Form N-PX Cohen & Steers Closed-En For: Jun 30
Tweet
Share
E-mail
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21948
NAME OF REGISTRANT: Cohen & Steers Closed-End
Opportunity Fund, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue
10th Floor
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: Dana A. DeVivo
280 Park Avenue
10th Floor
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-832-3232
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Cohen & Steers Closed-End Opportunity Fund, Inc.
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN FUNDS Agenda Number: 935157683
--------------------------------------------------------------------------------------------------------------------------
Security: 00326L100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AOD
ISIN: US00326L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Trustee to serve Mgmt Split 77% For 23% Abstain Split
until the 2023 Annual Meeting of
Shareholders: Nancy Yao Maasbach
1B. Election of Class III Trustee to serve Mgmt Split 96% For 4% Abstain Split
until the 2023 Annual Meeting of
Shareholders: Martin J. Gilbert
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN FUNDS Agenda Number: 935157936
--------------------------------------------------------------------------------------------------------------------------
Security: 00302LA10
Meeting Type: Special
Meeting Date: 27-May-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Trustee to serve Mgmt Split 81% For 19% Abstain Split
until the 2023 Annual Meeting of
Shareholders: Nancy Yao Maasbach
1B. Election of Class III Trustee to serve Mgmt Split 96% For 4% Abstain Split
until the 2023 Annual Meeting of
Shareholders: Martin J. Gilbert
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN FUNDS Agenda Number: 935157948
--------------------------------------------------------------------------------------------------------------------------
Security: 00302L108
Meeting Type: Special
Meeting Date: 27-May-2020
Ticker: AWP
ISIN: US00302L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend the Fund's fundamental investment Mgmt Split 91% For 3% Against 6% AbstainSplit
objectives.
2. To amend the Fund's fundamental investment Mgmt Split 89% For 5% Against 6% AbstainSplit
restriction related to borrowing.
--------------------------------------------------------------------------------------------------------------------------
ADAMS DIVERSIFIED EQUITY FUND, INC. Agenda Number: 935132984
--------------------------------------------------------------------------------------------------------------------------
Security: 006212104
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADX
ISIN: US0062121043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique R. Arzac Mgmt Split 94% For 6% Withheld Split
Kenneth J. Dale Mgmt Split 94% For 6% Withheld Split
Frederic A. Escherich Mgmt Split 94% For 6% Withheld Split
Roger W. Gale Mgmt Split 94% For 6% Withheld Split
Lauriann C. Kloppenburg Mgmt Split 97% For 3% Withheld Split
Kathleen T. McGahran Mgmt Split 94% For 6% Withheld Split
Craig R. Smith Mgmt Split 94% For 6% Withheld Split
Mark E. Stoeckle Mgmt Split 94% For 6% Withheld Split
2. Ratification of the selection of Mgmt Split 96% For 3% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as independent
public auditors.
--------------------------------------------------------------------------------------------------------------------------
ADAMS NATURAL RESOURCES FUND, INC. Agenda Number: 935132996
--------------------------------------------------------------------------------------------------------------------------
Security: 00548F105
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: PEO
ISIN: US00548F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique R. Arzac Mgmt Split 79% For 21% Withheld Split
Kenneth J. Dale Mgmt Split 79% For 21% Withheld Split
Frederic A. Escherich Mgmt Split 79% For 21% Withheld Split
Roger W. Gale Mgmt Split 79% For 21% Withheld Split
Lauriann C. Kloppenburg Mgmt Split 79% For 21% Withheld Split
Kathleen T. McGahran Mgmt Split 79% For 21% Withheld Split
Craig R. Smith Mgmt Split 79% For 21% Withheld Split
Mark E. Stoeckle Mgmt Split 79% For 21% Withheld Split
2. Ratification of the selection of Mgmt Split 81% For 18% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as independent
public auditors.
--------------------------------------------------------------------------------------------------------------------------
ARES DYNAMIC Agenda Number: 935169880
--------------------------------------------------------------------------------------------------------------------------
Security: 04014F102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ARDC
ISIN: US04014F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. The election of one Class I Director, to Mgmt Split 74% For 26% Abstain Split
serve for a term expiring on the date on
which the Annual Meeting of Stockholders is
held in 2023 and until his successor is
duly elected and qualifies: Bruce H.
