8 Elect Claiborne R. Mgmt For For For
Rankin
9 Elect John M. Stropki, Mgmt For For For
Jr.
10 Elect Britton T. Taplin Mgmt For For For
11 Elect Eugene Wong Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the Mgmt For For For
Non-Employee
Directors' Equity
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ichor Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICHR CUSIP G4740B105 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc Haugen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Identiv, Inc.
Ticker Security ID: Meeting Date Meeting Status
INVE CUSIP 45170X205 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robin R. Braun Mgmt For For For
1.2 Elect James E. Ousley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
II-VI Incorporated
Ticker Security ID: Meeting Date Meeting Status
IIVI CUSIP 902104108 03/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
II-VI Incorporated
Ticker Security ID: Meeting Date Meeting Status
IIVI CUSIP 902104108 11/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vincent D. Mgmt For For For
Mattera,
Jr.
2 Elect Marc Y.E. Pelaez Mgmt For For For
3 Elect Howard H. Xia Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2018 Employee Stock Mgmt For For For
Purchase
Plan
6 2018 Omnibus Incentive Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.2 Elect J. Anthony Mgmt For For For
Gallegos,
Jr.
1.3 Elect James Crandell Mgmt For For For
1.4 Elect Matthew D. Mgmt For For For
Fitzgerald
1.5 Elect Daniel F. McNease Mgmt For For For
1.6 Elect James G. Minmier Mgmt For For For
1.7 Elect Adam J. Piekarski Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 10/01/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Independent Bank Group Inc
Ticker Security ID: Meeting Date Meeting Status
IBTX CUSIP 45384B106 09/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Independent Bank Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
IBTX CUSIP 45384B106 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Brooks Mgmt For For For
1.2 Elect Douglas A. Cifu Mgmt For For For
1.3 Elect J. Webb Jennings Mgmt For For For
III
1.4 Elect Alicia K. Mgmt For For For
Harrison
2 Adoption of Majority Mgmt For For For
Vote for Uncontested
Elections of
Directors
3 Eliminate Mgmt For For For
Supermajority Vote
for Bylaw
Amendments
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Insteel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
IIIN CUSIP 45774W108 02/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Abney S. Boxley, Mgmt For For For
III
1.2 Elect Jon M. Ruth Mgmt For For For
1.3 Elect Joseph A. Mgmt For For For
Rutkowski
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
TILE CUSIP 458665304 05/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Burke Mgmt For For For
1.2 Elect Andrew B. Cogan Mgmt For For For
1.3 Elect Jay D. Gould Mgmt For For For
1.4 Elect Daniel T. Hendrix Mgmt For For For
1.5 Elect Christopher G. Mgmt For For For
Kennedy
1.6 Elect Catherine M. Mgmt For For For
Kilbane
1.7 Elect K. David Kohler Mgmt For For For
1.8 Elect James B. Miller, Mgmt For For For
Jr.
1.9 Elect Sheryl D. Palmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intevac, Inc.
Ticker Security ID: Meeting Date Meeting Status
IVAC CUSIP 461148108 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Dury Mgmt For For For
1.2 Elect Wendell T. Mgmt For For For
Blonigan
1.3 Elect Kevin D. Barber Mgmt For For For
1.4 Elect Stephen A. Mgmt For For For
Jamison
1.5 Elect Mark P. Popovich Mgmt For For For
1.6 Elect Thomas M. Rohrs Mgmt For For For
1.7 Elect John F. Schaefer Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intrepid Potash, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPI CUSIP 46121Y102 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Landis Martin Mgmt For For For
2 Elect Barth E. Whitham Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Invacare Corporation
Ticker Security ID: Meeting Date Meeting Status
IVC CUSIP 461203101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan H. Mgmt For For For
Alexander
1.2 Elect Petra Mgmt For For For
Danielsohn-Weil
1.3 Elect Diana S. Ferguson Mgmt For For For
1.4 Elect Marc M. Gibeley Mgmt For For For
1.5 Elect C. Martin Harris Mgmt For For For
1.6 Elect Matthew E. Mgmt For For For
Monaghan
1.7 Elect Clifford D. Mgmt For For For
Nastas
1.8 Elect Baiju R. Shah Mgmt For For For
2 Amendment to the 2018 Mgmt For For For
Equity Compensation
Plan
3 Issuance of Common Mgmt For For For
Stock
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Iridium Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
IRDM CUSIP 46269C102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Niehaus Mgmt For For For
1.2 Elect Thomas C. Mgmt For For For
Canfield
1.3 Elect Matthew J. Desch Mgmt For For For
1.4 Elect Thomas J. Mgmt For For For
Fitzpatrick
1.5 Elect Jane L. Harman Mgmt For For For
1.6 Elect Alvin B. Krongard Mgmt For For For
1.7 Elect Eric T. Olson Mgmt For For For
1.8 Elect Steven B. Mgmt For For For
Pfeiffer
1.9 Elect Parker W. Rush Mgmt For For For
1.10 Elect Henrik O. Mgmt For For For
Schliemann
1.11 Elect Barry J. West Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
K12 Inc.
