Form F-6EF SUMITOMO CORP/ADR Filed by: Citibank,N.A./ADR

June 22, 2026 5:01 PM EDT

 

As filed with the Securities and Exchange Commission on June 22, 2026

Registration No. 333  -   

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________________

 

FORM F-6

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY SHARES EVIDENCED BY

AMERICAN DEPOSITARY RECEIPTS

___________

 

Sumitomo Corporation

(Exact name of issuer of deposited securities as specified in its charter)

___________

 

N/A

(Translation of issuer’s name into English)

___________

 

Japan

(Jurisdiction of incorporation or organization of issuer)

________________________________

 

CITIBANK, N.A.

(Exact name of depositary as specified in its charter)

___________

 

388 Greenwich Street

New York, New York 10013

(877) 248-4237

(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)

___________

 

Sumitomo Corporation of Americas

277 Park Avenue, 15th Floor

New York, NY 10172

212-207-0700

(Address, including zip code, and telephone number, including area code, of agent for service)

________________________________

 

Copies to:

 

Julian Veshi, Esq.

Sergio A. Urias, Esq.

Akin Gump Strauss Hauer & Feld LLP

One Bryant Park

New York, New York 10036

212-872-1000

 

Herman H. Raspé, Esq.

Jean-Claude Lanza, Esq.

Patterson Belknap Webb & Tyler LLP
1133 Avenue of the Americas
New York, New York 10036
(212) 336-2000

 

It is proposed that this filing become effective under Rule 466: ☒ immediately upon filing.
   
  ☐ on (Date) at (Time).
   
If a separate registration statement has been filed to register the deposited shares, check the following box: ☐

________________________________

 

CALCULATION OF REGISTRATION FEE

 

Title of Each Class of
Securities to be Registered
Amount to be
Registered

Proposed Maximum

Aggregate Price Per Unit*

Proposed Maximum

Aggregate Offering Price**

Amount of

Registration Fee

American Depositary Shares (ADS(s)), each ADS representing  the right to receive one common share of Sumitomo Corporation (the “Company”) 400,000,000 ADSs $5.00 $20,000.000.00 $2,762.00
 

*     Each unit represents 100 ADSs.

**   Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of ADSs.

 

 

 

 

This Registration Statement may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.

 

ii

 

 

PART I

 

INFORMATION REQUIRED IN PROSPECTUS

 

Cross Reference Sheet

 

DESCRIPTION OF SECURITIES TO BE REGISTERED

 

Item Number and Caption

 

Location in Form of American

Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus

     
1. Name of Depositary and address of its principal executive office   Face of Receipt -  Introductory Article.
       
2. Title of Receipts and identity of deposited securities   Face of Receipt  - Top Center.
         
Terms of Deposit:    
     
  (i) The amount of deposited securities represented by one American Depositary Share ("ADSs")   Face of Receipt  - Upper right corner.
         
  (ii) The procedure for voting, if any, the deposited securities   Reverse of Receipt   Paragraphs (16), (17) and (20).
         
  (iii) The collection and distribution of dividends   Reverse of Receipt – Paragraphs (7), (14), (16) and (20).
         
  (iv) The transmission of notices, reports and proxy soliciting material   Face of Receipt  - Paragraph (13);
Reverse of Receipt - Paragraphs (16), (17) and (20).
         
  (v) The sale or exercise of rights  

Reverse of Receipt – Paragraphs (14), (16)

and (17).

         
  (vi) The deposit or sale of securities resulting from dividends, splits or plans of reorganization  

Face of Receipt - Paragraphs (3) and (6);

Reverse of Receipt - Paragraphs (14), (16), (18) and (20).

         
  (vii) Amendment, extension or termination of the deposit agreement   Reverse of Receipt - Paragraphs (22) and (23) (no provision for extensions).
         
  (viii) Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs   Face of Receipt - Paragraph (13).
         

  

I-1 

 

  

Item Number and Caption

 

Location in Form of American

Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus

         

  (ix) Restrictions upon the right to deposit or withdraw the underlying securities   Face of Receipt – Paragraphs (2), (3), (4), (6), (7), (9) and (10).
         
  (x) Limitation upon the liability of the Depositary  

Face of Receipt - Paragraph (7);

Reverse of Receipt - Paragraphs (19) and (20).

         
3.     Fees and charges which may be imposed directly or indirectly on holders of ADSs  

Face of Receipt - Paragraph (10);

Reverse of Receipt – Paragraph (14).

         
  AVAILABLE INFORMATION   Face of Receipt - Paragraph (13).

 

The Company publishes the information contemplated in Rule 12g3-2(b)(2)(i) under the United States Securities Exchange Act of 1934, as amended (the “Exchange Act”) on its internet website or through an electronic information delivery system generally available to the public in the Company’s primary trading market. As of the date hereof the Company’s internet website is https://www.sumitomocorp.com/en/global. The information so published by the Company may not be in English, except that the Company is required, in order to maintain its exemption from the Exchange Act reporting obligations pursuant to Rule 12g3-2(b), to translate such information into English to the extent contemplated in Rule 12g3-2(b). The information so published by the Company cannot be retrieved from the internet website of the United States Securities and Exchange Commission (the “Commission”), and cannot be inspected or copied at the public reference facilities maintained by the Commission located at 100 F Street, N.E., Washington, D.C. 20549.

