Form MA/A BlackRock Institutional

  
    MA/A
    
      
        0000913414
        XXXXXXXX
      
      
        Nancy Arora
        14156706595
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    BlackRock Institutional Trust Company, N.A.
    94-3112180
    
      
        866-01432-00
      
      
        
          867-01207
        
        
          
            U.S. Office of the Comptroller of the Currency
            OCC Charter Number 22121
          
        
      
    
    
      
        
          U.S. Commodity Futures Trading Commission
          NFA ID 279188
        
      
    
    
      
        
          400 HOWARD STREET
          SAN FRANCISCO
          CA
          94105
        
      
      1-415-670-2000
    
    
      
        
          Add
        
        
          
            
              Park Avenue Plaza
              55 East 52nd Street
              New York
              NY
              10055
            
          
          1-212-810-5300
        
      
      
        
          Add
        
        
          
            
              60 State Street
              Boston
              MA
              02109
            
          
          1-617-357-1200
        
      
      
        
          Add
        
        
          
            
              100 Bellevue Parkway
              Wilmington
              DE
              19809
            
          
          1-302-797-2000
        
      
      
        
          Add
        
        
          
            
              1 University Square Drive
              Princeton
              NJ
              08540
            
          
          6092822000
        
      
      
        
          Add
        
        
          
            
              601 Union Street
              Seattle
              WA
              98101
            
          
          1-206-613-6700
        
      
    
    N
    www.blackrock.com
    
      
        
          Add
        
        www.blackrockdisclosures.com
      
      
        
          Add
        
        www.blackrockdocuments.com
      
      
        
          Add
        
        www.blackrock.com.gateway
      
    
    
      
        Bruce
        William
        McDougal
      
      

        
          400 Howard Street
          San Francisco
          CA
          94105
        
      
      1-415-670-2229
      [email protected]
    
    
      
        Nancy
        NMN
        Arora
      
      

        
          400 Howard Street
          San Francisco
          CA
          94105
        
      
      1-415-670-6595
      [email protected]
    
    
      
        
          Add
        
        BlackRock, Inc.
        
          
            
              Park Avenue Plaza
              55 East 52nd Street
              New York
              NY
              10055
            
          
          212-810-5300
        
        
          
        
        Some or all of the books and records required to be kept under MSRB rules and SEC rules.
      
      
        
          Add
        
        Iron Mountain
        
          
            
              448 Broadway
              Ulster Park
              NY
              12487
            
          
          8008994766
        
        
          
        
        Some or all of the books and records required to be kept under MSRB rules and SEC rules.
      
      
        
          Add
        
        Iron Mountain
        
          
            
              8150 Signal CT.
              Sacramento
              CA
              95824
            
          
          8336307484
        
        
          
        
        Some or all of the books and records required to be kept under MSRB rules and SEC rules.
      
      
        
          Add
        
        Iron Mountain
        
          
            
              6935 Flanders Drive
              San Diego
              CA
              92121
            
          
          8008994766
        
        
          
        
        Some or all of the books and records required to be kept under MSRB rules and SEC rules.
      
    
    
      
        
          Add
        
        Financial Conduct Authority
        409343
        X0
      
      
        
          Add
        
        Securities and Exchange Board of India
        INUSFA136706
        K7
      
      
        
          Add
        
        Fund Supervision Department, China Securities Regulatory Commission
        QF2011AMO117
        F4
      
      
        
          Add
        
        Capital Market Department, State Administration of Foreign Exchange
        F4
      
    
    
      
        BlackRock, Inc.
        Y
        
          Securities and Exchange Commission
          CIK#: 0001364742
          
            
          
        
      
      
        BlackRock Holdco 2, Inc.
        N
      
      
        BlackRock Financial Management, Inc.
        Y
        
          Securities and Exchange Commission
          801-48433
          
            
          
        
      
      
        BlackRock Holdco 4, LLC
        N
      
      
        BlackRock Holdco 5, LLC
        N
      
      
        BlackRock Holdco 6, LLC
        N
      
      
        BlackRock Delaware Holdings Inc.
        N
      
      
        BlackRock Execution Services
        Y
        
          Securities and Exchange Commission
          8-48719
          
            
          
        
      
      
        BlackRock Institutional Services, Inc.
        N
      
    
    
      
        
          
        