Ticker Security ID: Meeting Date Meeting Status
LRN CUSIP 48273U102 12/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aida M. Alvarez Mgmt For For For
1.2 Elect Craig R. Barrett Mgmt For For For
1.3 Elect Guillermo Bron Mgmt For For For
1.4 Elect Nathaniel A. Mgmt For For For
Davis
1.5 Elect John M. Engler Mgmt For For For
1.6 Elect Steven B. Fink Mgmt For For For
1.7 Elect Robert E. Mgmt For For For
Knowling,
Jr.
1.8 Elect Liza McFadden Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KEMET Corporation
Ticker Security ID: Meeting Date Meeting Status
KEM CUSIP 488360207 07/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wilfried Backes Mgmt For For For
2 Elect Gurminder S. Bedi Mgmt For For For
3 Elect Per-Olof Loof Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
KLX Inc
Ticker Security ID: Meeting Date Meeting Status
KLXI CUSIP 482539103 08/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Knowles Corp
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 05/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hermann Eul Mgmt For For For
2 Elect Donald Macleod Mgmt For For For
3 Elect Cheryl L. Shavers Mgmt For For For
4 Elect Steven F. Mayer Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Provisions in the
Charter
8 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
By-Laws
________________________________________________________________________________
Kopin Corporation
Ticker Security ID: Meeting Date Meeting Status
KOPN CUSIP 500600101 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John C.C. Fan Mgmt For For For
2 Elect James K. Mgmt For For For
Brewington
3 Elect David E. Brook Mgmt For For For
4 Elect Scott L. Anchin Mgmt For For For
5 Elect Morton Collins Mgmt For For For
6 Elect Chi-Chia Hsieh Mgmt For For For
7 Elect Richard H. Mgmt For For For
Osgood
III
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Kraton Corporation
Ticker Security ID: Meeting Date Meeting Status
KRA CUSIP 50077C106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Blinn Mgmt For For For
1.2 Elect Anna C. Catalano Mgmt For For For
1.3 Elect Dan F. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kratos Defense & Security Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B207 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Anderson Mgmt For For For
1.2 Elect Bandel L. Carano Mgmt For For For
1.3 Elect Eric DeMarco Mgmt For For For
1.4 Elect William Hoglund Mgmt For For For
1.5 Elect Scot Jarvis Mgmt For For For
1.6 Elect Jane Judd Mgmt For For For
1.7 Elect Samuel Liberatore Mgmt For For For
1.8 Elect Amy Zegart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Kulicke & Soffa Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
KLIC CUSIP 501242101 02/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fusen E. Chen Mgmt For For For
1.2 Elect Gregory F. Mgmt For For For
Milzcik
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick Frank Mgmt For For For
1.2 Elect Steven D. Goldby Mgmt For For For
1.3 Elect Nelson Obus Mgmt For For For
1.4 Elect Andrew Powell Mgmt For For For
1.5 Elect Catherine Angell Mgmt For For For
Sohn
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Leaf Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEAF CUSIP 52177G102 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sean Moriarty Mgmt For For For
1.2 Elect James Quandt Mgmt For For For
1.3 Elect Beverly K. Mgmt For For For
Carmichael
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LGI Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
LGIH CUSIP 50187T106 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ryan Edone Mgmt For For For
1.2 Elect Duncan Gage Mgmt For For For
1.3 Elect Eric Lipar Mgmt For For For
1.4 Elect Laura Miller Mgmt For For For
1.5 Elect Bryan Sansbury Mgmt For For For
1.6 Elect Steven Smith Mgmt For For For
1.7 Elect Robert Vahradian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Libbey Inc.
Ticker Security ID: Meeting Date Meeting Status
LBY CUSIP 529898108 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ginger M. Jones Mgmt For For For
1.2 Elect Eileen A. Mgmt For For For
Mallesch
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Limelight Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLNW CUSIP 53261M104 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey T. Fisher Mgmt For For For
1.2 Elect David C. Mgmt For For For
Peterschmidt
1.3 Elect Robert A. Lento Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
LSB Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXU CUSIP 502160104 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark T. Behrman Mgmt For For For
1.2 Elect Jonathan S. Bobb Mgmt For For For
1.3 Elect Richard S. Mgmt For For For
Sanders,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lumber Liquidators Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LL CUSIP 55003T107 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terri Funk Graham Mgmt For For For
1.2 Elect Famous P. Rhodes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Lydall, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDL CUSIP 550819106 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale G. Barnhart Mgmt For For For
1.2 Elect David G. Bills Mgmt For For For
1.3 Elect Kathleen Burdett Mgmt For For For
1.4 Elect James J. Cannon Mgmt For For For
1.5 Elect Matthew T. Mgmt For For For
Farrell
1.6 Elect Marc T. Giles Mgmt For For For
1.7 Elect William D. Gurley Mgmt For For For
1.8 Elect Suzanne Hammett Mgmt For For For
1.9 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
M.D.C. Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDC CUSIP 552676108 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Berman Mgmt For For For
1.2 Elect Herbert T. Mgmt For For For
Buchwald
1.3
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