Form N-PX PRUDENTIAL INVESTMENT For: Jun 30

August 22, 2018 12:20 PM EDT

 

United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-09805

Prudential Investment Portfolios 3
(Exact name of registrant as specified in charter)

655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)

Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)

Registrant’s telephone number, including area code: 973-802-6469

Date of fiscal year end: February 28 & October 31

Date of reporting period: 7/1/2017 through 6/30/2018

 

 

 

 

 

 

 

Item 1. Proxy Voting Record.

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.

 

 

FORM N-PX



ICA File Number:  811-09805

Registrant Name:  Prudential Investment Portfolios 3

Reporting Period:  07/01/2017 - 06/30/2018

 

PGIM Global Absolute Return Bond Fund- Sub-Advisor: PGIM Fixed Income

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Jennison Focused Growth Fund - Sub-Adviser: Jennison

 
ACTIVISION BLIZZARD INC
Meeting Date:  JUN 26, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL
Ticker:  ATVI
Security ID:  00507V109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Reveta Bowers Management For For
2 Elect Robert J. Corti Management For For
3 Elect Hendrik Hartong III Management For For
4 Elect Brian G. Kelly Management For For
5 Elect Robert A. Kotick Management For For
6 Elect Barry Meyer Management For For
7 Elect Robert J. Morgado Management For For
8 Elect Peter Nolan Management For For
9 Elect Casey Wasserman Management For For
10 Elect Elaine P. Wynn Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
ADOBE SYSTEMS INC.
Meeting Date:  APR 12, 2018
Record Date:  FEB 14, 2018
Meeting Type:  ANNUAL
Ticker:  ADBE
Security ID:  00724F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Amy L. Banse Management For For
2 Elect Edward W. Barnholt Management For For
3 Elect Robert K. Burgess Management For For
4 Elect Frank A. Calderoni Management For For
5 Elect James E. Daley Management For For
6 Elect Laura B. Desmond Management For For
7 Elect Charles M. Geschke Management For For
8 Elect Shantanu Narayen Management For For
9 Elect Daniel Rosensweig Management For For
10 Elect John E. Warnock Management For For
11 Amendment to the 2003 Equity Incentive Plan Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
ALIBABA GROUP HOLDING LTD
Meeting Date:  OCT 18, 2017
Record Date:  AUG 18, 2017
Meeting Type:  ANNUAL
Ticker:  BABA
Security ID:  01609W102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jack Yun Ma Management Against For
2 Elect Masayoshi Son Management Against For
3 Elect Walter Teh Ming Kwauk Management Against For
4 Appointment of Auditor Management For For
 
ALPHABET INC
Meeting Date:  JUN 06, 2018
Record Date:  APR 18, 2018
Meeting Type:  ANNUAL
Ticker:  GOOGL
Security ID:  02079K305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Larry Page Management For For
1.2 Elect Sergey Brin Management For For
1.3 Elect Eric E. Schmidt Management For For
1.4 Elect L. John Doerr Management Withhold For
1.5 Elect Roger W. Ferguson, Jr. Management For For
1.6 Elect Diane Greene Management For For
1.7 Elect John L. Hennessy Management For For
1.8 Elect Ann Mather Management Withhold For
1.9 Elect Alan R. Mulally Management For For
1.10 Elect Sundar Pichai Management For For
1.11 Elect K. Ram Shriram Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2012 Stock Plan Management For For
4 Shareholder Proposal Regarding Recapitalization Shareholder For Against
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
6 Shareholder Proposal Regarding Gender Pay Gap Risk Report Shareholder For For
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder For For
8 Shareholder Proposal Regarding Linking Executive Pay to Sustainability Shareholder Against Against
9 Shareholder Proposal Regarding Disclosure of Board Qualifications Shareholder Against Against
10 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder For Against
 
AMAZON.COM INC.
Meeting Date:  MAY 30, 2018
Record Date:  APR 05, 2018
Meeting Type:  ANNUAL
Ticker:  AMZN
Security ID:  023135106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jeffrey P. Bezos Management For For
2 Elect Tom A. Alberg Management For For
3 Elect Jamie S. Gorelick Management For For
4 Elect Daniel P. Huttenlocher Management For For
5 Elect Judith A. McGrath Management For For
6 Elect Jonathan J. Rubinstein Management For For
7 Elect Thomas O. Ryder Management Against For
8 Elect Patricia Q. Stonesifer Management For For
9 Elect Wendell P. Weeks Management Against For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Shareholder Proposal Regarding Board Diversity Shareholder Abstain Abstain
13 Shareholder Proposal Regarding Independent Board Chair Shareholder For Against
14 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Against
 
APPLE INC
Meeting Date:  FEB 13, 2018
Record Date:  DEC 15, 2017
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James A. Bell Management For For
2 Elect Timothy D. Cook Management For For
3 Elect Albert A. Gore Management For For
4 Elect Robert A. Iger Management For For
5 Elect Andrea Jung Management For For
6 Elect Arthur D. Levinson Management For For
7 Elect Ronald D. Sugar Management For For
8 Elect Susan L. Wagner Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan Management For For
12 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw Shareholder Against Against
13 Shareholder Proposal Regarding Formation of a Human Rights Committee Shareholder Against Against
 
BOEING CO.
Meeting Date:  APR 30, 2018
Record Date:  MAR 01, 2018
Meeting Type:  ANNUAL
Ticker:  BA
Security ID:  097023105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert A. Bradway Management For For
2 Elect David L. Calhoun Management For For
3 Elect Arthur D. Collins, Jr. Management For For
4 Elect Kenneth M. Duberstein Management For For
5 Elect Edmund P. Giambastiani, Jr. Management For For
6 Elect Lynn J. Good Management For For
7 Elect Lawrence W. Kellner Management For For
8 Elect Caroline B. Kennedy Management For For
9 Elect Edward M. Liddy Management For For
10 Elect Dennis A. Muilenburg Management For For
11 Elect Susan C. Schwab Management For For
12 Elect Ronald A. Williams Management For For
13 Elect Mike S. Zafirovski Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
17 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder For Against
18 Shareholder Proposal Regarding Independent Board Chair Shareholder For Against
19 Shareholder Proposal Regarding Board Size Shareholder Against Against
 
BOOKING HOLDINGS INC
Meeting Date:  JUN 07, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  BKNG
Security ID:  09857L108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Timothy M. Armstrong Management For For
1.2 Elect Jeffrey H. Boyd Management For For
1.3 Elect Jeffrey E. Epstein Management For For
1.4 Elect Glenn D. Fogel Management For For
1.5 Elect Mirian M. Graddick-Weir Management For For
1.6 Elect James M. Guyette Management For For
1.7 Elect Robert J. Mylod, Jr. Management For For
1.8 Elect Charles H. Noski Management For For
1.9 Elect Nancy B. Peretsman Management For For
1.10 Elect Nicholas J. Read Management For For
1.11 Elect Thomas E. Rothman Management For For
1.12 Elect Craig W. Rydin Management For For
1.13 Elect Lynn M. Vojvodich Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 1999 Omnibus Plan Management For For
5 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
BRISTOL-MYERS SQUIBB CO.
Meeting Date:  MAY 01, 2018
Record Date:  MAR 14, 2018
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter J. Arduini Management For For
2 Elect Jose Baselga Management For For
3 Elect Robert J. Bertolini Management For For
4 Elect Giovanni Caforio Management For For
5 Elect Matthew W. Emmens Management For For
6 Elect Michael Grobstein Management For For
7 Elect Alan J. Lacy Management For For
8 Elect Dinesh C. Paliwal Management For For
9 Elect Theodore R. Samuels Management For For
10 Elect Gerald Storch Management For For
11 Elect Vicki L. Sato Management For For
12 Elect Karen H. Vousden Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shareholder Against Against
16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder For Against
 
ESTEE LAUDER COS., INC.
Meeting Date:  NOV 14, 2017
Record Date:  SEP 15, 2017
Meeting Type:  ANNUAL
Ticker:  EL
Security ID:  518439104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charlene Barshefsky Management For For
2 Elect Wei Sun Christianson Management For For
3 Elect Fabrizio Freda Management For For
4 Elect Jane Lauder Management For For
5 Elect Leonard A. Lauder Management For For
6 Ratification of Auditor Management For For
7 Advisory Vote on Executive Compensation Management Against Against
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
FACEBOOK INC
Meeting Date:  MAY 31, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  FB
Security ID:  30303M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Marc L. Andreessen Management Withhold For
1.2 Elect Erskine B. Bowles Management Withhold For
1.3 Elect Kenneth I. Chenault Management For For
1.4 Elect Susan D. Desmond-Hellmann Management Withhold For
1.5 Elect Reed Hastings Management For For
1.6 Elect Jan Koum Management Withhold For
1.7 Elect Sheryl K. Sandberg Management For For
1.8 Elect Peter A. Thiel Management For For
1.9 Elect Mark Zuckerberg Management For For
2 Ratification of Auditor Management For For
3 Shareholder Proposal Regarding Recapitalization Shareholder For Against
4 Shareholder Proposal Regarding Formation of a Risk Oversight Committee Shareholder For Against
5 Shareholder Proposal Regarding Simple Majority Vote Shareholder For For
6 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder For Against
7 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against For
8 Shareholder Proposal Regarding Tax Policy Principles Shareholder Against Against
 
ILLUMINA INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  ILMN
Security ID:  452327109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jay T. Flatley Management For For
2 Elect John W. Thompson Management For For
3 Elect Gary S. Guthart Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Shareholder Proposal Regarding Declassification of the Board Shareholder For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 15, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect James A. Bell Management For For
3 Elect Stephen B. Burke Management For For
4 Elect Todd A. Combs Management For For
5 Elect James S. Crown Management For For
6 Elect James Dimon Management For For
7 Elect Timothy P. Flynn Management For For
8 Elect Mellody Hobson Management For For
9 Elect Laban P. Jackson, Jr. Management For For
10 Elect Michael A. Neal Management For For
11 Elect Lee R. Raymond Management For For
12 Elect William C. Weldon Management Against For
13 Ratification of Ownership Threshold for Shareholders to Call a Special Meeting Management Against For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment to the Long-Term Incentive Plan Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Independent Board Chair Shareholder For Against
18 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
19 Shareholder Proposal Regarding Genocide-Free Investing Shareholder Against Against
20 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
 
KERING
Meeting Date:  APR 26, 2018
Record Date:  APR 23, 2018
Meeting Type:  ORDINARY
Ticker:  KER
Security ID:  F5433L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Non-Voting Meeting Note Management None TNA
4 Non-Voting Meeting Note Management None TNA
5 Accounts and Reports Management For For
6 Consolidated Accounts and Reports Management For For
7 Allocation of Profits/Dividends Management For For
8 Elect Yseulys Costes Management For For
9 Elect Daniela Riccardi Management For For
10 Remuneration of Francois-Henri Pinault, Chair and CEO Management For For
11 Remuneration of Jean-Francois Palus, Deputy CEO Management Against For
12 Remuneration Policy for Chair and CEO Management Against For
13 Remuneration Policy for Deputy-CEO Management Against For
14 Authority to Repurchase and Reissue Shares Management For For
15 Authorisation of Legal Formalities Management For For
 
LVMH MOET HENNESSY VUITTON SE
Meeting Date:  APR 12, 2018
Record Date:  APR 09, 2018
Meeting Type:  MIX
Ticker:  MC
Security ID:  F58485115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Accounts and Reports Management For For
4 Consolidated Accounts and Reports Management For For
5 Allocation of Profits/Dividends Management For For
6 Related Party Transactions Management For For
7 Elect Antoine Arnault Management Against For
8 Elect Nicolas Bazire Management For For
9 Elect Charles de Croisset Management For For
10 Elect Charles D Powell Management For For
11 Elect Yves-Thibault de Silguy Management For For
12 Remuneration of Bernard Arnault, CEO Management Against For
13 Remuneration of Antonio Belloni, Deputy CEO Management Against For
14 Remuneration Policy (Executives) Management Against For
15 Authority to Repurchase and Reissue Shares Management For For
16 Authority to Cancel Shares and Reduce Capital Management For For
17 Authority to Issue Performance Shares Management Against For
18 Amendments to Articles Management For For
19 Non-Voting Meeting Note Management None TNA
 
MARRIOTT INTERNATIONAL, INC.
Meeting Date:  MAY 04, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  MAR
Security ID:  571903202
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect J.W. Marriott, Jr. Management For For
2 Elect Mary K. Bush Management For For
3 Elect Bruce W. Duncan Management For For
4 Elect Deborah Marriott Harrison Management For For
5 Elect Frederick A. Henderson Management For For
6 Elect Eric Hippeau Management For For
7 Elect Lawrence W. Kellner Management For For
8 Elect Debra L. Lee Management For For
9 Elect Aylwin B. Lewis Management For For
10 Elect George Munoz Management For For
11 Elect Steven S Reinemund Management For For
12 Elect W. Mitt Romney Management For For
13 Elect Susan C. Schwab Management For For
14 Elect Arne M. Sorenson Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Right to Call a Special Meeting Management Abstain For
18 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder For For
19 Shareholder Proposal Regarding Simple Majority Vote Shareholder For For
 
MASTERCARD INCORPORATED
Meeting Date:  JUN 26, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL
Ticker:  MA
Security ID:  57636Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard Haythornthwaite Management For For
2 Elect Ajay Banga Management For For
3 Elect Silvio Barzi Management For For
4 Elect David R. Carlucci Management For For
5 Elect Richard K. Davis Management For For
6 Elect Steven J. Freiberg Management For For
7 Elect Julius Genachowski Management For For
8 Elect Goh Choon Phong Management For For
9 Elect Merit E. Janow Management For For
10 Elect Nancy J. Karch Management For For
11 Elect Oki Matsumoto Management Against For
12 Elect Rima Qureshi Management For For
13 Elect Jose Octavio Reyes Lagunes Management For For
14 Elect Jackson P. Tai Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Ratification of Auditor Management For For
 
MCDONALD`S CORP
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  MCD
Security ID:  580135101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd H. Dean Management For For
2 Elect Stephen J. Easterbrook Management For For
3 Elect Robert A. Eckert Management For For
4 Elect Margaret H. Georgiadis Management For For
5 Elect Enrique Hernandez, Jr. Management For For
6 Elect Jeanne P. Jackson Management For For
7 Elect Richard H. Lenny Management For For
8 Elect John Mulligan Management For For
9 Elect Sheila A. Penrose Management For For
10 Elect John W. Rogers, Jr. Management For For
11 Elect Miles D. White Management Against For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Right to Act By Written Consent Shareholder For For
15 Shareholder Proposal Regarding Report on Plastic Straws Shareholder Against Against
16 Shareholder Proposal Regarding Charitable Contributions Report Shareholder Against Against
 
MERCADOLIBRE INC
Meeting Date:  JUN 15, 2018
Record Date:  APR 19, 2018
Meeting Type:  ANNUAL
Ticker:  MELI
Security ID:  58733R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Nicolas Galperin Management For For
1.2 Elect Meyer Malka Rais Management For For
1.3 Elect Javier Olivan Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
NETFLIX INC
Meeting Date:  JUN 06, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL
Ticker:  NFLX
Security ID:  64110L106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard N. Barton Management Abstain For
2 Elect Rodolphe Belmer Management For For
3 Elect Bradford L. Smith Management Abstain For
4 Elect Anne M. Sweeney Management Abstain For
5 Ratification of Auditor Management For For
6 Advisory Vote on Executive Compensation Management Against For
7 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder For Against
8 Shareholder Proposal Regarding Proxy Access Shareholder For Against
9 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder For Against
10 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder For Against
11 Shareholder Proposal Regarding Simple Majority Vote Shareholder For Against
12 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder For Against
 
NVIDIA CORP
Meeting Date:  MAY 16, 2018
Record Date:  MAR 22, 2018
Meeting Type:  ANNUAL
Ticker:  NVDA
Security ID:  67066G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert K. Burgess Management For For
2 Elect Tench Coxe Management For For
3 Elect Persis S. Drell Management For For
4 Elect James C. Gaither Management For For
5 Elect Jen-Hsun Huang Management For For
6 Elect Dawn Hudson Management For For
7 Elect Harvey C. Jones Management For For
8 Elect Michael G. McCaffery Management For For
9 Elect Mark L. Perry Management For For
10 Elect A. Brooke Seawell Management For For
11 Elect Mark A. Stevens Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Amendment to the NVIDIA Corporation Amended and Restated 2007 Equity Incentive Plan Management For For
15 Amendment to the NVIDIA Corporation Amended and Restated 2012 Employee Stock Purchase Plan Management For For
 
PAYPAL HOLDINGS INC
Meeting Date:  MAY 23, 2018
Record Date:  APR 03, 2018
Meeting Type:  ANNUAL
Ticker:  PYPL
Security ID:  70450Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect Wences Casares Management For For
3 Elect Jonathan Christodoro Management For For
4 Elect John J. Donahoe II Management Against For
5 Elect David W. Dorman Management For For
6 Elect Belinda J. Johnson Management For For
7 Elect Gail J. McGovern Management For For
8 Elect David M. Moffett Management For For
9 Elect Ann Sarnoff Management For For
10 Elect Daniel H. Schulman Management For For
11 Elect Frank D. Yeary Management For For
12 Advisory Vote on Executive Compensation Management Against Against
13 Amendment to the 2015 Equity Incentive Award Plan Management Against For
14 Amendment to the Employee Stock Purchase Plan Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
17 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
18 Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents Shareholder Against Against
 