 

I-2 

 

  

 

PROSPECTUS

 

The Prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the Deposit Agreement filed as Exhibit (a) to this Registration Statement on Form F-6 and is incorporated herein by reference.

 

 

I-3 

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

EXHIBITS

 

(a)Deposit Agreement, dated as of September 20, 2002, by and among Sumitomo Corporation (the “Company”), Citibank, N.A., as depositary (the “Depositary”), and all Holders and Beneficial Owners of American Depositary Shares evidenced by the American Depositary Receipts issued thereunder (“Deposit Agreement”). ___ Filed herewith as Exhibit (a).

 

(b)Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. ___ None.

 

(c)Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. ___ None.

 

(d)Opinion of counsel for the Depositary as to the legality of the securities to be registered. ___ Filed herewith as Exhibit (d).

 

(e)Certificate under Rule 466. ___ Filed herewith as Exhibit (e).

 

(f)Powers of Attorney for certain officers and directors and the authorized representative of the Company. ___ Set forth on the signature pages hereto.

   

II-1 

 

 

UNDERTAKINGS

 

(a)The Depositary undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b)If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.

  

II-2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity to be created by the Deposit Agreement, by and among Sumitomo Corporation, Citibank, N.A., as depositary, and all Holders and Beneficial Owners from time to time of American Depositary Shares evidenced by American Depositary Receipts to be issued thereunder, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 22nd day of June 2026.

  

 

Legal entity created by the Deposit Agreement under which the American Depositary Receipts evidencing American Depositary Shares registered hereunder are to be issued, each American Depositary Share representing the right to receive one common share of Sumitomo Corporation.

 

CITIBANK, N.A., solely in its capacity as Depositary

     
  By: /s/ Leslie DeLuca
    Name: Leslie DeLuca
    Title: Attorney-in-Fact

 

II-3

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, Sumitomo Corporation certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned thereunto duly authorized, in the city of Tokyo, Japan, on the 19 day of June 2026.

 

 

SUMITOMO CORPORATION

     
  By: /s/ Yusuke Nagai
   

Name: Yusuke Nagai

Title: Head of Investor Relations Dept.

 

II-4

 

 

POWERS OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Yusuke Nagai to act as his/her true and lawful attorney-in-fact and agent, with full power of substitution, for him/her and in his/her name, place and stead, in any and all such capacities, to sign any and all amendments, including post-effective amendments, and supplements to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the United States Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as s/he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his/her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form F-6 has been signed by the following persons in the following capacities on the 19th day of June 2026.

 

Signature   Title
     

/s/ Masayui Hyodo                              

Masayuki Hyodo

  Director, Chairman of the Board of Directors
     

/s/ Toshikazu Nambu                          

Toshikazu Nambu

  Director, Vice Chairman
     

/s/ Shingo Ueno                                  

Shingo Ueno

 

Representative Director,

President and Chief Executive Officer

(Principal Executive Officer)

     

/s/ Reiji Morooka                                

Reiji Morooka

 

Representative Director,

Executive Vice President,

Chief Financial Officer

(Principal Financial and Accounting Officer)

     

/s/ Yasuhiro Yoshida                           

Yasuhiro Yoshida

 

Representative Director,

Senior Managing Executive Officer,

Chief Administration Officer and Chief Compliance Officer

 

II-5

 

 

Signature   Title
     

/s/ Takashi Mitachi                          

Takashi Mitachi

  Outside Director
     

/s/ Takahisa Takahara                      

Takahisa Takahara

  Outside Director
     

/s/ Haruyasu Asakura                       

Haruyasu Asakura

  Outside Director
     

/s/ Nana Otsuki                               

Nana Otsuki

  Outside Director
     

/s/ Yasuko Gotoh                            

Yasuko Gotoh

  Outside Director
     

/s/ Daisuke Mikogami                     

Daisuke Mikogami

  Director, Full-Time Audit & Supervisory Committee Member, Chairperson of the Audit & Supervisory Committee
     

/s/ Mitsuhiro Takeda                        

Mitsuhiro Takeda

  Director, Full-Time Audit & Supervisory Committee Member
     

/s/ Yukiko Nagashima                     

Yukiko Nagashima

  Outside Director, Audit & Supervisory Committee Member
     

/s/ Nobuo Inada                                

Nobuo Inada

  Outside Director, Audit & Supervisory Committee Member
     

/s/ Taisei Kunii                                  

Taisei Kunii

  Outside Director, Audit & Supervisory Committee Member

  

II-6

 

 

SIGNATURE OF AUTHORIZED REPRESENTATIVE OF THE REGISTRANT

 

Under the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of America, has signed this Registration Statement on Form F-6 in the City of New York, State of New York on the 18th day of June 2026.

 

 

Authorized Representative in the United States

 

SUMITOMO CORPORATION OF AMERICAS

     
  By: /s/ Kotaro Tameda
 

Name: Kotaro Tameda

Title: Director and President

 

II-7

 

 

Index to Exhibits

 

Exhibit Document

Sequentially

Numbered Page

     
(a) Deposit Agreement  
     
(d) Opinion of counsel to the Depositary  
     
(e) Rule 466 Certification  
     
     
     
     

 

 

 

ATTACHMENTS / EXHIBITS

e665534_ex99-a.htm

e665534_ex99-d.htm

e665534_ex99-e.htm



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