      
      US National Banking Association / Trust Company
    
    December
    
      XX
    
    04-02-1990
    N
    546
    3
    2
    2
    0
    0
    25
    
      
        Municipal Entities
        Non-profit organizations
      
    
    0
    0
    0
    
      
        Not Applicable
      
    
    
      
        Fixed Fees
      
    
    
      
        Not Applicable
      
    
    
      
        Advice Investment Of Proceeds MS
        Advice Use Of MD
      
    
    
      
        Y
      
      
        Y
      
      
        Y
        Y
      
      
        Y
        Y
      
    
    N
    
      Broker-dealer municipal securities dealer or government securities broker or dealer
      Investment Company
      Investment Adviser
      Commodity pool operator
      Commodity trading advisor
      Trust Company
      Insurance company or agency
      Pension consultant
      Sponsor or syndicator of limited partnerships
    
    77
    
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Asset Management Schweiz AG
        BlackRock Asset Management Schweiz AG
        
          N
          Y
          Y
          
            
              Swiss Financial Market Supervisory Authority
              V8
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        BlackRock Advisors, LLC
        BlackRock Advisors, LLC
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Advisors (UK) Limited
        BlackRock Advisors (UK) Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              FRN 119186
              X0
            
            
              Financial Supervisory Service
              M5
            
            
              China Securities Regulatory Commission (CSRC)
              RQF2014LDF062
              F4
            
            
              Capital Market Authority (Saudi Arabia)
              T0
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        BlackRock Fund Advisors
        BlackRock Fund Advisors
        
          N
          Y
          Y
          
            
              Securities and Exchange Board of India (SEBI)
              INUSFP046615
              K7
            
            
              Capital Market Authority of Saudi Arabia
              T0
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
          Sponsor or syndicator of limited partnerships
        
        BlackRock Realty Advisors, Inc.
        BlackRock Realty Advisors, Inc.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        BlackRock Execution Services
        BlackRock Execution Services
        
          Y
          N
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        BlackRock Capital Management, Inc.
        BlackRock Capital Management, Inc.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
          Sponsor or syndicator of limited partnerships
        
        BlackRock Financial Management, Inc.
        BlackRock Financial Management, Inc.
        
          Y
          Y
          Y
          
            
              Hong Kong Securities and Futures Commission
              K3
            
            
              The Central Bank of Ireland
              L2
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        BlackRock Investments, LLC
        BlackRock Investments, LLC
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
          Sponsor or syndicator of limited partnerships
        
        BlackRock Investment Management, LLC
        BlackRock Investment Management, LLC
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        BlackRock Investment Management (UK) Limited
        BlackRock Investment Management (UK) Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              FRN 119293
              X0
            
            
              Securities and Exchange Board of India  Foreign Portfolio Investor
              INUKFP248015
              K7
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Investment Management (Korea) Limited
        BlackRock Investment Management (Korea) Limited
        
          N
          Y
          Y
          
            
              Financial Supervisory Commission/Financial Supervisory Service
              M5
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
          Sponsor or syndicator of limited partnerships
        
        BlackRock International Limited
        BlackRock International Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              178638
              X0
            
            
              Korean Financial Services Commission
              M5
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Fund Managers Limited
        BlackRock Fund Managers Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              119292
              X0
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Asset Management Canada Limited
        BlackRock Asset Management Canada Limited
        
          N
          Y
          Y
          
            
              Ontario Securities Commission
              3900
              A6
            
            
              Financial Markets Authority
              3900
              A8
            
            
              Alberta Securities Commission
              3900
              A0
            
            
              British Columbia Securities Commission
              3900
              A1
            
            
              Manitoba Securities Commission
              3900
              A2
            
            
              Nova Scotia Securities Commission
              3900
              A5
            
            
              Newfoundland and Labrador, Financial Services Regulation Division
              3900
              A4
            
            
              Financial and Consumer Affairs Authority
              3900
              A9
            
            
              Financial and Consumer Services Commission
              3900
              A3
            
            
              Prince Edward Island, Securities Office
              3900
              A7
            
            
              Nunavut, Registrar of Securities
              3900
              Z4
            
            
              Northwest Territories, Office of the Registrar of Securities
              3900
              Z4
            
            
              Yukon Territories, Registrar of Securities
              3900
              Z4
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Investment Management (Taiwan) Limited
        BlackRock Investment Management (Taiwan) Limited
        