SALESFORCE.COM INC
Meeting Date:  JUN 12, 2018
Record Date:  APR 18, 2018
Meeting Type:  ANNUAL
Ticker:  CRM
Security ID:  79466L302
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Marc R. Benioff Management For For
2 Elect Keith G. Block Management For For
3 Elect Craig A. Conway Management For For
4 Elect Alan G. Hassenfeld Management For For
5 Elect Neelie Kroes Management For For
6 Elect Colin L. Powell Management For For
7 Elect Sanford R. Robertson Management For For
8 Elect John V. Roos Management For For
9 Elect Bernard Tyson Management For Against
10 Elect Robin L. Washington Management For For
11 Elect Maynard G. Webb Management For For
12 Elect Susan D. Wojcicki Management For For
13 Adoption of Right to Call a Special Meeting Management For For
14 Amendment to the 2013 Equity Incentive Plan Management For Against
15 Ratification of Auditor Management Against For
16 Advisory Vote on Executive Compensation Management For For
17 Shareholder Proposal Regarding Simple Majority Vote Shareholder For For
18 Shareholder Proposal Regarding Country Selection Guidelines Shareholder Against Against
 
SQUARE INC
Meeting Date:  JUN 19, 2018
Record Date:  APR 24, 2018
Meeting Type:  ANNUAL
Ticker:  SQ
Security ID:  852234103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Randy Garutti Management For For
1.2 Elect Mary Meeker Management For For
1.3 Elect Naveen Rao Management For For
1.4 Elect Lawrence Summers Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
TENCENT HOLDINGS LTD.
Meeting Date:  MAY 16, 2018
Record Date:  MAY 10, 2018
Meeting Type:  ANNUAL
Ticker:  700
Security ID:  G87572163
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Elect LI Dong Sheng Management For For
6 Elect Iain Ferguson Bruce Management For For
7 Directors' Fees Management For For
8 Appointment of Auditor and Authority to Set Fees Management For For
9 Authority to Issue Shares w/o Preemptive Rights Management Against Against
10 Authority to Repurchase Shares Management For For
11 Non-Voting Agenda Item Management None TNA
12 Authority to Issue Repurchased Shares Management Against Against
13 Non-Voting Meeting Note Management None TNA
 
TESLA INC
Meeting Date:  MAR 21, 2018
Record Date:  FEB 07, 2018
Meeting Type:  SPECIAL
Ticker:  TSLA
Security ID:  88160R101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approval of Performance Stock Option Agreement Management Against For
 
TESLA INC
Meeting Date:  JUN 05, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  TSLA
Security ID:  88160R101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Antonio J. Gracias Management Against For
2 Elect James Murdoch Management Against For
3 Elect Kimbal Musk Management Against For
4 Ratification of Auditor Management For For
5 Shareholder Proposal Regarding Independent Board Chair Shareholder For Against
6 Shareholder Proposal Regarding Proxy Access Shareholder For Against
 
UNITEDHEALTH GROUP INC
Meeting Date:  JUN 04, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Ballard, Jr. Management For For
2 Elect Richard T. Burke Management For For
3 Elect Timothy P. Flynn Management For For
4 Elect Stephen J. Hemsley Management For For
5 Elect Michele J. Hooper Management For For
6 Elect F. William Mcabb, III Management For For
7 Elect Valerie C. Montgomery Rice Management For For
8 Elect Glenn M. Renwick Management For For
9 Elect Kenneth I. Shine Management For For
10 Elect David S. Wichmann Management For For
11 Elect Gail R. Wilensky Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
VERTEX PHARMACEUTICALS, INC.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sangeeta N. Bhatia Management For For
2 Elect Jeffrey M. Leiden Management For For
3 Elect Bruce I. Sachs Management For For
4 Elimination of Supermajority Requirement Management For For
5 Amendment to the 2013 Stock and Option Plan Management For For
6 Ratification of Auditor Management For For
7 Advisory Vote on Executive Compensation Management For For
8 Shareholder Proposal Regarding Report on Drug Pricing Risks Shareholder Against Against
9 Shareholder Proposal Regarding Lobbying Report Shareholder For Against
 
VISA INC
Meeting Date:  JAN 30, 2018
Record Date:  DEC 01, 2017
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd A. Carney Management For For
2 Elect Mary B. Cranston Management For For
3 Elect Francisco Javier Fernandez-Carbajal Management For For
4 Elect Gary A. Hoffman Management For For
5 Elect Alfred F. Kelly, Jr. Management For For
6 Elect John F. Lundgren Management For For
7 Elect Robert W. Matschullat Management For For
8 Elect Suzanne Nora Johnson Management For For
9 Elect John A.C. Swainson Management For For
10 Elect Maynard G. Webb, Jr. Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
WORKDAY INC
Meeting Date:  JUN 20, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  WDAY
Security ID:  98138H101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Aneel Bhusri Management For For
1.2 Elect David A. Duffield Management For For
1.3 Elect Lee J. Styslinger III Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Approval of Limits on Awards to Non-Employee Directors under the 2012 Equity Incentive Plan Management Against Against

 

PGIM QMA Global Tactical Allocation Fund- Sub-Adviser: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM QMA Large-Cap Value Fund - Sub-Adviser: QMA

 
ADIENT PLC
Meeting Date:  MAR 12, 2018
Record Date:  JAN 12, 2018
Meeting Type:  ANNUAL
Ticker:  ADNT
Security ID:  G0084W101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John M. Barth Management For For
2 Elect Julie L. Bushman Management For For
3 Elect Raymond L. Conner Management For For
4 Elect Richard A. Goodman Management For For
5 Elect Frederick A. Henderson Management For For
6 Elect R. Bruce McDonald Management For For
7 Elect Barbara J. Samardzich Management For For
8 Appointment of Auditor and Authority to Set Fees Management For For
9 Advisory Vote on Executive Compensation Management For For
 
AECOM
Meeting Date:  FEB 28, 2018
Record Date:  JAN 03, 2018
Meeting Type:  ANNUAL
Ticker:  ACM
Security ID:  00766T100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael S. Burke Management For For
1.2 Elect James H. Fordyce Management For Withhold
1.3 Elect William H. Frist Management For For
1.4 Elect Linda Griego Management For Withhold
1.5 Elect Robert J. Routs Management For Withhold
1.6 Elect Clarence T. Schmitz Management For Withhold
1.7 Elect Douglas W. Stotlar Management For For
1.8 Elect Daniel R. Tishman Management For For
1.9 Elect Janet C. Wolfenbarger Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
 
AES CORP.
Meeting Date:  APR 19, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  AES
Security ID:  US00130H1059
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Andres R. Gluski Management For For
2 Elect Charles L. Harrington Management For For
3 Elect Kristina M. Johnson Management For For
4 Elect Tarun Khanna Management For For
5 Elect Holly K. Koeppel Management For For
6 Elect James H. Miller Management For For
7 Elect Alain Monie Management For For
8 Elect John B. Morse, Jr. Management For For
9 Elect Moises Naim Management For For
10 Elect Jeffrey W. Ubben Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Ratification of Special Meeting Provisions Management For For
14 Shareholder Proposal Regarding Two Degree Scenario Analysis Report Shareholder Against Abstain
 
AFFILIATED MANAGERS GROUP INC.
Meeting Date:  JUN 12, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  AMG
Security ID:  US0082521081
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Samuel T. Byrne Management For For
2 Elect Dwight D. Churchill Management For For
3 Elect Glenn Earle Management For For
4 Elect Niall Ferguson Management For For
5 Elect Sean M. Healey Management For For
6 Elect Tracy P. Palandjian Management For For
7 Elect Patrick T. Ryan Management For For
8 Elect Karen Yerburgh Management For For
9 Elect Jide J. Zeitlin Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Elect Nathaniel Dalton Management For For
 
AFLAC INC.
Meeting Date:  MAY 07, 2018
Record Date:  FEB 28, 2018
Meeting Type:  ANNUAL
Ticker:  AFL
Security ID:  US0010551028
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Daniel P. Amos Management For For
2 Elect W. Paul Bowers Management For For
3 Elect Toshihiko Fukuzawa Management For For
4 Elect Douglas W. Johnson Management For For
5 Elect Robert B. Johnson Management For For
6 Elect Thomas J. Kenny Management For For
7 Elect Karole F. Lloyd Management For For
8 Elect Joseph L. Moskowitz Management For For
9 Elect Barbara K. Rimer Management For For
10 Elect Katherine T. Rohrer Management For For
11 Elect Melvin T. Stith Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
AGNC INVESTMENT CORP
Meeting Date:  APR 19, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  AGNC
Security ID:  US00123Q1040
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gary D. Kain Management For For
2 Elect Morris A. Davis Management For For
3 Elect Larry K. Harvey Management For For
4 Elect Prue B. Larocca Management For For
5 Elect Paul E. Mullings Management For For
6 Increase of Authorized Common Stock Management For For
7 Advisory Vote on Executive Compensation Management For For
8 Ratification of Auditor Management For For
 
AIR LEASE CORP
Meeting Date:  MAY 09, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  AL
Security ID:  US00912X3026
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Matthew J. Hart Management For For
2 Elect Cheryl Gordon Krongard Management For For
3 Elect Marshall O. Larsen Management For For
4 Elect Robert A. Milton Management For For
5 Elect John L. Plueger Management For For
6 Elect Ian M. Saines Management For For
7 Elect Ronald D. Sugar Management For For
8 Elect Steven F. Udvar-Hazy Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
ALCOA CORP
Meeting Date:  MAY 09, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  AA
Security ID:  US0138721065
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael G. Morris Management For For
2 Elect Mary Anne Citrino Management For For
3 Elect Timothy P. Flynn Management For For
4 Elect Kathryn S. Fuller Management For For
5 Elect Roy C. Harvey Management For For
6 Elect James A. Hughes Management For For
7 Elect James E. Nevels Management For For
8 Elect James W. Owens Management For For
9 Elect Carol L. Roberts Management For For
10 Elect Suzanne Sitherwood Management For For
11 Elect Steven W. Williams Management For For
12 Elect Ernesto Zedillo Ponce de Leon Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment to the 2016 Stock Incentive Plan Management For For
 
ALLSTATE CORP (THE)
Meeting Date:  MAY 11, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  ALL
Security ID:  US0200021014
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kermit R. Crawford Management For For
2 Elect Michael L. Eskew Management For For
3 Elect Margaret M. Keane Management For For
4 Elect Siddharth N. Mehta Management For For
5 Elect Jacques P. Perold Management For For
6 Elect Andrea Redmond Management For For
7 Elect Gregg M. Sherrill Management For For
8 Elect Judith A. Sprieser Management For For
9 Elect Perry M. Traquina Management For For
10 Elect Thomas J. Wilson Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against For
 
ALLY FINANCIAL INC
Meeting Date:  MAY 08, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  ALLY
Security ID:  US02005N1000
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Franklin W. Hobbs Management For Against
2 Elect Kenneth J. Bacon Management For For
3 Elect Maureen Breakiron-Evans Management For For
4 Elect William H. Cary Management For For
5 Elect Mayree C. Clark Management For For
6 Elect Kim S. Fennebresque Management For For
7 Elect Marjorie Magner Management For For
8 Elect John J. Stack Management For For
9 Elect Michael F. Steib Management For For
10 Elect Jeffrey J. Brown Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
AMERICAN AIRLINES GROUP INC
Meeting Date:  JUN 13, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  AAL
Security ID:  US02376R1023
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James F. Albaugh Management For For
2 Elect Jeffrey D. Benjamin Management For For
3 Elect John T. Cahill Management For For
4 Elect Michael J. Embler Management For For
5 Elect Matthew J. Hart Management For For
6 Elect Alberto Ibarguen Management For For
7 Elect Richard C. Kraemer Management For For
8 Elect Susan D. Kronick Management For For
9 Elect Martin H. Nesbitt Management For For
10 Elect Denise M. O'Leary Management For For
11 Elect W. Douglas Parker Management For For
12 Elect Ray M. Robinson Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment of the Company's Certificate of Incorporation Management For For
16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
AMERICAN EXPRESS CO.
Meeting Date:  MAY 07, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  AXP
Security ID:  US0258161092
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charlene Barshefsky Management For For
2 Elect John J. Brennan Management For For
3 Elect Peter Chernin Management For For
4 Elect Ralph de la Vega Management For For
5 Elect Anne M. A. Lauvergeon Management For For
6 Elect Micheal O. Leavitt Management For For
7 Elect Theodore Leonsis Management For For
8 Elect Richard C. Levin Management For For
9 Elect Samuel J. Palmisano Management For For
10 Elect Stephen J. Squeri Management For For
11 Elect Daniel L. Vasella Management For For
12 Elect Ronald A. Williams Management For For
13 Elect Christopher Young Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Right to Act By Written Consent Shareholder Against Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
AMERICAN FINANCIAL GROUP INC
Meeting Date:  MAY 22, 2018
Record Date:  MAR 27, 2018
Meeting Type:  ANNUAL
Ticker:  AFG
Security ID:  US0259321042
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Carl H. Lindner, III Management For Withhold
1.2 Elect S. Craig Lindner Management For Withhold
1.3 Elect Kenneth C. Ambrecht Management For For
1.4 Elect John B. Berding Management For Withhold
1.5 Elect Joseph E. (Jeff) Consolino Management For Withhold
1.6 Elect Virginia C. Drosos Management For For
1.7 Elect James E. Evans Management For Withhold
1.8 Elect Terry S. Jacobs Management For For
1.9 Elect Gregory G. Joseph Management For For
1.10 Elect William W. Verity Management For For
1.11 Elect John I. Von Lehman Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Sustainability Report Shareholder Against For
 
AMERIPRISE FINANCIAL INC
Meeting Date:  APR 25, 2018
Record Date:  FEB 28, 2018
Meeting Type:  ANNUAL
Ticker:  AMP
Security ID:  US03076C1062
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James M. Cracchiolo Management For For
2 Elect Dianne Neal Blixt Management For For
3 Elect Amy DiGeso Management For For
4 Elect Lon R. Greenberg Management For For
5 Elect Jeffrey Noddle Management For For
6 Elect Robert F. Sharpe, Jr. Management For For
7 Elect Christopher J. Williams Management For For
8 Elect W. Edward Walter Management For For
9 Advisory Vote on Executive Compensation Management For Against
10 Ratification of Auditor Management For For
11 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
AMERISOURCE BERGEN CORP.
Meeting Date:  MAR 01, 2018
Record Date:  JAN 02, 2018
Meeting Type:  ANNUAL
Ticker:  ABC
Security ID:  03073E105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ornella Barra Management For Against
2 Elect Steven H. Collis Management For For
3 Elect Douglas R. Conant Management For For
4 Elect D. Mark Durcan Management For For
5 Elect Richard W. Gochnauer Management For For
6 Elect Lon R. Greenberg Management For For
7 Elect Jane E. Henney Management For For
8 Elect Kathleen Hyle Management For For
9 Elect Michael J. Long Management For For
10 Elect Henry W. McGee Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the 2011 Employee Stock Purchase Plan Management For For
14 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
15 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
16 Shareholder Proposal Regarding Recoupment Report Shareholder Against For
17 Shareholder Proposal Regarding Report on Response to Opioid Epidemic Shareholder Against For
 
AMGEN INC.
Meeting Date:  MAY 22, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  US0311621009
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Wanda M. Austin Management For For
2 Elect Robert A. Bradway Management For For
3 Elect Brian J. Druker Management For For
4 Elect Robert A. Eckert Management For For
5 Elect Greg C. Garland Management For Against
6 Elect Fred Hassan Management For For
7 Elect Rebecca M. Henderson Management For For
8 Elect Frank C. Herringer Management For For
9 Elect Charles M. Holley, Jr. Management For For
10 Elect Tyler Jacks Management For For
11 Elect Ellen J. Kullman Management For For
12 Elect Ronald D. Sugar Management For For
13 Elect R. Sanders Williams Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shareholder Against Against
 
ANDEAVOR
Meeting Date:  MAY 04, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  ANDV
Security ID:  US03349M1053
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney F. Chase Management For For
2 Elect Paul L. Foster Management For For
3 Elect Edward G. Galante Management For For
4 Elect Gregory J. Goff Management For Against
5 Elect David Lilley Management For For
6 Elect Mary Pat McCarthy Management For For
7 Elect Jim W. Nokes Management For For
8 Elect William H. Schumann, III Management For For
9 Elect Jeff A. Stevens Management For For
10 Elect Susan Tomasky Management For For
11 Elect Michael E. Wiley Management For For
12 Elect Patrick Y. Yang Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Approval of the 2018 Long-Term Incentive Plan Management For Against
 
ANNALY CAPITAL MANAGEMENT INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  NLY
Security ID:  US0357104092
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Wellington J. Denahan-Norris Management For For
2 Elect Michael Haylon Management For For
3 Elect Donnell A. Segalas Management For For
4 Elect Katie B. Fallon Management For For
5 Elect Vicki Williams Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Ratification of Auditor Management For For
 
ARCHER DANIELS MIDLAND CO.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  ADM
Security ID:  US0394831020
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Boeckmann Management For For
2 Elect Michael S. Burke Management For For
3 Elect Terrell K. Crews Management For For
4 Elect Pierre Dufour Management For For
5 Elect Donald E. Felsinger Management For For
6 Elect Suzan F. Harrison Management For For
7 Elect Juan R. Luciano Management For Against
8 Elect Patrick J. Moore Management For For
9 Elect Francisco Sanchez Management For For
10 Elect Debra A. Sandler Management For For
11 Elect Daniel Shih Management For For
12 Elect Kelvin R. Westbrook Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of the Employee Stock Purchase Plan Management For For
16 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
 
ASHLAND GLOBAL HOLDINGS INC
Meeting Date:  JAN 25, 2018
Record Date:  DEC 04, 2017
Meeting Type:  ANNUAL
Ticker:  ASH
Security ID:  044186104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brendan M. Cummins Management For For
2 Elect William G. Dempsey Management For For
3 Elect Jay V. Ihlenfeld Management For For
4 Elect Susan L. Main Management For For
5 Elect Jerome A. Peribere Management For For
6 Elect Barry W. Perry Management For For
7 Elect Mark C. Rohr Management For For
8 Elect Janice J. Teal Management For For
9 Elect Michael J. Ward Management For For
10 Elect Kathleen Wilson-Thompson Management For For
11 Elect William A. Wulfsohn Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 2018 Omnibus Incentive Compensation Plan Management For For
 
