Form N-PX Jacob Funds Inc. For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09447
NAME OF REGISTRANT: Jacob Funds Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: c/o Jacob Asset Management
of New York LLC
727 2nd Street #106
Hermosa Beach, CA 90254
NAME AND ADDRESS OF AGENT FOR SERVICE: Ryan Jacob
c/o Jacob Asset Management
of New York LLC
727 2nd Street #106
Hermosa Beach, CA 90254
REGISTRANT'S TELEPHONE NUMBER: 424-237-2164
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Jacob Discovery Fund
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AERIE PHARMACEUTICALS, INC. Agenda Number: 935421165
--------------------------------------------------------------------------------------------------------------------------
Security: 00771V108
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: AERI
ISIN: US00771V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. du Toit Mgmt For For
D. Gryska Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
AKOUOS, INC. Agenda Number: 935424337
--------------------------------------------------------------------------------------------------------------------------
Security: 00973J101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: AKUS
ISIN: US00973J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kush M. Parmar Mgmt For For
Emmanuel Simons Mgmt For For
Chris Smith Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC. Agenda Number: 935422648
--------------------------------------------------------------------------------------------------------------------------
Security: 02081G201
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ATEC
ISIN: US02081G2012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Evan Bakst Mgmt For For
Mortimer Berkowitz III Mgmt For For
Quentin Blackford Mgmt For For
Jason Hochberg Mgmt For For
Karen K. McGinnis Mgmt For For
Patrick S. Miles Mgmt For For
David H. Mowry Mgmt For For
David R. Pelizzon Mgmt For For
Jeffrey P. Rydin Mgmt For For
James L.L. Tullis Mgmt For For
Donald A. Williams Mgmt For For
Ward W. Woods Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval of an amendment to our 2007 Mgmt For For
Employee Stock Purchase Plan.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ARBUTUS BIOPHARMA CORPORATION Agenda Number: 935401771
--------------------------------------------------------------------------------------------------------------------------
Security: 03879J100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ABUS
ISIN: CA03879J1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Frank Torti, M.D. Mgmt For For
1b. Election of Director: William H. Collier Mgmt For For
1c. Election of Director: Daniel Burgess Mgmt For For
1d. Election of Director: Richard C. Henriques Mgmt For For
1e. Election of Director: Keith Manchester, Mgmt For For
M.D.
1f. Election of Director: Eric Venker, M.D., Mgmt For For
Pharm.D.
1g. Election of Director: James Meyers Mgmt For For
1h. Election of Director: Andrew Cheng, M.D., Mgmt For For
Ph.D.
2. Approval of an amendment to the Arbutus Mgmt For For
Biopharma Corporation 2016 Omnibus Share
and Incentive Plan to (a) increase the
aggregate number of common shares
authorized for issuance thereunder by
9,000,000 common shares and (b) increase
the aggregate number of common shares that
may be issued pursuant to incentive stock
options granted thereunder by 9,000,000
common shares.
3. Advisory vote to approve the compensation Mgmt For For
of Arbutus' named executive officers.
4. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of Arbutus' named executive officers.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Arbutus' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935285139
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to increase
the number of shares of common stock we are
authorized to issue from 30,000,000 shares
to 60,000,000 shares.
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935429957
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Peter Farrell Mgmt For For
Joseph E. Payne Mgmt For For
Andy Sassine Mgmt For For
James Barlow Mgmt For For
Dr. Edward W. Holmes Mgmt For For
Dr. Magda Marquet Mgmt For For
Karah Parschauer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ATHERSYS, INC. Agenda Number: 935434895
--------------------------------------------------------------------------------------------------------------------------
Security: 04744L106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: ATHX
ISIN: US04744L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ismail Kola Mgmt For For
1B. Election of Director: John Harrington Mgmt For For
1C. Election of Director: Hardy TS Kagimoto Mgmt For For
1D. Election of Director: Katherine Kalin Mgmt For For
1E. Election of Director: Lorin Randall Mgmt For For
1F. Election of Director: Baiju Shah Mgmt For For
1G. Election of Director: Kenneth Traub Mgmt For For
1H. Election of Director: Jane Wasman Mgmt For For
1I. Election of Director: Jack Wyszomierski Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for the
fiscal year ending December 31, 2021.
3. Approval of an amendment to the Certificate Mgmt For For
of Incorporation to increase the number of
shares of authorized common stock.
4. Approval, on an advisory basis, of named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AZIMUT EXPLORATION INC Agenda Number: 713587751
--------------------------------------------------------------------------------------------------------------------------
Security: 301950101
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: CA3019501012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
ALL RESOLUTIONS. THANK YOU
1.1 ELECTION OF DIRECTOR: JEAN-MARC LULIN Mgmt No vote
1.2 ELECTION OF DIRECTOR: JEAN-CHARLES POTVIN Mgmt No vote
1.3 ELECTION OF DIRECTOR: JACQUES SIMONEAU Mgmt No vote
1.4 ELECTION OF DIRECTOR: ANGELINA MEHTA Mgmt No vote
1.5 ELECTION OF DIRECTOR: MICHEL BRUNET Mgmt No vote
1.6 ELECTION OF DIRECTOR: GLENN J. MULLAN Mgmt No vote
2 TO APPOINT AUDITORS OF THE CORPORATION AND Mgmt No vote
AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE
AUDITORS' REMUNERATION:
PRICEWATERHOUSECOOPERS LLP
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 935249587
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER A. BASSI Mgmt For For
LARRY D. BOUTS Mgmt For For
JAMES A. DAL POZZO Mgmt For For
GERALD W. DEITCHLE Mgmt For For
NOAH A. ELBOGEN Mgmt For For
LEA ANNE S. OTTINGER Mgmt For For
KEITH E. PASCAL Mgmt For For
JANET M. SHERLOCK Mgmt For For
GREGORY A. TROJAN Mgmt For For
PATRICK D. WALSH Mgmt For For
2. Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation of named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 935415504
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER A. BASSI Mgmt For For
LARRY D. BOUTS Mgmt For For
BINA CHAURASIA Mgmt For For
JAMES A. DAL POZZO Mgmt For For
GERALD W. DEITCHLE Mgmt For For
NOAH A. ELBOGEN Mgmt For For
LEA ANNE S. OTTINGER Mgmt For For
KEITH E. PASCAL Mgmt For For
JANET M. SHERLOCK Mgmt For For
GREGORY A. TROJAN Mgmt For For
PATRICK D. WALSH Mgmt For For
2. Ratification and approval of the Company's Mgmt For For
Amended and Restated Equity Incentive Plan.
3. Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation of named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
BRAINSTORM CELL THERAPEUTICS INC. Agenda Number: 935282082
--------------------------------------------------------------------------------------------------------------------------
Security: 10501E201
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: BCLI
ISIN: US10501E2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Jacob Frenkel Mgmt For For
Dr. Irit Arbel Mgmt For For
Sankesh Abbhi Mgmt For For
Dr. June S. Almenoff Mgmt For For
Dr. Anthony Polverino Mgmt For For
Malcolm Taub Mgmt For For
Uri Yablonka Mgmt For For
2. To approve amendments to the Company's 2014 Mgmt For For
Stock Incentive Plan and the Company's 2014
Global Share Option Plan to increase the
shared pool of shares available for
issuance under the Company's equity plans
by 1,600,000 additional shares (from
4,000,000 to 5,600,000 shares) of Company
Common Stock.
3. To ratify the appointment of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as the Company's
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC. Agenda Number: 935409311
--------------------------------------------------------------------------------------------------------------------------
Security: 14862Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CSLT
ISIN: US14862Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seth Cohen Mgmt For For
Bryan Roberts Mgmt For For
Kenny Van Zant Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers as disclosed in
this proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Castlight's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CELCUITY INC. Agenda Number: 935364795
--------------------------------------------------------------------------------------------------------------------------
Security: 15102K100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: CELC
ISIN: US15102K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Buller Mgmt For For
David F. Dalvey Mgmt For For
Leo T. Furcht Mgmt For For
Lance G. Laing Mgmt For For
Richard J. Nigon Mgmt For For
Brian F. Sullivan Mgmt For For
2. Ratify the appointment of Boulay PLLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, by a non-binding and advisory Mgmt For For
vote, compensation of the named executive
officers.
4. Approve a 500,000 share increase to our Mgmt For For
Amended and Restated 2017 Stock Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 935390207
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andrietti Mgmt For For
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Jaclyn Liu Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the Company for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CHROMADEX CORPORATION Agenda Number: 935417774
--------------------------------------------------------------------------------------------------------------------------
Security: 171077407
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: CDXC
ISIN: US1710774076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank L. Jaksch, Jr. Mgmt For For
Stephen Block Mgmt For For
Jeff Baxter Mgmt For For
Robert Fried Mgmt For For
Kurt Gustafson Mgmt For For
Steven Rubin Mgmt For For
Wendy Yu Mgmt For For
Tony Lau Mgmt For For
2. Ratification of Marcum LLP as Independent Mgmt For For
Registered Public Accounting Firm for the
Year Ending December 31, 2021.
3. Approval, on an Advisory Basis, the Mgmt For For
Compensation of the Company's Named
Executive Officers.
4. Indication, on an Advisory Basis, the Mgmt 1 Year For
Preferred Frequency of Stockholder Advisory
Votes on the Compensation of the Company's
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
CODEXIS, INC. Agenda Number: 935420707
--------------------------------------------------------------------------------------------------------------------------
Security: 192005106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CDXS
ISIN: US1920051067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Aaker, Ph.D. Mgmt For For
E. Martinborough, Ph.D. Mgmt For For
John Nicols Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CYTOSORBENTS CORPORATION Agenda Number: 935407521
--------------------------------------------------------------------------------------------------------------------------
Security: 23283X206
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CTSO
ISIN: US23283X2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee: Phillip P. Chan, MD, Mgmt For For
PhD
1B. Election of Nominee: Al W. Kraus Mgmt For For
1C. Election of Nominee: Edward R. Jones, MD, Mgmt For For
MBA
1D. Election of Nominee: Michael G. Bator Mgmt For For
1E. Election of Nominee: Alan D. Sobel, CPA Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, disclosed pursuant to
Item 402 of Regulation S-K.
3. To determine, on an advisory basis, the Mgmt 3 Years For
frequency with which the stockholders of
the Company shall have an advisory vote on
executive compensation, as disclosed
pursuant to the rules of the Securities and
Exchange Commission.
4. To ratify the appointment of Mgmt For For
WithumSmith+Brown, PC as CytoSorbents
Corporation's independent auditors to audit
CytoSorbents Corporation's financial
statements for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL TURBINE, INC. Agenda Number: 935261709
--------------------------------------------------------------------------------------------------------------------------
Security: 25400W102
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: APPS
ISIN: US25400W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Deutschman Mgmt For For
Roy H. Chestnutt Mgmt For For
Mohan Gyani Mgmt For For
Jeffrey Karish Mgmt For For
Christopher Rogers Mgmt For For
Michelle M. Sterling Mgmt For For
William G. Stone III Mgmt For For
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, COMMONLY REFERRED TO AS
"SAY-ON-PAY."
