Form 3 PLAINS ALL AMERICAN PIPE For: Oct 02 Filed by: Liollio Dean Oct 7, 2026 05:17PM .FormData { color: blue; background-color: white; font-size: 12px; font-family: Times, serif; } .FormDataR { color: blue; background-color: white; font-size: 12px; font-family: Times, serif; text-align: right; } .SmallFormData { color: blue; background-color: white; font-size: 10px; font-family: Times, serif; } .FootnoteData { color:... (continue reading...)
Form PRE 14A LISATA THERAPEUTICS, For: Nov 09 Oct 7, 2026 05:17PM

TABLE OF CONTENTS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒Preliminary Proxy Statement  ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  ☐Definitive Proxy Statement  ☐Definitive Additional Materials  ☐Soliciting... (continue reading...)
Form N-2 Brookmont Pre-IPO AI Oct 7, 2026 05:16PM

As filed with the Securities and Exchange Commission on October 7, 2026

 

1933 Act File No. ________

1940 Act File No. 811-24223

 

 

U.S. Securities and Exchange Commission

Washington, D.C. 20549

 

FORM N-2

 

(Check appropriate box or boxes)

 

☒Registration Statement Under the Securities Act of 1933 ☐Pre-Effective Amendment No. _ ☐Post-Effective Amendment No. _

 

and

 

☒Registration Statement Under the Investment Company Act of... (continue reading...)
Form FWP Citigroup Global Markets Filed by: Citigroup Global Markets Holdings Inc. Oct 7, 2026 05:16PM

Citigroup Global Markets Holdings Inc.

Guaranteed by Citigroup Inc.

 

 

5 Year Autocallable Securities Linked to the Worst of SX5E and EFA

... (continue reading...)
Form DFAN14A ETHAN ALLEN INTERIORS Filed by: DGB Investment, Inc. Oct 7, 2026 05:16PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

(Rule 14a-101)

 

INFORMATION REQUIRED IN PROXY STATEMENT

 

SCHEDULE 14A INFORMATION

 

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

 

(Amendment No. )

 

Filed by the Registrant ☐

 

Filed by a Party other than the Registrant ☒

 

Check the appropriate box:

 

☐Preliminary Proxy Statement

 

☐Confidential, for Use of... (continue reading...)

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