ASSOCIATED BANC-CORP.
Meeting Date:  APR 24, 2018
Record Date:  FEB 27, 2018
Meeting Type:  ANNUAL
Ticker:  ASB
Security ID:  US0454871056
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John F. Bergstrom Management For For
1.2 Elect Michael T. Crowley, Jr. Management For For
1.3 Elect Philip B. Flynn Management For For
1.4 Elect R. Jay Gerken Management For For
1.5 Elect Judith P. Greffin Management For For
1.6 Elect William R. Hutchinson Management For For
1.7 Elect Robert A. Jeffe Management For For
1.8 Elect Eileen A. Kamerick Management For For
1.9 Elect Gale E. Klappa Management For Withhold
1.10 Elect Richard T. Lommen Management For For
1.11 Elect Cory L. Nettles Management For For
1.12 Elect Karen T. van Lith Management For For
1.13 Elect John B. Williams Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
 
AT&T, INC.
Meeting Date:  APR 27, 2018
Record Date:  FEB 27, 2018
Meeting Type:  ANNUAL
Ticker:  T
Security ID:  US00206R1023
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Randall L. Stephenson Management For For
2 Elect Samuel A. Di Piazza, Jr. Management For For
3 Elect Richard W. Fisher Management For For
4 Elect Scott T. Ford Management For For
5 Elect Glenn H. Hutchins Management For For
6 Elect William E. Kennard Management For For
7 Elect Michael B. McCallister Management For For
8 Elect Beth E. Mooney Management For For
9 Elect Joyce M. Roche Management For For
10 Elect Matthew K. Rose Management For For
11 Elect Cindy B. Taylor Management For For
12 Elect Laura D'Andrea Tyson Management For For
13 Elect Geoffrey Y. Yang Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Stock Purchase and Deferral Plan Management For For
17 Approval of the 2018 Incentive Plan Management For Against
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
19 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw Shareholder Against Against
20 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
21 Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent Shareholder Against Against
 
AUTONATION INC.
Meeting Date:  APR 19, 2018
Record Date:  FEB 21, 2018
Meeting Type:  ANNUAL
Ticker:  AN
Security ID:  US05329W1027
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mike Jackson Management For For
2 Elect Rick L. Burdick Management For For
3 Elect Tomago Collins Management For For
4 Elect David B. Edelson Management For For
5 Elect Robert R. Grusky Management For For
6 Elect Kaveh Khosrowshahi Management For For
7 Elect Michael Larson Management For For
8 Elect G. Mike Mikan Management For For
9 Elect Alison H. Rosenthal Management For For
10 Elect Jacqueline A. Travisano Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
 
BANK OF AMERICA CORP.
Meeting Date:  APR 25, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  US0605051046
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sharon L. Allen Management For For
2 Elect Susan S. Bies Management For For
3 Elect Jack O. Bovender, Jr. Management For For
4 Elect Frank P. Bramble, Sr. Management For For
5 Elect Pierre J. P. de Weck Management For For
6 Elect Arnold W. Donald Management For Against
7 Elect Linda P. Hudson Management For For
8 Elect Monica C. Lozano Management For For
9 Elect Thomas J. May Management For For
10 Elect Brian T. Moynihan Management For For
11 Elect Lionel L. Nowell, III Management For For
12 Elect Michael D. White Management For For
13 Elect Thomas D. Woods Management For For
14 Elect R. David Yost Management For For
15 Elect Maria T. Zuber Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Ratification of Auditor Management For For
18 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
BANK OF NEW YORK MELLON CORP
Meeting Date:  APR 10, 2018
Record Date:  FEB 09, 2018
Meeting Type:  ANNUAL
Ticker:  BK
Security ID:  US0640581007
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Steven D. Black Management For For
2 Elect Linda Z. Cook Management For For
3 Elect Joseph J. Echevarria Management For For
4 Elect Edward P. Garden Management For For
5 Elect Jeffrey A. Goldstein Management For For
6 Elect John M. Hinshaw Management For For
7 Elect Edmund F. Kelly Management For For
8 Elect Jennifer B. Morgan Management For For
9 Elect Mark A. Nordenberg Management For For
10 Elect Elizabeth E. Robinson Management For For
11 Elect Charles W. Scharf Management For For
12 Elect Samuel C. Scott III Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
16 Shareholder Proposal Regarding Proxy Voting Practices Shareholder Against Against
 
BANKUNITED INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  BKU
Security ID:  US06652K1034
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John A. Kanas Management For For
1.2 Elect Rajinder P. Singh Management For For
1.3 Elect Tere Blanca Management For For
1.4 Elect Eugene F. DeMark Management For For
1.5 Elect Michael J. Dowling Management For For
1.6 Elect Douglas J. Pauls Management For For
1.7 Elect A. Gail Prudenti Management For For
1.8 Elect William S. Rubenstein Management For For
1.9 Elect Sanjiv Sobti, Ph.D. Management For For
1.10 Elect Lynne Wines Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
BB&T CORP.
Meeting Date:  APR 24, 2018
Record Date:  FEB 14, 2018
Meeting Type:  ANNUAL
Ticker:  BBT
Security ID:  US0549371070
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jennifer S. Banner Management For For
2 Elect K. David Boyer, Jr. Management For For
3 Elect Anna R. Cablik Management For Against
4 Elect I. Patricia Henry Management For For
5 Elect Eric C. Kendrick Management For Against
6 Elect Kelly S. King Management For For
7 Elect Louis B. Lynn Management For Against
8 Elect Charles A. Patton Management For For
9 Elect Nido R. Qubein Management For For
10 Elect William J. Reuter Management For For
11 Elect Tollie W. Rich, Jr. Management For For
12 Elect Christine Sears Management For For
13 Elect Thomas E. Skains Management For For
14 Elect Thomas N. Thompson Management For Against
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Elimination of Supermajority Requirement Management For For
18 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
 
BED, BATH & BEYOND INC.
Meeting Date:  JUN 29, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL
Ticker:  BBBY
Security ID:  US0758961009
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Warren Eisenberg Management For For
2 Elect Leonard Feinstein Management For For
3 Elect Steven H. Temares Management For For
4 Elect Dean S. Adler Management For For
5 Elect Stanley F. Barshay Management For For
6 Elect Stephanie Bell-Rose Management For For
7 Elect Klaus Eppler Management For For
8 Elect Patrick R. Gaston Management For For
9 Elect Jordan Heller Management For For
10 Elect Victoria A. Morrison Management For Against
11 Elect Johnathan Osborne Management For For
12 Elect Virginia P. Ruesterholz Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For Against
15 Approval of 2018 Incentive Compensation Plan Management For Against
 
BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 05, 2018
Record Date:  MAR 07, 2018
Meeting Type:  ANNUAL
Ticker:  BRK.A
Security ID:  US0846701086
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Warren E. Buffett Management For Withhold
1.2 Elect Charles T. Munger Management For Withhold
1.3 Elect Gregory E. Abel Management For Withhold
1.4 Elect Howard G. Buffett Management For Withhold
1.5 Elect Stephen B. Burke Management For For
1.6 Elect Susan L. Decker Management For For
1.7 Elect William H. Gates III Management For Withhold
1.8 Elect David S. Gottesman Management For For
1.9 Elect Charlotte Guyman Management For For
1.10 Elect Ajit Jain Management For Withhold
1.11 Elect Thomas S. Murphy Management For For
1.12 Elect Ronald L. Olson Management For Withhold
1.13 Elect Walter Scott, Jr. Management For For
1.14 Elect Meryl B. Witmer Management For For
2 Shareholder Proposal Regarding Methane Emissions Report Shareholder Against Against
3 Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries Shareholder Against For
 
BEST BUY CO. INC.
Meeting Date:  JUN 12, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  BBY
Security ID:  US0865161014
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lisa M. Caputo Management For For
2 Elect J. Patrick Doyle Management For For
3 Elect Russell P. Fradin Management For For
4 Elect Kathy J. Higgins Victor Management For For
5 Elect Hubert Joly Management For For
6 Elect David W. Kenny Management For For
7 Elect Karen A. McLoughlin Management For For
8 Elect Thomas L. Millner Management For For
9 Elect Claudia F. Munce Management For For
10 Elect Richelle P. Parham Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
BORG WARNER INC
Meeting Date:  APR 25, 2018
Record Date:  MAR 01, 2018
Meeting Type:  ANNUAL
Ticker:  BWA
Security ID:  US0997241064
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jan Carlson Management For Against
2 Elect Dennis C. Cuneo Management For For
3 Elect Michael S. Hanley Management For For
4 Elect Roger A. Krone Management For For
5 Elect John R. McKernan, Jr. Management For For
6 Elect Alexis P. Michas Management For For
7 Elect Vicki L. Sato Management For Against
8 Elect Thomas T. Stallkamp Management For Against
9 Elect James R. Verrier Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Approval of the 2018 Stock Incentive Plan Management For Against
13 Permit Removal of Directors Without Cause Management For For
14 Permit Shareholders to Act by Written Consent Management For For
15 Shareholder Proposal Regarding Proxy Access Bylaw Amendments Shareholder Against Against
 
BRIXMOR PROPERTY GROUP INC
Meeting Date:  MAY 08, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  BRX
Security ID:  US11120U1051
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James M. Taylor Management For For
2 Elect John G. Schreiber Management For For
3 Elect Michael Berman Management For For
4 Elect Sheryl M Crosland Management For For
5 Elect Thomas W. Dickson Management For For
6 Elect Daniel B. Hurwitz Management For For
7 Elect William D. Rahm Management For For
8 Elect Gabrielle Sulzberger Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
 
BROOKDALE SENIOR LIVING INC
Meeting Date:  SEP 25, 2017
Record Date:  AUG 01, 2017
Meeting Type:  ANNUAL
Ticker:  BKD
Security ID:  112463104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Frank M. Bumstead Management For For
2 Elect Daniel A. Decker Management For For
3 Elect T. Andrew Smith Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
7 Amendment to the 2014 Long-Term Incentive Plan Management For For
 
CAPITAL ONE FINANCIAL CORP.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  US14040H1059
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard D. Fairbank Management For For
2 Elect Aparna Chennapragada Management For For
3 Elect Ann Fritz Hackett Management For Against
4 Elect Lewis Hay, III Management For Against
5 Elect Benjamin P. Jenkins, III Management For Against
6 Elect Peter Thomas Killalea Management For Against
7 Elect Pierre E. Leroy Management For Against
8 Elect Peter E. Raskind Management For For
9 Elect Mayo A. Shattuck III Management For Against
10 Elect Bradford H. Warner Management For For
11 Elect Catherine G. West Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Ownership Threshold for Shareholders to Call a Special Meeting Management For For
 
CARNIVAL CORP.
Meeting Date:  APR 11, 2018
Record Date:  FEB 13, 2018
Meeting Type:  ANNUAL
Ticker:  CCL
Security ID:  GB0031215220
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Micky Arison Management For For
2 Elect Jonathon Band Management For For
3 Elect Jason G. Cahilly Management For For
4 Elect Helen Deeble Management For For
5 Elect Arnold W. Donald Management For Against
6 Elect Richard J. Glasier Management For For
7 Elect Debra J. Kelly-Ennis Management For For
8 Elect John Parker Management For For
9 Elect Stuart Subotnick Management For For
10 Elect Laura A. Weil Management For For
11 Elect Randall J. Weisenburger Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Approval of Directors' Remuneration Report Management For For
14 Appointment of Auditor Management For For
15 Authority to Set Auditor's Fees Management For For
16 Accounts and Reports Management For For
17 Authority to Issue Shares w/ Preemptive Rights Management For For
18 Authority to Issue Shares w/o Preemptive Rights Management For For
19 Authority to Repurchase Shares Management For For
 
CBRE GROUP INC
Meeting Date:  MAY 18, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  CBRE
Security ID:  US12504L1098
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brandon B. Boze Management For For
2 Elect Beth F. Cobert Management For For
3 Elect Curtis F. Feeny Management For For
4 Elect Christopher T. Jenny Management For For
5 Elect Gerardo I. Lopez Management For For
6 Elect Paula Rosput Reynolds Management For For
7 Elect Robert E. Sulentic Management For For
8 Elect Laura D'Andrea Tyson Management For For
9 Elect Ray Wirta Management For For
10 Elect Sanjiv Yajnik Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Decrease in Threshold Required to Call a Special Meeting Management For For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
CELGENE CORP.
Meeting Date:  JUN 13, 2018
Record Date:  APR 19, 2018
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  US1510201049
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mark J. Alles Management For For
1.2 Elect Richard W. Barker Management For For
1.3 Elect Hans E. Bishop Management For For
1.4 Elect Michael W. Bonney Management For For
1.5 Elect Michael D. Casey Management For For
1.6 Elect Carrie S. Cox Management For For
1.7 Elect Michael A. Friedman Management For For
1.8 Elect Julia A. Haller Management For For
1.9 Elect Patricia Hemingway Hall Management For For
1.10 Elect James J. Loughlin Management For For
1.11 Elect Ernest Mario Management For For
1.12 Elect John H. Weiland Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
5 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
 
CENTENE CORP.
Meeting Date:  APR 24, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  CNC
Security ID:  US15135B1017
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jessica L. Blume Management For For
2 Elect Frederick H. Eppinger Management For For
3 Elect David L. Steward Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
CENTURYLINK INC
Meeting Date:  MAY 23, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  CTL
Security ID:  US1567001060
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Martha H. Bejar Management For For
1.2 Elect Virginia Boulet Management For For
1.3 Elect Peter C. Brown Management For For
1.4 Elect Kevin P. Chilton Management For For
1.5 Elect Steven T. Clontz Management For For
1.6 Elect T. Michael Glenn Management For For
1.7 Elect W. Bruce Hanks Management For For
1.8 Elect Mary L. Landrieu Management For For
1.9 Elect Harvey P. Perry Management For For
1.10 Elect Glen F. Post III Management For For
1.11 Elect Michael J. Roberts Management For For
1.12 Elect Laurie A. Siegel Management For For
1.13 Elect Jeffrey K. Storey Management For For
2 Ratification of Auditor Management For Against
3 Approval of 2018 Equity Incentive Plan Management For For
4 Advisory Vote on Executive Compensation Management For Against
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
6 Shareholder Proposal Regarding Billing Practices Shareholder Against Against
 
CHEVRON CORP.
Meeting Date:  MAY 30, 2018
Record Date:  APR 02, 2018
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  US1667641005
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Wanda M. Austin Management For For
2 Elect John B. Frank Management For Against
3 Elect Alice P. Gast Management For For
4 Elect Enrique Hernandez, Jr. Management For For
5 Elect Charles W. Moorman, IV Management For For
6 Elect Dambisa F. Moyo Management For For
7 Elect Ronald D. Sugar Management For For
8 Elect Inge G. Thulin Management For Against
9 Elect D. James Umpleby Management For For
10 Elect Michael K. Wirth Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
14 Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide Shareholder Against Against
15 Shareholder Proposal Regarding Report on Transition to Low Carbon Economy Shareholder Against Against
16 Shareholder Proposal Regarding Methane Emissions Report Shareholder Against For
17 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
18 Shareholder Proposal Regarding Environmental Expertise on Board Shareholder Against Against
19 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
 
CHIMERA INVESTMENT CORP
Meeting Date:  MAY 31, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  CIM
Security ID:  US16934Q2084
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Teresa Bryce Bazemore Management For For
2 Elect Dennis M. Mahoney Management For For
3 Elect Debra W. Still Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
CHUBB LIMITED
Meeting Date:  MAY 17, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  CB
Security ID:  CH0044328745
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits Management For For
3 Dividends from Reserves Management For For
4 Ratification of Board Acts Management For For
5 Election of Statutory Auditors Management For For
6 Appointment of Auditor Management For For
7 Appointment of Special Auditor Management For For
8 Elect Evan G. Greenberg Management For For
9 Elect Robert M. Hernandez Management For For
10 Elect Michael G. Atieh Management For For
11 Elect Sheila P. Burke Management For For
12 Elect James I. Cash, Jr. Management For For
13 Elect Mary A. Cirillo Management For For
14 Elect Michael P. Connors Management For Against
15 Elect John A. Edwardson Management For For
16 Elect Kimberly Ross Management For For
17 Elect Robert W. Scully Management For For
18 Elect Eugene B. Shanks, Jr. Management For For
19 Elect Theodore Shasta Management For For
20 Elect David H. Sidwell Management For For
21 Elect Olivier Steimer Management For For
22 Elect James M. Zimmerman Management For For
23 Elect Evan G. Greenberg as Chair of the Board of Directors Management For For
24 Elect Michael P. Connors Management For For
25 Elect Mary A. Cirillo Management For For
26 Elect Robert M. Hernandez Management For For
27 Elect James M. Zimmerman Management For For
28 Election of Homburger AG as independent proxy Management For For
29 Amendment to Articles Regarding Authorized Share Capital for General Purposes Management For For
30 Board Compensation Management For For
31 Executive Compensation Management For For
32 Advisory Vote on Executive Compensation Management For For
33 Additional or Miscellaneous Proposals Management For Abstain
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 11, 2017
Record Date:  OCT 13, 2017
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Carol A. Bartz Management For For
2 Elect M. Michele Burns Management For For
3 Elect Michael D. Capellas Management For For
4 Elect Amy L. Chang Management For For
5 Elect John L. Hennessy Management For For
6 Elect Kristina M. Johnson Management For For
7 Elect Roderick C. McGeary Management For For
8 Elect Charles H. Robbins Management For For
9 Elect Arun Sarin Management For For
10 Elect Brenton L. Saunders Management For For
11 Elect Steven M. West Management For For
12 Amendment and Restatement of the 2005 Stock Incentive Plan Management For For
13 Approval of Material Terms of Performance Goals Under Executive Incentive Plan Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
CIT GROUP INC
Meeting Date:  MAY 08, 2018
Record Date:  MAR 15, 2018
Meeting Type:  ANNUAL
Ticker:  CIT
Security ID:  US1255818015
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ellen R. Alemany Management For For
2 Elect Michael L. Brosnan Management For For
3 Elect Michael A. Carpenter Management For Against
4 Elect Dorene C. Dominguez Management For For
5 Elect Alan Frank Management For For
6 Elect William M. Freeman Management For Against
7 Elect R. Brad Oates Management For Against
8 Elect Gerald Rosenfeld Management For For
9 Elect John R. Ryan Management For For
10 Elect Sheila A. Stamps Management For For
11 Elect Khanh T. Tran Management For For
12 Elect Laura S. Unger Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
CITIGROUP INC
Meeting Date:  APR 24, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  US1729674242
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Corbat Management For For
2 Elect Ellen M. Costello Management For For
3 Elect John C. Dugan Management For For
4 Elect Duncan P. Hennes Management For Against
5 Elect Peter B. Henry Management For For
6 Elect Franz B. Humer Management For For
7 Elect S. Leslie Ireland Management For For
8 Elect Renee J. James Management For For
9 Elect Eugene M. McQuade Management For For
10 Elect Michael E. O'Neill Management For Against
11 Elect Gary M. Reiner Management For Against
12 Elect Anthony M. Santomero Management For For
13 Elect Diana L. Taylor Management For Against
14 Elect James S. Turley Management For For
15 Elect Deborah C. Wright Management For For
16 Elect Ernesto Zedillo Ponce de Leon Management For For
17 Ratification of Auditor Management For For
18 Advisory Vote on Executive Compensation Management For For
19 Amendment to the 2014 Stock Incentive Plan Management For For
20 Shareholder Proposal Regarding Indigenous Peoples' Rights Policy Shareholder Against Against
21 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
22 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
23 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
24 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
25 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
 