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY SAY-ON-PAY
VOTES ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2020 EQUITY Mgmt For For
INCENTIVE PLAN.
5. TO RATIFY THE SELECTION OF SINGERLEWAK LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ESPERION THERAPEUTICS INC Agenda Number: 935395283
--------------------------------------------------------------------------------------------------------------------------
Security: 29664W105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ESPR
ISIN: US29664W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Jeffrey Mgmt For For
Berkowitz, J.D.
1B. Election of Class II Director: Antonio M. Mgmt For For
Gotto Jr., M.D., D.Phil.
1C. Election of Class II Director: Nicole Mgmt For For
Vitullo
2. To approve the advisory resolution on the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERNET BANCORP Agenda Number: 935378047
--------------------------------------------------------------------------------------------------------------------------
Security: 320557101
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: INBK
ISIN: US3205571017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aasif M. Bade Mgmt For For
David B. Becker Mgmt For For
Ana Dutra Mgmt For For
John K. Keach, Jr. Mgmt For For
David R. Lovejoy Mgmt For For
Ralph R. Whitney, Jr. Mgmt For For
Jerry Williams Mgmt For For
Jean L. Wojtowicz Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to our named
executive officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
HARROW HEALTH, INC. Agenda Number: 935404486
--------------------------------------------------------------------------------------------------------------------------
Security: 415858109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HROW
ISIN: US4158581094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark L. Baum Mgmt For For
Robert J. Kammer Mgmt For For
Richard L. Lindstrom Mgmt For For
Teresa F. Sparks Mgmt For For
R. Lawrence Van Horn Mgmt For For
2. Ratification of the selection of KMJ Corbin Mgmt For For
& Company LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the Company's Mgmt For For
2017 Incentive Stock and Awards Plan (the
"Plan") to increase the number of shares of
the Company's common stock authorized for
issuance pursuant to awards granted under
the Plan by 4,000,000 shares and make
certain other changes.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HUDSON GLOBAL, INC. Agenda Number: 935261812
--------------------------------------------------------------------------------------------------------------------------
Security: 443787205
Meeting Type: Annual
Meeting Date: 14-Sep-2020
Ticker: HSON
ISIN: US4437872058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard K. Coleman, Jr. Mgmt For For
Mimi K. Drake Mgmt For For
Jeffrey E. Eberwein Mgmt For For
Ian V. Nash Mgmt For For
Connia M. Nelson Mgmt For For
2. To approve amendments to the Hudson Global, Mgmt For For
Inc. 2009 Incentive Stock and Awards Plan,
as amended (the "Plan"), to increase the
number of shares of the Company's common
stock issuable under the Plan by 250,000
shares and make other clarifying and
technical changes.
3. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as independent registered public accounting
firm to audit the Company's financial
statements for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HUDSON GLOBAL, INC. Agenda Number: 935409234
--------------------------------------------------------------------------------------------------------------------------
Security: 443787205
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HSON
ISIN: US4437872058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard K. Coleman, Jr. Mgmt For For
Mimi K. Drake Mgmt For For
Jeffrey E. Eberwein Mgmt For For
Ian V. Nash Mgmt For For
Connia M. Nelson Mgmt For For
2. To adopt and approve an amendment to our Mgmt For For
Amended and Restated Certificate of
Incorporation designed to protect the tax
benefits of our net operating losses.
3. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as independent registered public accounting
firm to audit the Company's financial
statements for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IDEAYA BIOSCIENCES, INC. Agenda Number: 935420923
--------------------------------------------------------------------------------------------------------------------------
Security: 45166A102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: IDYA
ISIN: US45166A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Shannon, M.D Mgmt For For
Terry J. Rosen, Ph.D. Mgmt For For
Wendy L. Yarno Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the company for its fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IDENTIV, INC. Agenda Number: 935390687
--------------------------------------------------------------------------------------------------------------------------
Security: 45170X205
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: INVE
ISIN: US45170X2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Kremen Mgmt For For
2. To ratify the appointment of BPM LLP, an Mgmt For For
independent registered public accounting
firm, as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
3. To vote on a non-binding advisory Mgmt For For
resolution on the compensation of the
Company's named executive officers ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935371411
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
Mary Dotz Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IMPINJ, INC. Agenda Number: 935421230
--------------------------------------------------------------------------------------------------------------------------
Security: 453204109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PI
ISIN: US4532041096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Gibson Mgmt For For
1B. Election of Director: Umesh Padval Mgmt For For
1C. Election of Director: Steve Sanghi Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve a stockholder proposal regarding Shr For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
IMV INC. Agenda Number: 935439213
--------------------------------------------------------------------------------------------------------------------------
Security: 44974L103
Meeting Type: Annual and Special
Meeting Date: 18-Jun-2021
Ticker: IMV
ISIN: CA44974L1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Andrew Sheldon Mgmt For For
Michael Kalos Mgmt For For
Julia P. Gregory Mgmt For For
Frederic Ors Mgmt For For
Kyle Kuvalanka Mgmt For For
Shermaine Tilley Mgmt For For
Markus Warmuth Mgmt For For
Michael Bailey Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt For For
LLP as auditor and to authorize the
directors to fix its remuneration.
3 Adopting a resolution, the text of which is Mgmt For For
set out in Schedule "A" to the management
information circular of the Corporation
dated May 11, 2021 (the "Circular"),
approving certain amendments to the
Corporation's stock option plan, as more
particularly described in the Circular.
--------------------------------------------------------------------------------------------------------------------------
INSPIRED ENTERTAINMENT, INC. Agenda Number: 935403547
--------------------------------------------------------------------------------------------------------------------------
Security: 45782N108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: INSE
ISIN: US45782N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. Lorne Weil Mgmt For For
Michael R. Chambrello Mgmt For For
Ira H. Raphaelson Mgmt For For
Desiree G. Rogers Mgmt For For
Steven M. Saferin Mgmt For For
Katja Tautscher Mgmt For For
John M. Vandemore Mgmt For For
2. To approve the adoption of the Inspired Mgmt For For
Entertainment, Inc. 2021 Omnibus Incentive
Plan.
3. To ratify the appointment of Marcum LLP as Mgmt For For
the independent auditor of the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INSURANCE ACQUISITION CORP. Agenda Number: 935263777
--------------------------------------------------------------------------------------------------------------------------
Security: 457867109
Meeting Type: Special
Meeting Date: 10-Sep-2020
Ticker: INSU
ISIN: US4578671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension Amendment Proposal: Amend the Mgmt No vote
Company's amended and restated certificate
of incorporation to extend the date that
the Company has to consummate a business
combination from September 22, 2020 to
November 3, 2020 or such earlier date as
determined by the board of directors.
2. Adjournment Proposal: Adjourn the Special Mgmt No vote
Meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes for, or otherwise in
connection with, the approval of Proposal
1.
--------------------------------------------------------------------------------------------------------------------------
INTRICON CORPORATION Agenda Number: 935359287
--------------------------------------------------------------------------------------------------------------------------
Security: 46121H109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: IIN
ISIN: US46121H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicholas A. Giordano Mgmt For For
Raymond Huggenberger Mgmt For For
2. An advisory vote to approve executive Mgmt For For
compensation, as described in the Proxy
Statement, referred to as "say-on-pay."
3. To approve an amendment to Intricon Mgmt For For
Corporation's Amended and Restated 2015
Equity Incentive Plan to, among other
matters, increase the number of shares of
common stock authorized for issuance under
that plan by 500,000 shares, as more fully
described in the Proxy Statement.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Intricon Corporation's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
IZEA WORLDWIDE INC Agenda Number: 935288983
--------------------------------------------------------------------------------------------------------------------------
Security: 46604H105
Meeting Type: Annual
Meeting Date: 18-Dec-2020
Ticker: IZEA
ISIN: US46604H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward H. (Ted) Murphy Mgmt Withheld Against
Ryan S. Schram Mgmt Withheld Against
Brian W. Brady Mgmt Withheld Against
John H. Caron Mgmt Withheld Against
Lindsay A. Gardner Mgmt Withheld Against
Daniel R. Rua Mgmt Withheld Against
Patrick J. Venetucci Mgmt Withheld Against
2. To approve an amendment and restatement of Mgmt Against Against
IZEA's 2011 Equity Incentive Plan.
3. To approve on a non-binding advisory basis, Mgmt Against Against
the compensation paid to IZEA's named
executive officers.
4. To approve on a non-binding advisory basis, Mgmt 1 Year For
the frequency with which stockholders will
make an advisory vote regarding the
compensation paid to IZEA's named executive
officers.
5. To ratify the appointment of BDO USA, LLP Mgmt For For
as IZEA's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
KRYSTAL BIOTECH, INC. Agenda Number: 935378580
--------------------------------------------------------------------------------------------------------------------------
Security: 501147102
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: KRYS
ISIN: US5011471027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Suma M. Krishnan Mgmt For For
Julian S. Gangolli Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LANTRONIX, INC. Agenda Number: 935280646
--------------------------------------------------------------------------------------------------------------------------
Security: 516548203
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LTRX
ISIN: US5165482036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul Pickle Mgmt For For
1B. Election of Director: Bernhard Bruscha Mgmt For For
1C. Election of Director: Margaret A. Evashenk Mgmt For For
1D. Election of Director: Paul F. Folino Mgmt For For
1E. Election of Director: Hoshi Printer Mgmt For For
2. Ratification of the appointment of Squar Mgmt For For
Milner LLP as Lantronix's independent
registered public accountants for the
fiscal year ending June 30, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Lantronix's named executive
officers.
4. Approval of the Lantronix, Inc. 2020 Mgmt Abstain Against
Performance Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
MESOBLAST LIMITED Agenda Number: 935294885
--------------------------------------------------------------------------------------------------------------------------
Security: 590717104
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: MESO
ISIN: US5907171046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Adoption of the Remuneration Report Mgmt For For
3. Re-election of Mr Donal O'Dwyer as a Mgmt For For
Director
4. Approval of Proposed Issue of Options to Mgmt For For
Chief Executive, Dr Silviu Itescu, in
Connection with his Remuneration for the
2020/2021 Financial Year
5. Ratification of Issue of Shares to Existing Mgmt For For
and New Institutional Investors
--------------------------------------------------------------------------------------------------------------------------
NETFIN ACQUISITION CORP. Agenda Number: 935292920
--------------------------------------------------------------------------------------------------------------------------
Security: G6455A107
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: NFIN
ISIN: KYG6455A1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal. To Mgmt For For
approve and adopt, the business combination
described in this proxy
statement/prospectus, including the
Business Combination Agreement, (as amended
on August 28, 2020, the "Business
Combination Agreement"), by and among
Netfin, Netfin Holdco ("Holdco"), Netfin
Merger Sub (the "Merger Sub"), Symphonia
Strategic Opportunities Limited ("SSOL"),
IKON Strategic Holdings Fund ("IKON", and
together with SSOL, the "Sellers") and MVR
Netfin LLC, as the Netfin Representative.