          N
          Y
          Y
          
            
              Financial Supervisory Commission R.O.C.
              107 Jin-Guan-Tou-Xin-Xin-Zi No. 011
              F5
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        BlackRock Asset Management North Asia Limited
        BlackRock Asset Management North Asia Limited
        
          N
          Y
          Y
          
            
              MPF Scheme Authority
              IC000979
              K3
            
            
              China Securities Regulatory Commission
              QF-2012ASF194 and RQF-2014HKF051
              F4
            
            
              Securities and Exchange Board of India - FPI License
              INHKFP058614
              K7
            
            
              Securities & Futures Commission of Hong Kong
              AFF275
              K3
            
            
              Financial Supervisory Commission/Financial Supervisory Service
              M5
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
        
        BlackRock (Singapore) Limited
        BlackRock (Singapore) Limited
        
          N
          Y
          Y
          
            
              Monetary Authority of Singapore
              CMS000096-9
              U0
            
            
              Securities and Exchange Board of India (SEBI) Foreign Portfolio Investors (FPI)
              INSGFP059275
              K7
            
            
              China Securities Regulatory Commission
              RQFII License
              F4
            
            
              Korea Financial Services Commission
              M5
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
          Investment Adviser
          Real estate broker or dealer
        
        BlackRock Japan Co., Ltd.
        BlackRock Japan Co., Ltd.
        
          N
          Y
          Y
          
            
              Financial Services Agency
              Kanto Local Financial Bureau No. 375
              M0
            
            
              Tokyo Metropolitan Government
              Governor of Tokyo (1) No. 95644
              M0
            
            
              MINISTRY OF LAND, INFRASTRUCTURE, TRANSPORT AND TOURISM
              M0
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Investment Management (Australia) Limited
        BlackRock Investment Management (Australia) Limited
        
          N
          Y
          Y
          
            
              Australian Securities and Investments Commission
              AFSL 230523
              C3
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Insurance company or agency
        
        BlackRock Life Limited
        BlackRock Life Limited
        
          N
          Y
          Y
          
            
              Financial Conduct Authority
              202909
              X0
            
            
              Prudential Regulatory Authority
              202909
              X0
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BLACKROCK FUND MANAGEMENT COMPANY S.A.
        BLACKROCK FUND MANAGEMENT COMPANY S.A.
        
          N
          Y
          Y
          
            
              Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier)
              N4
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
        BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
        
          N
          Y
          Y
          
            
              Central Bank of Ireland
              C21345
              L2
            
            
              Financial Markets Authority
              I0
            
            
              The Netherlands Authority for the Financial Markets
              P7
            
          
        
      
      
        
          Add
        
        
          Commodity pool operator
          Commodity trading advisor
        
        ISHARES DELAWARE TRUST SPONSOR LLC
        ISHARES DELAWARE TRUST SPONSOR LLC
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Property Consulting (Beijing) Co., Ltd.
        BlackRock Property Consulting (Beijing) Co., Ltd.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Property France SARL
        BlackRock Property France SARL
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Property Malaysia Sdn. Bhd.
        BlackRock Property Malaysia Sdn. Bhd.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock (Channel Islands) Limited
        BlackRock (Channel Islands) Limited
        
          N
          Y
          Y
          
            
              Jersey Financial Services Commission
              5719
              Y9
            
          
        
      
      
        
          Add
        
        
          Sponsor or syndicator of limited partnerships
        
        BlackRock Asset Management International Inc.
        BlackRock Asset Management International Inc.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        FutureAdvisor, Inc.
        FutureAdvisor, Inc.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        BlackRock Asset Management Deutschland AG
        BlackRock Asset Management Deutschland AG
        
          N
          Y
          Y
          
            
              BaFin
              118185
              2M
            
          
        
      
      
        
          Add
        
        
          Broker-dealer municipal securities dealer or government securities broker or dealer
        
        iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen
        iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen
        
          N
          Y
          Y
          
            
              BaFin
              121789
              2M
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Infrastructure Management I, LLC
        BlackRock Infrastructure Management I, LLC
        