CITIZENS FINANCIAL GROUP INC
Meeting Date:  APR 26, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  CFG
Security ID:  US1746101054
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bruce Van Saun Management For For
2 Elect Mark S. Casady Management For For
3 Elect Christine M. Cumming Management For For
4 Elect Anthony Di Iorio Management For For
5 Elect William P. Hankowsky Management For Against
6 Elect Howard W. Hanna III Management For For
7 Elect Leo I. Higdon, Jr. Management For For
8 Elect Charles J. Koch Management For For
9 Elect Arthur F. Ryan Management For For
10 Elect Shivan S. Subramaniam Management For For
11 Elect Wendy A. Watson Management For For
12 Elect Marita Zuraitis Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
 
CNA FINANCIAL CORP.
Meeting Date:  APR 25, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  CNA
Security ID:  US1261171003
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael Bless Management For Withhold
1.2 Elect Jose O. Montemayor Management For For
1.3 Elect Don M. Randel Management For For
1.4 Elect Andre Rice Management For For
1.5 Elect Dino E. Robusto Management For For
1.6 Elect Joseph Rosenberg Management For For
1.7 Elect Andrew H. Tisch Management For Withhold
1.8 Elect Benjamin J. Tisch Management For For
1.9 Elect James S. Tisch Management For Withhold
1.10 Elect Marvin Zonis Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
COMCAST CORP
Meeting Date:  JUN 11, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  US20030N1019
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kenneth J. Bacon Management For For
1.2 Elect Madeline S. Bell Management For For
1.3 Elect Sheldon M. Bonovitz Management For For
1.4 Elect Edward D. Breen Management For For
1.5 Elect Gerald L. Hassell Management For For
1.6 Elect Jeffrey A. Honickman Management For For
1.7 Elect Maritza Gomez Montiel Management For For
1.8 Elect Asuka Nakahara Management For For
1.9 Elect David C. Novak Management For For
1.10 Elect Brian L. Roberts Management For For
2 Ratification of Auditor Management For For
3 Advisory vote on executive compensation Management For Against
4 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
CONOCO PHILLIPS
Meeting Date:  MAY 15, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  COP
Security ID:  US20825C1045
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles E. Bunch Management For For
2 Elect Caroline Maury Devine Management For For
3 Elect John V. Faraci Management For For
4 Elect Jody L Freeman Management For For
5 Elect Gay Huey Evans Management For For
6 Elect Ryan M. Lance Management For For
7 Elect Sharmila Mulligan Management For For
8 Elect Arjun N. Murti Management For For
9 Elect Robert A. Niblock Management For For
10 Elect Harald J. Norvik Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation Shareholder Against Against
 
CORECIVIC INC
Meeting Date:  MAY 10, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  CXW
Security ID:  US21871N1019
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Donna M. Alvarado Management For For
2 Elect Robert J. Dennis Management For Against
3 Elect Mark A. Emkes Management For For
4 Elect Damon T. Hininger Management For For
5 Elect Stacia A. Hylton Management For For
6 Elect Harley G. Lappin Management For For
7 Elect Anne L. Mariucci Management For For
8 Elect Thurgood Marshall, Jr. Management For For
9 Elect Charles L. Overby Management For For
10 Elect John R. Prann, Jr. Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
CROWN HOLDINGS, INC.
Meeting Date:  APR 26, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  CCK
Security ID:  US2283681060
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John W. Conway Management For For
1.2 Elect Timothy J. Donahue Management For For
1.3 Elect Arnold W. Donald Management For Withhold
1.4 Elect Andrea Funk Management For For
1.5 Elect Rose Lee Management For For
1.6 Elect William G. Little Management For Withhold
1.7 Elect Hans J. Loliger Management For Withhold
1.8 Elect James H. Miller Management For For
1.9 Elect Josef M. Muller Management For For
1.10 Elect Caesar F. Sweitzer Management For For
1.11 Elect Jim L. Turner Management For Withhold
1.12 Elect William S. Urkiel Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
 
CVS HEALTH CORP
Meeting Date:  MAR 13, 2018
Record Date:  FEB 05, 2018
Meeting Type:  SPECIAL
Ticker:  CVS
Security ID:  126650100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issuance of Stock for Merger Management For For
2 Right to Adjourn Meeting Management For For
 
CVS HEALTH CORP
Meeting Date:  JUN 04, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  CVS
Security ID:  US1266501006
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard M. Bracken Management For For
2 Elect C. David Brown II Management For For
3 Elect Alecia A. DeCoudreaux Management For For
4 Elect Nancy-Ann M. DeParle Management For For
5 Elect David W. Dorman Management For For
6 Elect Anne M. Finucane Management For For
7 Elect Larry J. Merlo Management For For
8 Elect Jean-Pierre Millon Management For For
9 Elect Mary L. Schapiro Management For For
10 Elect Richard J. Swift Management For For
11 Elect William C. Weldon Management For For
12 Elect Tony L. White Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Reduce Threshold for Shareholders' Right to Call a Special Meeting Management For For
16 Shareholder Proposal Regarding Voting Disclosure Shareholder Against Against
 
DDR CORP
Meeting Date:  MAY 08, 2018
Record Date:  MAR 14, 2018
Meeting Type:  ANNUAL
Ticker:  DDR
Security ID:  US23317H1023
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Terrance R. Ahern Management For For
2 Elect Jane E. DeFlorio Management For For
3 Elect Thomas Finne Management For Against
4 Elect David R. Lukes Management For Against
5 Elect Victor B. MacFarlane Management For For
6 Elect Alexander Otto Management For Against
7 Elect Scott D. Roulston Management For For
8 Elect Barry A. Sholem Management For For
9 Elimination of Cumulative Voting Management For Against
10 Article Amendments - Proxy Access Management For For
11 Reverse Stock Split Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
DELTA AIR LINES, INC.
Meeting Date:  JUN 29, 2018
Record Date:  MAY 02, 2018
Meeting Type:  ANNUAL
Ticker:  DAL
Security ID:  US2473617023
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Edward H. Bastian Management For For
2 Elect Francis S. Blake Management For For
3 Elect Daniel A. Carp Management For For
4 Elect Ashton B. Carter Management For For
5 Elect David G. DeWalt Management For For
6 Elect William H. Easter III Management For For
7 Elect Michael P. Huerta Management For For
8 Elect Jeanne P. Jackson Management For For
9 Elect George N. Mattson Management For For
10 Elect Douglas R Ralph Management For For
11 Elect Sergio A. L. Rial Management For For
12 Elect Kathy N. Waller Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
 
DEVON ENERGY CORP.
Meeting Date:  JUN 06, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL
Ticker:  DVN
Security ID:  US25179M1036
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Barbara M. Baumann Management For For
1.2 Elect John E. Bethancourt Management For For
1.3 Elect David A. Hager Management For For
1.4 Elect Robert H. Henry Management For For
1.5 Elect Michael M. Kanovsky Management For For
1.6 Elect John Krenicki, Jr. Management For For
1.7 Elect Robert A. Mosbacher, Jr. Management For For
1.8 Elect Duane C. Radtke Management For For
1.9 Elect Mary P. Ricciardello Management For For
1.10 Elect John Richels Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
DICKS SPORTING GOODS, INC.
Meeting Date:  JUN 13, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  DKS
Security ID:  US2533931026
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Vincent C. Byrd Management For For
2 Elect William J. Colombo Management For For
3 Elect Larry D. Stone Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
DISCOVER FINANCIAL SERVICES
Meeting Date:  MAY 02, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  DFS
Security ID:  US2547091080
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jeffrey S. Aronin Management For For
2 Elect Mary K. Bush Management For For
3 Elect Gregory C. Case Management For For
4 Elect Candace H. Duncan Management For For
5 Elect Joseph F. Eazor Management For For
6 Elect Cynthia A. Glassman Management For For
7 Elect Thomas G. Maheras Management For For
8 Elect Michael H. Moskow Management For For
9 Elect David W. Nelms Management For For
10 Elect Mark A. Thierer Management For For
11 Elect Lawrence A. Weinbach Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
 
DOMTAR CORPORATION
Meeting Date:  MAY 08, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  UFS
Security ID:  US2575592033
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Giannella Alvarez Management For For
2 Elect Robert E. Apple Management For For
3 Elect David J. Illingworth Management For For
4 Elect Brian M. Levitt Management For For
5 Elect David G. Maffucci Management For For
6 Elect Pamela B. Strobel Management For For
7 Elect Denis A. Turcotte Management For For
8 Elect John D. Williams Management For For
9 Elect Mary A. Winston Management For For
10 Advisory Vote on Executive Compensation Management For Against
11 Ratification of Auditor Management For For
 
DUKE ENERGY CORP.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  DUK
Security ID:  US26441C2044
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael G. Browning Management For For
1.2 Elect Theodore F. Craver, Jr. Management For For
1.3 Elect Robert M. Davis Management For For
1.4 Elect Daniel R. DiMicco Management For For
1.5 Elect John H. Forsgren Management For For
1.6 Elect Lynn J. Good Management For For
1.7 Elect John T. Herron Management For For
1.8 Elect James B. Hyler, Jr. Management For For
1.9 Elect William E. Kennard Management For For
1.10 Elect E. Marie McKee Management For For
1.11 Elect Charles W. Moorman, IV Management For For
1.12 Elect Carlos A. Saladrigas Management For For
1.13 Elect Thomas E. Skains Management For For
1.14 Elect William E. Webster Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Elimination of Supermajority Requirement Management For For
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
EAST WEST BANCORP, INC.
Meeting Date:  MAY 24, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  EWBC
Security ID:  US27579R1041
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Molly Campbell Management For For
1.2 Elect Iris S. Chan Management For For
1.3 Elect Rudolph I. Estrada Management For For
1.4 Elect Paul H. Irving Management For For
1.5 Elect Herman Y. Li Management For For
1.6 Elect Jack C. Liu Management For For
1.7 Elect Dominic Ng Management For For
1.8 Elect Lester M. Sussman Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
EASTMAN CHEMICAL CO
Meeting Date:  MAY 03, 2018
Record Date:  MAR 15, 2018
Meeting Type:  ANNUAL
Ticker:  EMN
Security ID:  US2774321002
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Humberto Alfonso Management For For
2 Elect Brett D. Begemann Management For For
3 Elect Michael P. Connors Management For Against
4 Elect Mark J. Costa Management For For
5 Elect Stephen R. Demeritt Management For For
6 Elect Robert M. Hernandez Management For For
7 Elect Julie Fasone Holder Management For For
8 Elect Renee J. Hornbaker Management For For
9 Elect Lewis M. Kling Management For For
10 Elect James J. O'Brien Management For For
11 Elect David W. Raisbeck Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
EDISON INTERNATIONAL
Meeting Date:  APR 26, 2018
Record Date:  MAR 01, 2018
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  US2810201077
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael C. Camunez Management For For
2 Elect Vanessa C.L. Chang Management For For
3 Elect James T. Morris Management For For
4 Elect Timothy T. O'Toole Management For Against
5 Elect Pedro J. Pizarro Management For For
6 Elect Linda G. Stuntz Management For For
7 Elect William P. Sullivan Management For For
8 Elect Ellen O. Tauscher Management For For
9 Elect Peter J. Taylor Management For For
10 Elect Brett White Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
 
ENTERGY CORP.
Meeting Date:  MAY 04, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  ETR
Security ID:  US29364G1031
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John R. Burbank Management For For
2 Elect P.J. Condon Management For For
3 Elect Leo P. Denault Management For For
4 Elect Kirkland H. Donald Management For For
5 Elect Philip L. Frederickson Management For For
6 Elect Alexis M. Herman Management For For
7 Elect Stuart L. Levenick Management For For
8 Elect Blanche L. Lincoln Management For For
9 Elect Karen A. Puckett Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Distributed Generation Shareholder Against Against
 
EXELON CORP.
Meeting Date:  MAY 01, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  US30161N1019
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anthony K. Anderson Management For For
2 Elect Ann C. Berzin Management For For
3 Elect Christopher M. Crane Management For For
4 Elect Yves C. de Balmann Management For For
5 Elect Nicholas DeBenedictis Management For For
6 Elect Linda P. Jojo Management For For
7 Elect Paul L. Joskow Management For For
8 Elect Robert J. Lawless Management For For
9 Elect Richard W. Mies Management For For
10 Elect John W. Rogers, Jr. Management For For
11 Elect Mayo A. Shattuck III Management For For
12 Elect Stephen D. Steinour Management For Against
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
EXPRESS SCRIPTS HOLDING CO
Meeting Date:  MAY 10, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  ESRX
Security ID:  US30219G1085
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Maura C. Breen Management For For
2 Elect William J. DeLaney Management For For
3 Elect Elder Granger Management For For
4 Elect Nicholas J. LaHowchic Management For For
5 Elect Thomas P. Mac Mahon Management For For
6 Elect Kathleen M. Mazzarella Management For For
7 Elect Frank Mergenthaler Management For For
8 Elect Woodrow A. Myers, Jr. Management For For
9 Elect Roderick A. Palmore Management For For
10 Elect George Paz Management For For
11 Elect William L. Roper Management For For
12 Elect Seymour Sternberg Management For For
13 Elect Timothy Wentworth Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Against
17 Shareholder Proposal Regarding Cyber Risk Report Shareholder Against Against
 
EXTENDED STAY AMERICA INC
Meeting Date:  MAY 16, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  STAY
Security ID:  US30224P2002
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jonathan S. Halkyard Management For For
1.2 Elect Douglas G. Geoga Management For For
1.3 Elect Kapila K. Anand Management For For
1.4 Elect Thomas F. O'Toole Management For For
1.5 Elect Richard F. Wallman Management For For
1.6 Elect Jodie W. McLean Management For For
1.7 Elect Bruce N. Haase Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
EXXON MOBIL CORP.
Meeting Date:  MAY 30, 2018
Record Date:  APR 04, 2018
Meeting Type:  ANNUAL
Ticker:  XOM
Security ID:  US30231G1022
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Susan K. Avery Management For For
2 Elect Angela F. Braly Management For For
3 Elect Ursula M. Burns Management For Against
4 Elect Kenneth C. Frazier Management For For
5 Elect Steven A. Kandarian Management For For
6 Elect Douglas R. Oberhelman Management For For
7 Elect Samuel J. Palmisano Management For Against
8 Elect Steven S Reinemund Management For For
9 Elect William C. Weldon Management For For
10 Elect Darren W. Woods Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
15 Shareholder Proposal Regarding Disclosure of Director Skills Matrix Shareholder Against For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
FIDELITY NATIONAL FINANCIAL INC
Meeting Date:  JUN 13, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  FNFV
Security ID:  US31620R3030
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Raymond R. Quirk Management For For
1.2 Elect Heather H. Murren Management For For
1.3 Elect John D. Rood Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Approve The Amended And Restated Articles Of Incorporation Management For For
 
