Form MA-I/A ROTH CAPITAL PARTNERS,

June 15, 2017 5:22 PM EDT


  
    MA-I/A
    
      
        0000748532
        XXXXXXXX
      
      
        Kristin LaMarche
        949-720-7147
      
      [email protected]
    
  
  
    N
    Y
    
      Donald
      Vincent
      Bordelon
    
    001708647
    N
    1
    
      
        
          
            0000748532
          
          ROTH CAPITAL PARTNERS, LLC
          12-02-1996
          N
        
        
          
            
              10-23-2014
              0000748532
            
          
        
        
          
            LOCATED
            SUPERVISED
            12-02-1996
            
              
                888 SAN CLEMENTE
                SUITE 400
                NEWPORT BEACH
                CA
                92660
              
            
          
          
            LOCATED
            SUPERVISED
            12-02-1996
            
              
                888 San Clemente Suite 400
                Newport Beach
                CA
                92660
              
            
          
        
      
    
    
    
      
        12-1996
        Roth Capital Partners, LLC
        
          Newport Beach
          
            CA
          
          92660
        
        Y
        Y
        Registered Representative
      
    
    Y
    
      
        07-2004
        PROFESSIONAL SPORTS FIELD MAINTENANCE, INC.
        
          23 EMERALD GLEN
          Laguna Niguel
          CA
          92677
        
        N
        N
        THE BUSINESS IS A BASEBALL AND SOFTBALL FIELD REPAIR BUSINESS AND NOT INVESTMENT RELATED. MY TITLE AT THE FIRM IS PRESIDENT AND MY START DATE WAS JULY 2004
        Owner
        10
        ACCOUNTING, SCHEDULING, AND TRAINING ETC.
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        06-15-2017
        Kristin LaMarche
        Chief Compliance Officer
      
    
  





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