2. The Merger Proposal. To approve and adopt, Mgmt For For
as a special resolution, the merger of
Netfin with and into Merger Sub, with
Netfin surviving the merger as a wholly
owned subsidiary of Holdco. This proposal
is referred to as the "merger proposal"
and, collectively with the business
combination proposal, the "condition
precedent proposals"
3a. Charter Proposal A - (i) the name of the Mgmt For For
new public entity will be "Triterras, Inc."
as opposed to "Netfin Acquisition Corp."
3b. Charter Proposal B - Holdco will authorize Mgmt For For
an increased share capital of 469,000,001
ordinary shares of a par value of US$0.0001
each and 30,999,999 preference shares of a
par value of US$0.0001.
3c. Charter Proposal C - the constitutional Mgmt For For
documents of Holdco will not include the
various provisions applicable only to
special purpose acquisition companies that
the Current Charter contains (such as the
obligation to dissolve and liquidate if a
business combination is not consummated in
a certain period of time).
4. The Adjournment Proposal. To approve, as an Mgmt For For
ordinary resolution, the adjournment of the
meeting to a later date or dates to be
determined by the chairman of the meeting,
if necessary, to permit further
solicitation and vote of proxies if, based
upon the tabulated vote at the time of the
meeting that more time is necessary or
appropriate to approve one or more
proposals of the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEUBASE THERAPEUTICS, INC. Agenda Number: 935244715
--------------------------------------------------------------------------------------------------------------------------
Security: 64132K102
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: NBSE
ISIN: US64132K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F.G. Prendergast, Ph.D. Mgmt For For
2. To ratify the selection of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
September 30, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the compensation tables and narrative
discussion within the section of the
Company's Proxy Statement entitled
"Executive Compensation."
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding future advisory votes
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
OMEROS CORPORATION Agenda Number: 935428208
--------------------------------------------------------------------------------------------------------------------------
Security: 682143102
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: OMER
ISIN: US6821431029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Bumol, Mgmt For For
Ph.D.
1B. Election of Director: Gregory A. Demopulos, Mgmt For For
M.D.
1C. Election of Director: Leroy E. Hood, M.D., Mgmt For For
Ph.D.
2. Approval of the amendment to the Omeros Mgmt For For
Corporation 2017 Omnibus Incentive
Compensation Plan.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
OPTIMIZERX CORPORATION Agenda Number: 935282664
--------------------------------------------------------------------------------------------------------------------------
Security: 68401U204
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: OPRX
ISIN: US68401U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Will Febbo Mgmt For For
Gus D. Halas Mgmt For For
Lynn Vos Mgmt For For
James Lang Mgmt For For
Patrick Spangler Mgmt For For
Greg Wasson Mgmt For For
2. To approve the reservation of 500,000 Mgmt For For
additional shares of common stock under
OptimizeRx Corp.'s 2013 Incentive Plan.
3. To ratify the appointment of UHY LLP as our Mgmt For For
independent public accountant for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PARK CITY GROUP, INC. Agenda Number: 935283262
--------------------------------------------------------------------------------------------------------------------------
Security: 700215304
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: PCYG
ISIN: US7002153044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall K. Fields Mgmt For For
Robert W. Allen Mgmt For For
Ronald C. Hodge Mgmt For For
Peter J. Larkin Mgmt For For
2. Ratification of Haynie & Company as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
PORCH GROUP, INC. Agenda Number: 935419831
--------------------------------------------------------------------------------------------------------------------------
Security: 733245104
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PRCH
ISIN: US7332451043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Javier Saade Mgmt For For
Chris Terrill Mgmt For For
Margaret Whelan Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for Porch Group, Inc. for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
POWERFLEET, INC. Agenda Number: 935235893
--------------------------------------------------------------------------------------------------------------------------
Security: 73931J109
Meeting Type: Annual
Meeting Date: 09-Jul-2020
Ticker: PWFL
ISIN: US73931J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Brodsky Mgmt For For
Michael Casey Mgmt For For
Charles Frumberg Mgmt For For
David Mahlab Mgmt For For
Chris Wolfe Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PRECISION BIOSCIENCES, INC. Agenda Number: 935359845
--------------------------------------------------------------------------------------------------------------------------
Security: 74019P108
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: DTIL
ISIN: US74019P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stanley R Frankel, M.D. Mgmt For For
Derek Jantz, Ph.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Precision's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
QUMU CORPORATION Agenda Number: 935264060
--------------------------------------------------------------------------------------------------------------------------
Security: 749063103
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: QUMU
ISIN: US7490631030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TJ Kennedy Mgmt For For
Neil E. Cox Mgmt For For
Mary E. Chowning Mgmt For For
Daniel R. Fishback Mgmt For For
Edward D. Horowitz Mgmt For For
Kenan Lucas Mgmt For For
Robert F. Olson Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to our named
executive officers.
3. To approve an amendment to the Qumu Mgmt For For
Corporation Second Amended and Restated
2007 Stock Incentive Plan to increase the
number of shares authorized for issuance by
500,000 shares.
4. To ratify the appointment of RSM US LLP as Mgmt For For
the independent registered public
accounting firm for Qumu Corporation for
the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
QUMU CORPORATION Agenda Number: 935389785
--------------------------------------------------------------------------------------------------------------------------
Security: 749063103
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: QUMU
ISIN: US7490631030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TJ Kennedy Mgmt For For
Neil E. Cox Mgmt For For
Mary E. Chowning Mgmt For For
Daniel R. Fishback Mgmt For For
Edward D. Horowitz Mgmt For For
Kenan Lucas Mgmt For For
Robert F. Olson Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to our named
executive officers.
3. To approve an amendment to Qumu Mgmt For For
Corporation's Second Amended and Restated
2007 Stock Incentive Plan to increase the
number of shares authorized for issuance by
500,000 shares.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for Qumu Corporation for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RAFAEL HOLDINGS, INC. Agenda Number: 935309965
--------------------------------------------------------------------------------------------------------------------------
Security: 75062E106
Meeting Type: Annual
Meeting Date: 13-Jan-2021
Ticker: RFL
ISIN: US75062E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen Greenberg Mgmt For For
1b. Election of Director: Howard S. Jonas Mgmt For For
1c. Election of Director: Rachel Jonas Mgmt For For
1d. Election of Director: Boris C. Pasche Mgmt For For
1e. Election of Director: Michael J. Weiss Mgmt For For
2. To ratify the appointment of CohnReznick Mgmt For For
LLP as the Company's independent registered
public accounting firm for the Fiscal Year
ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SCORE MEDIA AND GAMING INC Agenda Number: 713532251
--------------------------------------------------------------------------------------------------------------------------
Security: 80919D103
Meeting Type: MIX
Meeting Date: 10-Feb-2021
Ticker:
ISIN: CA80919D1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1,
1.2 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN ALBRIGHT Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM THOMSON Mgmt For For
2 TO RE-APPOINT KPMG LLP, AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITORS' REMUNERATION
3 TO ADOPT A SPECIAL RESOLUTION AUTHORIZING Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY TO
EFFECT, AT THEIR DISCRETION, A
CONSOLIDATION OF ALL OF THE ISSUED AND
OUTSTANDING CLASS A SUBORDINATE VOTING
SHARES OF THE COMPANY AND SPECIAL VOTING
SHARES OF THE COMPANY, TO BE EFFECTIVE ON A
DATE IN THE FUTURE THAT MAY BE DETERMINED
BY THE BOARD OF DIRECTORS OF THE COMPANY IN
THEIR SOLE DISCRETION, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR
4 TO RATIFY, CONFIRM AND APPROVE THE Mgmt For For
AMENDMENT AND RESTATEMENT OF THE AMENDED
AND RESTATED STOCK OPTION AND RESTRICTED
STOCK UNIT PLAN OF THE COMPANY, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
SCOUT GAMING GROUP AB Agenda Number: 714130135
--------------------------------------------------------------------------------------------------------------------------
Security: W8046J102
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: SE0010521153
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 566086 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: LAWYER Non-Voting
ANDREAS WIREN FROM ADVOKATFIRMAN DELPHI
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES: BILLY DEGERFELDT
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 APPROVAL OF THE PROPOSED AGENDA Non-Voting
7 PRESENTATION OF THE ANNUAL REPORT, Non-Voting
AUDITOR'S REPORT, CONSOLIDATED ACCOUNTS AND
THE CONSOLIDATED AUDIT REPORT
8.A RESOLUTION REGARDING THE APPROVAL OF THE Mgmt For For
PROFIT AND LOSS ACCOUNT AND THE BALANCE
SHEET AS WELL AS THE CONSOLIDATED PROFIT
AND LOSS ACCOUNT AND THE CONSOLIDATED
BALANCE SHEET
8.B RESOLUTION REGARDING THE ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET
8.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
RESOLUTION IN RESPECT OF DISCHARGE FROM
LIABILITY FOR JORGEN RAGNARSSON IN CAPACITY
AS BOARD MEMBER
8.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
RESOLUTION IN RESPECT OF DISCHARGE FROM
LIABILITY FOR ATLE SUNDAL IN CAPACITY AS
BOARD MEMBER
8.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
RESOLUTION IN RESPECT OF DISCHARGE FROM
LIABILITY FOR CARLA MAREE VELLA IN CAPACITY
AS BOARD MEMBER
8.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
RESOLUTION IN RESPECT OF DISCHARGE FROM
LIABILITY FOR HANS ISOZ IN CAPACITY AS
BOARD MEMBER
8.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
RESOLUTION IN RESPECT OF DISCHARGE FROM
LIABILITY FOR ANDERS ENOCHSSON IN CAPACITY
AS BOARD MEMBER
8.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
RESOLUTION IN RESPECT OF DISCHARGE FROM
LIABILITY FOR ANDREAS TERNSTROM IN CAPACITY
AS CEO
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: DETERMINATION OF THE
NUMBER OF BOARD MEMBERS AND AUDITORS TO BE
ELECTED BY THE MEETING: IT IS PROPOSED THAT
THE BOARD OF DIRECTORS SHALL BE COMPOSED OF
FIVE (5) ORDINARY BOARD MEMBERS WITHOUT
DEPUTIES FOR THE PERIOD UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING.