          N
          Y
          Y
          
            
              Cayman Islands Monetary Authority (CIMA)
              E9
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock Impact Bond Fund
        BlackRock Impact Bond Fund
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock LifePath Smart Beta 2055 Fund of BlackRock Funds II
        BlackRock LifePath Smart Beta 2055 Fund of BlackRock Funds II
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock Emerging Markets Flexible Dynamic Bond Portfolio
        BlackRock Emerging Markets Flexible Dynamic Bond Portfolio
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        BLACKROCK ALTERNATIVES MANAGEMENT, LLC
        BLACKROCK ALTERNATIVES MANAGEMENT, LLC
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
        BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C.
        GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C.
        GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C.
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock LifePath Smart Beta 2060 Fund of BlackRock Funds II
        BlackRock LifePath Smart Beta 2060 Fund of BlackRock Funds II
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares Edge MSCI Multifactor Intl Index Fund
        iShares Edge MSCI Multifactor Intl Index Fund
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares Edge MSCI Multifactor USA Index Fund
        iShares Edge MSCI Multifactor USA Index Fund
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares Edge MSCI Min Vol USA Index Fund
        iShares Edge MSCI Min Vol USA Index Fund
        
          N
          Y
          N
        
      
      
        
          Delete
        
        
          Investment Company
        
        iShares Edge MSCI USA Value Factor Index Fund
        iShares Edge MSCI USA Value Factor Index Fund
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock GA Disciplined Volatility Equity Fund
        BlackRock GA Disciplined Volatility Equity Fund
        
          N
          Y
          N
        
      
      
        
          Delete
        
        
          Investment Company
        
        iShares MSCI Emerging Markets ex China ETF
        iShares MSCI Emerging Markets ex China ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock (Luxembourg) S.A
        BlackRock (Luxembourg) S.A.
        
          N
          N
          Y
          
            
              Luxembourg, Grand Duchy of - Commission to Surveillance of the Finance Sector
              B27689
              N4
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Investment Management (Dublin) Limited
        BlackRock Investment Management (Dublin) Limited
        
          N
          N
          Y
          
            
              Ireland - Central Bank of Ireland
              C23966
              L2
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Mexico Operador, S.A de C.V. Sociedad Operadora de Fondos de Inversion
        BlackRock Mexico Operador, S.A de C.V. Sociedad Operadora de Fondos de Inversion
        
          N
          N
          Y
          
            
              Mexico - National Commission for Banking and Securities
              O5
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
        
        BlackRock Operations (Luxembourg) S.a r.l.
        BlackRock Operations (Luxembourg) S.a r.l.
        
          N
          N
          N
        
      
      
        
          Add
        
        
          Investment Adviser
        
        SVOF/MM, LLC
        SVOF/MM, LLC
        
          N
          N
          Y
          
            
              Ireland - Central Bank of Ireland
              L2
            
          
        
      
      
        
          Add
        
        
          Investment Adviser
          Commodity pool operator
          Commodity trading advisor
        
        Tennenbaum Capital Partners, LLC
        Tennenbaum Capital Partners, LLC
        
          N
          N
          Y
          
            
              Ireland - Central Bank of Ireland
              L2
            
          
        
      
      
        
          Add
        
        
          Investment Company
        
        BLACKROCK CHINA A OPPORTUNIT INS
        BLACKROCK CHINA A OPPORTUNIT INS
        
          N
          Y
          N
        
      
      