Spector
--------------------------------------------------------------------------------------------------------------------------
BANCROFT FUND LTD. Agenda Number: 935161428
--------------------------------------------------------------------------------------------------------------------------
Security: 059695106
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: BCV
ISIN: US0596951063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kinchen C. Bizzell Mgmt Split 97% For 3% Withheld Split
James P. Conn Mgmt Split 97% For 3% Withheld Split
Frank J. Fahrenkopf Jr. Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935052605
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: HYT
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 82% For 18% Withheld Split
Frank J. Fabozzi Mgmt Split 75% For 25% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
Henry Gabbay Mgmt Split 89% For 11% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME TRUST Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 091941104
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: BGT
ISIN: US0919411043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 86% For 14% Withheld Split
Cynthia L. Egan Mgmt Split 88% For 12% Withheld Split
Robert Fairbairn Mgmt Split 88% For 12% Withheld Split
Henry Gabbay Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLTING RT INCOME STRA FD INC Agenda Number: 935052605
--------------------------------------------------------------------------------------------------------------------------
Security: 09255X100
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: FRA
ISIN: US09255X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 76% For 24% Withheld Split
Frank J. Fabozzi Mgmt Split 76% For 24% Withheld Split
Robert Fairbairn Mgmt Split 80% For 20% Withheld Split
Henry Gabbay Mgmt Split 80% For 20% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK GLOBAL ENERGY & RESOURCES Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 09250U101
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: BGR
ISIN: US09250U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 97% For 3% Withheld Split
Cynthia L. Egan Mgmt Split 97% For 3% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
Henry Gabbay Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 09247D105
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: BKN
ISIN: US09247D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 93% For 7% Withheld Split
Cynthia L. Egan Mgmt Split 94% For 6% Withheld Split
Robert Fairbairn Mgmt Split 93% For 7% Withheld Split
Henry Gabbay Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK LTD DURATION INCOME TR Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 09249W101
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: BLW
ISIN: US09249W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 93% For 7% Withheld Split
Cynthia L. Egan Mgmt Split 98% For 2% Withheld Split
Robert Fairbairn Mgmt Split 98% For 2% Withheld Split
Henry Gabbay Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNI ENHANCED FD INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09253Y100
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MEN
ISIN: US09253Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 94% For 6% Withheld Split
Richard E. Cavanagh Mgmt Split 95% For 5% Withheld Split
Cynthia L. Egan Mgmt Split 95% For 5% Withheld Split
Robert Fairbairn Mgmt Split 95% For 5% Withheld Split
Henry Gabbay Mgmt Split 95% For 5% Withheld Split
R. Glenn Hubbard Mgmt Split 95% For 5% Withheld Split
Catherine A. Lynch Mgmt Split 95% For 5% Withheld Split
John M. Perlowski Mgmt Split 95% For 5% Withheld Split
Karen P. Robards Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS FA INSD FD INC Agenda Number: 935052566
--------------------------------------------------------------------------------------------------------------------------
Security: 09254P108
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MFL
ISIN: US09254P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Nominee: Michael J. Castellano Mgmt Split 94% For 5% Against 1% AbstainSplit
1b. Election of Nominee: Richard E. Cavanagh Mgmt Split 94% For 5% Against 1% AbstainSplit
1c. Election of Nominee: Cynthia L. Egan Mgmt Split 96% For 3% Against 1% AbstainSplit
1d. Election of Nominee: Robert Fairbairn Mgmt Split 96% For 3% Against 1% AbstainSplit
1e. Election of Nominee: Henry Gabbay Mgmt Split 96% For 3% Against 1% AbstainSplit
1f. Election of Nominee: R. Glenn Hubbard Mgmt Split 94% For 5% Against 1% AbstainSplit
1g. Election of Nominee: Catherine A. Lynch Mgmt Split 94% For 5% Against 1% AbstainSplit
1h. Election of Nominee: John M. Perlowski Mgmt Split 97% For 2% Against 1% AbstainSplit
1i. Election of Nominee: Karen P. Robards Mgmt Split 94% For 5% Against 1% AbstainSplit
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS FUND, INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09253N104
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MHD
ISIN: US09253N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 97% For 3% Withheld Split
Richard E. Cavanagh Mgmt Split 96% For 4% Withheld Split
Cynthia L. Egan Mgmt Split 97% For 3% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
Henry Gabbay Mgmt Split 97% For 3% Withheld Split
R. Glenn Hubbard Mgmt Split 96% For 4% Withheld Split
Catherine A. Lynch Mgmt Split 97% For 3% Withheld Split
John M. Perlowski Mgmt Split 97% For 3% Withheld Split
Karen P. Robards Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INSD FD II INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09254C107
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MUE
ISIN: US09254C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 87% For 13% Withheld Split
Richard E. Cavanagh Mgmt Split 88% For 12% Withheld Split
Cynthia L. Egan Mgmt Split 91% For 9% Withheld Split
Robert Fairbairn Mgmt Split 90% For 10% Withheld Split
Henry Gabbay Mgmt Split 90% For 10% Withheld Split
R. Glenn Hubbard Mgmt Split 87% For 13% Withheld Split
Catherine A. Lynch Mgmt Split 88% For 12% Withheld Split