FURTHERMORE, IT IS PROPOSED THAT THE
AUDITOR SHALL BE A REGISTERED AUDITOR FIRM
WITHOUT DEPUTIES
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: APPROVAL OF THE
REMUNERATION TO THE BOARD OF DIRECTORS AND
AUDITORS
11.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RE-ELECTION OF CARLA
MAREE VELLA AS ORDINARY BOARD MEMBER
11.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RE-ELECTION OF HANS
ISOZ AS ORDINARY BOARD MEMBER
11.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RE-ELECTION OF ANDERS
ENOCHSSON AS ORDINARY BOARD MEMBER
11.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF FREDRIK
RUEDEN AS ORDINARY BOARD MEMBER
11.5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF JONATHAN
PETTEMERIDES AS ORDINARY BOARD MEMBER
11.6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RE-ELECTION OF ANDERS
ENOCHSSON AS CHAIRMAN OF THE BOARD OF
DIRECTORS
11.7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RE-ELECTION OF THE
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS AB AS AUDITOR
12 RESOLUTION REGARDING NEW ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 3
13 RESOLUTION REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUE
OF SHARES
14 RESOLUTION REGARDING THE BOARD OF Mgmt For For
DIRECTORS' PROPOSAL REGARDING LONG-TERM
INCENTIVE PROGRAM 2021
15 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RESOLUTION REGARDING
THE SHAREHOLDER'S PROPOSAL REGARDING BOARD
PROGRAM 2021
16 CLOSING THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SHARPSPRING, INC. Agenda Number: 935243698
--------------------------------------------------------------------------------------------------------------------------
Security: 820054104
Meeting Type: Annual
Meeting Date: 09-Jul-2020
Ticker: SHSP
ISIN: US8200541048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven A. Huey Mgmt No vote
Richard Carlson Mgmt No vote
David A. Buckel Mgmt No vote
Marietta Davis Mgmt No vote
Scott Miller Mgmt No vote
2. Ratification of the appointment of Cheery Mgmt No vote
Bekaert LLP to serve as the Company's
Independent Registered Public Accounting
firm for fiscal year 2020.
3. Approval of the amendment to the 2019 Mgmt No vote
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SHARPSPRING, INC. Agenda Number: 935422016
--------------------------------------------------------------------------------------------------------------------------
Security: 820054104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SHSP
ISIN: US8200541048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven A. Huey Mgmt For For
Richard Carlson Mgmt For For
Scott Miller Mgmt For For
Savneet Singh Mgmt For For
Jason Costi Mgmt For For
2. Ratification of the appointment of Cherry Mgmt For For
Bekaert LLP to serve as the Company's
Independent Registered Public Accounting
firm for fiscal year 2021.
3. Approval of the amendment to the 2019 Mgmt For For
Equity Incentive Plan.
4. Approval of the compensation of Named Mgmt For For
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SOLITARIO ZINC CORP. Agenda Number: 935436508
--------------------------------------------------------------------------------------------------------------------------
Security: 8342EP107
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: XPL
ISIN: US8342EP1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian Labadie Mgmt For For
1.2 Election of Director: John Labate Mgmt For For
1.3 Election of Director: James Hesketh Mgmt For For
1.4 Election of Director: Christopher E. Herald Mgmt For For
1.5 Election of Director: Gil Atzmon Mgmt For For
1.6 Election of Director: Joshua Crumb Mgmt For For
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation Program: Approval,
on an advisory basis, of the compensation
program of the Company's named executive
officers.
3. Appointment of Auditors: To ratify the Mgmt For For
appointment of Plante Moran PLLC, as
Auditors of the Company for the fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
SRAX, INC. Agenda Number: 935436584
--------------------------------------------------------------------------------------------------------------------------
Security: 78472M106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: SRAX
ISIN: US78472M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Miglino Mgmt For For
Marc Savas Mgmt For For
Robert Jordan Mgmt For For
Colleen DiClaudio Mgmt For For
Christopher Lahiji Mgmt For For
Brock Pierce Mgmt For For
2 To ratify the appointment of RBSM LLP as Mgmt For For
the company's independent public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SUPER LEAGUE GAMING, INC. Agenda Number: 935433021
--------------------------------------------------------------------------------------------------------------------------
Security: 86804F202
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: SLGG
ISIN: US86804F2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristin Patrick Mgmt For For
David Steigelfest Mgmt For For
2. Approval of an amendment to our Amended and Mgmt For For
Restated 2014 Stock Option and Incentive
Plan to increase the number of shares of
common stock available for issuance
thereunder to a total of 5.0 million
shares.
3. Ratification of the appointment of Baker Mgmt For For
Tilly US, LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
4. For purposes of complying with Nasdaq Mgmt For For
Listing Rule 5635, approval of the issuance
of 12,582,204 shares of the Company's
common stock, par value $0.001 per share
("Common Stock"), pursuant to the terms of
the Agreement and Plan of Merger, dated
March 9, 2021, by and among the Company,
Mobcrush Streaming, Inc., and the other
parties thereto (the "Merger Agreement").
5. Approval of a proposal to grant Mgmt For For
discretionary authority to adjourn the
Meeting, if necessary, to solicit
additional proxies.
--------------------------------------------------------------------------------------------------------------------------
TELA BIO, INC. Agenda Number: 935411809
--------------------------------------------------------------------------------------------------------------------------
Security: 872381108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: TELA
ISIN: US8723811084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kurt Azarbarzin Mgmt For For
Antony Koblish Mgmt For For
2. Ratification of Appointment of KPMG LLP as Mgmt For For
our Independent Registered Public
Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
TILLY'S INC. Agenda Number: 935403535
--------------------------------------------------------------------------------------------------------------------------
Security: 886885102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TLYS
ISIN: US8868851028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hezy Shaked Mgmt For For
Doug Collier Mgmt For For
Seth Johnson Mgmt For For
Janet Kerr Mgmt For For
Edmond Thomas Mgmt For For
Bernard Zeichner Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 29, 2022.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
U.S. XPRESS ENTERPRISES, INC. Agenda Number: 935393633
--------------------------------------------------------------------------------------------------------------------------
Security: 90338N202
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: USX
ISIN: US90338N2027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon F. Beizer Mgmt For For
Edward "Ned" H. Braman Mgmt For For
Jennifer G. Buckner Mgmt For For
Michael L. Ducker Mgmt For For
Eric Fuller Mgmt For For
Max Fuller Mgmt For For
Dennis A. Nash Mgmt For For
John C. Rickel Mgmt For For
2. Advisory and non-binding vote to approve Mgmt For For
Named Executive Officer compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
USA TECHNOLOGIES, INC. Agenda Number: 935370673
--------------------------------------------------------------------------------------------------------------------------
Security: 90328S500
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: USAT
ISIN: US90328S5001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lisa P. Baird Mgmt For For
1B. Election of Director: Douglas G. Bergeron Mgmt For For
1C. Election of Director: Douglas L. Braunstein Mgmt For For
1D. Election of Director: Sean Feeney Mgmt For For
1E. Election of Director: Jacob Lamm Mgmt For For
1F. Election of Director: Michael K. Passilla Mgmt For For
1G. Election of Director: Ellen Richey Mgmt For For
1H. Election of Director: Anne M. Smalling Mgmt For For
1I. Election of Director: Shannon S. Warren Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
year ending June 30, 2021.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
USIO, INC. Agenda Number: 935418170
--------------------------------------------------------------------------------------------------------------------------
Security: 917313108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: USIO
ISIN: US9173131080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Louis A. Hoch Mgmt For For
1B. Election of Director: Blaise C. Bender Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our Named Executive
Officers for the year ended December 31,
2020.
3. To ratify the appointment of ADKF, P.C. as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WAITR HOLDINGS INC. Agenda Number: 935427535
--------------------------------------------------------------------------------------------------------------------------
Security: 930752100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WTRH
ISIN: US9307521008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Green Mgmt For For
2. Approval, by advisory vote, of executive Mgmt For For
compensation ("say-on- pay").
3. Approval, by advisory vote, of the Mgmt 1 Year For
frequency of advisory votes on executive
compensation ("say-on-frequency").
4. Ratification of Moss Adams LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WESTERN COPPER AND GOLD CORPORATION Agenda Number: 935435328
--------------------------------------------------------------------------------------------------------------------------
Security: 95805V108
Meeting Type: Annual and Special
Meeting Date: 17-Jun-2021
Ticker: WRN
ISIN: CA95805V1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at six (6). Mgmt For For
2 DIRECTOR
Dale Corman Mgmt For For
Tara Christie Mgmt For For
Michael Vitton Mgmt For For
Bill Williams Mgmt For For
Kenneth Williamson Mgmt For For
Klaus Zeitler Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To approve and authorize unallocated stock Mgmt For For
options under the Company's stock option
plan.
5 To ratify, confirm and approve amendments Mgmt For For
to the Company's stock option plan.
6 To approve a new deferred share unit plan Mgmt For For
of the Company.
7 To approve a new restricted share unit plan Mgmt For For
of the Company.
--------------------------------------------------------------------------------------------------------------------------
ZOVIO INC Agenda Number: 935380472
--------------------------------------------------------------------------------------------------------------------------
Security: 98979V102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ZVO
ISIN: US98979V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Teresa S. Carroll Mgmt For For
Ryan D. Craig Mgmt For For
Kirsten M. Marriner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory, non-binding Mgmt For For
basis the compensation of our named
executive officers as presented in the
proxy statement.
Jacob Internet Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC. Agenda Number: 935409311
--------------------------------------------------------------------------------------------------------------------------
Security: 14862Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CSLT
ISIN: US14862Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seth Cohen Mgmt For For
Bryan Roberts Mgmt For For
Kenny Van Zant Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers as disclosed in
this proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Castlight's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 935390207
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andrietti Mgmt For For
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Jaclyn Liu Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the Company for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL TURBINE, INC. Agenda Number: 935261709
--------------------------------------------------------------------------------------------------------------------------
Security: 25400W102
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: APPS
ISIN: US25400W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Deutschman Mgmt For For
Roy H. Chestnutt Mgmt For For
Mohan Gyani Mgmt For For
Jeffrey Karish Mgmt For For
Christopher Rogers Mgmt For For
Michelle M. Sterling Mgmt For For
William G. Stone III Mgmt For For
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, COMMONLY REFERRED TO AS
"SAY-ON-PAY."
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY SAY-ON-PAY
VOTES ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2020 EQUITY Mgmt For For
INCENTIVE PLAN.
5. TO RATIFY THE SELECTION OF SINGERLEWAK LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt For
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 935240298
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Special
Meeting Date: 17-Jul-2020
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated as of February 20, 2020 (as
it may be amended from time to time, the
"merger agreement"), by and among Morgan
Stanley, Moon-Eagle Merger Sub, Inc. and
E*TRADE Financial Corporation ("E*TRADE").
2. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, certain compensation
that may be paid or become payable to
E*TRADE's named executive officers in
connection with the merger.