        
          Delete
        
        
          Investment Company
        
        ESG U S AGGREGATE BD
        ESG U S AGGREGATE BD
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShar Blbrg Rl Sel Cmty Str ETF Ag
        iShar Blbrg Rl Sel Cmty Str ETF Ag
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        ISHARES EVOLVED US FINANCI CL1
        ISHARES EVOLVED US FINANCI CL1
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        ISHARES EVOLVED US INNOVAT CL1
        ISHARES EVOLVED US INNOVAT CL1
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        ISHARES INFLA HDGD CORP BOND ETF
        ISHARES INFLA HDGD CORP BOND ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BLACKROCK EMERGING MARKETS BOND FU
        BLACKROCK EMERGING MARKETS BOND FU
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock Emerging Markets Equity Strategies Fund - Aggregate
        BlackRock Emerging Markets Equity Strategies Fund - Aggregate
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock LifePath Dynamic 2060 Fund - Aggregate
        BlackRock LifePath Dynamic 2060 Fund - Aggregate
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock LifePath Dynamic 2065 Fund - Aggregate
        BlackRock LifePath Dynamic 2065 Fund - Aggregate
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock LifePath Index 2065 Fund
        BlackRock LifePath Index 2065 Fund
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock LifePath Smart Beta 2065 Fund
        BlackRock LifePath Smart Beta 2065 Fund
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock Liquid Environmentally Aware Fund (LEAF)
        BlackRock Liquid Environmentally Aware Fund (LEAF)
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares Edge MSCI Multifactor USA Mid-Cap ETF
        iShares Edge MSCI Multifactor USA Mid-Cap ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares Focused Value Factor ETF
        iShares Focused Value Factor ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares Genomics Immunology and Healthcare ETF
        iShares Genomics Immunology and Healthcare ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares iBonds 2021 Term High Yield and Income ETF
        iShares iBonds 2021 Term High Yield and Income ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares iBonds 2022 Term High Yield and Income ETF
        iShares iBonds 2022 Term High Yield and Income ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares iBonds 2023 Term High Yield and Income ETF
        iShares iBonds 2023 Term High Yield and Income ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares iBonds 2024 Term High Yield and Income ETF
        iShares iBonds 2024 Term High Yield and Income ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares iBonds 2025 Term High Yield and Income ETF
        iShares iBonds 2025 Term High Yield and Income ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares iBonds Dec 2029 Term Corporate ETF
        iShares iBonds Dec 2029 Term Corporate ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares MSCI Japan Equal Weighted ETF
        iShares MSCI Japan Equal Weighted ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares MSCI Japan Value ETF
        iShares MSCI Japan Value ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        iShares Self-Driving EV and Tech ETF
        iShares Self-Driving EV and Tech ETF
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock Advantage ESG U.S. Equity Fund
        BlackRock Advantage ESG U.S. Equity Fund
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Investment Company
        
        BlackRock GA Dynamic Equity Fund
        BlackRock GA Dynamic Equity Fund
        
          N
          Y
          N
        
      
    
    
      N
      N
      N
      N
      N
      N
      Y
      Y
      Y
      N
      Y
      N
      N
      N
    
    
      
        BlackRock Inc.
        0001364742
        
          Schedule B
        
      
    
    Item 1.I Location of Books and Records - For a more complete listing of the locations where some or all of the Applicant's books and records required to be kept under MSRB rules and SEC rules may be held, please see Section 1.L of Schedule D of BlackRock Financial Management, Inc.'s Form ADV.

Item 6. A number of BlackRock US-registered investment adviser subsidiaries have been engaged as investment advisers to BlackRock-sponsored registered investment companies (RICs).  Filings for these RICs are readily available on the SEC's website.  To the extent that BlackRock seed capital represents less than 25% of the voting securities of any class of shares, these RICs are not considered controlled entities for purposes of this filing.

Item 5.A.13 Other Business Activities, banking or thrift institution - Applicant is a national banking association which operates as a limited purpose trust company.

Please refer to the Disclosure Occurrence # 1980974, for documentation pertaining to the incident reported under Section A (2) of Item 9.

On June 21, 2018, Marc David Comerchero, BTC Chief Financial Officer was also appointed as the BTC Board of Director.
    
      
        N
        Y
        N
        N
      
      
        Y
        Y
        N
        Y
        Y
        Y
        Y
        N
        Y
        Y
        N
        N
        N
        N
        N
        Y
      
      
        N
        N
        N
        N
      
    
    N
    Y
    
      
        
          BlackRock Delaware Holdings, Inc.
          N
          
            
          
          27-1037825
          
            Sole Shareholder of Applicant
            12-01-2009
            E
            Y
          
        
      
      
        
          
            Derek
            Neville
            Stein
          
          
            Chief Executive Officer, Director
            12-01-2009
            NA
            Y
            4382888
          
        
        
          
            Anne
            Marie
            Petach
          
          
            Director
            12-01-2009
            NA
            Y
            5569378
          
        
        
          
            Jeffrey
            Craig
            Keil
          
          
            Director
            06-28-2010
            NA
            Y
            2207040
          
        
        
          
            Richard
            Michael
            Webb
          
          
            Director
            06-28-2010
            NA
            Y
            2340571
          
        
        
          
            Andrew
            NMN
            Gidney
          
          
            Director and Chief Operating Officer
            03-19-2014
            NA
            Y
            000000000
          
        
        
          
            Marc
            David
            Comerchero
          
          
            Director and Chief Financial Officer
            09-09-2015
            NA
            Y
            000000000
          
        
        
          
            Jeanne
            Marie
            Belanger
          
          
            Chief Legal Officer
            09-14-2016
            NA
            Y
            000000000
          
        
        
          
            Matthew
            J
            Mallow
          
          
            Director
            03-21-2018
            NA
            Y
            000000000
          
        
        
          
            Linda
            NMN
            Adamany
          
          
            Director
            03-21-2018
            NA
            Y
            000000000
          
        
        
          
            Bruce
            William
            McDougal
          
          
            Chief Compliance Officer
            01-13-2020
            NA
            Y
            000000000
          
        
      
    
    
      
        
          BlackRock Holdco 2, Inc.
          