John M. Perlowski Mgmt Split 90% For 10% Withheld Split
Karen P. Robards Mgmt Split 87% For 13% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INSURED FUND, INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09254A101
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MUS
ISIN: US09254A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 78% For 22% Withheld Split
Richard E. Cavanagh Mgmt Split 79% For 21% Withheld Split
Cynthia L. Egan Mgmt Split 80% For 20% Withheld Split
Robert Fairbairn Mgmt Split 80% For 20% Withheld Split
Henry Gabbay Mgmt Split 79% For 21% Withheld Split
R. Glenn Hubbard Mgmt Split 80% For 20% Withheld Split
Catherine A. Lynch Mgmt Split 79% For 21% Withheld Split
John M. Perlowski Mgmt Split 80% For 20% Withheld Split
Karen P. Robards Mgmt Split 79% For 21% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS NY INSD FD INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09255C106
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MHN
ISIN: US09255C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 58% For 42% Withheld Split
Richard E. Cavanagh Mgmt Split 58% For 42% Withheld Split
Cynthia L. Egan Mgmt Split 59% For 41% Withheld Split
Robert Fairbairn Mgmt Split 59% For 41% Withheld Split
Henry Gabbay Mgmt Split 58% For 42% Withheld Split
R. Glenn Hubbard Mgmt Split 58% For 42% Withheld Split
Catherine A. Lynch Mgmt Split 59% For 41% Withheld Split
John M. Perlowski Mgmt Split 59% For 41% Withheld Split
Karen P. Robards Mgmt Split 59% For 41% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIVEST FUND INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09253R105
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MVF
ISIN: US09253R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 96% For 4% Withheld Split
Richard E. Cavanagh Mgmt Split 96% For 4% Withheld Split
Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 95% For 5% Withheld Split
Henry Gabbay Mgmt Split 96% For 4% Withheld Split
R. Glenn Hubbard Mgmt Split 96% For 4% Withheld Split
Catherine A. Lynch Mgmt Split 96% For 4% Withheld Split
John M. Perlowski Mgmt Split 95% For 5% Withheld Split
Karen P. Robards Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD FUND Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09253W104
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MYD
ISIN: US09253W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 96% For 4% Withheld Split
Richard E. Cavanagh Mgmt Split 96% For 4% Withheld Split
Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
Henry Gabbay Mgmt Split 96% For 4% Withheld Split
R. Glenn Hubbard Mgmt Split 96% For 4% Withheld Split
Catherine A. Lynch Mgmt Split 96% For 4% Withheld Split
John M. Perlowski Mgmt Split 96% For 4% Withheld Split
Karen P. Robards Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09254E103
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MYI
ISIN: US09254E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 66% For 34% Withheld Split
Richard E. Cavanagh Mgmt Split 72% For 28% Withheld Split
Cynthia L. Egan Mgmt Split 73% For 27% Withheld Split
Robert Fairbairn Mgmt Split 72% For 28% Withheld Split
Henry Gabbay Mgmt Split 72% For 28% Withheld Split
R. Glenn Hubbard Mgmt Split 72% For 28% Withheld Split
Catherine A. Lynch Mgmt Split 67% For 33% Withheld Split
John M. Perlowski Mgmt Split 72% For 28% Withheld Split
Karen P. Robards Mgmt Split 67% For 33% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09254F100
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MQY
ISIN: US09254F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 87% For 13% Withheld Split
Richard E. Cavanagh Mgmt Split 89% For 11% Withheld Split
Cynthia L. Egan Mgmt Split 90% For 10% Withheld Split
Robert Fairbairn Mgmt Split 90% For 10% Withheld Split
Henry Gabbay Mgmt Split 89% For 11% Withheld Split
R. Glenn Hubbard Mgmt Split 90% For 10% Withheld Split
Catherine A. Lynch Mgmt Split 87% For 13% Withheld Split
John M. Perlowski Mgmt Split 90% For 10% Withheld Split
Karen P. Robards Mgmt Split 87% For 13% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09254G108
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: MQT
ISIN: US09254G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 76% For 24% Withheld Split
Richard E. Cavanagh Mgmt Split 79% For 21% Withheld Split
Cynthia L. Egan Mgmt Split 80% For 20% Withheld Split
Robert Fairbairn Mgmt Split 79% For 21% Withheld Split
Henry Gabbay Mgmt Split 79% For 21% Withheld Split
R. Glenn Hubbard Mgmt Split 79% For 21% Withheld Split
Catherine A. Lynch Mgmt Split 76% For 24% Withheld Split
John M. Perlowski Mgmt Split 79% For 21% Withheld Split
Karen P. Robards Mgmt Split 76% For 24% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK RESOURCES & COMMODITIES STRAT Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 09257A108
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: BCX
ISIN: US09257A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 98% For 2% Withheld Split
Cynthia L. Egan Mgmt Split 98% For 2% Withheld Split
Robert Fairbairn Mgmt Split 98% For 2% Withheld Split
Henry Gabbay Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK STRATEGIC MUNICIPAL TRUST Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 09248T109
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: BSD
ISIN: US09248T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt Split 90% For 10% Withheld Split
Cynthia L. Egan Mgmt Split 94% For 6% Withheld Split
Robert Fairbairn Mgmt Split 94% For 6% Withheld Split
Henry Gabbay Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CALAMOS CONV & HIGH INCOME FUND Agenda Number: 935223824
--------------------------------------------------------------------------------------------------------------------------
Security: 12811P108
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: CHY
ISIN: US12811P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
John P. Calamos, Sr. Mgmt Split 98% For 2% Withheld Split
Christopher M. Toub Mgmt Split 96% For 4% Withheld Split