3. Proposal to adjourn the E*TRADE special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies in favor of the
merger agreement proposal if there are not
sufficient votes at the time of such
adjournment to adopt the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr Against For
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERNET BANCORP Agenda Number: 935378047
--------------------------------------------------------------------------------------------------------------------------
Security: 320557101
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: INBK
ISIN: US3205571017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aasif M. Bade Mgmt For For
David B. Becker Mgmt For For
Ana Dutra Mgmt For For
John K. Keach, Jr. Mgmt For For
David R. Lovejoy Mgmt For For
Ralph R. Whitney, Jr. Mgmt For For
Jerry Williams Mgmt For For
Jean L. Wojtowicz Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to our named
executive officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
IDENTIV, INC. Agenda Number: 935390687
--------------------------------------------------------------------------------------------------------------------------
Security: 45170X205
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: INVE
ISIN: US45170X2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Kremen Mgmt For For
2. To ratify the appointment of BPM LLP, an Mgmt For For
independent registered public accounting
firm, as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
3. To vote on a non-binding advisory Mgmt For For
resolution on the compensation of the
Company's named executive officers ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935371411
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
Mary Dotz Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IMPINJ, INC. Agenda Number: 935421230
--------------------------------------------------------------------------------------------------------------------------
Security: 453204109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PI
ISIN: US4532041096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Gibson Mgmt For For
1B. Election of Director: Umesh Padval Mgmt For For
1C. Election of Director: Steve Sanghi Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve a stockholder proposal regarding Shr For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
INSPIRED ENTERTAINMENT, INC. Agenda Number: 935403547
--------------------------------------------------------------------------------------------------------------------------
Security: 45782N108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: INSE
ISIN: US45782N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. Lorne Weil Mgmt For For
Michael R. Chambrello Mgmt For For
Ira H. Raphaelson Mgmt For For
Desiree G. Rogers Mgmt For For
Steven M. Saferin Mgmt For For
Katja Tautscher Mgmt For For
John M. Vandemore Mgmt For For
2. To approve the adoption of the Inspired Mgmt For For
Entertainment, Inc. 2021 Omnibus Incentive
Plan.
3. To ratify the appointment of Marcum LLP as Mgmt For For
the independent auditor of the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVONGO HEALTH, INC. Agenda Number: 935274302
--------------------------------------------------------------------------------------------------------------------------
Security: 539183103
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: LVGO
ISIN: US5391831030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Livongo Merger Agreement Mgmt For For
Proposal: To adopt the Agreement and Plan
of Merger, dated as of August 5, 2020, by
and among Teladoc Health, Inc. ("Teladoc"),
Livongo Health, Inc. ("Livongo") and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (such
agreement, the "merger agreement" and such
proposal, the "Livongo merger agreement
proposal").
2. Approval of Livongo Compensation Proposal: Mgmt For For
To approve, on an advisory (non-binding)
basis, the executive officer compensation
that will or may be paid to Livongo's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement (the
"Livongo compensation proposal").
3. Approval of Livongo Adjournment Proposal: Mgmt For For
To approve the adjournment of the Livongo
stockholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Livongo stockholder
meeting to approve the Livongo merger
agreement proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Livongo stockholders (the
"Livongo adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935222632
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 10-Jul-2020
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Archana Agrawal Mgmt For For
Hope Cochran Mgmt For For
Dwight Merriman Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935437853
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Dev Ittycheria Mgmt For For
John McMahon Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
NETFIN ACQUISITION CORP. Agenda Number: 935292920
--------------------------------------------------------------------------------------------------------------------------
Security: G6455A107
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: NFIN
ISIN: KYG6455A1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal. To Mgmt For For
approve and adopt, the business combination
described in this proxy
statement/prospectus, including the
Business Combination Agreement, (as amended
on August 28, 2020, the "Business
Combination Agreement"), by and among
Netfin, Netfin Holdco ("Holdco"), Netfin
Merger Sub (the "Merger Sub"), Symphonia
Strategic Opportunities Limited ("SSOL"),
IKON Strategic Holdings Fund ("IKON", and
together with SSOL, the "Sellers") and MVR
Netfin LLC, as the Netfin Representative.
2. The Merger Proposal. To approve and adopt, Mgmt For For
as a special resolution, the merger of
Netfin with and into Merger Sub, with
Netfin surviving the merger as a wholly
owned subsidiary of Holdco. This proposal
is referred to as the "merger proposal"
and, collectively with the business
combination proposal, the "condition
precedent proposals"
3a. Charter Proposal A - (i) the name of the Mgmt For For
new public entity will be "Triterras, Inc."
as opposed to "Netfin Acquisition Corp."
3b. Charter Proposal B - Holdco will authorize Mgmt For For
an increased share capital of 469,000,001
ordinary shares of a par value of US$0.0001
each and 30,999,999 preference shares of a
par value of US$0.0001.
3c. Charter Proposal C - the constitutional Mgmt For For
documents of Holdco will not include the
various provisions applicable only to
special purpose acquisition companies that
the Current Charter contains (such as the
obligation to dissolve and liquidate if a
business combination is not consummated in
a certain period of time).
4. The Adjournment Proposal. To approve, as an Mgmt For For
ordinary resolution, the adjournment of the
meeting to a later date or dates to be
determined by the chairman of the meeting,
if necessary, to permit further
solicitation and vote of proxies if, based
upon the tabulated vote at the time of the
meeting that more time is necessary or
appropriate to approve one or more
proposals of the meeting.
--------------------------------------------------------------------------------------------------------------------------
OPTIMIZERX CORPORATION Agenda Number: 935282664
--------------------------------------------------------------------------------------------------------------------------
Security: 68401U204
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: OPRX
ISIN: US68401U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Will Febbo Mgmt For For
Gus D. Halas Mgmt For For
Lynn Vos Mgmt For For
James Lang Mgmt For For
Patrick Spangler Mgmt For For
Greg Wasson Mgmt For For
2. To approve the reservation of 500,000 Mgmt For For
additional shares of common stock under
OptimizeRx Corp.'s 2013 Incentive Plan.
3. To ratify the appointment of UHY LLP as our Mgmt For For
independent public accountant for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION Agenda Number: 935286155
--------------------------------------------------------------------------------------------------------------------------
Security: 70438V106
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: PCTY
ISIN: US70438V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Sarowitz Mgmt For For
Ellen Carnahan Mgmt For For
Jeffrey T. Diehl Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Advisory vote to approve compensation of Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PORCH GROUP, INC. Agenda Number: 935419831
--------------------------------------------------------------------------------------------------------------------------
Security: 733245104
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PRCH
ISIN: US7332451043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Javier Saade Mgmt For For
Chris Terrill Mgmt For For
Margaret Whelan Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for Porch Group, Inc. for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
POWERFLEET, INC. Agenda Number: 935235893
--------------------------------------------------------------------------------------------------------------------------
Security: 73931J109
Meeting Type: Annual
Meeting Date: 09-Jul-2020
Ticker: PWFL
ISIN: US73931J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Brodsky Mgmt For For
Michael Casey Mgmt For For
Charles Frumberg Mgmt For For
David Mahlab Mgmt For For
Chris Wolfe Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUMU CORPORATION Agenda Number: 935389785
--------------------------------------------------------------------------------------------------------------------------
Security: 749063103
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: QUMU
ISIN: US7490631030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TJ Kennedy Mgmt For For
Neil E. Cox Mgmt For For
Mary E. Chowning Mgmt For For
Daniel R. Fishback Mgmt For For
Edward D. Horowitz Mgmt For For
Kenan Lucas Mgmt For For
Robert F. Olson Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to our named
executive officers.
3. To approve an amendment to Qumu Mgmt For For
Corporation's Second Amended and Restated
2007 Stock Incentive Plan to increase the
number of shares authorized for issuance by
500,000 shares.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for Qumu Corporation for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHARPSPRING, INC. Agenda Number: 935243698
--------------------------------------------------------------------------------------------------------------------------
Security: 820054104
Meeting Type: Annual
Meeting Date: 09-Jul-2020
Ticker: SHSP
ISIN: US8200541048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven A. Huey Mgmt No vote
Richard Carlson Mgmt No vote
David A. Buckel Mgmt No vote
Marietta Davis Mgmt No vote
Scott Miller Mgmt No vote
2. Ratification of the appointment of Cheery Mgmt No vote
Bekaert LLP to serve as the Company's
Independent Registered Public Accounting
firm for fiscal year 2020.
3. Approval of the amendment to the 2019 Mgmt No vote
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SHARPSPRING, INC. Agenda Number: 935422016
--------------------------------------------------------------------------------------------------------------------------
Security: 820054104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SHSP
ISIN: US8200541048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven A. Huey Mgmt For For
Richard Carlson Mgmt For For
Scott Miller Mgmt For For
Savneet Singh Mgmt For For
Jason Costi Mgmt For For
2. Ratification of the appointment of Cherry Mgmt For For
Bekaert LLP to serve as the Company's
Independent Registered Public Accounting
firm for fiscal year 2021.
3. Approval of the amendment to the 2019 Mgmt For For
Equity Incentive Plan.
4. Approval of the compensation of Named Mgmt For For
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SILVER SPIKE ACQUISITION CORP. Agenda Number: 935450293
--------------------------------------------------------------------------------------------------------------------------
Security: G8136L106
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: SSPK
ISIN: KYG8136L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal: To Mgmt For For
approve by ordinary resolution the
transactions contemplated by the Agreement
and Plan of Merger (the "merger
agreement"), dated as of December 10, 2020,
by and among Silver Spike, Silver Spike
Merger Sub LLC, a Delaware limited
liability company and a wholly owned direct
subsidiary of Silver Spike ("Merger Sub"),
WM Holding Company, LLC, a Delaware limited
liability company ("WMH"), and Ghost Media
Group, LLC, a Nevada limited liability
company, ... (due to space limits, see
proxy statement for full proposal).
2. The Nasdaq Proposal: To approve by ordinary Mgmt For For
resolution, for purposes of complying with
the Nasdaq Stock Market Listing Rules
5635(a), (b) and (d), the issuance by
Silver Spike of an aggregate of (i)
32,500,000 shares of Class A common stock,
par value $0.0001 per share, to investors
pursuant to the subscription agreements
(the "subscription investors"), dated as of
December 10, 2020, by and among Silver
Spike and such subscription investors,
pursuant to which the subscription ... (due
to space limits, see proxy statement for
full proposal).
3. The Domestication Proposal: To approve by Mgmt For For
special resolution the change of Silver
Spike's jurisdiction of incorporation from
the Cayman Islands to the State of Delaware
by deregistering as an exempted company in
the Cayman Islands and domesticating and
continuing as a corporation incorporated
under the laws of the State of Delaware
(the "domestication").