            BlackRock, Inc.
            Y
            
              
            
            32-0174431
            
              Sole Shareholder
              09-29-2006
              E
              Y
            
          
        
        
          BlackRock Financial Management, Inc.
          
            BlackRock Holdco 2, Inc.
            N
            
              
            
            68-0635711
            
              Sole Shareholder
              09-29-2006
              E
              Y
            
          
        
        
          BlackRock Holdco 4, LLC
          
            Blackrock Financial Management, Inc.
            N
            
              
            
            
              Sole Member
              10-21-1994
              E
              Y
              107105
            
          
        
        
          BlackRock Holdco 5, LLC
          
            BlackRock Holdco 4, LLC
            N
            
              
            
            27-1438207
            
              Sole Member
              12-01-2009
              E
              Y
            
          
        
        
          BlackRock Holdco 6, LLC
          
            BlackRock Holdco 5, LLC
            N
            
              
            
            27-1438320
            
              Sole Member of 100% Preferred Shares
              12-01-2009
              E
              Y
            
          
        
        
          BlackRock Delaware Holdings, Inc.
          
            BlackRock Holdco 6, LLC
            N
            
              
            
            27-1438468
            
              Sole Shareholder
              12-01-2009
              E
              Y
            
          
        
      
    
    
      
        
          
            BlackRock Delaware Holdings, Inc.
            N
            
              
            
            27-1037825
            
              Sole Shareholder of Applicant
              12-01-2009
              E
              Y
            
          
        
      
      
        
          
            
              Derek
              Neville
              Stein
            
            
              Chief Executive Officer, Director
              12-01-2009
              NA
              Y
              4382888
            
          
        
        
          
            
              Anne
              Marie
              Petach
            
            
              Director
              12-01-2009
              NA
              Y
              5569378
            
          
        
        
          
            
              Jeffrey
              Craig
              Keil
            
            
              Director
              06-28-2010
              NA
              Y
              2207040
            
          
        
        
          
            
              Richard
              Michael
              Webb
            
            
              Director
              06-28-2010
              NA
              Y
              2340571
            
          
        
        
          
            
              Andrew
              NMN
              Gidney
            
            
              Director and Chief Operating Officer
              03-19-2014
              NA
              Y
              000000000
            
          
        
        
          
            
              Marc
              David
              Comerchero
            
            
              Director and Chief Financial Officer
              09-09-2015
              NA
              Y
              000000000
            
          
        
        
          
            
              Jeanne
              Marie
              Belanger
            
            
              Chief Legal Officer
              09-14-2016
              NA
              Y
              000000000
            
          
        
        
          
            
              Matthew
              J
              Mallow
            
            
              Director
              03-21-2018
              NA
              Y
              000000000
            
          
        
        
          
            
              Linda
              NMN
              Adamany
            
            
              Director
              03-21-2018
              NA
              Y
              000000000
            
          
        
        
          
            
              Bruce
              William
              McDougal
            
            
              Chief Compliance Officer
              01-13-2020
              NA
              Y
              000000000
            
          
        
        
          
            NewAdd
          
          
            
              Diane
              NMN
              Schumaker-Krieg
            
            
              Director
              09-16-2020
              NA
              Y
              1405644
            
          
        
      
      
        
          
            BlackRock Holdco 2, Inc.
            
              BlackRock, Inc.
              Y
              
                
              
              32-0174431
              
                Sole Shareholder
                09-29-2006
                E
                Y
              
            
          
        
        
          
            BlackRock Financial Management, Inc.
            