Karen L. Stuckey Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CBRE CLARION SECURITIES Agenda Number: 935078647
--------------------------------------------------------------------------------------------------------------------------
Security: 12504G100
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: IGR
ISIN: US12504G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Bartholdson Mgmt Split 89% For 11% Withheld Split
Leslie E. Greis Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA MANAGEMENT INVESTMENT ADVISERS Agenda Number: 935143115
--------------------------------------------------------------------------------------------------------------------------
Security: 19842X109
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: STK
ISIN: US19842X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia M. Flynn Mgmt Split 96% For 4% Withheld Split
Brian J. Gallagher Mgmt Split 96% For 4% Withheld Split
Catherine James Paglia Mgmt Split 96% For 4% Withheld Split
2. To ratify the selection of Mgmt Split 97% For 1% Against 2% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 935112211
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 16-Jan-2020
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 78% For 22% Withheld Split
Mark R. Fetting Mgmt Split 78% For 22% Withheld Split
Keith Quinton Mgmt Split 78% For 22% Withheld Split
2. A non-binding shareholder proposal that the Shr Split 46% For 51% Against 3% AbstainSplit
Board take the necessary steps to
declassify the Board of Trustees of the
Fund so that all Trustees are elected on an
annual basis.
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME TRUST Agenda Number: 935125787
--------------------------------------------------------------------------------------------------------------------------
Security: 27826U108
Meeting Type: Annual
Meeting Date: 19-Mar-2020
Ticker: EVN
ISIN: US27826U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H. Park Mgmt Split 96% For 4% Withheld Split
Helen Frame Peters Mgmt Split 96% For 4% Withheld Split
Keith Quinton Mgmt Split 97% For 3% Withheld Split
Marcus L. Smith Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 935056956
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split
Valerie A. Mosley Mgmt Split 96% For 4% Withheld Split
Scott E. Wennerholm Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST Agenda Number: 935074031
--------------------------------------------------------------------------------------------------------------------------
Security: 27826S103
Meeting Type: Annual
Meeting Date: 17-Oct-2019
Ticker: EVF
ISIN: US27826S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George J. Gorman Mgmt Split 75% For 25% Withheld Split
Marcus L. Smith Mgmt Split 75% For 25% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 935056968
--------------------------------------------------------------------------------------------------------------------------
Security: 27828G107
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: EVT
ISIN: US27828G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split
Valerie A. Mosley Mgmt Split 97% For 3% Withheld Split
Susan J. Sutherland Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIV FD Agenda Number: 935057934
--------------------------------------------------------------------------------------------------------------------------
Security: 27828S101
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: ETG
ISIN: US27828S1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia E. Frost Mgmt Split 96% For 4% Withheld Split
Valerie A. Mosley Mgmt Split 96% For 4% Withheld Split
Scott E. Wennerholm Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANAGED GLOBAL Agenda Number: 935132566
--------------------------------------------------------------------------------------------------------------------------
Security: 27829C105
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: ETW
ISIN: US27829C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark R. Fetting Mgmt Split 97% For 3% Withheld Split
Valerie A. Mosley Mgmt Split 97% For 3% Withheld Split
Helen Frame Peters Mgmt Split 96% For 4% Withheld Split
Marcus L. Smith Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 935057946
--------------------------------------------------------------------------------------------------------------------------
Security: 27829F108
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: EXG
ISIN: US27829F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 97% For 3% Withheld Split
Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split
Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ELLSWORTH GROWTH AND INCOME FUND LTD Agenda Number: 935161442
--------------------------------------------------------------------------------------------------------------------------
Security: 289074106
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: ECF
ISIN: US2890741067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kinchen C. Bizzell Mgmt Split 98% For 2% Withheld Split
James P. Conn Mgmt Split 98% For 2% Withheld Split
Frank J. Fahrenkopf, Jr Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 935056970
--------------------------------------------------------------------------------------------------------------------------
Security: 27828N102
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: ETY
ISIN: US27828N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split
Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split
Scott E. Wennerholm Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST Agenda Number: 935145599
--------------------------------------------------------------------------------------------------------------------------
Security: 33738G104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FEN
ISIN: US33738G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. KEITH Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935145599
--------------------------------------------------------------------------------------------------------------------------