FIFTH THIRD BANCORP
Meeting Date:  APR 17, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  FITB
Security ID:  US3167731005
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nicholas K. Akins Management For For
2 Elect B. Evan Bayh III Management For For
3 Elect Jorge L. Benitez Management For For
4 Elect Katherine B. Blackburn Management For For
5 Elect Emerson L. Brumback Management For For
6 Elect Jerry W. Burris Management For For
7 Elect Greg D. Carmichael Management For For
8 Elect Gary R. Heminger Management For Against
9 Elect Jewell D. Hoover Management For For
10 Elect Eileen A. Mallesch Management For For
11 Elect Michael B. McCallister Management For For
12 Elect Marsha C. Williams Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
FOOT LOCKER INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  FL
Security ID:  US3448491049
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Maxine K. Clark Management For For
2 Elect Alan D. Feldman Management For For
3 Elect Richard A. Johnson Management For For
4 Elect Guillermo G. Marmol Management For For
5 Elect Matthew M. McKenna Management For For
6 Elect Steven Oakland Management For For
7 Elect Ulice Payne, Jr. Management For For
8 Elect Cheryl Nido Turpin Management For For
9 Elect Kimberly Underhill Management For For
10 Elect Dona D. Young Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
FORD MOTOR CO.
Meeting Date:  MAY 10, 2018
Record Date:  MAR 14, 2018
Meeting Type:  ANNUAL
Ticker:  F
Security ID:  US3453708600
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stephen G. Butler Management For For
2 Elect Kimberly A. Casiano Management For For
3 Elect Anthony F. Earley, Jr. Management For For
4 Elect Edsel B. Ford II Management For For
5 Elect William Clay Ford, Jr. Management For For
6 Elect James P. Hackett Management For For
7 Elect William W. Helman IV Management For For
8 Elect William E. Kennard Management For For
9 Elect John C. Lechleiter Management For For
10 Elect Ellen R. Marram Management For For
11 Elect John L. Thornton Management For For
12 Elect John B. Veihmeyer Management For For
13 Elect Lynn M. Vojvodich Management For For
14 Elect John S. Weinberg Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Approval of the 2018 Long-Term Incentive Plan Management For Against
18 Shareholder Proposal Regarding Recapitalization Shareholder Against Against
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
20 Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions Shareholder Against Against
21 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
FRANKLIN RESOURCES, INC.
Meeting Date:  FEB 14, 2018
Record Date:  DEC 18, 2017
Meeting Type:  ANNUAL
Ticker:  BEN
Security ID:  354613101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter K. Barker Management For For
2 Elect Mariann Byerwalter Management For For
3 Elect Charles E. Johnson Management For For
4 Elect Gregory E. Johnson Management For For
5 Elect Rupert H. Johnson, Jr. Management For For
6 Elect Mark C. Pigott Management For For
7 Elect Chutta Ratnathicam Management For For
8 Elect Laura Stein Management For For
9 Elect Seth H. Waugh Management For For
10 Elect Geoffrey Y. Yang Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
FREEPORT-MCMORAN INC
Meeting Date:  JUN 05, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  FCX
Security ID:  US35671D8570
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard C. Adkerson Management For For
2 Elect Gerald J. Ford Management For For
3 Elect Lydia H. Kennard Management For For
4 Elect Jon C. Madonna Management For For
5 Elect Courtney R. Mather Management For For
6 Elect Dustan E. McCoy Management For For
7 Elect Frances F. Townsend Management For For
8 Ratification of Auditor Management For For
9 Advisory Vote on Executive Compensation Management For For
 
GAP, INC.
Meeting Date:  MAY 22, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  GPS
Security ID:  US3647601083
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert J. Fisher Management For Against
2 Elect William S. Fisher Management For Against
3 Elect Tracy Gardner Management For Against
4 Elect Brian D. Goldner Management For For
5 Elect Isabella D. Goren Management For For
6 Elect Bob L. Martin Management For For
7 Elect Jorge P. Montoya Management For For
8 Elect Chris O'Neill Management For For
9 Elect Arthur Peck Management For Against
10 Elect Mayo A. Shattuck III Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
GENERAL ELECTRIC CO.
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  GE
Security ID:  US3696041033
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sebastien Bazin Management For Against
2 Elect W. Geoffrey Beattie Management For For
3 Elect John J. Brennan Management For For
4 Elect H. Lawrence Culp Management For For
5 Elect Francisco D'Souza Management For For
6 Elect John L. Flannery, Jr. Management For For
7 Elect Edward P. Garden Management For For
8 Elect Thomas W. Horton Management For For
9 Elect Risa Lavizzo-Mourey Management For For
10 Elect James J. Mulva Management For For
11 Elect Leslie F. Seidman Management For For
12 Elect James S. Tisch Management For Against
13 Advisory Vote on Executive Compensation Management For For
14 Amendment to the International Employee Stock Purchase Plan Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
17 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
18 Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation Shareholder Against Against
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
20 Shareholder Proposal Regarding a Stock Buyback Report Shareholder Against Against
21 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
GENERAL MOTORS COMPANY
Meeting Date:  JUN 12, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  GM
Security ID:  US37045V1008
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mary T. Barra Management For For
2 Elect Linda R. Gooden Management For For
3 Elect Joseph Jimenez Management For For
4 Elect Jane L. Mendillo Management For For
5 Elect Michael G. Mullen Management For For
6 Elect James J. Mulva Management For For
7 Elect Patricia F. Russo Management For For
8 Elect Thomas M. Schoewe Management For For
9 Elect Theodore M. Solso Management For For
10 Elect Carol M. Stephenson Management For For
11 Elect Devin N. Wenig Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
16 Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions Shareholder Against Against
 
GILEAD SCIENCES, INC.
Meeting Date:  MAY 09, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  GILD
Security ID:  US3755581036
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John F. Cogan Management For For
2 Elect Jacqueline K. Barton Management For For
3 Elect Kelly A. Kramer Management For For
4 Elect Kevin E. Lofton Management For For
5 Elect John C. Martin Management For For
6 Elect John F. Milligan Management For For
7 Elect Richard J. Whitley Management For For
8 Elect Gayle E. Wilson Management For For
9 Elect Per Wold-Olsen Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
GOLDMAN SACHS GROUP, INC.
Meeting Date:  MAY 02, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  US38141G1040
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd C. Blankfein Management For For
2 Elect M. Michele Burns Management For Against
3 Elect Mark Flaherty Management For For
4 Elect William W. George Management For Against
5 Elect James A. Johnson Management For Against
6 Elect Ellen J. Kullman Management For Against
7 Elect Lakshmi N. Mittal Management For Against
8 Elect Adebayo O. Ogunlesi Management For For
9 Elect Peter Oppenheimer Management For For
10 Elect David A. Viniar Management For For
11 Elect Mark O. Winkelman Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the Stock Incentive Plan Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
16 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
 
GULFPORT ENERGY CORP.
Meeting Date:  MAY 30, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  GPOR
Security ID:  US4026353049
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael G. Moore Management For For
2 Elect Craig Groeschel Management For For
3 Elect David L. Houston Management For For
4 Elect C. Doug Johnson Management For For
5 Elect Ben T. Morris Management For For
6 Elect Scott E. Streller Management For For
7 Elect Paul D. Westerman Management For For
8 Elect Deborah G. Adams Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
 
HARTFORD FINANCIAL SERVICES GROUP INC.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  HIG
Security ID:  US4165151048
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert B. Allardice, III Management For For
2 Elect Carlos Dominguez Management For For
3 Elect Trevor Fetter Management For For
4 Elect Stephen P. McGill Management For For
5 Elect Kathryn A. Mikells Management For For
6 Elect Michael G. Morris Management For For
7 Elect Thomas A. Renyi Management For For
8 Elect Julie G. Richardson Management For For
9 Elect Teresa W. Roseborough Management For For
10 Elect Virginia P. Ruesterholz Management For For
11 Elect Christopher J. Swift Management For For
12 Elect Greig Woodring Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
HCA HEALTHCARE INC
Meeting Date:  APR 26, 2018
Record Date:  MAR 07, 2018
Meeting Type:  ANNUAL
Ticker:  HCA
Security ID:  US40412C1018
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect R. Milton Johnson Management For For
2 Elect Robert J. Dennis Management For Against
3 Elect Nancy-Ann DeParle Management For For
4 Elect Thomas F. Frist III Management For For
5 Elect William R. Frist Management For For
6 Elect Charles O. Holliday, Jr. Management For For
7 Elect Ann H. Lamont Management For For
8 Elect Geoffrey G. Meyers Management For For
9 Elect Michael W. Michelson Management For For
10 Elect Wayne J. Riley Management For For
11 Elect John W. Rowe Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
HOSPITALITY PROPERTIES TRUST
Meeting Date:  JUN 14, 2018
Record Date:  FEB 01, 2018
Meeting Type:  ANNUAL
Ticker:  HPT
Security ID:  US44106M1027
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William A. Lamkin Management For Against
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Proxy Access Shareholder Against For
5 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against For
 
HP INC
Meeting Date:  APR 24, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  HPQ
Security ID:  US40434L1052
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Aida M. Alvarez Management For For
2 Elect Shumeet Banerji Management For For
3 Elect Robert R. Bennett Management For For
4 Elect Charles V. Bergh Management For For
5 Elect Stacy Brown-Philpot Management For For
6 Elect Stephanie A. Burns Management For For
7 Elect Mary Anne Citrino Management For For
8 Elect Stacey J. Mobley Management For For
9 Elect Subra Suresh Management For For
10 Elect Dion J. Weisler Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
HUNTSMAN CORP
Meeting Date:  MAY 03, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  HUN
Security ID:  US4470111075
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Peter R. Huntsman Management For For
1.2 Elect Nolan D. Archibald Management For For
1.3 Elect Mary C. Beckerle Management For For
1.4 Elect M. Anthony Burns Management For For
1.5 Elect Daniele Ferrari Management For For
1.6 Elect Robert J. Margetts Management For For
1.7 Elect Wayne A. Reaud Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
INTEL CORP.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  US4581401001
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Aneel Bhusri Management For For
2 Elect Andy D. Bryant Management For Against
3 Elect Reed E. Hundt Management For For
4 Elect Omar Ishrak Management For For
5 Elect Brian M. Krzanich Management For For
6 Elect Risa Lavizzo-Mourey Management For For
7 Elect Tsu-Jae King Liu Management For For
8 Elect Gregory D. Smith Management For For
9 Elect Andrew Wilson Management For For
10 Elect Frank D. Yeary Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
14 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
15 Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions Shareholder Against Against
 
INTERNATIONAL BUSINESS MACHINES CORP.
Meeting Date:  APR 24, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  IBM
Security ID:  US4592001014
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kenneth I. Chenault Management For For
2 Elect Michael L. Eskew Management For For
3 Elect David N. Farr Management For For
4 Elect Alex Gorsky Management For For
5 Elect Shirley Ann Jackson Management For For
6 Elect Andrew N. Liveris Management For For
7 Elect Hutham S. Olayan Management For For
8 Elect James W. Owens Management For For
9 Elect Virginia M. Rometty Management For For
10 Elect Joseph R. Swedish Management For For
11 Elect Sidney Taurel Management For For
12 Elect Peter R. Voser Management For For
13 Elect Frederick H. Waddell Management For Against
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
17 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
18 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
JETBLUE AIRWAYS CORP
Meeting Date:  MAY 17, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  JBLU
Security ID:  US4771431016
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter Boneparth Management For For
2 Elect Virginia Gambale Management For For
3 Elect Stephan Gemkow Management For For
4 Elect Robin Hayes Management For For
5 Elect Ellen Jewett Management For For
6 Elect Stanley McChrystal Management For For
7 Elect Joel Peterson Management For For
8 Elect Frank V. Sica Management For For
9 Elect Thomas Winkelmann Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
 
JOHNSON & JOHNSON
Meeting Date:  APR 26, 2018
Record Date:  FEB 27, 2018
Meeting Type:  ANNUAL
Ticker:  JNJ
Security ID:  US4781601046
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mary C. Beckerle Management For For
2 Elect D. Scott Davis Management For For
3 Elect Ian E.L. Davis Management For For
4 Elect Jennifer A. Doudna Management For For
5 Elect Alex Gorsky Management For For
6 Elect Mark B. McClellan Management For For
7 Elect Anne M. Mulcahy Management For For
8 Elect William D. Perez Management For For
9 Elect Charles Prince Management For For
10 Elect A. Eugene Washington Management For For
11 Elect Ronald A. Williams Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation Shareholder Against For
15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
JONES LANG LASALLE INC.
Meeting Date:  MAY 30, 2018
Record Date:  MAR 15, 2018
Meeting Type:  ANNUAL
Ticker:  JLL
Security ID:  US48020Q1076
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Hugo Bague Management For For
2 Elect Samuel A. Di Piazza, Jr. Management For For
3 Elect DeAnne Julius Management For For
4 Elect Sheila A. Penrose Management For For
5 Elect Ming Lu Management For For
6 Elect Bridget Macaskill Management For For
7 Elect Martin H. Nesbitt Management For For
8 Elect Ann Marie Petach Management For For
9 Elect Shailesh Rao Management For For
10 Elect Christian Ulbrich Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 15, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  US46625H1005
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect James A. Bell Management For For
3 Elect Stephen B. Burke Management For For
4 Elect Todd A. Combs Management For For
5 Elect James S. Crown Management For For
6 Elect James Dimon Management For For
7 Elect Timothy P. Flynn Management For For
8 Elect Mellody Hobson Management For For
9 Elect Laban P. Jackson, Jr. Management For For
10 Elect Michael A. Neal Management For For
11 Elect Lee R. Raymond Management For For
12 Elect William C. Weldon Management For For
13 Ratification of Ownership Threshold for Shareholders to Call a Special Meeting Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment to the Long-Term Incentive Plan Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
18 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
19 Shareholder Proposal Regarding Genocide-Free Investing Shareholder Against Against
20 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
 
JUNIPER NETWORKS INC
Meeting Date:  MAY 24, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  JNPR
Security ID:  US48203R1041
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert M. Calderoni Management For Against
2 Elect Gary J. Daichendt Management For For
3 Elect Kevin A. DeNuccio Management For For
4 Elect James Dolce Management For For
5 Elect Mercedes Johnson Management For For
6 Elect Scott Kriens Management For For
7 Elect Rahul Merchant Management For For
8 Elect Rami Rahim Management For For
9 Elect William Stensrud Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Shareholder Proposal Regarding Employment Diversity Report Shareholder Against For
 
KEYCORP
Meeting Date:  MAY 10, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  KEY
Security ID:  US4932671088
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bruce D. Broussard Management For For
2 Elect Charles P. Cooley Management For For
3 Elect Gary M. Crosby Management For For
4 Elect Alexander M. Cutler Management For For
5 Elect H. James Dallas Management For For
6 Elect Elizabeth R. Gile Management For For
7 Elect Ruth Ann M. Gillis Management For For
8 Elect William G. Gisel, Jr. Management For For
9 Elect Carlton L. Highsmith Management For For
10 Elect Richard J. Hipple Management For For
11 Elect Kristen L. Manos Management For For
12 Elect Beth E. Mooney Management For For
13 Elect Demos Parneros Management For For
14 Elect Barbara R. Snyder Management For For
15 Elect David K. Wilson Management For For
16 Ratification of Auditor Management For For
17 Advisory Vote on Executive Compensation Management For For
18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
KOHL`S CORP.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 14, 2018
Meeting Type:  ANNUAL
Ticker:  KSS
Security ID:  US5002551043
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter Boneparth Management For For
2 Elect Steven A. Burd Management For For
3 Elect H. Charles Floyd Management For For
4 Elect Michelle D. Gass Management For For
5 Elect Jonas Prising Management For For
6 Elect John E. Schlifske Management For For
7 Elect Adrianne Shapira Management For For
8 Elect Frank V. Sica Management For For
9 Elect Stephanie A. Streeter Management For For
10 Elect Nina G. Vaca Management For For
11 Elect Stephen E. Watson Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
KROGER CO.
Meeting Date:  JUN 28, 2018
Record Date:  MAY 02, 2018
Meeting Type:  ANNUAL
Ticker:  KR
Security ID:  US5010441013
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nora. A. Aufreiter Management For For
2 Elect Robert D. Beyer Management For For
3 Elect Anne Gates Management For For
4 Elect Susan J. Kropf Management For For
5 Elect W. Rodney McMullen Management For Against
6 Elect Jorge P. Montoya Management For For
7 Elect Clyde R. Moore Management For For
8 Elect James A. Runde Management For For
9 Elect Ronald L. Sargent Management For For
10 Elect Bobby S. Shackouls Management For For
11 Elect Mark S. Sutton Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Adoption of Proxy Access Management For For
14 Amend Regulations to Permit the Board to Amend the Regulations Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging Shareholder Against Against
17 Shareholder Proposal Regarding Report on Renewable Energy Sourcing Shareholder Against Against
18 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
 
LAREDO PETROLEUM INC.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  LPI
Security ID:  US5168061068
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect James R. Levy Management For Withhold
1.2 Elect M.W. Scoggins Management For For
1.3 Elect Donald D. Wolf Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
LAZARD LTD.
Meeting Date:  APR 24, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  LAZ
Security ID:  BMG540501027
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Andrew M. Alper Management For For
1.2 Elect Ashish Bhutani Management For For
1.3 Elect Steven J. Heyer Management For For
1.4 Elect Sylvia Jay Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Approval of the 2018 Incentive Compensation Plan Management For Against
4 Ratification of Auditor Management For For
 
LEAR CORP.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 22, 2018
Meeting Type:  ANNUAL
Ticker:  LEA
Security ID:  US5218652049
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard H. Bott Management For For
2 Elect Thomas P. Capo Management For For
3 Elect Jonathan F. Foster Management For For
4 Elect Mary Lou Jepsen Management For For
5 Elect Kathleen A. Ligocki Management For For
6 Elect Conrad L. Mallett, Jr. Management For For
7 Elect Raymond E. Scott Management For For
8 Elect Gregory C. Smith Management For For
9 Elect Henry D. G. Wallace Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
 
LEUCADIA NATIONAL CORP.
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  LUK
Security ID:  US5272881047
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Company Name Change Management For For
2 Elect Linda L. Adamany Management For For
3 Elect Robert D. Beyer Management For For
4 Elect Francisco L. Borges Management For For
5 Elect W. Patrick Campbell Management For For
6 Elect Brian P. Friedman Management For Against
7 Elect Richard B. Handler Management For For
8 Elect Robert E. Joyal Management For For
9 Elect Jeffrey C. Keil Management For For
10 Elect Michael T. O'Kane Management For For
11 Elect Stuart H. Reese Management For For
12 Elect Joseph S. Steinberg Management For Against
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Auditor Management For For
 
LIBERTY EXPEDIA HOLDINGS INC
Meeting Date:  JUN 19, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  LEXEA
Security ID:  US53046P1093
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratification of Auditor Management For For
2.1 Elect John C. Malone Management For Withhold
2.2 Elect Stephen M. Brett Management For For
2.3 Elect Gregg L. Engles Management For For
2.4 Elect Scott W Schoelzel Management For For
2.5 Elect Christopher W. Shean Management For Withhold
 
LIFEPOINT HEALTH INC
Meeting Date:  JUN 05, 2018
Record Date:  APR 13, 2018
Meeting Type:  ANNUAL
Ticker:  LPNT
Security ID:  US53219L1098
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Marguerite W. Kondracke Management For Against
2 Elect John E. Maupin, Jr. Management For Against
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For Against
5 Amendment to the 2013 Long-Term Incentive Plan Management For For
 