4. The Organizational Documents Proposal: to Mgmt For For
approve (i) the change of our name from
"Silver Spike Acquisition Corp." to "WM
Technology, Inc." ("New WMH"), (ii)
adopting Delaware as the exclusive forum
for certain stockholder litigation, (iii)
upon the closing of the business
combination (the "closing"), making New
WMH's corporate existence perpetual, (iv)
upon the closing, providing for the
ineffectiveness of certain provisions
related to our status as a blank check
company that will no longer be ...(due to
space limits, see proxy statement for full
proposal).
5. The Organizational Documents Proposal: to Mgmt For For
approve provisions providing that Silver
Spike's board of directors will be divided
into three classes following the business
combination, with each class generally
serving for a term of three years and with
only one class of directors being elected
in each year.
6. The Organizational Documents Proposal: to Mgmt For For
approve provisions providing that the
directors of Silver Spike, except for
preferred stock directors (as defined in
the proposed organizational documents), may
only be removed for cause (as defined in
the proposed organizational documents).
7. The Organizational Documents Proposal: to Mgmt For For
approve provisions removing the ability of
shareholders to call a special meeting of
shareholders.
8. The Organizational Documents Proposal: to Mgmt For For
approve provisions removing the ability of
shareholders to act by written consent in
lieu of a meeting.
9. The Organizational Documents Proposal: to Mgmt For For
authorize the change in the authorized
capital stock of Silver Spike from (i)
200,000,000 Class A ordinary shares, par
value $0.0001 per share, 20,000,000 Class B
ordinary shares, par value $0.0001 per
share, and 1,000,000 preferred shares, par
value $0.0001 per share, to (ii)
1,500,000,000 shares of Class A common
stock, par value $0.0001 per share,
500,000,000 shares of Class V common stock,
par value $0.0001 per share, and 75,000,000
shares of preferred stock, par value
$0.0001 per share.
10. The Equity Incentive Plan Proposal: To Mgmt For For
approve by ordinary resolution the New WMH
2021 Equity Incentive Plan.
11. The Employee Stock Purchase Plan Proposal: Mgmt For For
To approve by ordinary resolution the New
WMH 2021 Employee Stock Purchase Plan.
12. The Adjournment Proposal: To approve by Mgmt For For
ordinary resolution the adjournment of the
general meeting to a later date or dates,
if necessary or appropriate, to permit
further solicitation and vote of proxies in
the event, based on the tabulated votes,
that there are insufficient votes at the
time of the general meeting to approve one
or more proposals at the general meeting.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for the term Mgmt For For
until 2024: Paul D. Colucci
1B. Election of Class III Director for the term Mgmt For For
until 2024: Thomas C. Dircks
1C. Election of Class III Director for the term Mgmt For For
until 2024: Colleen Sullivan
2. Ratify the appointment of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
SVMK INC. Agenda Number: 935406151
--------------------------------------------------------------------------------------------------------------------------
Security: 78489X103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SVMK
ISIN: US78489X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
David Ebersman Mgmt For For
Erika H. James Mgmt For For
Sheryl K. Sandberg Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
accountants of SVMK Inc. for the fiscal
year ending December 31, 2021.
4. Stockholder proposal regarding the Shr For
declassification of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
TABULA RASA HEALTHCARE, INC. Agenda Number: 935415770
--------------------------------------------------------------------------------------------------------------------------
Security: 873379101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: TRHC
ISIN: US8733791011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Samira Beckwith Mgmt For For
Dr. Dennis Helling Mgmt For For
Rear Admiral Pamela S. Mgmt For For
2. Approval, on an advisory basis, of the 2020 Mgmt For For
compensation of Tabula Rasa HealthCare,
Inc.'s named executive officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as Tabula Rasa HealthCare, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approval of the Tabula Rasa HealthCare, Mgmt For For
Inc. Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935390663
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt For For
Bernard C. Bailey Mgmt For For
David Borland Mgmt For For
Maj. Gen John W. Maluda Mgmt For For
Bonnie L. Carroll Mgmt For For
Fredrick D. Schaufeld Mgmt For For
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of BDO USA,
LLP to serve as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt For For
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935395120
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jesse Cohn Mgmt For For
1B. Election of Director: Martha Lane Fox Mgmt For For
1C. Election of Director: Fei-Fei Li Mgmt For For
1D. Election of Director: David Rosenblatt Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers ("Say-on-Pay").
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
5. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
6. Shareholder proposal no. 6 has been Shr Against For
withdrawn
7. A stockholder proposal regarding a director Shr Against For
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
USA TECHNOLOGIES, INC. Agenda Number: 935370673
--------------------------------------------------------------------------------------------------------------------------
Security: 90328S500
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: USAT
ISIN: US90328S5001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lisa P. Baird Mgmt For For
1B. Election of Director: Douglas G. Bergeron Mgmt For For
1C. Election of Director: Douglas L. Braunstein Mgmt For For
1D. Election of Director: Sean Feeney Mgmt For For
1E. Election of Director: Jacob Lamm Mgmt For For
1F. Election of Director: Michael K. Passilla Mgmt For For
1G. Election of Director: Ellen Richey Mgmt For For
1H. Election of Director: Anne M. Smalling Mgmt For For
1I. Election of Director: Shannon S. Warren Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
year ending June 30, 2021.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
WAITR HOLDINGS INC. Agenda Number: 935427535
--------------------------------------------------------------------------------------------------------------------------
Security: 930752100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WTRH
ISIN: US9307521008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Green Mgmt For For
2. Approval, by advisory vote, of executive Mgmt For For
compensation ("say-on- pay").
3. Approval, by advisory vote, of the Mgmt 1 Year For
frequency of advisory votes on executive
compensation ("say-on-frequency").
4. Ratification of Moss Adams LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
YELP INC. Agenda Number: 935218835
--------------------------------------------------------------------------------------------------------------------------
Security: 985817105
Meeting Type: Annual
Meeting Date: 01-Jul-2020
Ticker: YELP
ISIN: US9858171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Diane M. Irvine Mgmt For For
Christine Barone Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as Yelp's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Yelp's named executive
officers, as disclosed in the accompanying
proxy statement.
4. To approve the amendment of Yelp's Amended Mgmt For For
and Restated Certificate of Incorporation
to declassify our Board of Directors and to
provide for the annual election of
directors beginning with the 2021 Annual
Meeting of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
YELP INC. Agenda Number: 935407014
--------------------------------------------------------------------------------------------------------------------------
Security: 985817105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: YELP
ISIN: US9858171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Gibbs Mgmt For For
George Hu Mgmt For For
Jeremy Stoppelman Mgmt For For
Tony Wells Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as Yelp's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Yelp's named executive
officers, as disclosed in the accompanying
Proxy Statement.
4. A stockholder proposal regarding transition Shr Against For
to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
ZOVIO INC Agenda Number: 935380472
--------------------------------------------------------------------------------------------------------------------------
Security: 98979V102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ZVO
ISIN: US98979V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Teresa S. Carroll Mgmt For For
Ryan D. Craig Mgmt For For
Kirsten M. Marriner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory, non-binding Mgmt For For
basis the compensation of our named
executive officers as presented in the
proxy statement.
Jacob Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC. Agenda Number: 935421165
--------------------------------------------------------------------------------------------------------------------------
Security: 00771V108
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: AERI
ISIN: US00771V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. du Toit Mgmt For For
D. Gryska Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
AKOUOS, INC. Agenda Number: 935424337
--------------------------------------------------------------------------------------------------------------------------
Security: 00973J101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: AKUS
ISIN: US00973J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kush M. Parmar Mgmt For For
Emmanuel Simons Mgmt For For
Chris Smith Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC. Agenda Number: 935422648
--------------------------------------------------------------------------------------------------------------------------
Security: 02081G201
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ATEC
ISIN: US02081G2012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Evan Bakst Mgmt For For
Mortimer Berkowitz III Mgmt For For
Quentin Blackford Mgmt For For
Jason Hochberg Mgmt For For
Karen K. McGinnis Mgmt For For
Patrick S. Miles Mgmt For For
David H. Mowry Mgmt For For
David R. Pelizzon Mgmt For For
Jeffrey P. Rydin Mgmt For For
James L.L. Tullis Mgmt For For
Donald A. Williams Mgmt For For
Ward W. Woods Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval of an amendment to our 2007 Mgmt For For
Employee Stock Purchase Plan.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935402759
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Janice E. Page Mgmt For For
1.2 Election of Director: David M. Sable Mgmt For For
1.3 Election of Director: Noel J. Spiegel Mgmt For For
2. Proposal Two. Ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 29,
2022.
3. Proposal Three. Hold an advisory vote on Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS INC. Agenda Number: 935405084
--------------------------------------------------------------------------------------------------------------------------
Security: 03753U106
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: APLS
ISIN: US03753U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Fonteyne Mgmt For For
Stephanie M. O'Brien Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an advisory vote on executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935285139
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to increase
the number of shares of common stock we are
authorized to issue from 30,000,000 shares
to 60,000,000 shares.
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935429957
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Peter Farrell Mgmt For For
Joseph E. Payne Mgmt For For
Andy Sassine Mgmt For For
James Barlow Mgmt For For
Dr. Edward W. Holmes Mgmt For For
Dr. Magda Marquet Mgmt For For
Karah Parschauer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 935249587
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER A. BASSI Mgmt For For
LARRY D. BOUTS Mgmt For For
JAMES A. DAL POZZO Mgmt For For
GERALD W. DEITCHLE Mgmt For For
NOAH A. ELBOGEN Mgmt For For
LEA ANNE S. OTTINGER Mgmt For For
KEITH E. PASCAL Mgmt For For
JANET M. SHERLOCK Mgmt For For
GREGORY A. TROJAN Mgmt For For
PATRICK D. WALSH Mgmt For For
2. Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation of named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 935415504
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER A. BASSI Mgmt For For
LARRY D. BOUTS Mgmt For For
BINA CHAURASIA Mgmt For For
JAMES A. DAL POZZO Mgmt For For
GERALD W. DEITCHLE Mgmt For For
NOAH A. ELBOGEN Mgmt For For
LEA ANNE S. OTTINGER Mgmt For For
KEITH E. PASCAL Mgmt For For
JANET M. SHERLOCK Mgmt For For
GREGORY A. TROJAN Mgmt For For
PATRICK D. WALSH Mgmt For For
2. Ratification and approval of the Company's Mgmt For For
Amended and Restated Equity Incentive Plan.
3. Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation of named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
CAREDX, INC. Agenda Number: 935424325
--------------------------------------------------------------------------------------------------------------------------
Security: 14167L103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CDNA
ISIN: US14167L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. W. Bickerstaff, III Mgmt For For
Grace E. Colon, Ph.D. Mgmt For For
Ralph Snyderman, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation and Bylaws to
eliminate certain supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 935390207
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andrietti Mgmt For For
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Jaclyn Liu Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the Company for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CODEXIS, INC. Agenda Number: 935420707
--------------------------------------------------------------------------------------------------------------------------
Security: 192005106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CDXS
ISIN: US1920051067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Aaker, Ph.D. Mgmt For For
E. Martinborough, Ph.D. Mgmt For For
John Nicols Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL TURBINE, INC. Agenda Number: 935261709
--------------------------------------------------------------------------------------------------------------------------
Security: 25400W102
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: APPS
ISIN: US25400W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Deutschman Mgmt For For
Roy H. Chestnutt Mgmt For For
Mohan Gyani Mgmt For For
Jeffrey Karish Mgmt For For
Christopher Rogers Mgmt For For
Michelle M. Sterling Mgmt For For
William G. Stone III Mgmt For For
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, COMMONLY REFERRED TO AS
"SAY-ON-PAY."
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY SAY-ON-PAY
VOTES ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2020 EQUITY Mgmt For For
INCENTIVE PLAN.
5. TO RATIFY THE SELECTION OF SINGERLEWAK LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ESPERION THERAPEUTICS INC Agenda Number: 935395283
--------------------------------------------------------------------------------------------------------------------------
Security: 29664W105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ESPR
ISIN: US29664W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Jeffrey Mgmt For For
Berkowitz, J.D.
1B. Election of Class II Director: Antonio M. Mgmt For For
Gotto Jr., M.D., D.Phil.
1C. Election of Class II Director: Nicole Mgmt For For
Vitullo
2. To approve the advisory resolution on the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HARROW HEALTH, INC. Agenda Number: 935404486
--------------------------------------------------------------------------------------------------------------------------
Security: 415858109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HROW
ISIN: US4158581094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark L. Baum Mgmt For For
Robert J. Kammer Mgmt For For
Richard L. Lindstrom Mgmt For For
Teresa F. Sparks Mgmt For For
R. Lawrence Van Horn Mgmt For For
2. Ratification of the selection of KMJ Corbin Mgmt For For
& Company LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the Company's Mgmt For For
2017 Incentive Stock and Awards Plan (the
"Plan") to increase the number of shares of
the Company's common stock authorized for
issuance pursuant to awards granted under
the Plan by 4,000,000 shares and make
certain other changes.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HERON THERAPEUTICS, INC. Agenda Number: 935414817
--------------------------------------------------------------------------------------------------------------------------
Security: 427746102
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: HRTX
ISIN: US4277461020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Barry Quart, Pharm.D.
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Stephen Davis
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Craig Johnson
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kimberly Manhard
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christian Waage
2. To ratify the appointment of OUM & Co. LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, Mgmt For For
compensation paid to our Named Executive
Officers during the year ended December 31,
2020.
4. To amend the Company's 2007 Amended and Mgmt For For
Restated Equity Incentive Plan (the "2007
Plan") to increase the number of shares of
common stock authorized for issuance
thereunder from 25,800,000 to 27,800,000.
5. To amend the Company's 1997 Employee Stock Mgmt For For
Purchase Plan, as amended (the "ESPP") to
increase the number of shares of common
stock authorized for issuance thereunder
from 775,000 to 975,000.
--------------------------------------------------------------------------------------------------------------------------
IDEAYA BIOSCIENCES, INC. Agenda Number: 935420923
--------------------------------------------------------------------------------------------------------------------------
Security: 45166A102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: IDYA
ISIN: US45166A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Shannon, M.D Mgmt For For
Terry J. Rosen, Ph.D. Mgmt For For
Wendy L. Yarno Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the company for its fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935371411
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
Mary Dotz Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IMPINJ, INC. Agenda Number: 935421230
--------------------------------------------------------------------------------------------------------------------------
Security: 453204109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PI
ISIN: US4532041096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Gibson Mgmt For For
1B. Election of Director: Umesh Padval Mgmt For For
1C. Election of Director: Steve Sanghi Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve a stockholder proposal regarding Shr For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
INSPIRED ENTERTAINMENT, INC. Agenda Number: 935403547
--------------------------------------------------------------------------------------------------------------------------
Security: 45782N108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: INSE
ISIN: US45782N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. Lorne Weil Mgmt For For
Michael R. Chambrello Mgmt For For
Ira H. Raphaelson Mgmt For For
Desiree G. Rogers Mgmt For For
Steven M. Saferin Mgmt For For
Katja Tautscher Mgmt For For
John M. Vandemore Mgmt For For
2. To approve the adoption of the Inspired Mgmt For For
Entertainment, Inc. 2021 Omnibus Incentive
Plan.
3. To ratify the appointment of Marcum LLP as Mgmt For For
the independent auditor of the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
KRYSTAL BIOTECH, INC. Agenda Number: 935378580
--------------------------------------------------------------------------------------------------------------------------
Security: 501147102
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: KRYS
ISIN: US5011471027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Suma M. Krishnan Mgmt For For
Julian S. Gangolli Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MESOBLAST LIMITED Agenda Number: 935294885
--------------------------------------------------------------------------------------------------------------------------
Security: 590717104
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: MESO
ISIN: US5907171046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Adoption of the Remuneration Report Mgmt For For
3. Re-election of Mr Donal O'Dwyer as a Mgmt For For
Director
4. Approval of Proposed Issue of Options to Mgmt For For
Chief Executive, Dr Silviu Itescu, in
Connection with his Remuneration for the
2020/2021 Financial Year
5. Ratification of Issue of Shares to Existing Mgmt For For
and New Institutional Investors
--------------------------------------------------------------------------------------------------------------------------
NETFIN ACQUISITION CORP. Agenda Number: 935292920
--------------------------------------------------------------------------------------------------------------------------
Security: G6455A107
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: NFIN
ISIN: KYG6455A1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal. To Mgmt For For
approve and adopt, the business combination
described in this proxy
statement/prospectus, including the
Business Combination Agreement, (as amended
on August 28, 2020, the "Business
Combination Agreement"), by and among
Netfin, Netfin Holdco ("Holdco"), Netfin
Merger Sub (the "Merger Sub"), Symphonia
Strategic Opportunities Limited ("SSOL"),
IKON Strategic Holdings Fund ("IKON", and
together with SSOL, the "Sellers") and MVR
Netfin LLC, as the Netfin Representative.
2. The Merger Proposal. To approve and adopt, Mgmt For For
as a special resolution, the merger of
Netfin with and into Merger Sub, with
Netfin surviving the merger as a wholly
owned subsidiary of Holdco. This proposal
is referred to as the "merger proposal"
and, collectively with the business
combination proposal, the "condition
precedent proposals"
3a. Charter Proposal A - (i) the name of the Mgmt For For
new public entity will be "Triterras, Inc."
as opposed to "Netfin Acquisition Corp."
3b. Charter Proposal B - Holdco will authorize Mgmt For For
an increased share capital of 469,000,001
ordinary shares of a par value of US$0.0001
each and 30,999,999 preference shares of a
par value of US$0.0001.
3c. Charter Proposal C - the constitutional Mgmt For For
documents of Holdco will not include the
various provisions applicable only to
special purpose acquisition companies that
the Current Charter contains (such as the
obligation to dissolve and liquidate if a
business combination is not consummated in
a certain period of time).
4. The Adjournment Proposal. To approve, as an Mgmt For For
ordinary resolution, the adjournment of the
meeting to a later date or dates to be
determined by the chairman of the meeting,
if necessary, to permit further
solicitation and vote of proxies if, based
upon the tabulated vote at the time of the
meeting that more time is necessary or
appropriate to approve one or more
proposals of the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEUBASE THERAPEUTICS, INC. Agenda Number: 935244715
--------------------------------------------------------------------------------------------------------------------------
Security: 64132K102
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: NBSE
ISIN: US64132K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F.G. Prendergast, Ph.D. Mgmt For For
2. To ratify the selection of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
September 30, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the compensation tables and narrative
discussion within the section of the
Company's Proxy Statement entitled
"Executive Compensation."
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding future advisory votes
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NV5 GLOBAL, INC. Agenda Number: 935243206
--------------------------------------------------------------------------------------------------------------------------
Security: 62945V109
Meeting Type: Annual
Meeting Date: 22-Aug-2020
Ticker: NVEE
ISIN: US62945V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dickerson Wright Mgmt For For
Alexander A. Hockman Mgmt For For
MaryJo E. O'Brien Mgmt For For
William D. Pruitt Mgmt For For
Gerald J. Salontai Mgmt For For
Francois Tardan Mgmt For For
Laurie Conner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 2, 2021.
3. To conduct a non-binding advisory vote to Mgmt For For
approve the compensation paid to the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NV5 GLOBAL, INC. Agenda Number: 935409385
--------------------------------------------------------------------------------------------------------------------------
Security: 62945V109
Meeting Type: Annual
Meeting Date: 05-Jun-2021
Ticker: NVEE
ISIN: US62945V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dickerson Wright Mgmt For For
Alexander A. Hockman Mgmt For For
MaryJo E. O'Brien Mgmt For For
William D. Pruitt Mgmt For For
Francois Tardan Mgmt For For
Laurie Conner Mgmt For For
Michael Renshaw Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
3. To conduct a non-binding advisory vote to Mgmt For For
approve the compensation paid to the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
OMEROS CORPORATION Agenda Number: 935428208
--------------------------------------------------------------------------------------------------------------------------
Security: 682143102
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: OMER
ISIN: US6821431029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Bumol, Mgmt For For
Ph.D.
1B. Election of Director: Gregory A. Demopulos, Mgmt For For
M.D.
1C. Election of Director: Leroy E. Hood, M.D., Mgmt For For
Ph.D.
2. Approval of the amendment to the Omeros Mgmt For For
Corporation 2017 Omnibus Incentive
Compensation Plan.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
OPTIMIZERX CORPORATION Agenda Number: 935282664
--------------------------------------------------------------------------------------------------------------------------
Security: 68401U204
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: OPRX
ISIN: US68401U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Will Febbo Mgmt For For
Gus D. Halas Mgmt For For
Lynn Vos Mgmt For For
James Lang Mgmt For For
Patrick Spangler Mgmt For For
Greg Wasson Mgmt For For
2. To approve the reservation of 500,000 Mgmt For For
additional shares of common stock under
OptimizeRx Corp.'s 2013 Incentive Plan.