Security: 33738C103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FIF
ISIN: US33738C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. KEITH Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935145599
--------------------------------------------------------------------------------------------------------------------------
Security: 33739B104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FEI
ISIN: US33739B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. KEITH Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935145599
--------------------------------------------------------------------------------------------------------------------------
Security: 33739M100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FPL
ISIN: US33739M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. KEITH Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE Agenda Number: 935147860
--------------------------------------------------------------------------------------------------------------------------
Security: 33848W106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: DFP
ISIN: US33848W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Karen H. Hogan Mgmt Split 96% For 4% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 935147846
--------------------------------------------------------------------------------------------------------------------------
Security: 338478100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FFC
ISIN: US3384781007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David Gale Mgmt Split 96% For 4% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST Agenda Number: 935161276
--------------------------------------------------------------------------------------------------------------------------
Security: 36242H104
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: GDV
ISIN: US36242H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fahrenkopf, Jr Mgmt Split 95% For 5% Withheld Split
Anthonie C. van Ekris Mgmt Split 95% For 5% Withheld Split
Salvatore J. Zizza Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 935132477
--------------------------------------------------------------------------------------------------------------------------
Security: 368802104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: GAM
ISIN: US3688021043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Berens Mgmt Split 89% For 11% Withheld Split
Mr. Davidson Mgmt Split 89% For 11% Withheld Split
Ms. Del Villar Mgmt Split 91% For 9% Withheld Split
Mr. Gordan Mgmt Split 88% For 12% Withheld Split
Ms. Gotbaum Mgmt Split 91% For 9% Withheld Split
Ms. Lynch Mgmt Split 91% For 9% Withheld Split
Mr. Priest Mgmt Split 90% For 10% Withheld Split
2. Ratification of the selection of Ernst & Mgmt Split 97% For 3% Against Split
Young LLP as auditors.
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL OPPORTUNITIES FD Agenda Number: 935116005
--------------------------------------------------------------------------------------------------------------------------
Security: 409735206
Meeting Type: Annual
Meeting Date: 03-Feb-2020
Ticker: BTO
ISIN: US4097352060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Boyle Mgmt Split 97% For 3% Withheld Split
William H. Cunningham Mgmt Split 97% For 3% Withheld Split
Grace K. Fey Mgmt Split 97% For 3% Withheld Split
Hassell H. McClellan Mgmt Split 97% For 3% Withheld Split
Gregory A. Russo Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND III Agenda Number: 935116043
--------------------------------------------------------------------------------------------------------------------------
Security: 41021P103
Meeting Type: Annual
Meeting Date: 03-Feb-2020
Ticker: HPS
ISIN: US41021P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Boyle Mgmt Split 97% For 3% Withheld Split
William H. Cunningham Mgmt Split 96% For 4% Withheld Split
Grace K. Fey Mgmt Split 96% For 4% Withheld Split
Hassell H. McClellan Mgmt Split 95% For 5% Withheld Split
Gregory A. Russo Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED&EQUITY INCOME FD Agenda Number: 935116485
--------------------------------------------------------------------------------------------------------------------------
Security: 41013V100
Meeting Type: Annual
Meeting Date: 03-Feb-2020
Ticker: HTD
ISIN: US41013V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Boyle Mgmt Split 97% For 3% Withheld Split
William H. Cunningham Mgmt Split 97% For 3% Withheld Split
Grace K. Fey Mgmt Split 97% For 3% Withheld Split
Hassell H. McClellan Mgmt Split 97% For 3% Withheld Split
Gregory A. Russo Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN EMERGING MARKETS INVESTMENT TRUST PLC Agenda Number: 711605557
--------------------------------------------------------------------------------------------------------------------------
Security: G5205L108
Meeting Type: AGM
Meeting Date: 13-Nov-2019
Ticker:
ISIN: GB0003418950
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 RE-ELECT SARAH ARKLE AS DIRECTOR Mgmt For For
6 RE-ELECT RICHARD LAING AS DIRECTOR Mgmt For For
7 ELECT AIDAN LISSER AS DIRECTOR Mgmt For For
8 RE-ELECT RUARY NEILL AS DIRECTOR Mgmt For For
9 RE-ELECT ANDREW PAGE AS DIRECTOR Mgmt For For
10 APPOINT BDO LLP AS AUDITORS AND AUTHORISE Mgmt For For
THEIR REMUNERATION
11 AUTHORISE ISSUE OF EQUITY Mgmt For For
12 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
13 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC Agenda Number: 935138126
--------------------------------------------------------------------------------------------------------------------------
Security: 48661E108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: KMF
ISIN: US48661E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: WILLIAM R. CORDES Mgmt Split 84% For 14% Against 2% AbstainSplit
1B. Election of Director: BARRY R. PEARL Mgmt Split 84% For 14% Against 2% AbstainSplit
2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 97% For 1% Against 2% AbstainSplit
PRICEWATERHOUSECOOPERS LLP AS KMF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2020.