LINCOLN NATIONAL CORP.
Meeting Date:  MAY 25, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  LNC
Security ID:  US5341871094
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Deirdre P. Connelly Management For For
2 Elect William H. Cunningham Management For For
3 Elect Dennis R. Glass Management For For
4 Elect George W. Henderson, III Management For For
5 Elect Eric G. Johnson Management For For
6 Elect Gary C. Kelly Management For For
7 Elect M. Leanne Lachman Management For For
8 Elect Michael F. Mee Management For For
9 Elect Patrick S. Pittard Management For For
10 Elect Isaiah Tidwell Management For For
11 Elect Lynn M. Utter Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
LOEWS CORP.
Meeting Date:  MAY 08, 2018
Record Date:  MAR 15, 2018
Meeting Type:  ANNUAL
Ticker:  L
Security ID:  US5404241086
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ann E. Berman Management For For
2 Elect Joseph L. Bower Management For For
3 Elect Charles D. Davidson Management For For
4 Elect Charles M. Diker Management For For
5 Elect Jacob A. Frenkel Management For For
6 Elect Paul J. Fribourg Management For For
7 Elect Walter L. Harris Management For For
8 Elect Philip A. Laskawy Management For For
9 Elect Susan Peters Management For For
10 Elect Andrew H. Tisch Management For Against
11 Elect James S. Tisch Management For Against
12 Elect Jonathan M. Tisch Management For For
13 Elect Anthony Welters Management For For
14 Advisory Vote on Executive Compensation Management For Against
15 Ratification of Auditor Management For For
 
LYONDELLBASELL INDUSTRIES NV
Meeting Date:  JUN 01, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL
Ticker:  LYB
Security ID:  NL0009434992
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendment to Articles (Change in Governance Structure) Management For For
2 Elect Bhavesh V. Patel Management For For
3 Elect Robert G. Gwin Management For For
4 Elect Jacques Aigrain Management For For
5 Elect Lincoln Benet Management For For
6 Elect Jagjeet S. Bindra Management For For
7 Elect Robin Buchanan Management For For
8 Elect Stephen F. Cooper Management For For
9 Elect Nance K. Dicciani Management For For
10 Elect Claire S. Farley Management For For
11 Elect Isabella D. Goren Management For For
12 Elect Bruce A. Smith Management For For
13 Elect Rudolf ("Rudy") M.J. van der Meer Management For For
14 Elect Bhavesh V. Patel Management For For
15 Elect Thomas Aebischer Management For For
16 Elect Daniel Coombs Management For For
17 Elect Jeffrey A. Kaplan Management For For
18 Elect James D. Guilfoyle Management For For
19 Adoption of Dutch Statutory Annual Accounts for 2017 Management For For
20 Discharge from Liability of Members of the Management Management For For
21 Discharge from Liability from Members of the Supervisory Board Management For For
22 Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts Management For For
23 Ratification of Auditor Management For For
24 Allocation of Dividends Management For For
25 Advisory Vote on Executive Compensation Management For For
26 Authority to Repurchase Shares Management For For
27 Authority to Cancel Shares Management For For
28 Amendment to the Global Employee Stock Purchase Plan Management For For
 
MACY`S INC
Meeting Date:  MAY 18, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  M
Security ID:  US55616P1049
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Francis S. Blake Management For For
2 Elect John A. Bryant Management For For
3 Elect Deirdre P. Connelly Management For For
4 Elect Jeff Gennette Management For For
5 Elect Leslie D. Hale Management For For
6 Elect William H. Lenehan Management For For
7 Elect Sara L. Levinson Management For For
8 Elect Joyce M. Roche Management For For
9 Elect Paul C. Varga Management For For
10 Elect Marna C. Whittington Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Approval of 2018 Equity and Incentive Compensation Plan Management For Against
 
MALLINCKRODT PLC
Meeting Date:  MAY 16, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  MNK
Security ID:  IE00BBGT3753
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David R. Carlucci Management For For
2 Elect J. Martin Carroll Management For For
3 Elect Paul R. Carter Management For For
4 Elect David Y. Norton Management For For
5 Elect JoAnn A. Reed Management For For
6 Elect Angus C. Russell Management For For
7 Elect Mark C. Trudeau Management For For
8 Elect Anne C. Whitaker Management For For
9 Elect Kneeland C. Youngblood Management For For
10 Elect Joseph A. Zaccagnino Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the Stock and Incentive Plan Management For For
14 Authority to Issue Shares w/ Preemptive Rights Management For For
15 Authority to Issue Shares w/o Preemptive Rights Management For For
16 Authority to Repurchase Shares Management For For
17 Authority to Determine Reissue Price for Treasury Shares Management For For
 
MARATHON PETROLEUM CORP
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  MPC
Security ID:  US56585A1025
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Abdulaziz F. Alkhayyal Management For For
2 Elect Donna A. James Management For For
3 Elect James E. Rohr Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
7 Elimination of Supermajority Requirement for Bylaw Amendments Management For For
8 Elimination of Supermajority Requirement for Certificate Amendments and Director Removal Management For For
9 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
 
MEDTRONIC PLC
Meeting Date:  DEC 08, 2017
Record Date:  OCT 10, 2017
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard H. Anderson Management For Against
2 Elect Craig Arnold Management For Against
3 Elect Scott C. Donnelly Management For Against
4 Elect Randall J. Hogan III Management For For
5 Elect Omar Ishrak Management For For
6 Elect Shirley Ann Jackson Management For For
7 Elect Michael O. Leavitt Management For For
8 Elect James T. Lenehan Management For For
9 Elect Elizabeth G. Nabel Management For For
10 Elect Denise M. O'Leary Management For For
11 Elect Kendall J. Powell Management For Against
12 Elect Robert C. Pozen Management For For
13 Appointment of Auditor and Authority to Set Fees Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment to the 2013 Stock Award and Incentive Plan Management For For
 
MERCK & CO INC
Meeting Date:  MAY 22, 2018
Record Date:  MAR 28, 2018
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  US58933Y1055
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Leslie A. Brun Management For For
2 Elect Thomas R. Cech Management For For
3 Elect Pamela J. Craig Management For For
4 Elect Kenneth C. Frazier Management For For
5 Elect Thomas H. Glocer Management For For
6 Elect Rochelle B. Lazarus Management For For
7 Elect John H. Noseworthy Management For For
8 Elect Paul B. Rothman Management For For
9 Elect Patricia F. Russo Management For For
10 Elect Craig B. Thompson Management For For
11 Elect Inge G. Thulin Management For Against
12 Elect Wendell P. Weeks Management For Against
13 Elect Peter C. Wendell Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
METLIFE INC
Meeting Date:  OCT 19, 2017
Record Date:  SEP 05, 2017
Meeting Type:  SPECIAL
Ticker:  MET
Security ID:  59156R108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests Management For For
2 Right to Adjourn Meeting Management For For
 
MFA FINANCIAL INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 28, 2018
Meeting Type:  ANNUAL
Ticker:  MFA
Security ID:  US55272X1028
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robin Josephs Management For For
2 Elect George H. Krauss Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
MICHAELS COMPANIES INC
Meeting Date:  JUN 13, 2018
Record Date:  APR 18, 2018
Meeting Type:  ANNUAL
Ticker:  MIK
Security ID:  US59408Q1067
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Joshua Bekenstein Management For Withhold
1.2 Elect Ryan Cotton Management For Withhold
1.3 Elect Monte E. Ford Management For For
1.4 Elect Karen Kaplan Management For For
1.5 Elect Mathew S. Levin Management For Withhold
1.6 Elect John J. Mahoney Management For For
1.7 Elect James A. Quella Management For For
1.8 Elect Beryl B. Raff Management For For
1.9 Elect Carl S. Rubin Management For Withhold
1.10 Elect Peter F. Wallace Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
MICRON TECHNOLOGY INC.
Meeting Date:  JAN 17, 2018
Record Date:  NOV 20, 2017
Meeting Type:  ANNUAL
Ticker:  MU
Security ID:  595112103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert L. Bailey Management For For
2 Elect Richard M. Beyer Management For For
3 Elect Patrick J. Byrne Management For For
4 Elect Mercedes Johnson Management For For
5 Elect Sanjay Mehrotra Management For For
6 Elect Lawrence N. Mondry Management For For
7 Elect Robert E. Switz Management For For
8 Employee Stock Purchase Plan Management For For
9 Approval of Performance Goals Under Executive Officer Performance Incentive Plan Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
MOLSON COORS BREWING COMPANY
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  TAP
Security ID:  US60871R2094
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Roger G. Eaton Management For For
1.2 Elect Charles M. Herington Management For For
1.3 Elect H. Sanford Riley Management For For
2 Advisory Vote on Executive Compensation Management For For
 
MORGAN STANLEY
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  MS
Security ID:  US6174464486
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Elizabeth Corley Management For For
2 Elect Alistair Darling Management For For
3 Elect Thomas H. Glocer Management For For
4 Elect James P. Gorman Management For For
5 Elect Robert H. Herz Management For For
6 Elect Nobuyuki Hirano Management For For
7 Elect Jami Miscik Management For For
8 Elect Dennis M. Nally Management For For
9 Elect Hutham S. Olayan Management For For
10 Elect Ryohsuke Tamakoshi Management For For
11 Elect Perry M. Traquina Management For For
12 Elect Rayford Wilkins, Jr. Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
 
MYLAN N.V.
Meeting Date:  JUN 29, 2018
Record Date:  JUN 01, 2018
Meeting Type:  ANNUAL
Ticker:  MYL
Security ID:  NL0011031208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Heather Bresch Management For For
2 Elect Robert J. Cindrich Management For For
3 Elect Robert J. Coury Management For For
4 Elect JoEllen Lyons Dillon Management For For
5 Elect Neil F. Dimick Management For For
6 Elect Melina Higgins Management For For
7 Elect Harry A. Korman Management For For
8 Elect Rajiv Malik Management For For
9 Elect Mark Parrish Management For For
10 Elect Pauline van der Meer Mohr Management For For
11 Elect Randall L. Vanderveen Management For For
12 Elect Sjoerd S. Vollebregt Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Adoption of Dutch Annual Accounts Management For For
15 Ratification of Auditor Management For For
16 Appointment of Auditor for the Dutch Annual Accounts Management For For
17 Authority to Repurchase Shares Management For For
 
NAVIENT CORP
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  NAVI
Security ID:  US63938C1080
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anna Escobedo Cabral Management For For
2 Elect William M. Diefenderfer III Management For For
3 Elect Katherine A. Lehman Management For For
4 Elect Linda A. Mills Management For For
5 Elect John F. Remondi Management For For
6 Elect Jane J. Thompson Management For For
7 Elect Laura S. Unger Management For For
8 Elect Barry Lawson Williams Management For For
9 Elect David L. Yowan Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Shareholder Proposal Regarding Report on Governance Response to the Student Loan Crisis Shareholder Against For
 
NEW RESIDENTIAL INVESTMENT CORP
Meeting Date:  MAY 24, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  NRZ
Security ID:  US64828T2015
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael Nierenberg Management For For
2 Elect Kevin J. Finnerty Management For For
3 Ratification of Auditor Management For For
 
NEWELL BRANDS INC
Meeting Date:  MAY 15, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  NWL
Security ID:  US6512291062
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Bridget M. Ryan-Berman Management For For
1.2 Elect Patrick D. Campbell Management For For
1.3 Elect James R. Craigie Management For For
1.4 Elect Debra A. Crew Management For For
1.5 Elect Brett M. Icahn Management For For
1.6 Elect Gerardo I. Lopez Management For For
1.7 Elect Courtney Mather Management For For
1.8 Elect Michael B. Polk Management For For
1.9 Elect Judith A. Sprieser Management For For
1.10 Elect Robert A. Steele Management For For
1.11 Elect Steven J. Strobel Management For For
1.12 Elect Michael A. Todman Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder None Against
 
NEWFIELD EXPLORATION CO.
Meeting Date:  MAY 15, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  NFX
Security ID:  US6512901082
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lee K. Boothby Management For For
2 Elect Pamela J. Gardner Management For For
3 Elect Edgar R. Giesinger Management For For
4 Elect Steven Nance Management For For
5 Elect Roger B. Plank Management For For
6 Elect Thomas G. Ricks Management For For
7 Elect Juanita F. Romans Management For For
8 Elect John W. Schanck Management For For
9 Elect J. Terry Strange Management For For
10 Elect J. Kent Wells Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
NORWEGIAN CRUISE LINE HOLDINGS LTD
Meeting Date:  JUN 20, 2018
Record Date:  APR 02, 2018
Meeting Type:  ANNUAL
Ticker:  NCLH
Security ID:  BMG667211046
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Adam M. Aron Management For For
2 Elect Stella David Management For For
3 Elect Mary E. Landry Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Appointment of Auditor and Authority to Set Fees Management For For
 
ONEMAIN HOLDINGS INC
Meeting Date:  APR 26, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  OMF
Security ID:  US68268W1036
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Douglas L. Jacobs Management For For
1.2 Elect Anahaita N. Kotval Management For For
2 Ratification of Auditor Management For For
 
ORACLE CORP.
Meeting Date:  NOV 15, 2017
Record Date:  SEP 18, 2017
Meeting Type:  ANNUAL
Ticker:  ORCL
Security ID:  68389X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jeffrey S. Berg Management For For
1.2 Elect Michael J. Boskin Management For Withhold
1.3 Elect Safra A. Catz Management For Withhold
1.4 Elect Bruce R. Chizen Management For Withhold
1.5 Elect George H. Conrades Management For Withhold
1.6 Elect Lawrence J. Ellison Management For Withhold
1.7 Elect Hector Garcia-Molina Management For For
1.8 Elect Jeffrey O. Henley Management For Withhold
1.9 Elect Mark V. Hurd Management For Withhold
1.10 Elect Renee J. James Management For Withhold
1.11 Elect Leon E. Panetta Management For For
1.12 Elect Naomi O. Seligman Management For Withhold
2 Advisory Vote on Executive Compensation Management For Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Amendment to 2000 Long Term-Term Incentive Plan Management For For
5 Ratification of Auditor Management For For
6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
7 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Against
8 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw Shareholder Against Against
 
OWENS-ILLINOIS, INC.
Meeting Date:  MAY 10, 2018
Record Date:  MAR 14, 2018
Meeting Type:  ANNUAL
Ticker:  OI
Security ID:  US6907684038
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gordon J. Hardie Management For For
1.2 Elect Peter S. Hellman Management For For
1.3 Elect John Humphrey Management For For
1.4 Elect Anastasia D. Kelly Management For For
1.5 Elect Andres A. Lopez Management For For
1.6 Elect John J. McMackin, Jr. Management For For
1.7 Elect Alan J. Murray Management For For
1.8 Elect Hari N. Nair Management For For
1.9 Elect Hugh H. Roberts Management For For
1.10 Elect Joseph D. Rupp Management For For
1.11 Elect Carol A. Williams Management For For
1.12 Elect Dennis K. Williams Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
PACCAR INC.
Meeting Date:  MAY 01, 2018
Record Date:  MAR 07, 2018
Meeting Type:  ANNUAL
Ticker:  PCAR
Security ID:  US6937181088
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Beth E. Ford Management For For
2 Elect Kirk S. Hachigian Management For Against
3 Elect Roderick C. McGeary Management For Against
4 Elect Mark A. Schulz Management For Against
5 Elect Mark C. Pigott Management For For
6 Elect Charles R. Williamson Management For Against
7 Elect Ronald E. Armstrong Management For For
8 Elimination of Supermajority Requirement Management For For
9 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
PACWEST BANCORP
Meeting Date:  MAY 14, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  PACW
Security ID:  US6952631033
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Tanya M. Acker Management For Withhold
1.2 Elect Paul R. Burke Management For For
1.3 Elect Craig A. Carlson Management For For
1.4 Elect John M. Eggemeyer Management For For
1.5 Elect C. William Hosler Management For For
1.6 Elect Susan E. Lester Management For For
1.7 Elect Roger H. Molvar Management For For
1.8 Elect James J. Pieczynski Management For For
1.9 Elect Daniel B. Platt Management For For
1.10 Elect Robert A. Stine Management For For
1.11 Elect Matthew P. Wagner Management For For
1.12 Elect Mark T. Yung Management For Withhold
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Right to Adjourn Meeting Management For For
5 Transaction of Other Business Management For Abstain
 
PARK HOTELS & RESORTS INC
Meeting Date:  APR 27, 2018
Record Date:  MAR 15, 2018
Meeting Type:  ANNUAL
Ticker:  PK
Security ID:  US7005171050
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Thomas J. Baltimore, Jr. Management For For
1.2 Elect Gordon M. Bethune Management For For
1.3 Elect Patricia M. Bedient Management For For
1.4 Elect Geoffrey Garrett Management For For
1.5 Elect Christie B. Kelly Management For For
1.6 Elect Joseph I. Lieberman Management For For
1.7 Elect Timothy J. Naughton Management For Withhold
1.8 Elect Stephen I. Sadove Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
PENSKE AUTOMOTIVE GROUP INC
Meeting Date:  MAY 10, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  PAG
Security ID:  US70959W1036
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John D. Barr Management For For
1.2 Elect Lisa Davis Management For For
1.3 Elect Wolfgang Durheimer Management For For
1.4 Elect Michael R. Eisenson Management For For
1.5 Elect Robert H. Kurnick, Jr. Management For For
1.6 Elect Kimberly J. McWaters Management For Withhold
1.7 Elect Roger S. Penske Management For For
1.8 Elect Roger S Penske Jr Management For For
1.9 Elect Sandra E. Pierce Management For For
1.10 Elect Kanji Sasaki Management For For
1.11 Elect Greg C. Smith Management For For
1.12 Elect Ronald G. Steinhart Management For For
1.13 Elect H. Brian Thompson Management For Withhold
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
PFIZER INC.
Meeting Date:  APR 26, 2018
Record Date:  FEB 27, 2018
Meeting Type:  ANNUAL
Ticker:  PFE
Security ID:  US7170811035
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Dennis A. Ausiello Management For For
2 Elect Ronald E. Blaylock Management For For
3 Elect Albert Bourla Management For For
4 Elect W. Don Cornwell Management For For
5 Elect Joseph J. Echevarria Management For For
6 Elect Helen H. Hobbs Management For For
7 Elect James M. Kilts Management For For
8 Elect Dan R. Littman Management For For
9 Elect Shantanu Narayen Management For For
10 Elect Suzanne Nora Johnson Management For For
11 Elect Ian C. Read Management For For
12 Elect James C. Smith Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of the French Sub-Plan under the 2014 Stock Plan Management For For
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
17 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
PG&E CORPORATION
Meeting Date:  MAY 22, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  PCG
Security ID:  US69331C1080
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lewis Chew Management For For
2 Elect Fred J. Fowler Management For For
3 Elect Richard C. Kelly Management For For
4 Elect Roger H. Kimmel Management For For
5 Elect Richard A. Meserve Management For For
6 Elect Forrest E. Miller Management For For
7 Elect Eric D. Mullins Management For For
8 Elect Rosendo G. Parra Management For For
9 Elect Barbara L. Rambo Management For For
10 Elect Anne Shen Smith Management For For
11 Elect Geisha J. Williams Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Charitable Contributions Shareholder Against Against
15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
 