              BlackRock Holdco 2, Inc.
              N
              
                
              
              68-0635711
              
                Sole Shareholder
                09-29-2006
                E
                Y
              
            
          
        
        
          
            BlackRock Holdco 4, LLC
            
              Blackrock Financial Management, Inc.
              N
              
                
              
              
                Sole Member
                10-21-1994
                E
                Y
                107105
              
            
          
        
        
          
            BlackRock Holdco 5, LLC
            
              BlackRock Holdco 4, LLC
              N
              
                
              
              27-1438207
              
                Sole Member
                12-01-2009
                E
                Y
              
            
          
        
        
          
            BlackRock Holdco 6, LLC
            
              BlackRock Holdco 5, LLC
              N
              
                
              
              27-1438320
              
                Sole Member of 100% Preferred Shares
                12-01-2009
                E
                Y
              
            
          
        
        
          
            BlackRock Delaware Holdings, Inc.
            
              BlackRock Holdco 6, LLC
              N
              
                
              
              27-1438468
              
                Sole Shareholder
                12-01-2009
                E
                Y
              
            
          
        
      
    
    
      
        
          
            
              
                
              
              1
              
                
              
            
            
              9-A2
            
          
          
            
              
                
                  KEVIN
                  MCCLORY
                  WALKER
                
              
              
                N
                4863180
              
              
                
                  
                    KEVIN MCCLORY WALKER
                    4863180
                    1980974
                  
                
              
            
          
        
      
      
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C1
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                BlackRock Financial Management, Inc.
              
              
                Y
                801-48433
              
              
                
                  
                    BlackRock Financial Management, Inc.
                    107105
                    38052
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    40701
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C5
            
          
          
            
              
                
                  BLACKROCK FINANCIAL MANAGEMENT, INC.
                  107105
                  40773
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    44326
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    41824
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    44785
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    41825
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    45861
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    42388
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    45863
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    43608
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    40771
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
              9-D4
              9-D5
            
          
          
            
              
                BlackRock Investment Management (Taiwan) Limited
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    43113
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    40772
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    45816
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BLACKROCK FINANCIAL MANAGEMENT, INC.
                    107105
                    42081
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D1
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    46849
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                
                  BLACKROCK FINANCIAL MANAGEMENT, INC.
                  107105
                  47590
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BLK, Inc.
              
              
                N
              
              
                
                  
                    BlackRock Financial Management, Inc.
                    107105
                    47842
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    48982
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C1
              9-C2
              9-C3
              9-C4
              9-C5
            
          
          
            
              
                BlackRock Advisors, LLC
              
              
                Y
                801-47710
              
              
                
                  
                    BlackRock Advisors, LLC
                    106614
                    73180
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C3
              9-C4
              9-C5
            
          
          
            
              
                
                  Bartholomew
                  Angelo
                  Battista
                
              
              
                N
              
              
                
                  
                    BlackRock Financial Management, Inc.
                    107105
                    76180
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C1
              9-C2
              9-C3
              9-C4
              9-C5
            
          
          
            
              
                BlackRock Advisors, LLC
              
              
                Y
                801-47710
              
              
                
                  
                    BlackRock Financial Management, Inc.
                    107105
                    76179
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C1
              9-C2
              9-C3
              9-C4
              9-C5
            
          
          
            
              
                BlackRock Advisors, LLC
              
              
                Y
                801-47710
              
              
                
                  
                    BlackRock Capital Management, Inc.
                    108069
                    73179
                  
                
              
            
          
        
        
          
            
              
                
              
              2
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    114324
                  
                
              
            
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BlackRock Financial Management, Inc.
                    107105
                    114312
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                BlackRock, Inc.
              
              
                N
              
              
                
                  
                    BlackRock Financial Management, Inc.
                    107105
                    114310
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                BlackRock Inc.
              
              
                N
              
              
                
                  
                    BlackRock Financial Management, Inc.
                    107105
                    132000
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-C2
              9-C4
              9-C5
            
          
          
            
              
                BlackRock Fund Advisors
              
              
                Y
                801-48433
              
              
                
                  
                    BlackRock Fund Advisors
                    105247
                    133088
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D1
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    136464
                  
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D1
              9-D2
            
          
          
            
              
                BlackRock Investment Management (UK) Limited
              
              
                Y
                802-76129
              
              
                
                  
                    BlackRock Investment Management (UK) Limited
                    162379
                    141821
                  
                
              
            
          
        
      
    
    
      
        /s/Andrew Gidney
        Andrew Gidney
        Director and Chief Operating Officer
        10-26-2020
      
    
    
      N
      N
      N
      N
      N
      Y
      Y
      Y
      N
      Y
      Y
      Y
      Y
      N
      N
      N
      N
      Y
      Y
      N
      N
    
  

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