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP/MIDSTREAM INV CO Agenda Number: 935138114
--------------------------------------------------------------------------------------------------------------------------
Security: 486606106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: KYN
ISIN: US4866061066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: WILLIAM R. CORDES Mgmt Split 97% For 2% Against 1% AbstainSplit
1B. Election of Director: BARRY R. PEARL Mgmt Split 97% For 2% Against 1% AbstainSplit
2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit
PRICEWATERHOUSECOOPERS LLP AS KYN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2020.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 935128644
--------------------------------------------------------------------------------------------------------------------------
Security: 95790J102
Meeting Type: Annual
Meeting Date: 20-Mar-2020
Ticker: TLI
ISIN: US95790J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Daniel P. Mgmt No vote
Cronin
1.2 Election of Class II Director: Eileen A. Mgmt No vote
Kamerick
1.3 Election of Class II Director: Nisha Kumar Mgmt No vote
2. To ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP ("PwC") as
independent registered public accountants
of the Fund for the fiscal year ended
September 30, 2020.
3. A non-binding proposal put forth by an Shr No vote
affiliate of Bulldog Investors, LLC,
requesting that the Board amend the Fund's
bylaws to provide a majority of votes cast
voting standard for contested director
elections, if properly presented before the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN Agenda Number: 935078407
--------------------------------------------------------------------------------------------------------------------------
Security: 64129H104
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: NML
ISIN: US64129H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Cosgrove Mgmt Split 79% For 21% Withheld Split
Deborah C. McLean Mgmt Split 79% For 21% Withheld Split
George W. Morriss Mgmt Split 79% For 21% Withheld Split
Tom D. Seip Mgmt Split 79% For 21% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 935078407
--------------------------------------------------------------------------------------------------------------------------
Security: 64190A103
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: NRO
ISIN: US64190A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Cosgrove Mgmt Split 96% For 4% Withheld Split
Deborah C. McLean Mgmt Split 96% For 4% Withheld Split
George W. Morriss Mgmt Split 96% For 4% Withheld Split
Tom D. Seip Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935059748
--------------------------------------------------------------------------------------------------------------------------
Security: 670657105
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NEA
ISIN: US6706571055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 81% For 19% Withheld Split
Carole E. Stone Mgmt Split 76% For 24% Withheld Split
Margaret L. Wolff Mgmt Split 81% For 19% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935059748
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L106
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NVG
ISIN: US67071L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split
Carole E. Stone Mgmt Split 95% For 5% Withheld Split
Margaret L. Wolff Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CALIFORNIA QUALITY MUNI INC FD Agenda Number: 935097736
--------------------------------------------------------------------------------------------------------------------------
Security: 67066Y105
Meeting Type: Annual
Meeting Date: 05-Dec-2019
Ticker: NAC
ISIN: US67066Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split
Carole E. Stone Mgmt Split 95% For 5% Withheld Split
Margaret L. Wolff Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CORE EQUITY ALPHA FUND Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67090X107
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JCE
ISIN: US67090X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 95% For 5% Withheld Split
Terence J. Toth Mgmt Split 95% For 5% Withheld Split
Robert L. Young Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND Agenda Number: 935059750
--------------------------------------------------------------------------------------------------------------------------
Security: 67074M101
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NEV
ISIN: US67074M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1b. DIRECTOR
William C. Hunter Mgmt Split 93% For 7% Withheld Split
Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split
Carole E. Stone Mgmt Split 94% For 6% Withheld Split
Margaret L. Wolff Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 935139394
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
John K. Nelson Mgmt Split 97% For 3% Withheld Split
Terence J. Toth Mgmt Split 92% For 8% Withheld Split
Robert L. Young Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPP FD Agenda Number: 935139394
--------------------------------------------------------------------------------------------------------------------------
Security: 6706EN100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JRO
ISIN: US6706EN1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
John K. Nelson Mgmt Split 94% For 6% Withheld Split
Terence J. Toth Mgmt Split 88% For 12% Withheld Split
Robert L. Young Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND Agenda Number: 935059748
--------------------------------------------------------------------------------------------------------------------------
Security: 67070X101
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NZF
ISIN: US67070X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split
Carole E. Stone Mgmt Split 96% For 4% Withheld Split
Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND INC Agenda Number: 935059750
--------------------------------------------------------------------------------------------------------------------------