PHILIP MORRIS INTERNATIONAL INC
Meeting Date:  MAY 09, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  US7181721090
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Harold Brown Management For For
2 Elect Andre Calantzopoulos Management For For
3 Elect Louis C. Camilleri Management For For
4 Elect Massimo Ferragamo Management For For
5 Elect Werner Geissler Management For For
6 Elect Lisa A. Hook Management For For
7 Elect Jennifer Xin-Zhe Li Management For For
8 Elect Jun Makihara Management For For
9 Elect Sergio Marchionne Management For Against
10 Elect Kalpana Morparia Management For For
11 Elect Lucio A. Noto Management For For
12 Elect Frederik Paulsen Management For For
13 Elect Robert B. Polet Management For For
14 Elect Stephen M. Wolf Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Ratification of Auditor Management For For
 
PNC FINANCIAL SERVICES GROUP
Meeting Date:  APR 24, 2018
Record Date:  FEB 02, 2018
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  US6934751057
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles E. Bunch Management For For
2 Elect Debra A. Cafaro Management For For
3 Elect Marjorie Rodgers Cheshire Management For For
4 Elect William S. Demchak Management For For
5 Elect Andrew T. Feldstein Management For For
6 Elect Daniel R. Hesse Management For For
7 Elect Richard B. Kelson Management For For
8 Elect Linda R. Medler Management For For
9 Elect Martin Pfinsgraff Management For For
10 Elect Donald J. Shepard Management For For
11 Elect Michael J. Ward Management For For
12 Elect Gregory D. Wasson Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
POPULAR INC.
Meeting Date:  MAY 08, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  BPOP
Security ID:  PR7331747001
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ignacio Alvarez Management For For
2 Elect Alejandro M. Ballester Management For For
3 Elect Richard L. Carrion Management For For
4 Elect Carlos A. Unanue Management For For
5 Amendment to Articles of Incorporation to Adopt Plurality Voting Standard in Contested Elections Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Ratification of Auditor Management For For
8 Right to Adjourn Meeting Management For For
 
PPL CORP
Meeting Date:  MAY 16, 2018
Record Date:  FEB 28, 2018
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  US69351T1060
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect John W. Conway Management For For
3 Elect Steven G. Elliott Management For For
4 Elect Raja Rajamannar Management For For
5 Elect Craig A. Rogerson Management For For
6 Elect William H. Spence Management For For
7 Elect Natica von Althann Management For For
8 Elect Keith H. Williamson Management For For
9 Elect Phoebe A. Wood Management For For
10 Elect Armando Zagalo de Lima Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
PRINCIPAL FINANCIAL GROUP INC
Meeting Date:  MAY 22, 2018
Record Date:  MAR 28, 2018
Meeting Type:  ANNUAL
Ticker:  PFG
Security ID:  US74251V1026
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Roger C. Hochschild Management For For
2 Elect Daniel J. Houston Management For For
3 Elect Diane C. Nordin Management For For
4 Elect Elizabeth E. Tallett Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Ratification of Auditor Management For For
 
PROCTER & GAMBLE CO.
Meeting Date:  OCT 10, 2017
Record Date:  AUG 11, 2017
Meeting Type:  ANNUAL
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Francis S. Blake Management For For
1.2 Elect Angela F. Braly Management For For
1.3 Elect Amy Chang Management For For
1.4 Elect Kenneth I. Chenault Management For For
1.5 Elect Scott D. Cook Management For For
1.6 Elect Terry J. Lundgren Management For For
1.7 Elect W. James McNerney, Jr. Management For For
1.8 Elect David. S. Taylor Management For For
1.9 Elect Margaret C. Whitman Management For For
1.10 Elect Patricia A. Woertz Management For For
1.11 Elect Ernesto Zedillo Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Shareholder Proposal Regarding Holy Land Principles Shareholder Against Against
6 Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations Shareholder Against Against
7 Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas Shareholder Against Against
8 Shareholder Proposal Regarding Repeal of Bylaw Amendments Shareholder Against For
1.1 Elect Nelson Peltz Management Do Not Vote TNA
1.2 Elect Mgmt. Nominee Francis S. Blake Management Do Not Vote TNA
1.3 Elect Mgmt. Nominee Angela F. Braly Management Do Not Vote TNA
1.4 Elect Mgmt. Nominee Amy L. Chang Management Do Not Vote TNA
1.5 Elect Mgmt. Nominee Kenneth I. Chenault Management Do Not Vote TNA
1.6 Elect Mgmt. Nominee Scott D. Cook Management Do Not Vote TNA
1.7 Elect Mgmt. Nominee Terry J. Lundgren Management Do Not Vote TNA
1.8 Elect Mgmt. Nominee W. James McNerney, Jr. Management Do Not Vote TNA
1.9 Elect Mgmt. Nominee David. S. Taylor Management Do Not Vote TNA
1.10 Elect Mgmt. Nominee Margaret C. Whitman Management Do Not Vote TNA
1.11 Elect Mgmt. Nominee Patricia A. Woertz Management Do Not Vote TNA
2 Ratification of Auditor Management Do Not Vote TNA
3 Advisory Vote on Executive Compensation Management Do Not Vote TNA
4 Frequency of Advisory Vote on Executive Compensation Management Do Not Vote TNA
5 Shareholder Proposal Regarding Holy Land Principles Shareholder Do Not Vote TNA
6 Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations Shareholder Do Not Vote TNA
7 Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas Shareholder Do Not Vote TNA
8 Shareholder Proposal Regarding Repeal of Bylaw Amendments Shareholder Do Not Vote TNA
 
PUBLIC SERVICE ENTERPRISE GROUP INC.
Meeting Date:  APR 17, 2018
Record Date:  FEB 16, 2018
Meeting Type:  ANNUAL
Ticker:  PEG
Security ID:  US7445731067
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Willie A. Deese Management For For
2 Elect William V. Hickey Management For For
3 Elect Ralph Izzo Management For For
4 Elect Shirley Ann Jackson Management For For
5 Elect David Lilley Management For For
6 Elect Barry H. Ostrowsky Management For For
7 Elect Thomas A. Renyi Management For For
8 Elect Hak Cheol Shin Management For For
9 Elect Richard J. Swift Management For For
10 Elect Susan Tomasky Management For For
11 Elect Alfred W. Zollar Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
REGAL BELOIT CORP
Meeting Date:  APR 30, 2018
Record Date:  MAR 07, 2018
Meeting Type:  ANNUAL
Ticker:  RBC
Security ID:  US7587501039
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stephen M. Burt Management For For
2 Elect Anesa Chaibi Management For For
3 Elect Christopher L. Doerr Management For For
4 Elect Thomas J. Fischer Management For For
5 Elect Dean A. Foate Management For For
6 Elect Mark J. Gliebe Management For For
7 Elect Henry W. Knueppel Management For For
8 Elect Rakesh Sachdev Management For Against
9 Elect Curtis W. Stoelting Management For For
10 Elect Jane L. Warner Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 2018 Equity Incentive Plan Management For Against
 
REGIONS FINANCIAL CORP.
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  RF
Security ID:  US7591EP1005
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Carolyn H. Byrd Management For For
2 Elect Don DeFosset Management For For
3 Elect Samuel A. Di Piazza, Jr. Management For For
4 Elect Eric C. Fast Management For For
5 Elect O. B. Grayson Hall, Jr. Management For Against
6 Elect John D. Johns Management For For
7 Elect Ruth Ann Marshall Management For For
8 Elect Susan W. Matlock Management For For
9 Elect John E. Maupin, Jr. Management For For
10 Elect Charles D. McCrary Management For For
11 Elect James T. Prokopanko Management For For
12 Elect Lee J. Styslinger III Management For For
13 Elect Jose S. Suquet Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
REINSURANCE GROUP OF AMERICA, INC.
Meeting Date:  MAY 23, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  RGA
Security ID:  US7593516047
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Patricia L. Guinn Management For For
2 Elect Frederick J. Sievert Management For For
3 Elect Stanley B. Tulin Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Amend the Articles of Incorporation to Permit Shareholders to Amend Bylaws Management For For
6 Repeal of Classified Board Management For For
7 Elimination of Supermajority Requirement Management For For
8 Ratification of Auditor Management For For
 
ROYAL CARIBBEAN CRUISES LTD.
Meeting Date:  MAY 21, 2018
Record Date:  APR 18, 2018
Meeting Type:  ANNUAL
Ticker:  RCL
Security ID:  LR0008862868
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John F. Brock Management For For
2 Elect Richard D. Fain Management For For
3 Elect William L. Kimsey Management For For
4 Elect Maritza Gomez Montiel Management For For
5 Elect Ann S. Moore Management For For
6 Elect Eyal M. Ofer Management For For
7 Elect Thomas J. Pritzker Management For For
8 Elect William K. Reilly Management For For
9 Elect Bernt Reitan Management For For
10 Elect Vagn Sorensen Management For For
11 Elect Donald Thompson Management For For
12 Elect Arne Alexander Wilhelmsen Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
 
RYDER SYSTEM, INC.
Meeting Date:  MAY 04, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  R
Security ID:  US7835491082
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John M. Berra Management For For
2 Elect Robert J. Eck Management For For
3 Elect Robert A. Hagemann Management For For
4 Elect Michael F. Hilton Management For Against
5 Elect Tamara L. Lundgren Management For For
6 Elect Luis P. Nieto, Jr. Management For For
7 Elect David G. Nord Management For For
8 Elect Robert E. Sanchez Management For For
9 Elect Abbie J. Smith Management For For
10 Elect E. Follin Smith Management For For
11 Elect Dmitri L. Stockton Management For For
12 Elect Hansel E. Tookes II Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Permit Shareholder Action by Written Consent Management For For
16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
 
SALLY BEAUTY HOLDINGS INC
Meeting Date:  FEB 01, 2018
Record Date:  DEC 07, 2017
Meeting Type:  ANNUAL
Ticker:  SBH
Security ID:  79546E104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Katherine Button Bell Management For For
1.2 Elect Christian A. Brickman Management For For
1.3 Elect Marshall E. Eisenberg Management For For
1.4 Elect David W. Gibbs Management For For
1.5 Elect Linda Heasley Management For For
1.6 Elect Joseph C. Magnacca Management For For
1.7 Elect Robert R. McMaster Management For For
1.8 Elect John A. Miller Management For For
1.9 Elect Susan R. Mulder Management For For
1.10 Elect Edward W. Rabin Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
SANTANDER CONSUMER USA HOLDINGS INC
Meeting Date:  JUN 12, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  SC
Security ID:  US80283M1018
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mahesh Aditya Management For For
1.2 Elect Jose Doncel Management For For
1.3 Elect Stephen A. Ferriss Management For For
1.4 Elect Victor Hill Management For For
1.5 Elect Edith E. Holiday Management For For
1.6 Elect Javier Maldonado Management For Withhold
1.7 Elect Robert J. McCarthy Management For For
1.8 Elect William F. Muir Management For For
1.9 Elect Scott Powell Management For For
1.10 Elect William Rainer Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Report on Risk of Discrimination in Vehicle Lending Shareholder Against For
 
SCHLUMBERGER LTD.
Meeting Date:  APR 04, 2018
Record Date:  FEB 07, 2018
Meeting Type:  ANNUAL
Ticker:  SLB
Security ID:  AN8068571086
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter L.S. Currie Management For For
2 Elect Miguel M. Galuccio Management For For
3 Elect V. Maureen Kempston Darkes Management For For
4 Elect Paal Kibsgaard Management For For
5 Elect Nikolay Kudryavtsev Management For For
6 Elect Helge Lund Management For For
7 Elect Michael E. Marks Management For For
8 Elect Indra K. Nooyi Management For For
9 Elect Lubna S. Olayan Management For For
10 Elect Leo Rafael Reif Management For For
11 Elect Henri Seydoux Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Approval of Financial Statements/Dividends Management For For
14 Ratification of Auditor Management For For
15 Approval of the 2018 French Sub Plan Management For For
 
SIGNET JEWELERS LTD
Meeting Date:  JUN 15, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  SIG
Security ID:  BMG812761002
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect H. Todd Stitzer Management For For
2 Elect Virginia C. Drosos Management For For
3 Elect R.Mark Graf Management For For
4 Elect Helen McCluskey Management For For
5 Elect Sharon L. McCollam Management For For
6 Elect Marianne Miller Parrs Management For For
7 Elect Thomas Plaskett Management For For
8 Elect Nancy A. Reardon Management For For
9 Elect Jonathan Sokoloff Management For For
10 Elect Brian Tilzer Management For For
11 Elect Eugenia Ulasewicz Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of 2018 Omnibus Incentive Plan Management For Against
15 Sharesave Scheme Management For For
16 Approval of the Employee Share Purchase Plan Management For For
 
SOUTHWEST AIRLINES CO
Meeting Date:  MAY 16, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  LUV
Security ID:  US8447411088
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David W. Biegler Management For For
2 Elect J. Veronica Biggins Management For For
3 Elect Douglas H. Brooks Management For For
4 Elect William H. Cunningham Management For For
5 Elect John G. Denison Management For For
6 Elect Thomas W. Gilligan Management For For
7 Elect Gary C. Kelly Management For For
8 Elect Grace D. Lieblein Management For For
9 Elect Nancy B. Loeffler Management For For
10 Elect John T. Montford Management For For
11 Elect Ron Ricks Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
SOUTHWESTERN ENERGY COMPANY
Meeting Date:  MAY 22, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  SWN
Security ID:  US8454671095
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John D. Gass Management For For
2 Elect Catherine A. Kehr Management For For
3 Elect Greg D. Kerley Management For For
4 Elect Gary P. Luquette Management For For
5 Elect Jon A. Marshall Management For For
6 Elect Patrick M. Prevost Management For For
7 Elect Terry W. Rathert Management For For
8 Elect William J. Way Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
 
SPIRIT REALTY CAPITAL INC
Meeting Date:  JUN 27, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL
Ticker:  SRC
Security ID:  US84860W1027
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jackson Hsieh Management For For
1.2 Elect Kevin M. Charlton Management For Withhold
1.3 Elect Todd A. Dunn Management For For
1.4 Elect Richard I. Gilchrist Management For For
1.5 Elect Sheli Z. Rosenberg Management For For
1.6 Elect Thomas D. Senkbeil Management For For
1.7 Elect Nicholas P. Shepherd Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
STAPLES, INC.
Meeting Date:  SEP 06, 2017
Record Date:  AUG 01, 2017
Meeting Type:  SPECIAL
Ticker:  SPLS
Security ID:  855030102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
STATE STREET CORP.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  STT
Security ID:  US8574771031
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kennett F. Burnes Management For For
2 Elect Patrick de Saint-Aignan Management For For
3 Elect Lynn A. Dugle Management For For
4 Elect Amelia C. Fawcett Management For For
5 Elect William C. Freda Management For For
6 Elect Linda A. Hill Management For For
7 Elect Joseph L. Hooley Management For For
8 Elect Sara Mathew Management For For
9 Elect William L. Meaney Management For For
10 Elect Sean O'Sullivan Management For For
11 Elect Richard P. Sergel Management For For
12 Elect Gregory L. Summe Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Elimination of Supermajority Requirement Management For For
15 Ratification of Auditor Management For For
 
SUNTRUST BANKS, INC.
Meeting Date:  APR 24, 2018
Record Date:  FEB 14, 2018
Meeting Type:  ANNUAL
Ticker:  STI
Security ID:  US8679141031
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Agnes Bundy Scanlan Management For For
2 Elect Dallas S. Clement Management For For
3 Elect Paul R. Garcia Management For For
4 Elect M. Douglas Ivester Management For For
5 Elect Donna S. Morea Management For For
6 Elect David M. Ratcliffe Management For For
7 Elect William H. Rogers, Jr. Management For For
8 Elect Frank P. Scruggs, Jr. Management For For
9 Elect Bruce L. Tanner Management For For
10 Elect Steven C. Voorhees Management For For
11 Elect Thomas R. Watjen Management For For
12 Elect Phail Wynn, Jr. Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the 2018 Omnibus Incentive Compensation Plan Management For Against
15 Ratification of Auditor Management For For
 
SYNCHRONY FINANCIAL
Meeting Date:  MAY 17, 2018
Record Date:  MAR 22, 2018
Meeting Type:  ANNUAL
Ticker:  SYF
Security ID:  US87165B1035
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Margaret M. Keane Management For For
2 Elect Paget L. Alves Management For For
3 Elect Arthur W. Coviello, Jr. Management For For
4 Elect William W. Graylin Management For For
5 Elect Roy A. Guthrie Management For For
6 Elect Richard C. Hartnack Management For For
7 Elect Jeffrey G. Naylor Management For For
8 Elect Laurel J. Richie Management For For
9 Elect Olympia J. Snowe Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
 