3. To ratify the appointment of UHY LLP as our Mgmt For For
independent public accountant for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PORCH GROUP, INC. Agenda Number: 935419831
--------------------------------------------------------------------------------------------------------------------------
Security: 733245104
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PRCH
ISIN: US7332451043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Javier Saade Mgmt For For
Chris Terrill Mgmt For For
Margaret Whelan Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for Porch Group, Inc. for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PRECISION BIOSCIENCES, INC. Agenda Number: 935359845
--------------------------------------------------------------------------------------------------------------------------
Security: 74019P108
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: DTIL
ISIN: US74019P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stanley R Frankel, M.D. Mgmt For For
Derek Jantz, Ph.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Precision's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
RAFAEL HOLDINGS, INC. Agenda Number: 935309965
--------------------------------------------------------------------------------------------------------------------------
Security: 75062E106
Meeting Type: Annual
Meeting Date: 13-Jan-2021
Ticker: RFL
ISIN: US75062E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen Greenberg Mgmt For For
1b. Election of Director: Howard S. Jonas Mgmt For For
1c. Election of Director: Rachel Jonas Mgmt For For
1d. Election of Director: Boris C. Pasche Mgmt For For
1e. Election of Director: Michael J. Weiss Mgmt For For
2. To ratify the appointment of CohnReznick Mgmt For For
LLP as the Company's independent registered
public accounting firm for the Fiscal Year
ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHARPSPRING, INC. Agenda Number: 935422016
--------------------------------------------------------------------------------------------------------------------------
Security: 820054104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SHSP
ISIN: US8200541048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven A. Huey Mgmt For For
Richard Carlson Mgmt For For
Scott Miller Mgmt For For
Savneet Singh Mgmt For For
Jason Costi Mgmt For For
2. Ratification of the appointment of Cherry Mgmt For For
Bekaert LLP to serve as the Company's
Independent Registered Public Accounting
firm for fiscal year 2021.
3. Approval of the amendment to the 2019 Mgmt For For
Equity Incentive Plan.
4. Approval of the compensation of Named Mgmt For For
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SILVER SPIKE ACQUISITION CORP. Agenda Number: 935450293
--------------------------------------------------------------------------------------------------------------------------
Security: G8136L106
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: SSPK
ISIN: KYG8136L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal: To Mgmt For For
approve by ordinary resolution the
transactions contemplated by the Agreement
and Plan of Merger (the "merger
agreement"), dated as of December 10, 2020,
by and among Silver Spike, Silver Spike
Merger Sub LLC, a Delaware limited
liability company and a wholly owned direct
subsidiary of Silver Spike ("Merger Sub"),
WM Holding Company, LLC, a Delaware limited
liability company ("WMH"), and Ghost Media
Group, LLC, a Nevada limited liability
company, ... (due to space limits, see
proxy statement for full proposal).
2. The Nasdaq Proposal: To approve by ordinary Mgmt For For
resolution, for purposes of complying with
the Nasdaq Stock Market Listing Rules
5635(a), (b) and (d), the issuance by
Silver Spike of an aggregate of (i)
32,500,000 shares of Class A common stock,
par value $0.0001 per share, to investors
pursuant to the subscription agreements
(the "subscription investors"), dated as of
December 10, 2020, by and among Silver
Spike and such subscription investors,
pursuant to which the subscription ... (due
to space limits, see proxy statement for
full proposal).
3. The Domestication Proposal: To approve by Mgmt For For
special resolution the change of Silver
Spike's jurisdiction of incorporation from
the Cayman Islands to the State of Delaware
by deregistering as an exempted company in
the Cayman Islands and domesticating and
continuing as a corporation incorporated
under the laws of the State of Delaware
(the "domestication").
4. The Organizational Documents Proposal: to Mgmt For For
approve (i) the change of our name from
"Silver Spike Acquisition Corp." to "WM
Technology, Inc." ("New WMH"), (ii)
adopting Delaware as the exclusive forum
for certain stockholder litigation, (iii)
upon the closing of the business
combination (the "closing"), making New
WMH's corporate existence perpetual, (iv)
upon the closing, providing for the
ineffectiveness of certain provisions
related to our status as a blank check
company that will no longer be ...(due to
space limits, see proxy statement for full
proposal).
5. The Organizational Documents Proposal: to Mgmt For For
approve provisions providing that Silver
Spike's board of directors will be divided
into three classes following the business
combination, with each class generally
serving for a term of three years and with
only one class of directors being elected
in each year.
6. The Organizational Documents Proposal: to Mgmt For For
approve provisions providing that the
directors of Silver Spike, except for
preferred stock directors (as defined in
the proposed organizational documents), may
only be removed for cause (as defined in
the proposed organizational documents).
7. The Organizational Documents Proposal: to Mgmt For For
approve provisions removing the ability of
shareholders to call a special meeting of
shareholders.
8. The Organizational Documents Proposal: to Mgmt For For
approve provisions removing the ability of
shareholders to act by written consent in
lieu of a meeting.
9. The Organizational Documents Proposal: to Mgmt For For
authorize the change in the authorized
capital stock of Silver Spike from (i)
200,000,000 Class A ordinary shares, par
value $0.0001 per share, 20,000,000 Class B
ordinary shares, par value $0.0001 per
share, and 1,000,000 preferred shares, par
value $0.0001 per share, to (ii)
1,500,000,000 shares of Class A common
stock, par value $0.0001 per share,
500,000,000 shares of Class V common stock,
par value $0.0001 per share, and 75,000,000
shares of preferred stock, par value
$0.0001 per share.
10. The Equity Incentive Plan Proposal: To Mgmt For For
approve by ordinary resolution the New WMH
2021 Equity Incentive Plan.
11. The Employee Stock Purchase Plan Proposal: Mgmt For For
To approve by ordinary resolution the New
WMH 2021 Employee Stock Purchase Plan.
12. The Adjournment Proposal: To approve by Mgmt For For
ordinary resolution the adjournment of the
general meeting to a later date or dates,
if necessary or appropriate, to permit
further solicitation and vote of proxies in
the event, based on the tabulated votes,
that there are insufficient votes at the
time of the general meeting to approve one
or more proposals at the general meeting.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for the term Mgmt For For
until 2024: Paul D. Colucci
1B. Election of Class III Director for the term Mgmt For For
until 2024: Thomas C. Dircks
1C. Election of Class III Director for the term Mgmt For For
until 2024: Colleen Sullivan
2. Ratify the appointment of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SVMK INC. Agenda Number: 935406151
--------------------------------------------------------------------------------------------------------------------------
Security: 78489X103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SVMK
ISIN: US78489X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
David Ebersman Mgmt For For
Erika H. James Mgmt For For
Sheryl K. Sandberg Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
accountants of SVMK Inc. for the fiscal
year ending December 31, 2021.
4. Stockholder proposal regarding the Shr For
declassification of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
TABULA RASA HEALTHCARE, INC. Agenda Number: 935415770
--------------------------------------------------------------------------------------------------------------------------
Security: 873379101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: TRHC
ISIN: US8733791011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Samira Beckwith Mgmt For For
Dr. Dennis Helling Mgmt For For
Rear Admiral Pamela S. Mgmt For For
2. Approval, on an advisory basis, of the 2020 Mgmt For For
compensation of Tabula Rasa HealthCare,
Inc.'s named executive officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as Tabula Rasa HealthCare, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approval of the Tabula Rasa HealthCare, Mgmt For For
Inc. Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935390663
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt For For
Bernard C. Bailey Mgmt For For
David Borland Mgmt For For
Maj. Gen John W. Maluda Mgmt For For
Bonnie L. Carroll Mgmt For For
Fredrick D. Schaufeld Mgmt For For
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of BDO USA,
LLP to serve as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
U.S. XPRESS ENTERPRISES, INC. Agenda Number: 935393633
--------------------------------------------------------------------------------------------------------------------------
Security: 90338N202
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: USX
ISIN: US90338N2027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon F. Beizer Mgmt For For
Edward "Ned" H. Braman Mgmt For For
Jennifer G. Buckner Mgmt For For
Michael L. Ducker Mgmt For For
Eric Fuller Mgmt For For
Max Fuller Mgmt For For
Dennis A. Nash Mgmt For For
John C. Rickel Mgmt For For
2. Advisory and non-binding vote to approve Mgmt For For
Named Executive Officer compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 935388012
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward N. Antoian Mgmt For For
1B. Election of Director: Sukhinder Singh Mgmt For For
Cassidy
1C. Election of Director: Harry S. Cherken, Jr. Mgmt For For
1D. Election of Director: Margaret A. Hayne Mgmt For For
1E. Election of Director: Richard A. Hayne Mgmt For For
1F. Election of Director: Elizabeth Ann Lambert Mgmt For For
1G. Election of Director: Amin N. Maredia Mgmt For For
1H. Election of Director: Wesley S. McDonald Mgmt For For
1I. Election of Director: Todd R. Morgenfeld Mgmt For For
1J. Election of Director: John C. Mulliken Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
Fiscal Year 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
USA TECHNOLOGIES, INC. Agenda Number: 935370673
--------------------------------------------------------------------------------------------------------------------------
Security: 90328S500
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: USAT
ISIN: US90328S5001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lisa P. Baird Mgmt For For
1B. Election of Director: Douglas G. Bergeron Mgmt For For
1C. Election of Director: Douglas L. Braunstein Mgmt For For
1D. Election of Director: Sean Feeney Mgmt For For
1E. Election of Director: Jacob Lamm Mgmt For For
1F. Election of Director: Michael K. Passilla Mgmt For For
1G. Election of Director: Ellen Richey Mgmt For For
1H. Election of Director: Anne M. Smalling Mgmt For For
1I. Election of Director: Shannon S. Warren Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
year ending June 30, 2021.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
WAITR HOLDINGS INC. Agenda Number: 935427535
--------------------------------------------------------------------------------------------------------------------------
Security: 930752100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WTRH
ISIN: US9307521008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Green Mgmt For For
2. Approval, by advisory vote, of executive Mgmt For For
compensation ("say-on- pay").
3. Approval, by advisory vote, of the Mgmt 1 Year For
frequency of advisory votes on executive
compensation ("say-on-frequency").
4. Ratification of Moss Adams LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
YELP INC. Agenda Number: 935218835
--------------------------------------------------------------------------------------------------------------------------
Security: 985817105
Meeting Type: Annual
Meeting Date: 01-Jul-2020
Ticker: YELP
ISIN: US9858171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Diane M. Irvine Mgmt For For
Christine Barone Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as Yelp's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Yelp's named executive
officers, as disclosed in the accompanying
proxy statement.
4. To approve the amendment of Yelp's Amended Mgmt For For
and Restated Certificate of Incorporation
to declassify our Board of Directors and to
provide for the annual election of
directors beginning with the 2021 Annual
Meeting of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
YELP INC. Agenda Number: 935407014
--------------------------------------------------------------------------------------------------------------------------
Security: 985817105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: YELP
ISIN: US9858171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Gibbs Mgmt For For
George Hu Mgmt For For
Jeremy Stoppelman Mgmt For For
Tony Wells Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as Yelp's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Yelp's named executive
officers, as disclosed in the accompanying
Proxy Statement.
4. A stockholder proposal regarding transition Shr Against For
to a public benefit corporation.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Jacob Funds Inc.
By (Signature) /s/ Ryan Jacob
Name Ryan Jacob
Title President
Date 08/16/2021
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