Form MA-I/A PIPER SANDLER & CO.

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January 23, 2020 12:44 PM EST 


  
    MA-I/A
    
      
        0000724683
        XXXXXXXX
      
      
        Madeline Grinnell
        6123036523
      
      [email protected]
      
        [email protected]
      
    
  
  
    N
    N
    
      MARC
      TIMOTHY
      RAGAN
    
    6434953
    N
    1
    
      
        
          
            0000724683
          
          PIPER JAFFRAY & CO.
          12-31-2014
          N
        
        
          
            867-01178
          
        
        
          
            LOCATED
            SUPERVISED
            12-31-2014
            
              
                1420 FIFTH AVE
                SUITE 4300
                SEATTLE
                WA
                98101
              
            
          
        
      
    
    
    
      
        12-2014
        PIPER JAFFRAY & CO.
        
          SEATTLE
          
            WA
          
          98101
        
        Y
        Y
        PUBLIC FINANCE INVESTMENT BANKING
      
      
        
          06-2013
          12-2014
          PUBLIC FINANCIAL MANAGEMENT INC.
          
            SEATTLE
            
              WA
            
            98101
          
          Y
          Y
          ANALYST
        
        
          07-2012
          05-2013
          SPOKANE COMMUNITY WAREHOUSE
          
            SPOKANE
            
              WA
            
            99202
          
          N
          N
          MEMBERSHIP & VOLUNTEER COORDINATOR
        
        
          02-2012
          05-2012
          GONZAGA UNIVERSITY
          
            FLORENCE
            
              L6
            
            50123
          
          N
          N
          STUDENT
        
        
          09-2011
          02-2012
          BLACK PEARL CASINO
          
            SPOKANE VALLEY
            
              WA
            
            99216
          
          N
          N
          POKER DEALER
        
        
          10-2010
          07-2011
          STATE FARM
          
            SPOKANE
            
              WA
            
            STATE FARM
          
          N
          N
          ADMINISTRATIVE ASSISTANT
        
        
          05-2010
          10-2010
          APPLEWAY ACURA
          
            SPOKANE VALLEY
            
              WA
            
            99212
          
          N
          N
          SALES PORTER
        
        
          08-2009
          05-2010
          ST. CLOUD STATE UNIVERSITY
          
            ST. CLOUD
            
              MN
            
            56301
          
          N
          N
          STUDENT ATHELETE
        
        
          09-2006
          05-2009
          BURIEN TOYOTA/SCION
          
            BURIEN
            
              WA
            
            98148
          
          N
          N
          LOT ATTENDANT
        
        
          01-2005
          09-2006
          TAHOMA SENIOR HIGH
          
            MAPLE VALLEY
            
              WA
            
            98042
          
          N
          N
          HIGH SCHOOL STUDENT
        
      
    
    N
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        01-23-2020
        Gregory S. Byer
        Chief Compliance Officer

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