TAHOE RESOURCES INC
Meeting Date:  MAY 03, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  THO
Security ID:  CA8738681037
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect C. Kevin McArthur Management For For
1.2 Elect Ronald W. Clayton Management For For
1.3 Elect Tanya M. Jakusconek Management For For
1.4 Elect Charles A. Jeannes Management For For
1.5 Elect Drago G. Kisic Management For For
1.6 Elect Alan C. Moon Management For For
1.7 Elect A. Dan Rovig Management For For
1.8 Elect Paul B. Sweeney Management For For
1.9 Elect James S. Voorhees Management For For
1.10 Elect Kenneth F. Williamson Management For For
2 Appointment of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the Share Option and Incentive Share Plan Management For For
5 Performance Share Award Plan Management For For
6 Amendments to Articles Regarding Shareholder Meeting Quorum Management For For
7 Amendments to Articles Management For For
 
TARGET CORP
Meeting Date:  JUN 13, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  TGT
Security ID:  US87612E1064
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Roxanne S. Austin Management For For
2 Elect Douglas M. Baker, Jr. Management For For
3 Elect Brian C. Cornell Management For For
4 Elect Calvin Darden Management For For
5 Elect Henrique De Castro Management For For
6 Elect Robert L. Edwards Management For For
7 Elect Melanie L. Healey Management For For
8 Elect Don Knauss Management For For
9 Elect Monica C. Lozano Management For For
10 Elect Mary E. Minnick Management For For
11 Elect Kenneth L. Salazar Management For For
12 Elect Dmitri L. Stockton Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
 
TEGNA INC
Meeting Date:  APR 26, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  TGNA
Security ID:  US87901J1051
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gina L. Bianchini Management For For
2 Elect Howard D. Elias Management For For
3 Elect Stuart J. Epstein Management For For
4 Elect Lidia Fonseca Management For For
5 Elect David T. Lougee Management For For
6 Elect Scott K. McCune Management For For
7 Elect Henry W. McGee Management For For
8 Elect Susan Ness Management For For
9 Elect Bruce P. Nolop Management For For
10 Elect Neal Shapiro Management For For
11 Elect Melinda C. Witmer Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
TOLL BROTHERS INC.
Meeting Date:  MAR 13, 2018
Record Date:  JAN 19, 2018
Meeting Type:  ANNUAL
Ticker:  TOL
Security ID:  889478103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert I. Toll Management For For
2 Elect Douglas C. Yearley, Jr. Management For For
3 Elect Edward G. Boehne Management For For
4 Elect Richard J. Braemer Management For For
5 Elect Christine N. Garvey Management For For
6 Elect Carl B. Marbach Management For For
7 Elect John A. McLean Management For For
8 Elect Stephen A. Novick Management For For
9 Elect Wendell E Prichett Management For For
10 Elect Paul E. Shapiro Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
TRANSOCEAN LTD
Meeting Date:  JAN 16, 2018
Record Date:  JAN 03, 2018
Meeting Type:  SPECIAL
Ticker:  RIG
Security ID:  H8817H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Amendments to Articles Regarding Additional Authorized Share Capital Management For For
3 Elect Frederik W. Mohn Management For For
4 Issuance of Shares Pursuant to Merger Management For For
5 Transaction of Other Business Management For Against
 
TRAVELERS COMPANIES INC.
Meeting Date:  MAY 23, 2018
Record Date:  MAR 27, 2018
Meeting Type:  ANNUAL
Ticker:  TRV
Security ID:  US89417E1091
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Beller Management For For
2 Elect John H. Dasburg Management For For
3 Elect Janet M. Dolan Management For For
4 Elect Kenneth M. Duberstein Management For For
5 Elect Patricia L. Higgins Management For For
6 Elect William J. Kane Management For For
7 Elect Clarence Otis, Jr. Management For For
8 Elect Philip T. Ruegger III Management For For
9 Elect Todd C. Schermerhorn Management For For
10 Elect Alan D. Schnitzer Management For For
11 Elect Donald J. Shepard Management For For
12 Elect Laurie J. Thomsen Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For Against
15 Shareholder Proposal Regarding Employment Diversity Report Shareholder Against Against
 
TREEHOUSE FOODS INC
Meeting Date:  APR 26, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  THS
Security ID:  US89469A1043
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Steven Oakland Management For For
2 Elect Frank J. O'Connell Management For For
3 Elect Matthew E. Rubel Management For For
4 Elect David B. Vermylen Management For For
5 Ratification of Auditor Management For For
6 Advisory Vote on Executive Compensation Management For For
 
TWO HARBORS INVESTMENT CORP
Meeting Date:  MAY 17, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  TWO
Security ID:  US90187B4086
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect E. Spencer Abraham Management For For
2 Elect James J. Bender Management For For
3 Elect Stephen G. Kasnet Management For For
4 Elect Lisa A. Pollina Management For For
5 Elect William Roth Management For For
6 Elect W. Reid Sanders Management For For
7 Elect Thomas Siering Management For For
8 Elect Brian C. Taylor Management For For
9 Elect Hope B. Woodhouse Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
 
TYSON FOODS, INC.
Meeting Date:  FEB 08, 2018
Record Date:  DEC 11, 2017
Meeting Type:  ANNUAL
Ticker:  TSN
Security ID:  902494103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John H. Tyson Management For For
2 Elect Gaurdie E. Banister, Jr. Management For For
3 Elect Dean Banks Management For Against
4 Elect Mike D. Beebe Management For Against
5 Elect Mikel A. Durham Management For Against
6 Elect Tom Hayes Management For For
7 Elect Kevin M. McNamara Management For For
8 Elect Cheryl S. Miller Management For For
9 Elect Jeffrey K. Schomburger Management For For
10 Elect Robert Thurber Management For Against
11 Elect Barbara A. Tyson Management For For
12 Ratification of Auditor Management For For
13 Amendment to the 2000 Stock Incentive Plan Management For For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
15 Shareholder Proposal Regarding Water Stewardship Policy Shareholder Against Against
 
U S BANCORP
Meeting Date:  APR 17, 2018
Record Date:  FEB 20, 2018
Meeting Type:  ANNUAL
Ticker:  USB
Security ID:  US9029733048
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Warner L. Baxter Management For For
2 Elect Marc N. Casper Management For For
3 Elect Andrew Cecere Management For For
4 Elect Arthur D. Collins, Jr. Management For For
5 Elect Kimberly J. Harris Management For For
6 Elect Roland Hernandez Management For For
7 Elect Doreen Woo Ho Management For For
8 Elect Olivia F. Kirtley Management For For
9 Elect Karen S. Lynch Management For For
10 Elect Richard P. McKenney Management For For
11 Elect David B. O'Maley Management For For
12 Elect O'dell M. Owens Management For For
13 Elect Craig D. Schnuck Management For For
14 Elect Scott W. Wine Management For Against
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
 
UNITED CONTINENTAL HOLDINGS INC
Meeting Date:  MAY 23, 2018
Record Date:  APR 02, 2018
Meeting Type:  ANNUAL
Ticker:  UAL
Security ID:  US9100471096
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Carolyn Corvi Management For For
2 Elect Jane C. Garvey Management For For
3 Elect Barnaby "Barney" M. Harford Management For For
4 Elect Michele J. Hooper Management For For
5 Elect Walter Isaacson Management For For
6 Elect James A.C. Kennedy Management For For
7 Elect Oscar Munoz Management For For
8 Elect William R. Nuti Management For For
9 Elect Edward M. Philip Management For For
10 Elect Edward L. Shapiro Management For For
11 Elect David J. Vitale Management For For
12 Elect James M. Whitehurst Management For Against
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
UNITED RENTALS, INC.
Meeting Date:  MAY 09, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  URI
Security ID:  US9113631090
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jose B. Alvarez Management For For
2 Elect Jenne K. Britell Management For For
3 Elect Marc A Bruno Management For For
4 Elect Bobby J. Griffin Management For For
5 Elect Terri L Kelly Management For For
6 Elect Michael J. Kneeland Management For For
7 Elect Gracia C. Martore Management For For
8 Elect Jason D. Papastavrou Management For For
9 Elect Filippo Passerini Management For For
10 Elect Donald C. Roof Management For For
11 Elect Shiv Singh Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
UNITED STATES STEEL CORP.
Meeting Date:  APR 24, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  X
Security ID:  US9129091081
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David B. Burritt Management For For
2 Elect Patricia Diaz Dennis Management For For
3 Elect Dan O. Dinges Management For For
4 Elect John J. Engel Management For For
5 Elect Murry S. Gerber Management For For
6 Elect Stephen J. Girsky Management For For
7 Elect Paul A. Mascarenas Management For For
8 Elect Eugene B. Sperling Management For For
9 Elect David S. Sutherland Management For For
10 Elect Patricia A. Tracey Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  UHS
Security ID:  US9139031002
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratification of Auditor Management For For
2 Shareholder Proposal Regarding Proxy Access Shareholder Against For
 
UNUM GROUP
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  UNM
Security ID:  US91529Y1064
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Theodore H. Bunting, Jr. Management For For
2 Elect E. Michael Caulfield Management For For
3 Elect Susan D. DeVore Management For For
4 Elect Joseph J. Echevarria Management For For
5 Elect Cynthia L. Egan Management For For
6 Elect Kevin T. Kabat Management For For
7 Elect Timothy F. Keaney Management For For
8 Elect Gloria C. Larson Management For For
9 Elect Richard P. McKenney Management For For
10 Elect Ronald. P. O'Hanley Management For For
11 Elect Francis J. Shammo Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Elimination of Supermajority Requirement Management For For
 
VALERO ENERGY CORP.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  VLO
Security ID:  US91913Y1001
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect H. Paulett Eberhart Management For For
2 Elect Joseph W. Gorder Management For Against
3 Elect Kimberly S. Greene Management For For
4 Elect Deborah P. Majoras Management For For
5 Elect Donald L. Nickles Management For For
6 Elect Philip J. Pfeiffer Management For For
7 Elect Robert A. Profusek Management For For
8 Elect Stephen M. Waters Management For For
9 Elect Randall J. Weisenburger Management For For
10 Elect Rayford Wilkins Jr. Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Elimination of Supermajority Requirement Management For For
14 Approval of Shareholder Written Consent Right Management For For
 
VERIZON COMMUNICATIONS INC
Meeting Date:  MAY 03, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  US92343V1044
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Shellye L. Archambeau Management For For
2 Elect Mark T. Bertolini Management For For
3 Elect Richard L. Carrion Management For For
4 Elect Melanie L. Healey Management For For
5 Elect M. Frances Keeth Management For For
6 Elect Lowell C. McAdam Management For For
7 Elect Clarence Otis, Jr. Management For For
8 Elect Rodney E. Slater Management For For
9 Elect Kathryn A. Tesija Management For For
10 Elect Gregory D. Wasson Management For For
11 Elect Gregory G. Weaver Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
16 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
17 Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity Shareholder Against Against
18 Shareholder Proposal Regarding Amendment to Clawback Policy Shareholder Against For
19 Shareholder Proposal Regarding Executive Deferral Plan Shareholder Against Against
 
VIACOM INC.
Meeting Date:  MAR 08, 2018
Record Date:  JAN 18, 2018
Meeting Type:  ANNUAL
Ticker:  VIA
Security ID:  92553P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert M. Bakish Management For For
1.2 Elect Cristiana F. Sorrell Management For For
1.3 Elect Thomas J. May Management For For
1.4 Elect Judith A. McHale Management For For
1.5 Elect Ronald L. Nelson Management For Withhold
1.6 Elect Deborah Norville Management For For
1.7 Elect Charles E. Phillips, Jr. Management For For
1.8 Elect Shari Redstone Management For For
1.9 Elect Nicole Seligman Management For For
2 Ratification of Auditor Management For For
 
VISTRA ENERGY CORP
Meeting Date:  MAR 02, 2018
Record Date:  JAN 19, 2018
Meeting Type:  SPECIAL
Ticker:  VST
Security ID:  92840M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger/Acquisition Management For For
2 Issuance of Common Stock Management For Against
3 Right to Adjourn Meeting Management For For
 
WALGREENS BOOTS ALLIANCE INC
Meeting Date:  JAN 17, 2018
Record Date:  NOV 20, 2017
Meeting Type:  ANNUAL
Ticker:  WBA
Security ID:  931427108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jose E. Almeida Management For For
2 Elect Janice M. Babiak Management For For
3 Elect David J. Brailer Management For For
4 Elect William C. Foote Management For For
5 Elect Ginger L. Graham Management For For
6 Elect John A. Lederer Management For For
7 Elect Dominic P. Murphy Management For For
8 Elect Stefano Pessina Management For For
9 Elect Leonard D. Schaeffer Management For For
10 Elect Nancy M. Schlichting Management For For
11 Elect James A. Skinner Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
15 Amendment to the 2013 Omnibus Incentive Plan Management For For
16 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
17 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw Shareholder Against Against
 
WALMART INC
Meeting Date:  MAY 30, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  US9311421039
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stephen J. Easterbrook Management For For
2 Elect Timothy P. Flynn Management For For
3 Elect Sarah J. Friar Management For For
4 Elect Carla A. Harris Management For For
5 Elect Thomas W. Horton Management For For
6 Elect Marissa A. Mayer Management For Against
7 Elect C. Douglas McMillon Management For For
8 Elect Gregory B. Penner Management For For
9 Elect Steven S Reinemund Management For Against
10 Elect S. Robson Walton Management For For
11 Elect Steuart L. Walton Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
15 Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report Shareholder Against Against
 
WELLS FARGO & CO.
Meeting Date:  APR 24, 2018
Record Date:  FEB 27, 2018
Meeting Type:  ANNUAL
Ticker:  WFC
Security ID:  US9497461015
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John D. Baker II Management For For
2 Elect Celeste A. Clark Management For For
3 Elect Theodore F. Craver, Jr. Management For For
4 Elect Elizabeth A. Duke Management For For
5 Elect Donald M. James Management For For
6 Elect Maria R. Morris Management For For
7 Elect Karen B. Peetz Management For For
8 Elect Juan A. Pujadas Management For For
9 Elect James H. Quigley Management For For
10 Elect Ronald L. Sargent Management For For
11 Elect Timothy J. Sloan Management For For
12 Elect Suzanne M. Vautrinot Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
16 Shareholder Proposal Regarding Linking Executive Pay to Social Responsibility Shareholder Against Against
17 Shareholder Proposal Regarding Incentive Compensation Report Shareholder Against Against
 
WORLD FUEL SERVICES CORP.
Meeting Date:  MAY 24, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  INT
Security ID:  US9814751064
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael J. Kasbar Management For For
1.2 Elect Ken Bakshi Management For For
1.3 Elect Jorge L. Benitez Management For For
1.4 Elect Stephen J. Gold Management For For
1.5 Elect Richard A. Kassar Management For For
1.6 Elect John L. Manley Management For For
1.7 Elect J. Thomas Presby Management For For
1.8 Elect Stephen K. Roddenberry Management For For
1.9 Elect Paul H. Stebbins Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For

 

PGIM Real Assets Fund (Cash) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Real Assets Fund (Cayman) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Real Assets Fund (Commodities) - Sub-Advisor: CoreCommodity Capital, LLC

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Real Assets Fund (Commodities) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Real Assets Fund (Fund of Fund) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Real Assets Fund (Gold) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Real Assets Fund (TIPS) - Sub-Advisor: PGIM Fixed Income

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

PGIM Unconstrained Bond Fund- Sub-Advisor: PGIM Fixed Income

 
DYNEGY INC
Meeting Date:  MAR 02, 2018
Record Date:  JAN 19, 2018
Meeting Type:  SPECIAL
Ticker:  DYN
Security ID:  26817R108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt the Agreement of Plan and Merger, dated as of October 29, 2017 (the "Merger Agreement"), by and between Vistra Energy Corp. ("Vistra Energy") and Dynegy Inc. ("Dynegy"), as it may be a... mended from time to time, pursuant to which, among other thin Management For For
2 Approve a non-binding advisory vote on compensation payable to executive officers of Dynegy in connection with the Merger. Management For For
3 Approve the adjournment of the Dynegy special meeting, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Merger Proposal. Management For For
 

 

FRONTERA ENERGY CORP
Meeting Date:  MAY 31, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL AND SPECIAL MEETING

Ticker:  PEGFF
Security ID:  35905B107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 To set the number of Directors at 6 Management For No Action
2 Director: Luis Fernando Alarcon, W. Ellis Armstrong, Gabriel de Alba, Raymond Bromark, Russell Ford, Camilo Marulanda Management For No Action
3 Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. Management For No Action
4 To authorize, confirm and approve the subdivision of the Corporation's issued and fully paid common shares on a two-for-one basis. Management For No Action

 

END NPX REPORT

 

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Prudential Investment Portfolios 3

By: Stuart S. Parker*
       Stuart S. Parker, President


* By: /s/ Jonathan D. Shain
           Attorney-in-Fact

Date: August 22, 2018

 

 

POWER OF ATTORNEY

The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.

 

 

 

     

/s/ Ellen S. Alberding

Ellen S. Alberding

 

/s/ Laurie Simon

Laurie Simon

/s/ Kevin J. Bannon

Kevin J. Bannon

 

/s/ Michael S. Hyland

Michael S. Hyland

/s/ Scott E. Benjamin

Scott E. Benjamin

 

/s/ Stuart S. Parker

Stuart S. Parker

/s/ Linda W. Bynoe

Linda W. Bynoe

 

/s/ Richard A. Redeker

Richard A. Redeker

/s/ Barry H. Evans

Barry H. Evans

 

/s/ Brian K. Reid

Brian K. Reid

/s/ Keith F. Hartstein

Keith F. Hartstein

 

/s/ Grace C. Torres

Grace C. Torres

Dated: March 8, 2018    

 

 

 

 

APPENDIX A

Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3

Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust



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