Security: 670928100
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NUV
ISIN: US6709281009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1b. DIRECTOR
William C. Hunter Mgmt Split 98% For 2% Withheld Split
Judith M. Stockdale Mgmt Split 98% For 2% Withheld Split
Carole E. Stone Mgmt Split 98% For 2% Withheld Split
Margaret L. Wolff Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 670699107
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: QQQX
ISIN: US6706991071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 97% For 3% Withheld Split
Terence J. Toth Mgmt Split 97% For 3% Withheld Split
Robert L. Young Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 89% For 11% Withheld Split
Terence J. Toth Mgmt Split 91% For 9% Withheld Split
Robert L. Young Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67073B106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JPC
ISIN: US67073B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 91% For 9% Withheld Split
Terence J. Toth Mgmt Split 95% For 5% Withheld Split
Robert L. Young Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INCOME TERM FUND Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67075A106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JPI
ISIN: US67075A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 97% For 3% Withheld Split
Terence J. Toth Mgmt Split 97% For 3% Withheld Split
Robert L. Young Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935059748
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 82% For 18% Withheld Split
Carole E. Stone Mgmt Split 75% For 25% Withheld Split
Margaret L. Wolff Mgmt Split 82% For 18% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME AND GROWTH FUND Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67074Y105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JRI
ISIN: US67074Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 79% For 21% Withheld Split
Terence J. Toth Mgmt Split 97% For 3% Withheld Split
Robert L. Young Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN REAL ESTATE INCOME FUND Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67071B108
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JRS
ISIN: US67071B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 94% For 6% Withheld Split
Terence J. Toth Mgmt Split 94% For 6% Withheld Split
Robert L. Young Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIV GROWTH FD Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67073G105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JTD
ISIN: US67073G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Split 96% For 4% Withheld Split
Terence J. Toth Mgmt Split 96% For 4% Withheld Split
Robert L. Young Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 935156693
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hans W. Kertess Mgmt Split 98% For 2% Withheld *
John C. Maney Mgmt Split 98% For 2% Withheld *
Alan Rappaport Mgmt Split 98% For 2% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 935156667
--------------------------------------------------------------------------------------------------------------------------
Security: 72201B101
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: PTY
ISIN: US72201B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David N. Fisher Mgmt Split 97% For 3% Withheld Split
James A. Jacobson Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 935224787
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph B. Kittredge, Jr Mgmt Split 98% For 2% Withheld Split
David N. Fisher Mgmt Split 98% For 2% Withheld Split
James A. Jacobson Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 935224838
--------------------------------------------------------------------------------------------------------------------------
Security: 72201J104
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: PFN
ISIN: US72201J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James A. Jacobson Mgmt Split 96% For 4% Withheld *
Hans W. Kertess Mgmt Split 95% For 5% Withheld *
John C. Maney Mgmt Split 96% For 4% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO FUNDS Agenda Number: 935224802
--------------------------------------------------------------------------------------------------------------------------
Security: 69346N107
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: NRGX
ISIN: US69346N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sarah E. Cogan Mgmt Split 92% For 8% Withheld Split
Joseph B. Kittredge, Jr Mgmt Split 92% For 8% Withheld Split
John C. Maney Mgmt Split 95% For 5% Withheld Split
William B. Ogden, IV Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 935224787
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph B. Kittredge, Jr Mgmt Split 93% For 7% Withheld Split
David N. Fisher Mgmt Split 93% For 7% Withheld Split
James A. Jacobson Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FD Agenda Number: 935156643
--------------------------------------------------------------------------------------------------------------------------
Security: 72202B100
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: PKO
ISIN: US72202B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deborah A. DeCotis Mgmt Split 97% For 3% Withheld Split
David N. Fisher Mgmt Split 98% For 2% Withheld Split
Alan Rappaport Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIONEER MUNICIPAL HIGH INCOME TRUST Agenda Number: 935070778
--------------------------------------------------------------------------------------------------------------------------
Security: 723763108
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: MHI
ISIN: US7237631087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lisa M. Jones Mgmt Split 91% For 9% Withheld Split
Lorraine H. Monchak Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FUNDS, INC. Agenda Number: 935134255
--------------------------------------------------------------------------------------------------------------------------
Security: 74255X104
Meeting Type: Annual
Meeting Date: 10-Apr-2020
Ticker: PGZ
ISIN: US74255X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry G. Rutledge Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
REAVES UTILITY INCOME FUND Agenda Number: 935135550
--------------------------------------------------------------------------------------------------------------------------
Security: 756158101
Meeting Type: Annual
Meeting Date: 06-Apr-2020
Ticker: UTG
ISIN: US7561581015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary K. Anstine Mgmt Split 96% For 4% Withheld Split
Michael F. Holland Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. Agenda Number: 935069612
--------------------------------------------------------------------------------------------------------------------------
Security: 780910105
Meeting Type: Annual
Meeting Date: 24-Sep-2019
Ticker: RVT
ISIN: US7809101055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia W. Chadwick Mgmt Split 90% For 10% Withheld Split
Arthur S. Mehlman Mgmt Split 90% For 10% Withheld Split
Michael K. Shields Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL FUNDS Agenda Number: 935197841
--------------------------------------------------------------------------------------------------------------------------
Security: 87911K100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: HQL
ISIN: US87911K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Oleg M Pohotsky, MBA JD Mgmt Split 93% For 7% Withheld Split
William S. Reardon Mgmt Split 94% For 6% Withheld Split
2. The ratification or rejection of the Mgmt Split 96% For 2% Against 2% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935197853
--------------------------------------------------------------------------------------------------------------------------
Security: 879105104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: THQ
ISIN: US8791051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Kent, CPA Mgmt Split 96% For 4% Withheld Split
Lucinda H. Stebbins CPA Mgmt Split 95% For 5% Withheld Split
2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935197839
--------------------------------------------------------------------------------------------------------------------------
Security: 87911J103
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: HQH
ISIN: US87911J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rakesh K. Jain, Ph.D. Mgmt Split 93% For 7% Withheld Split
Lucinda H Stebbins CPA Mgmt Split 93% For 7% Withheld Split
2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND Agenda Number: 935119570
--------------------------------------------------------------------------------------------------------------------------
Security: 880191101
Meeting Type: Annual
Meeting Date: 02-Mar-2020
Ticker: EMF
ISIN: US8801911012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harris J. Ashton Mgmt Split 68% For 32% Withheld Split
Mary C. Choksi Mgmt Split 68% For 32% Withheld Split
Edith E. Holiday Mgmt Split 65% For 35% Withheld Split
J. Michael Luttig Mgmt Split 68% For 32% Withheld Split
2. The ratification of the selection of Mgmt Split 91% For 9% Against Split
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Fund for the fiscal year
ending August 31, 2020
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS INVESTMENT TRUST PLC Agenda Number: 711307149
--------------------------------------------------------------------------------------------------------------------------
Security: G87546100
Meeting Type: AGM
Meeting Date: 11-Jul-2019
Ticker:
ISIN: GB0008829292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: DIVIDEND OF 11.00 Mgmt For For
PENCE PER ORDINARY SHARE
4 RE-ELECT PAUL MANDUCA AS DIRECTOR Mgmt For For
5 RE-ELECT BEATRICE HOLLOND AS DIRECTOR Mgmt For For
6 RE-ELECT CHARLIE RICKETTS AS DIRECTOR Mgmt For For
7 RE-ELECT DAVID GRAHAM AS DIRECTOR Mgmt For For
8 RE-ELECT GREGORY JOHNSON AS DIRECTOR Mgmt For For
9 RE-ELECT SIMON JEFFREYS AS DIRECTOR Mgmt For For
10 APPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
11 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
12 APPROVE CONTINUATION OF COMPANY AS Mgmt For For
INVESTMENT TRUST
13 AUTHORISE ISSUE OF EQUITY Mgmt For For
14 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
15 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
16 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
THE NEW AMERICA HIGH INCOME FUND, INC. Agenda Number: 935136172
--------------------------------------------------------------------------------------------------------------------------
Security: 641876800
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: HYB
ISIN: US6418768007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph L. Bower Mgmt Split 82% For 18% Withheld Split
Stuart A. McFarland Mgmt Split 84% For 16% Withheld Split
Marguerite Piret Mgmt Split 84% For 16% Withheld Split
Oleg M. Pohotsky Mgmt Split 84% For 16% Withheld Split
Ellen E. Terry Mgmt Split 85% For 15% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935062151
--------------------------------------------------------------------------------------------------------------------------
Security: 46131J103
Meeting Type: Annual
Meeting Date: 23-Aug-2019
Ticker: VKQ
ISIN: US46131J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a DIRECTOR
Cynthia Hostetler Mgmt Split 91% For 9% Withheld Split
Eli Jones Mgmt Split 96% For 4% Withheld Split
Ann Barnett Stern Mgmt Split 96% For 4% Withheld Split
Raymond Stickel, Jr. Mgmt Split 91% For 9% Withheld Split
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cohen & Steers Closed-End Opportunity Fund, Inc.
By (Signature) /s/ Dana A. DeVivo
Name Dana A. DeVivo
Title Secretary and Chief Legal Officer
Date 08/27/2020
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- Valstybės investicinis kapitalas UAB audited Annual information for the year 2023
- INVESTIGATION ALERT: The Schall Law Firm Announces it is Investigating Claims Against FiscalNote Holdings, Inc. and Encourages Investors to Contact the Firm
- TotalEnergies BWF Thomas & Uber Cup Finals 2024 to Kick Off in Chengdu
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!
